UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.,
`TRADESTATION SECURITIES, INC., IBG LLC, and
`INTERACTIVE BROKERS LLC.,
`
`Petitioner
`v.
`
` Paper No. ____
`
` Filed: July 7, 2016
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` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-001611
`U.S. Patent 6,766,304 B2
`_________________
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`1 Case CBM2016-00035 has been joined with this proceeding.
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`

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`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners TradeStation Group, Inc. and TradeStation
`
`Securities, Inc. This exhibit list corrects an error in the prior certificate of service
`
`filed with updated exhibit list filed on June 27, 2016, and now reflects that Exhibits
`
`2165 and 2166 were served on June 29, 2016.
`
`Filed Exhibits Description
`Exhibit 2001
`Trading Technologies International Inc.’s Letter To Hon.
`Michelle K. Lee, Under Secretary of Commerce for Intellectual
`Property and Director of the United States Patent and
`Trademark Office, regarding Abuse of Covered Business
`Method Review Process, dated August 10, 2015
`Exhibit 2002 Attachment A to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 609
`Exhibit 2003 Attachment B to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc , Case No. 10-C- 715 (N.D.Ill.), Dkt. 613
`Exhibit 2004 Attachment C to Letter to Director Lee: TradeStation’s Petition
`for Covered Business Method Review of U.S. Patent 6,766,304
`B2
`Exhibit 2005 Attachment D to Letter to Director Lee: TD AmeriTrade
`Holding Corp et al. v Trading Technologies Int’l, Case No.
`CBM2014-00136, Paper No. 18, Patent Owner’s Preliminary
`Response, dated September 3, 2014
`Exhibit 2006 Attachment E to Letter to Director Lee: Trading Tech Int’l v
`CQG, Inc. and CQGT, LLC, Case No. 05-cv-4811 (N.D.Ill.),
`Dkt. 1073, Memorandum Opinion and Order denying Motion
`for Summary Judgment (35 U.S.C. § 101).
`Exhibit 2007 Attachment F to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc., Case No. 10-C- 715 (N.D.Ill.), Dkt. 181,
`TradeStation Defendants’ Amended Motion and Memorandum
`in Support of Partial Summary Judgment (priority date).
`
`
`
`2
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`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Exhibit 2010
`
`Exhibit 2011
`
`
`Exhibit 2008 Attachment G to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc., Case No. 10-C- 715 (N.D.Ill.), Dkt. 176,
`Defendants’ Case Management Statement for May 5, 2011
`Status Hearing.
`Exhibit 2009 Attachment H to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc., Case No. 10-C- 715 (N.D.Ill.), Dkt. 528,
`Position Statement of the TD Ameritrade Defendants on the
`Federal Circuit’s Decision in OEC and How this Case Should
`Proceed.
`Transcript of Teleconference Call with the Board, dated
`September 10, 2015
`Petition for Covered Business Method Review Under 35 U.S.C.
` § 321 and § 18 of the Leahy-Smith America Invents Act, CQG,
`Inc. and CQGT, LLC v. Trading Tech Int’l, Inc., CBM2015-
`00057, January 9, 2015
`Email to Petitioner regarding Discovery, September 1, 2015
`Email from Board authorizing Patent Owner to file Reply In
`Support of Motion for Additional Discovery
`Trading Technologies International Inc.’s Letter To Hon.
`Michelle K. Lee, Under Secretary of Commerce for Intellectual
`Property and Director of the United States Patent and
`Trademark Office, regarding Continued Abuse of Post-Grant
`Review Process, dated October 23, 2015
`Exhibit 2015 Attachment I to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 546,
`Memorandum in Support of the TDAmeritrade Defendants’
`Motion to Stay Proceedings.
`Exhibit 2016 Attachment J to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 558,
`TradeStation Defendants’ Joinder In and Motion for Stay.
`Exhibit 2017 Attachment K to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 543,
`Notification of Docket Entry Denying Renewed Motion for
`Summary Judgment.
