` Filed: July 8, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.;
`TRADESTATION SECURITIES, INC.; IBG LLC; and
`INTERACTIVE BROKERS LLC;
`
`Petitioners
`v.
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` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-001611
`U.S. Patent 6,766,304 B2
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`LISTING OF CITATIONS OF
`PATENT OWNER’S EXHIBITS
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`1 CBM2016-00035 has been joined with this proceeding
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`Pursuant to the Board’s Order of June 28, 2016 (Paper 66), Patent Owner
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`Trading Technologies International, Inc. (“TT”), files this listing of exhibits filed
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`in this proceeding and where the exhibit is cited in the record. Patent Owner
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`respectfully notes that certain exhibits (e.g., transcripts of Board calls) are not
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`necessarily cited, but were required to be filed.
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`ExhibitNumber
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`2010
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`Order [Paper 11] at 2.
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`2011
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`Patent Owner's Motion for Additional Discovery
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`[Paper 12] at 6.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 12] at 12.
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`Patent Owner's Reply to Petitioner's Opposition to
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`Motion for Additional Discovery [Paper 17] at page 1.
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`Mandatory notices [Paper 21] at 2.
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`Ex. 2014 at 4.
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`EX. 2014 at 4.
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`Ex. 2014 at 4.
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`Ex. 2014 at 4.
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`Ex.20l4 at 4.
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`Patent Owner's Preliminary Response [Paper 22] at 7.
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`Patent Owner's Preliminary Response [Paper 22] at 8.
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`U1
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`ExhibitNumber
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`2140
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 1.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 1-2.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 3.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 2.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 3.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 7.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 7-8.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 8.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 10
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`10
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`ExhibitNumber
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`2150
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 9.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 9.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 1.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 1.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 9.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 1.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 2.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 3.
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`Patent Owner's Motion for Additional Discovery
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`[Paper 52] at 3.
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`U.S. Patent 6,766,304 B2
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`U.S. Patent 6,766,304 B2
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`U.S. Patent 6,766,304 B2
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`U.S. Patent 6,766,304 B2
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`U.S. Patent 6,766,304 B2
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`U.S. Patent 6,766,304 B2
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`CBM2015-00161
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`U.S. Patent 6,766,304 B2
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`ExhibitNumber 2297
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`Exhibit 2169 [Thomas Decl_], 1] 155.
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`Date: July 8, 2016
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`Respectfully Submitted,
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`/Erika H. Amerl
`By:
`Erika H. Amer (Reg. No- 57,540)
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`20
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`CBM2015-00161
`U.S. Patent 6,766,304 B2
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Listing of
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`
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`Citations of Patent Owner’s Exhibits was served on July 8, 2016, via email
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`directed to counsel of record for the Petitioner at the following:
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`John C. Phillips
`phillips@fr.com
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`Kevin Su
`CBM41919-0005CP1@fr.com
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`Michael T. Rosato
`mrosato@wsgr.com
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`Matthew A. Argenti
`margenti@wsgr.com
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`Robert E. Sokohl
`rsokohl@skgf.com
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`Date: July 8, 2016
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`
` /Bradley J. Moore/
`Bradley J. Moore
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
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`
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`21