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UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC. AND
`TRADESTATION SECURITIES, INC.
`
`Petitioner
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`_________________
`
`PATENT OWNER’S UPDATED MANDATORY NOTICES
` PURSUANT TO 37 C.F.R. § 42.8
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

`
`Case CBM20l5-00161
`
`U.S. Patent 6,766,304 B2
`
`Pursuant to the Board’s request during a telephone conference on August 20,
`
`2015, and in compliance with 37 C.F.R. § 42.8(a)(3) to the extent it is applicable,
`
`Patent Owner Trading Technologies International, Inc. hereby submits these
`
`Updated Mandatory Notices to identify the following letter, sent within the last 21-
`
`days:
`
`Trading Technologies International Inc_’s Letter To Hon.
`Michelle K. Lee, Under Secretary of Commerce for
`Intellectual Property and Director of the United States
`Patent and Trademark Office, regarding Abuse of
`Covered Business Method Review Process, dated
`
`August 10, 2015.
`
`Patent Owner further updates its Mandatory Notices to change the email
`
`address for Mr. Steve Borsand to: tt—patent—cbm@tradingtechnologies.com. In
`
`accordance with 37 C.F.R. § 42.8(b)(3) and (4), Trading Technologies designates
`
`the following counsel to transact all business in the United States Patent &
`
`Trademark Office associated with the aboVe—captioned proceeding:
`
`Lead Counsel
`
`Back-Up Counsel
`
`Erika H. Amer
`(Reg. No. 57,540)
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`
`Joshua L. Goldberg
`(Reg. No. 59,369)
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`
`Email: erika_arner@finnegan.com Email: joshua.goldberg@fmnegan_com
`
`11955 Freedom Drive
`
`Reston, VA 20190
`Phone: (571)203-2754
`Fax: (202)408-4400
`
`901 New York Avenue, NW
`
`Washington, DC 20001-4413
`Phone: (202) 408-6092
`Fax: (202)408-4400
`
`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Kevin D. Rodkey
`(Reg. No. 65,506)
`Finnegan, Henderson, Farabow,
`
`Garrett & Dunner, LLP
`303 Peachtree Street N.E.
`Atlanta, GA 30308-3263
`Phone: (404) 653-6484
`Email: kevin.rodkey@finnegan.com
`
`Rachel L. Emsley
`(Reg. No. 63,558)
`Finnegan, Henderson, Farabow,
`
`Garrett & Dunner, LLP
`2 Seaport Lane, 6th Floor
`Boston, MA 02210-2001
`Phone: (617) 646-1624
`Email: rachel.emsley@finnegan.com
`
`Steven F. Borsand
`(Reg. No. 36,752)
`Trading Technologies International, Inc.
`222 South Riverside Plaza, Suite 1100
`Chicago, IL 60606
`Phone: (312) 476-1018
`Email: tt-patent-cbm@tradingtechnologies.com
`
`Please address all correspondence regarding this proceeding to all lead and
`
`
`
`Respectfully submitted,
`
`
`
`
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`3
`
`back-up counsel.
`
`Dated: August 21, 2015
`
`
`
`
`
`

`
`Case CBM2015-00161
`U.S. Patent No. 6,766,304 B2
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`Owner’s Updated Mandatory Notices was served on August 21, 2015, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0005CP1@fr.com
`
`
`
`Date: August 21, 2015
`
`/Bradley J. Moore/
`Bradley J. Moore
`Litigation Clerk
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`4

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