`Exhibit 2018 Attachment L to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 617,
`Order Granting TT’s Motion to Lift the Stay
`
`Exhibit 2012
`Exhibit 2013
`
`Exhibit 2014
`
`
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`3
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`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Exhibit 2020
`
`Exhibit 2022
`
`Exhibit 2025
`
`
`Exhibit 2019 Attachment M to Letter to Director Lee: Trading Tech Int’l v
`BGC Partners, Inc, Case No. 10-C- 715 (N.D.Ill.), Dkt. 876,
`Memorandum Opinion and Order Denying CQG’s Motion to
`Stay
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 105, Memorandum
`Opinion and Order (Oct. 31, 2006)
`Exhibit 2021 Notice of Intent to Issue Ex Parte Reexamination Certificate
`90/008,577 (January 7, 2008)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 889, Memorandum
`Opinion and Order (Jan. 20, 2015)
`Exhibit 2023 Word Comparison CQG CBM Petition on ‘304 Patent with
`TradeStation CBM Petition on ‘304 Patent
`Exhibit 2024 Word Comparison Declaration of John Phillip Mellor Ex. 1028
`with Ex. 2012.
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 709, CQG’s Motion
`for Summary Judgment that the ‘304 and ‘132 Patents are
`Invalid under 35 U.S.C. § 112, ¶ 1 for Lack of Written
`Description (Mar. 17, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 712, CQG’s
`Memorandum of Law in Support of Its Motion for Summary
`Judgment on § 112, ¶ 1 (Mar. 17, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 720-3, Exhibit D –
`Declaration of John P. Mellor in Support of CQG’s Motion for
`Summary Judgment on § 112, ¶ 1 (Mar. 17, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Transcript of Proceedings held
`before Hon. Sharon J. Coleman (Mar. 16, 2015)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 1163, Trading
`Tech’s Rule 50 Motion on CQG’s Written Description Defense
`(Mar. 12, 2015)
`
`Exhibit 2026
`
`Exhibit 2027
`
`Exhibit 2028
`
`Exhibit 2029
`
`
`
`4
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`

`
`
`Exhibit 2030
`
`Exhibit 2031
`
`Exhibit 2032
`
`Exhibit 2033
`
`Exhibit 2034
`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Trading Technologies International, Inc. v. CQQ, Inc., and
`CQGT, LLC, Case No. 1:05-CV-04811 (N.D. Ill.), Docket No.
`886, Notification of Docket Entry (Jan. 14, 2015)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 898, CQG’s
`Opening Brief Regarding the Patent-Ineligibility/Invalidity of
`the TT Patents-in-Suit under 35 U.S.C. § 101 (Feb. 2, 2015)
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 749, Trading
`TTech’s Cross-Motion for Partial Summary Judgment that the
`“Static” Limitations Meet the Written Description Requirement
`(May 16, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Docket No. 889, Memorandum
`and Order on Summary Judgment under § 112, ¶ 1 (Jan. 20,
`2015)
`Reserved
`
`Senate Congressional Record, S936-S953 (Feb. 28, 2011)
`Crossing the Finish Line on Patent Reform: What Can and
`Should Be Done, Hearing Before the Subcommittee on
`Intellectual Property, Competition, and the Internet of the
`Committee on the Judiciary House of Representatives (Feb. 11,
`2011)
`Study and Report on the Implementation of the Leahy-Smith
`America Invents Act, USPTO Report to Congress (Sept. 2015)
`Exhibit 2042 Markup of H.R. 1249, The America Invents Act, House of
`Representatives Committee on the Judiciary (Apr. 14, 2011)
`Versata Development Group, Inc. v. SAP America, Inc. and SAP
`AG, Case No. 2014-1194 (CAFC), Docket No. 61, Brief for the
`Intervenor - Director of the United States Patent and Trademark
`Office (May 1, 2014)
`IEEE 100 The Authoritative Dictionary of IEEE Standards
