`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________
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`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
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`
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`TRADESTATION GROUP INC.,
`TRADESTATION SECURITIES, INC., IBG LLC, and INTERACTIVE
`BROKERS LLC.,
`Petitioners,
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`v.
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`TRADING TECHNOLOGIES INTERNATIONAL, INC.,
`Patent Owner.
`
`____________
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`
`Case CBM2015-001611
`Patent No. 6,766,304
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`___________
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`PETITIONER’S UPDATED EXHIBIT LIST
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`1 Case CBM2016-00035 has been joined with this proceeding.
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`TS 1001
`TS 1002
`TS 1003
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`TS 1004
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`TS 1005
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`TS 1006
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`TS 1007
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`TS 1008
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`TS 1009
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`TS 1010
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`TS 1011
`TS 1012
`TS 1013
`TS 1014
`TS 1015
`TS 1016
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`TS 1017
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`Case CBM2015-00161
`Attorney Docket No. 41919-0005CP1
`EXHIBIT LIST
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`U.S. Patent No. 6,766,304
`File History, U.S. Patent No. 6,766,304
`TD Ameritrade Holding Corp. v. Trading Tech. Int’l, Inc., Case
`CBM2014-00136, Decision Denying Institution (Paper No.
`19), at pp. 7–12 (P.T.A.B. Dec. 2, 2014)
`Memorandum Opinion and Order, Dkt. #735, Trading Tech. Int
`'l, Inc. v. CQGT, LLC, et al., 05-cv-4811, U.S. District Court
`for the Northern District of Illinois, Eastern Division
`TD Ameritrade Holding Corp. v. Trading Tech. Int 'l, Inc.,
`Case CBM2014-00136, Petition (Paper No. 4) (P.T.A.B. May
`20, 2014)
`TD Ameritrade, Patent Owner’s Preliminary Response (Paper
`No. 18), at pp. 6-7 (P.T.A.B. Sept. 3, 2014)
`TD Ameritrade Holding Corp. v. Trading Tech. Int’l, Inc.,
`CBM2014-00131, Decision to Institute (Paper No. 19), at p. 15
`(P.T.A.B. Dec. 2, 2014)
`TD Ameritrade Holding Corp. v. Trading Tech. Int’l, Inc.,
`CBM2014-00133, Decision to Institute (Paper No. 19), at p. 14
`(P.T.A.B. Dec. 2, 2014)
`TD Ameritrade Holding Corp. v. Trading Tech. Int’l, Inc.,
`CBM2014-00137, Decision to Institute (Paper No. 19), at p. 14
`(P.T.A.B. Dec. 2, 2014)
`TD Ameritrade Holding Corp. v. Trading Tech. Int’l, Inc.,
`CBM2014-00135, Decision to Institute (Paper No. 19), at p. 14
`(P.T.A.B. Dec. 2, 2014)
`Kemp II, et al. US 6,772,132
`Statement of Reasons for Allowance in the ‘304 patent
`Declaration of Dr. John Phillips Mellor (“Mellor decl.”)
`Excerpts of Appendices for Mellor Declaration
`Lodewijk Petram, “The World’s First Stock Exchange”
`“Futures/ Option Purchasing System Trading Terminal
`Operation Guide”, Tokyo Stock Exchange Operation System
`Division
`Translation of “Futures/ Option Purchasing System Trading
`Terminal Operation Guide”, Tokyo Stock Exchange Operation
`System Division
`
`1
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`
`
`Case CBM2015-00161
`Attorney Docket No. 41919-0005CP1
`
`Certificate of Translation of “Futures/ Option Purchasing
`System Trading Terminal Operation Guide”, Tokyo Stock
`Exchange Operation System Division
`Gutterman, et al. US Patent No. 5,297,031
`Ellen Terrell, “History of the American and NASDAQ Stock
`Exchanges”, September, 2006 (Updated October, 2012)
`Declaration in support of Unopposed Motion for Pro Hac Vice
`Admission of Adam Kessel
`Merriam-Webster Collegiate Dictionary (11th ed.), definition
`of “data processing”
`Webster’s New World College Dictionary (4th ed.), definition
`of “data processing”
`Excerpts from trial transcript, Trading Techs. Int’l, Inc. v.
`eSpeed, Inc. (N.D. Il. Sept. 10, 2007)
`Excerpts from deposition transcript of Dan R. Olsen, Jr., IBG
`LLC v. Trading Techs. Int’l, Inc. (P.T.A.B. July 28, 2016)
`Petitioners’ Demonstratives
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`
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`TS 1018
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`TS 1019
`TS 1020
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`TS 1021
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`TS 1022
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`TS 1023
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`TS 1024
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`TS 1025
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`TS 1027
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`
`
`Served but not filed:
`
`TS-1026 Declaration of Karrie Wheatley (served 9/30/2016)
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`
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`Dated: October 17, 2016
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`Respectfully submitted,
`
`/John C. Phillips/
`John C. Phillips, Reg. No. 35,322
`Fish & Richardson, P.C.
`
`Attorney for Petitioners
`
`2
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`
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`Case CBM2015-00161
`Attorney Docket No. 41919-0005CP1
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR §§ 42.6(e)(4) and 42.205(b), the undersigned certifies
`
`that on October 17, 2016, a complete and entire copy of this Petitioners’ Updated
`
`Exhibit List and Exhibit 1027 Petitioners’ Demonstratives were provided via email
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`to Patent Owner by serving the correspondence address of record as follows:
`
`Erika H. Arner, Joshua L. Goldberg, Kevin D. Rodkey,
`Rachel L. Emsley, and Cory C. Bell
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`Email: erika.arner@finnegan.com
`joshua.goldberg@finnegan.com
`kevin.rodkey@finnegan.com
`rachel.emsley@finnegan.com
`cory.bell@finnegan.com
`
`Steven F. Borsand
`Trading Technologies International, Inc.
`Email: tt-patent-cbm@tradingtechnologies.com
`
`
`Michael D. Gannon, Leif R. Sigmond, Jr., and Jennifer M. Kurcz
`McDonnell Boehnen Hulbert & Berghoff LLP
`Email: gannon@mbhb.com
`sigmond@mbhb.com
`kurcz@mbhb.com
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`/Diana Bradley/
`Diana Bradley
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(858) 678-5667
`
`
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