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UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC. AND
`TRADESTATION SECURITIES, INC.
`
`Petitioner
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`_________________
`
`PATENT OWNER’S EXHIBIT LIST
`
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`Case CBM2015-00161
` U.S. Patent 6,766,304 B2
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`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
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`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners Tradestation Group, Inc. and Tradestation
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`Securities, Inc.
`
`Exhibit 2002
`
`Exhibit 2003
`
`Exhibit 2004
`
`Exhibit 2005
`
`Filed Exhibits Description
`Exhibit 2001
`Trading Technologies International Inc.’s Letter To Hon.
`Michelle K. Lee, Under Secretary of Commerce for Intellectual
`Property and Director of the United States Patent and Trademark
`Office, regarding Abuse of Covered Business Method Review
`Process, dated August 10, 2015
`Attachment A to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 609
`Attachment B to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc , Case No. 10-C- 715 (N.D.Ill.), Dkt. 613
`Attachment C to Letter to Director Lee: Tradestation’s Petition
`for Covered Business Method Review of U.S. Patent 6,766,304
`B2
`Attachment D to Letter to Director Lee: TD AmeriTrade Holding
`Corp et al. v Trading Technologies Int’l, Case No. CBM2014-
`00136, Paper No. 18, Patent Owner’s Preliminary Response,
`dated September 3, 2014
`Attachment E to Letter to Director Lee: Trading Tech Int’l v
`CQG, Inc. and CQGT, LLC, Case No. 05-cv-4811 (N.D.Ill.),
`Dkt. 1073
`Attachment F to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc., Case No. 10-C- 715 (N.D.Ill.), Dkt. 181
`Attachment G to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc., Case No. 10-C- 715 (N.D.Ill.), Dkt. 176
`Attachment H to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc., Case No. 10-C- 715 (N.D.Ill.), Dkt. 528
`
`Exhibit 2006
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`Exhibit 2007
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`Exhibit 2008
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`Exhibit 2009
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`3
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`Dated: August 21, 2015
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`Case CBM2015-00161
` U.S. Patent 6,766,304 B2
`
`
`Respectfully submitted,
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
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`4
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`CERTIFICATE OF SERVICE
`
`Case CBM2015-00161
` U.S. Patent 6,766,304 B2
`
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`The undersigned hereby certifies that a copy of the foregoing Patent
`
`
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`Owner’s Exhibit List was served on August 21, 2015, via email directed to
`
`counsel of record for the Petitioner at the following:
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0005CP1@fr.com
`
`
`Date: August 21, 2015
`
`/Bradley J. Moore/
`Bradley J. Moore
`Litigation Clerk
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP

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