`Terms, 7th ed., p. 130 (2000)
`
`Exhibit 2035 –
`Exhibit 2038
`Exhibit 2039
`Exhibit 2040
`
`Exhibit 2041
`
`Exhibit 2043
`
`Exhibit 2044
`
`
`
`5
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`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Exhibit 2046
`
`
`Exhibit 2045 Definition of “Business Operation,” BusinessDictionary.com,
`Web Page Print Out
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 562, Reply
`Memorandum in Support of the IBG Defendants’ Motion to
`Stay Proceedings Pursuant to Section 18(b) of the America
`Invents Act (Jun. 18, 2014)
`Reserved
`
`Exhibit 2053
`
`Exhibit 2054
`
`Exhibit 2055
`
`Exhibit 2058
`
`Exhibit 2047 –
`Exhibit 2049
`Exhibit 2050 National Aeronautics and Space Administration Web Page Print
`out, Technical Areas
`Exhibit 2051 National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`Exhibit 2052 University of Washington Web Page Print out, Human-
`Computer Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Exhibit 2056 Georgia Institute of Technology Web Page Print out, Human-
`Computer Interaction Master’s Program
`Exhibit 2057 DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`Exhibit 2059 Declaration of David F. Anthony (July 29, 2004)
`Exhibit 2060 Declaration of Pace Beattie (Aug. 25, 2004)
`Exhibit 2061 Declaration of Thomas Burns (Aug. 16, 2004)
`Exhibit 2062 Declaration of Ray Cahnman (July 23, 2004)
`Exhibit 2063 Declaration of David Clark (July 30, 2004)
`Exhibit 2064 Declaration of David Ellis (Sept. 13, 2004)
`Exhibit 2065 Declaration of David Feltes (Aug. 27, 2004)
`Exhibit 2066 Declaration of Steve Gancer (Aug. 3, 2004)
`Exhibit 2067 Declaration of Brian Gelber (Aug. 9, 2004)
`
`
`
`6
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`

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`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Exhibit 2091
`
`Exhibit 2092
`
`
`Exhibit 2068 Declaration of Joel Glickman (July 31, 2004)
`Exhibit 2069 Declaration of Tom Grisafi (July 31, 2004)
`Exhibit 2070 Declaration of Steven [sic] Janho (July 5, 2004)
`Exhibit 2071 Declaration of Paul R.T. Johnson, Jr. (July 29, 2004)
`Exhibit 2072 Declaration of Scott L. Johnston (Sept. 24, 2004)
`Exhibit 2073 Declaration of Corbin E. Kidd (Aug. 10, 2004)
`Exhibit 2074 Declaration of Patrick Leone (Aug. 31, 2004)
`Exhibit 2075 Declaration of Dieter Marlovics (Aug. 9, 2004)
`Exhibit 2076 Declaration of David B. Martin, Jr. (Aug. 13, 2004)
`Exhibit 2077 Declaration of Charles L. McElveen III (May 18, 2004)
`Exhibit 2078 Declaration of Pablo Melgarejo (Aug. 23, 2004)
`Exhibit 2079 Declaration of Mark A. Mendelson (July 28, 2004)
`Exhibit 2080 Declaration of Doug Monieson (Aug. 9, 2004)
`Exhibit 2081 Declaration of Rob Moore (July 27, 2004)
`Exhibit 2082 Declaration of Peter Moricz (Aug. 16, 2004)
`Exhibit 2083 Declaration of Jason Northway (Aug. 10, 2004)
`Exhibit 2084 Declaration of Mark Oryhon (Aug. 5, 2004)
`Exhibit 2085 Declaration of Arthur Parker (Aug. 10, 2004)
`Exhibit 2086 Declaration of Chuck Ryan (Aug. 31, 2004)
`Exhibit 2087 Declaration of Lawrence Schulman (July 28, 2004)
`Exhibit 2088 Declaration of Russell A. Warner (Aug. 17, 2004)
`Exhibit 2089 Declaration of James J. Zellinger (Aug. 31, 2004)
`Exhibit 2090 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54
`Trading Technologies International, Inc. v. CQG, Inc., Case
`No. 1:05-CV-04811 (N.D. Ill.), Redacted Version of Second
`Corrected Expert Report of Christopher Thomas
`Trading Techs. Int’l, Inc. v. CQG, Inc., Case No. 1:05-CV-
`04811 (N.D. Ill.), TT 101 Hearing Presentation (PTX6001)
`Exhibit 2093 Order Denying Reexam Request 90/011,250 (Dec. 14, 2010)
`Exhibit 2094
`Trading Technologies International Inc.’s Letter To Hon.
