Before Hon. Sally C. Medley, Meredith C. Petravik, and Jeremy M. Plenzler
`
`Administrative Patent Judges
`
`TRADESTATION GROUP, INC., TRADESTATION SECURITIES, INC., IBG LLC, and
`
`INTERACTIVE BROKERS LLC, (Petitioners)
`
`v.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC., (Patent Owner)
`
`Trial No. CBM2015‐00161; U.S. Patent No. 6,766,304
`
`Demonstratives
`
`1
`
`TradeStation v. Trading Technologies
`CBM2015-00161
`Exhibit 1027
`
`
`
`Administrative Patent Judges
`
`TRADESTATION GROUP, INC., TRADESTATION SECURITIES, INC., IBG LLC, and
`
`INTERACTIVE BROKERS LLC, (Petitioners)
`
`v.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC., (Patent Owner)
`
`Trial No. CBM2015‐00161; U.S. Patent No. 6,766,304
`
`Demonstratives
`
`1
`
`TradeStation v. Trading Technologies
`CBM2015-00161
`Exhibit 1027
`
`
`
`’304 Patent, FIG. 1.
`
`’304 Patent, 3:42‐42
`exchanges and client sites.”
`connections between multiple
`“FIG. 1 illustrates the network
`
`’304 Patent, 4:8‐11.
`the type of terminal or device used.”
`of the present invention is not limited by
`the functions described herein. The scope
`with the processing capabilityto perform
`any existing or future terminal or device
`present invention can be implemented on
`“It is envisioned that the system of the
`
`Overview’304 Patent Overview
`
`2
`
`
`
`’304 Patent, FIG. 2.
`
`’304 Patent, 3:43‐44
`commodity being traded.”
`inside market and the market depth of a given
`“FIG. 2 illustrates a screen display showing the
`
`‘304 Patent Overview
`’304 Patent Overview
`
`3
`
`
`
`’304 Patent, FIG. 3.
`
`’304 Patent, 3:45‐46
`present invention.”
`Mercury display of the
`“FIG. 3 illustrates the
`
`‘304 Patent Overview
`’304 Patent Overview
`
`4
`
`
`
`’304 Patent, FIG. 4.
`
`’304 Patent, 3:47‐48
`compared to FIG. 3.”
`the movement of values when
`display at a later time showing
`“FIG. 4 illustrates the Mercury
`
`‘304 Patent Overview
`’304 Patent Overview
`
`5
`
`
`
`’304 Patent, FIG. 5.
`
`’304 Patent, 3:49‐50
`trading method.”
`order to exemplify the Mercury
`display with parameters set in
`“FIG. 5 illustrates a Mercury
`
`‘304 Patent Overview
`’304 Patent Overview
`
`6
`
`
`
`’304 Patent, FIG. 6.
`
`’304 Patent, 3:51‐52
`display and trading.”
`Mercury
`illustrating the process for
`“FIG. 6 is a flowchart
`
`‘304 Patent Overview
`’304 Patent Overview
`
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`
`’304 Patent, claim 1
`
`’304 Patent Overview
`
`9
`
`
`
`Petitioner’s Reply to Patent Owner’s Response (Paper No. 98) at 2‐3
`’304 Patent, FIG.2 (annotated);
`
`prior art technique of displaying market information in a
`“The claims are simply a trivial variation of the admitted
`
`grid.”
`
`10
`
`
`
`Petition (Paper No. 2) at 36‐37
`TS‐1019 U.S. Patent No. 5,297,031,
`
`having an interactive GUI for facilitating the placement of
`“Guttermandiscloses an electronic trading workstation
`
`trade orders based on displayed market information.”
`
`11
`
`
`
`Petitioner’s Reply to Patent Owner’s Response (Paper No. 98) at 2,5
`’304 Patent, FIGS. 3 and 4 (annotated);
`
`prior art technique of displaying market information in a
`“The claims are simply a trivial variation of the admitted
`
`grid.”
`
`12
`
`
`
`Petition (Paper No. 2) at 36‐37
`Stock Exchange Operation System Division at 7‐17;
`System Trading Terminal Operation Guide,” Tokyo
`TS 1017 Translation “Futures/Option Purchasing
`
`observed market information was well‐known in the
`“Using an interactive GUI to place an order based on
`
`electronic trading world before the ’304 Patent.”
`
`13
`
`
`
`Response (Paper No. 98) at 6
`Petitioner’s Reply to Patent Owner’s
`
`Brumfield’s sketching out the crude drawing below indicating how he
`applying technological knowledge but rather consisted simply of Mr.
`
`“Conception of the so‐called invention had nothing to do with
`
`would like market data displayed.”
`
`14
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