`Michelle K. Lee, Under Secretary of Commerce for Intellectual
`Property and Director of the United States Patent and
`Trademark Office, regarding Continued Abuse of Post-Grant
`Review Process, dated October 30, 2015
`Transcript of Teleconference with the Board, dated
`November 23, 2015
`
`Exhibit 2095
`
`
`
`7
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`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Trading Technologies International Inc.’s Letter To Hon.
`Michelle K. Lee, Under Secretary of Commerce for Intellectual
`Property and Director of the United States Patent and
`Trademark Office, regarding Continued Abuse of Post-Grant
`Review Process, dated February 5, 2016
`Served
`Transcript of Teleconference with the Board, dated March 7,
`2016
`In re Trading Technologies International, Inc., Case No. 16-120
`(CAFC), Petition for Writ of Mandamus
`In re Trading Technologies International, Inc., Case No. 16-120
`(CAFC), Order
`Transcript of Teleconference with the Board, dated March 17,
`2016
`Trading Technologies International, Inc.'s Email To Robert C.
`Houser, Office of the Under Secretary of Commerce for
`Intellectual Property and Director of the United States Patent and
`Trademark Office, regarding PTAB CBM Proceeding No.
`CBM2015-0061 [sic], dated Aprill, 2016.
`Reserved
`
`Transcript of Teleconference with the Board, dated May 11,
`2016
`Reserved
`
`
`Exhibit 2096
`
`Exhibit 2097
`Exhibit 2098
`
`Exhibit 2099
`
`Exhibit 2100
`
`Exhibit 2101
`
`Exhibit 2102
`
`Exhibit 2103 –
`Exhibit 2106
`Exhibit 2107
`
`Exhibit 2122
`Exhibit 2123
`Exhibit 2124
`
`Exhibit 2125
`
`Exhibit 2108 –
`Exhibit 2120
`Exhibit 2121 U.S. Patent Classification System – Classification Definitions –
`Class 705
`Reserved
`Reserved
`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, (January 2011): 1-8
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Senate Congressional Record, S5402-S5443 (Sept. 8, 2011)
`Reserved
`
`Exhibit 2126
`Exhibit 2127 –
`Exhibit 2132
`Exhibit 2133 McGraw Hill "Dictionary of Scientific and Technical Terms,"
`Fifth Edition (1994): Definition of “Recording”
`
`
`
`8
`
`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Reserved
`
`
`Exhibit 2134 –
`Exhibit 2139
`Exhibit 2140
`
`Exhibit 2141
`Exhibit 2142
`
`Exhibit 2152
`
`Exhibit 2153
`
`Transcript of Teleconference with the Board, dated June 13,
`2016
`Reserved
`Trading Techs. Int’l v. BGC Partners, Inc., Case No. 10-C-715
`(N.D. Ill.), Transcript of Proceedings (May 12, 2016)
`TS0028765
`Exhibit 2143
`TS0107054
`Exhibit 2144
`TS0024612
`Exhibit 2145
`TS1261405
`Exhibit 2146
`TS1268720
`Exhibit 2147
`TS1533977
`Exhibit 2148
`TS1525667
`Exhibit 2149
`Exhibit 2150 Video Deposition Transcript of John Bartleman, dated June 8,
`2016 in Trading Technologies International, Inc. v. BGC
`Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Exhibit 2151 Draft Video Deposition Transcript of John Bartleman, dated
`June 9, 2016 in Trading Technologies International, Inc. v.
`BGC Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D.
`Ill.).
`Listing Additional Discovery Sought: Produced Documents
`and Transcripts
`Listing of Additional Discovery Sought: Documents Withheld
`in District Court
`Exhibit 2154 Video Deposition Transcript of Milan Galik, dated June 13,
`2016 in Trading Technologies International, Inc. v. BGC
`Parnters, Inc., Case No. 1:10-cv-715 (Consolidated) (N.D. Ill.).
`Relevance of Additional Discovery Sought
`IBG_00026004
`IBG_00040515
`IBG_00014726
`Reserved
`
`Exhibit 2155
`Exhibit 2156
`Exhibit 2157
`Exhibit 2158
`Exhibit 2159 –
`Exhibit 2164
`Exhibit 2165 Deposition Transcript of Kendyl A. Roman, dated May 3, 2016
`(Thomas Ex. J)
`Exhibit 2166 Deposition Transcript of Kendyl A. Roman, dated May 5, 2016
`(Thomas Ex. YYYY)
`
`
`
`9
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`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`
`Reserved
`Exhibit 2167
`Exhibit 2168 Declaration of Eric Gould-Bear
`Exhibit 2169
`CONFIDENTIAL Declaration of Christopher Thomas
`Exhibit 2170 Declaration of Michael Burns (Thomas Ex. W)
`Exhibit 2171 Declaration of Timothy Geannopulos (Thomas Ex. U)
`Exhibit 2172
`CONFIDENTIAL Declaration of Jay Knobloch (Thomas Ex.
`KK)
`Exhibit 2173 Declaration of Robbie McDonnell (Thomas Ex. V)
`Exhibit 2174 Declaration of Dan Olsen
`Exhibit 2175 –
`Reserved
`Exhibit 2178
`Exhibit 2179
`Exhibit 2180 –
`Exhibit 2200
`Exhibit 2201
`Exhibit 2202
`Exhibit 2203
`Exhibit 2204
`Exhibit 2205
`Exhibit 2206
`
`E-mail from J. Goldberg to Board (May 10, 2016)
`Reserved
`
`Thomas Ex. A - Christopher Thomas CV
`Reserved
`Reserved
`Thomas Ex. D - Microsoft DNA Case Study
`Thomas Ex. E - TT0103979-995
`Thomas Ex. F - Excerpts from Interactive Brokers Group, Inc.
`Form 10-K Statement IBG_00000412-421
`Thomas Ex. G - Excerpts from TradeStation Group, Inc. Form
`10-K Statement TS0005177-88
`Thomas Ex. H - Trading Techs. Int’l. Inc., v. eSpeed, Inc., Case
`No. 04-cv-5312, Expert Report of David Silverman
`Thomas Ex. I - Globex User Guide June 1995 (get excerpt -
`cover and p. 61)
`Thomas Ex. K - Declaration of Daniel Durkin TTX00020829-
`00020830 (05/28/2004)
`Thomas Ex. L - Trading Techs. Int’l. Inc., v. eSpeed, Inc., Case
`No. 04-cv-5312, Trial Transcript - Brumfield Trial Testimony
`Thomas Ex. M animation
`Thomas Ex. N - Brumfield Sketch - eSpeed_PTX0321
`Thomas Ex. O animation
`Thomas Ex. P - Brumfield Trading Results - eSpeed_PTX0396
`Thomas Ex. Q - Declaration of David Martin TTX00061557-
`00061558 (08/13/2004)
`
`10
`
`Exhibit 2207
`
`Exhibit 2208
`
`Exhibit 2209
`
`Exhibit 2210
`
`Exhibit 2211
`
`Exhibit 2212
`Exhibit 2213
`Exhibit 2214
`Exhibit 2215
`Exhibit 2216
`
`
`
`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Thomas Ex. R - Brumfield Articles CQG014380172-177 and
`CQG014380206-209
`Thomas Ex. S - Declaration of James Zellinger TTX00061410-
`00061412 (08/31/2004)
`Thomas Ex. T - Declaration of Ray Cahnman TTX00061529-
`00061530 (07/23/2004)
`Thomas Ex. X - Trading Techs. Int’l. Inc., v. eSpeed, Inc., Case
`No. 04-cv-5312, Trial Transcript - David Feltes Trial Testimony
`Thomas Ex. Y - Declaration of Charles McElveen
`TTX00061559-00061560 (05/18/2004)
`Thomas Ex. Z - Trading Techs. Int’l. Inc., v. eSpeed, Inc., Case
`No. 04-cv-5312, Trial Transcript - Tim Geannopulos Trial
`Testimony
`Thomas Ex. AA - Trader Declarations
`CONFIDENTIAL Thomas Ex. BB - Trading Techs. Int’l. Inc.,
`v. eSpeed, Inc., Case No. 04-cv-5312, Excerpts from David
`Martin Deposition (06/08/2006)
`CONFIDENTIAL Thomas Ex. CC - Trading Techs. Int’l. Inc.,
`v. eSpeed, Inc., Case No. 04-cv-5312, Excerpts from Charles
`McElveen Deposition (01/17/2006)
`Thomas Ex. DD - Steidlmayer, J. Peter, Steidlmayer on Markets
`Trading with Market Profile, 2ed (2003) - PTX0814
`Thomas Ex. EE - Declaration of Scott Johnston TTX00061397-
`00061398 (09/24/2004)
`Thomas Ex. FF - Trading Techs. Int’l. Inc., v. eSpeed, Inc., Case
`No. 04-cv-5312, Excerpts from Scott Johnston Deposition
`(06/27/2006)
`Thomas Ex. GG - Declaration of Tom Grisafi TTX00061542-
`00061543 (07/31/2004)
`Thomas Ex. HH - Collins, Daniel, What is Behind your Front-
`End?, Smart Trading 2001 - PTX0620
`Thomas Ex. II - eSpeed_PTX0782
`CONFIDENTIAL Thomas Ex. JJ - Trading Techs. Int’l. Inc., v.
`eSpeed, Inc., Case No. 04-cv-5312, Excerpts from Elliot Lapan
`Deposition (06/04/2007)
`Thomas Ex. LL - U.S. Patent No. 7,676,411 Claim Chart - MD
`Trader with Exhibits 1-3 (06/23/2016)
`Thomas Ex. MM - Screenshot - Market Depth Trader Window
`
`11
`
`
`Exhibit 2217
`
`Exhibit 2218
`
`Exhibit 2219
`
`Exhibit 2220
`
`Exhibit 2221
`
`Exhibit 2222
`
`Exhibit 2223
`Exhibit 2224
`
`Exhibit 2225
`
`Exhibit 2226
`
`Exhibit 2227
`
`Exhibit 2228
`
`Exhibit 2229
`
`Exhibit 2230
`
`Exhibit 2231
`Exhibit 2232
`
`Exhibit 2233
`
`Exhibit 2234
`
`
`
`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Thomas Ex. NN - Screenshot - Placing Non-Automated Futures
`Trades
`Thomas Ex. OO - Screenshot - About the Matrix Window
`Thomas Ex. PP - TTX03586066-70
`Thomas Ex. QQ - Screenshot - TradeStation® Securities
`MATRIX
`Thomas Ex. RR - Declaration of Dieter Marlovics
`TTX00061553-00061554 (08/09/2004)
`Thomas Ex. SS - eSpeed_PTX0038
`Thomas Ex. TT - eSpeed_PTX0078
`Thomas Ex. UU - eSpeed_PTX0123
`Thomas Ex. VV - eSpeed_PTX0279
`Thomas Ex. WW - eSpeed_PTX0281
`Thomas Ex. XX - eSpeed_PTX0286
`Thomas Ex. YY - eSpeed_PTX0294
`CONFIDENTIAL Thomas Ex. ZZ - Trading Techs. Int’l. Inc.,
`v. eSpeed, Inc., Case No. 04-cv-5312, Excerpts from Raymond
`Deux Deposition (11/03/2006)
`Thomas Ex. AAA - eSpeed_PTX2064
`Thomas Ex. BBB - eSpeed_PTX2077
`Thomas Ex. CCC - eSpeed_PTX0438
`Thomas Ex. DDD - Trading Techs. Int’l. Inc., v. eSpeed, Inc.,
`Case No. 04-cv-5312, Trial Transcript - Amanda Lewis Trial
`Testimony
`Thomas Ex. EEE - eSpeed_PDX0215
`Thomas Ex. FFF - eSpeed_PTX1366
`Thomas Ex. GGG - eSpeed_PTX0080
`Thomas Ex. HHH - eSpeed_PTX1367
`Thomas Ex. III - eSpeed_PTX0081
`Thomas Ex. JJJ - eSpeed_PTX1356
`Thomas Ex. KKK - eSpeed_PTX0110
`Thomas Ex. LLL - eSpeed_PTX1360
`Thomas Ex. MMM - eSpeed_PTX0448
`Thomas Ex. NNN - eSpeed_PTX1357
`Thomas Ex. OOO - eSpeed_PTX0079
`Thomas Ex. PPP - eSpeed_PTX1358
`Thomas Ex. QQQ - eSpeed_PTX1359
`
`12
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`Exhibit 2235
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`Exhibit 2236
`Exhibit 2237
`Exhibit 2238
`
`Exhibit 2239
`
`Exhibit 2240
`Exhibit 2241
`Exhibit 2242
`Exhibit 2243
`Exhibit 2244
`Exhibit 2245
`Exhibit 2246
`Exhibit 2247
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`Exhibit 2248
`Exhibit 2249
`Exhibit 2250
`Exhibit 2251
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`Exhibit 2252
`Exhibit 2253
`Exhibit 2254
`Exhibit 2255
`Exhibit 2256
`Exhibit 2257
`Exhibit 2258
`Exhibit 2259
`Exhibit 2260
`Exhibit 2261
`Exhibit 2262
`Exhibit 2263
`Exhibit 2264
`
`
`
`

`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Thomas Ex. RRR - eSpeed_PTX1361
`Thomas Ex. SSS - eSpeed_PTX1362
`Thomas Ex. TTT - eSpeed_PTX1363
`Thomas Ex. UUU - eSpeed_PTX1364
`Thomas Ex. VVV - eSpeed_PTX1365
`CONFIDENTIAL Thomas Ex. WWW - eSpeed_PTX0036
`Thomas Ex. XXX - eSpeed_PTX0440
`Thomas Ex. YYY - eSpeed_PTX0441
`Thomas Ex. ZZZ - eSpeed_PTX1371
`Thomas Ex. AAAA - eSpeed_PTX1369
`Thomas Ex. BBBB - Trading Techs. Int’l. Inc., v. eSpeed, Inc.,
`Case No. 04-cv-5312, Excerpts from David Feltes (01/24/ 2007)
`Thomas Ex. CCCC - eSpeed_PTX1370
`Thomas Ex. DDDD - CQG_PTX0600
`Thomas Ex. EEEE - Trading Techs. Int’l. Inc., v. CQG, Inc., et.
`al., Case No. 05-cv-4811, Jury Verdict (03/18/2015)
`Thomas Ex. FFFF - Directory of Software Solutions for LIFFE
`Connect (Oct. 1998) - PTX0355
`Thomas Ex. GGGG - eSpeed_PTX0356
`Thomas Ex. HHHH - eSpeed_PTX0357
`Thomas Ex. IIII - Directory of Access Solutions for LIFFE
`Connect (May 2001) - DDX0174
`Thomas Ex. JJJJ – Consent Judgments
`Thomas Ex. KKKK - eSpeed_DTX0119
`Thomas Ex. LLLL - eSpeed_DTX0120
`CONFIDENTIAL Thomas Ex. MMMM - Trading Techs. Int’l.
`Inc., v. eSpeed, Inc., Case No. 04-cv-5312, Excerpts from
`Nicholas Garrow Deposition (05/26/2005)
`Thomas Ex. NNNN - Trading Techs. Int’l. Inc., v. eSpeed, Inc.,
`Case No. 04-cv-5312, Excerpts from Robert McCausland
`Deposition (04/07/2005)
`Thomas Ex. OOOO - Trading Techs. Int’l. Inc., v. eSpeed, Inc.,
`Case No. 04-cv-5312, Excerpts from Michael Burns Deposition
`(05/29/2007)
`Thomas Ex. PPPP - Petition for withdrawal of Application from
`Issue, 09/590,692 - ELLIS0000585-592
`Thomas Ex. QQQQ - Notice of Allowance - ELLIS0000948-
`951
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`13
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`Exhibit 2265
`Exhibit 2266
`Exhibit 2267
`Exhibit 2268
`Exhibit 2269
`Exhibit 2270
`Exhibit 2271
`Exhibit 2272
`Exhibit 2273
`Exhibit 2274
`Exhibit 2275
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`Exhibit 2276
`Exhibit 2277
`Exhibit 2278
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`Exhibit 2279
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`Exhibit 2280
`Exhibit 2281
`Exhibit 2282
`
`Exhibit 2283
`Exhibit 2284
`Exhibit 2285
`Exhibit 2286
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`Exhibit 2287
`
`Exhibit 2288
`
`Exhibit 2289
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`Exhibit 2290
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`

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`Exhibit 2291
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`Exhibit 2292
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`Exhibit 2293
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`Exhibit 2294
`
`Exhibit 2295
`
`Exhibit 2296
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`Exhibit 2297
`
`Case CBM2015-00161
`U.S. Patent 6,766,304 B2
`
`Thomas Ex. RRRR - Steps Taken to Improve Patent Quality -
`PTX0624
`Thomas Ex. SSSS - Trading Techs. Int’l. Inc., v. CQG, Inc., et.
`al., Case No. 05-cv-4811, Excerpts from Steven Van Dusen
`Deposition (01/20/2015)
`Thomas Ex. TTTT - Trading Techs. Int’l. Inc., v. eSpeed, Inc.,
`Case No. 04-cv-5312, Excerpts from David Silverman
`Deposition (08/24/2007)
`CONFIDENTIAL Thomas Ex. UUUU - Trading Techs. Int’l.
`Inc., v. CQG, Inc., et. al., Case No. 05-cv-4811, Excerpts from
`John Phillip Mellor Deposition (01/16/2015)
`CONFIDENTIAL Thomas Ex. VVVV - Trading Techs. Int’l.
`Inc., v. eSpeed, Inc., Case No. 04-cv-5312, Excerpts from
`Richard Ferraro Deposition Vol. 2 (08/09/2007)
`Thomas Ex. WWWW - Trading Techs. Int’l. Inc., v. eSpeed,
`Inc., Case No. 04-cv-5312, Excerpts from Robert Dezmelyk
`Deposition (08/17/2007)
`Thomas Ex. XXXX - National Aeronautics and Space
`Administration Web Page Print out, Human Computer
`Interaction Group
`Reserved
`
`Exhibit 2298 –
`Exhibit 2329
`
`Served Exhibits
`
`Exhibits
`Exhibit 2097
`
`
`Dated: July 7, 2016
`
`
`Description
`Declaration of Jay Q. Knobloch
`
`
`Respectfully submitted,
`
`By: /Rachel L. Emsley/
` Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
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`14
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`CERTIFICATE OF SERVICE
`
`Case CBM2015-00161
` U.S. Patent 6,766,304 B2
`
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`
`
`Owner’s Updated Exhibit List and Exhibits 2121, 2124 – 2126, 2133, 2168 –
`
`2174, 2179, 2201, and 2204 – 2297 were served on June 27, 2016, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0005CP1@fr.com
`
`Michael T. Rosato
`mrosato@wsgr.com
`
`Matthew A. Argenti
`margenti@wsgr.com
`
`Robert E. Sokohl
`rsokohl@skgf.com
`
`
`The undersigned hereby certifies that a copy of the foregoing Exhibits 2165
`
`
`
`and 2166 were served on June 29, 2016, via email directed to counsel of record for
`
`the Petitioner at the following:
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0005CP1@fr.com
`
`
`
`
`
`
`
`

`
`Case CBM2015-00161
` U.S. Patent 6,766,304 B2
`
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`Michael T. Rosato
`mrosato@wsgr.com
`
`Matthew A. Argenti
`margenti@wsgr.com
`
`Robert E. Sokohl
`rsokohl@skgf.com
`
`
`
`
`
`Confidential Exhibits 2169, 2172, 2224, 2225, 2232, 2247, 2270, 2286,
`
`2294, and 2295, were filed on PRPS as “BOARD ONLY” and served on June 27,
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`2016, via email directed to the following counsel of record for the Petitioner. At
`
`the time of the filing, John C. Phillips and Robert E. Sokohl were the only counsel
`
`that executed the Acknowledgment Form of the Protective Order:
`
`John C. Phillips
`phillips@fr.com
`
`Robert E. Sokohl
`rsokohl@skgf.com
`
`
`
`Dated: July 7, 2016
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`
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`
`
`/Lisa C. Hines/
`Lisa C. Hines
`Litigation Clerk
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP