UNITED STATES PATENT AND TRADEMARK OEEICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVIISS IONER FOR PATENTS
`P.O Box 1450
`Alexandria. Virginia 22313-1450
`www.uspto gov
`
`APPLICATION NO.
`
`14/338.208
`
`ISSUE DATE
`
`07/07/2015
`
`PATENT NO.
`
`9075849
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`PRATE.023C2
`
`1 294
`
`20995
`
`7590
`
`06/17/2015
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day( s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Teim Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.11spto.gov for additional applicants):
`
`Jonathan A. Barney, Newport Beach, CA;
`PatentRatings, LLC, Irvine, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IRl03 (Rev. 10/09)
`
`Ocean Tomo Ex. 1016-001
`
`

`
`PART B - F‘EE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or E3;
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current cones ondencc address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate " '.'E ADDRESS" for
`maintenance fee notifications.
`
`CU'RREN1‘ CORRESPONDENCE ADDRESS (Note: Use Block I for any change ofaddzcss)
`
`759°
`20995
`KNOBBE lVlARTENS
`2040 MAW STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92514
`
`05/213015
`&
`
`LLP
`.
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing. must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`e
`I hereb certigy that this Feefi) Transmittal is being deposited with the United
`States ostal
`rvice with s
`icierit postage for first class mail in an envelope
`ddr dtthMa'lSt
`ISSUEFEE dd
`bo.
`be‘ f‘l
`fransensfteied in th: Us1iTo ‘(£7 l) 273-2885, (:1 tirtgstiaie. iiilgicaotted btleIli§w.acslml E
`I
`‘
`
`AT’l‘ORl\’i-LY’ DOCKET NO.
`FIRST NAMED INVENTOR
`FILING DATE
`PRATE.O23C2
`Jonathan A. Barney
`O7/22/2014
`I4/338.208
`TITLE OF INVENTION: METHOD AND SYSTEM FOR PROBABILISTICALLY QUANTIFYING AND VISUALIZING RELEVANCE BETWEEN
`TWO OR MORE CITATIONALLY OR CONTEXTUALLY RELATED DATA OBJECTS
`
`CONFIRMATION NO.
`[294
`
`APPLN. TYPE
`nonprovi sional
`
`SMALI.
`
`ISSUE FEE DUE
`$480
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`$0
`$0
`
`TOTAL FEE(S) DUE
`$480
`
`DATE DUE
`08/21/2015
`
`EXAMINER
`
`JAMI, I-IARES
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2162
`
`707—722000
`
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "l~'ee Address" (37
`(I) The names of up to 3 registered patent attorneys
`CFR 1363)‘
`or agents OR. alternatively.
`ndeiice address (or Change of Correspondence
`[3 Chan e of corres
`(2) The name of at single firm (having as at member Ct
`Addmss mm PTO] B/12?‘) °‘m°h°d'
`registered attorney or agent) and the names of up to
`El "Fcc Address" indication (or "Foe Address" Indication form
`registered patent attorneys or agents. If no name is
`l’i'0/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PA'l.'EN'J.' (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE N0’l‘E: Unless an assi nee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 C
`3.11. Completion of this form is NOTa substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`PATENTRATINGS, LLC
`irvine, California
`
`'
`
`1 Knobbe Martens
`2 Olson & Bear, LLP
`
`3
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : [3 Individual D Corporation or other private group entity Cl Government
`
`4a. The following fee(s) are submitted:
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`N Issue Fee
`El A check is enclosed.
`iXl Publication Fee (No small entity discount permitted)
`D Payment by credit card. Form PTO-2038 is attached.
`D Advance Order - # of Copies
`mThe director is hereby authorized to charge the re uired fee(s). any deficiency, or credits any
`overpayment, to Deposit Account Number
`-
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`El Applicant certifying micro entity status. Sec 37 CPR 1.29
`
`El Applicant asserting small entity status. See. 37 CPR 1.27
`
`[3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`lee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously tinder micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`tied in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for si nature re uireiiients and certifications.
`_ .
`,
`,
`,
`Date
`,
`'
`Registration No.
`
`NOTE: This form must be si
`Authorized Signature
`Typed or printed name Kenneth
`
`Frazier
`
`PTOL—85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`Ocean Tomo Ex. 1016-002
`
`

`
`Docket No.: PRATE.O23C2
`
`June 3, 2015
`Page 1 of 2
`
`Please Direct All Correspondence to Customer Number 20995
`
`COMMENTS ON STATEIVIENT OF REASONS FOR ALLOWANCE
`
`Inventor
`
`App. No.
`
`Filed
`
`For
`
`:
`
`:
`
`:
`
`Jonathan A. Barney
`
`14/338,208
`
`July 22, 2014
`
`: METHOD AND SYSTEM FOR
`PROBABILISTICALLY
`
`QUANTIFYING AND VISUALIZING
`RELEVANCE BETWEEN TWO OR
`MORE CITATIONALLY OR
`CONTEXTUALLY RELATED DATA
`OBJECTS
`
`Examiner
`
`Art Unit
`
`Conf No.
`
`:
`
`:
`
`:
`
`Jami Hares
`
`2162
`
`1294
`
`SUMIVIARY OF INTERVIEW AND COMIVIENTS ON STATEMENT OF REASONS
`FOR ALLOWANCE
`
`Mail Stop Issue Fee
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`In response to the Notice of Allowance mailed May 21, 2015, please consider the
`
`following remarks.
`
`Summon 0 Interview
`
`Applicant thanks the Examiner for taking the time to contact Applicant’s representative
`
`on April 10, 2015 to discuss possible allowance of the claims. Proposed amendments were
`
`discussed to put the claims in condition for allowance, which Applicant’s representative
`
`authorized the Examiner to enter by way of Examiner’ s Amendment.
`
`Ocean Tomo Ex. 1016-003
`
`

`
`Docket No: PRATE.O23C2
`App. No.: 14/338,208
`
`June 3, 2015
`Page 2 of2
`
`Comments on Examiner ’s Reasons for Allowance
`
`Applicant thanks the Examiner for the indication of allowable subject matter in the
`
`Statement of Reasons for Allowance mailed May 21, 2015. Applicant
`
`takes no position
`
`regarding any reasons for allowance presented by the Examiner (in the Notice of Allowance
`
`and/or elsewhere in the application’s file history) other than the positions Applicant may have
`
`previously taken during prosecution. Therefore, the Examiner’s reasons for allowance should
`
`not be attributed to Applicant as an indication of the basis for Applicant’s belief that the claims
`
`are patentable. Furthermore, Applicant respectfully asserts that there may also be additional
`
`reasons for patentability of the claimed subject matter not explicitly stated in this record and
`
`Applicant does not waive its rights to such arguments by not fiirther addressing such reasons
`
`herein.
`
`Applicant also respectfiilly reserves the right to traverse the characterizations of what any
`
`particular reference shows or teaches, of what any combination of references shows or teaches,
`
`or the appropriateness of combining references. Further, by making certain amendments to the
`
`claims, Applicant is not conceding that previously pending claims are not patentable. Rather, the
`
`amendments are being made to facilitate expeditious prosecution of this application. Applicant
`
`reserves the right to pursue at a later date any previously pending or other broader or narrower
`
`claims that capture any subject matter supported by the application’s disclosure. Accordingly,
`
`reviewers of this or any child or related prosecution history shall not reasonably infer that the
`
`Applicant has made any disclaimers or disavowals of any subject matter.
`
`Please charge any additional fees, including any fees for additional extension of time, or
`
`credit overpayment to Deposit Account No. ll—l4l0.
`
`Dated: June 3 2015
`
`20737474
`
`Respectfully submitted,
`
`By:/Kenneth M. Frazier/
`Kenneth M. Frazier
`
`Registration No. 69,471
`Attorney of Record
`Customer No. 20995
`
`(949) 760-0404
`
`Ocean Tomo Ex. 1016-004
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`22-Jul-2014
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR PROBABILISTICALLY QUANTIFYING AND
`VISUALIZING RELEVANCE BETWEEN TWO OR MORE CITATIONALLY OR
`CONTEXTUALLY RELATED DATA OBJECTS
`
`First Named Inventor/Applicant Name:
`
`Jonathan A. Barney
`
`Filer:
`
`Kenneth Michael Frazier
`
`Attorney Docket Number:
`
`PRATE.023C2
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Description
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Sub-Total in
`USD($)
`
`Ocean Tomo Ex. 1016-005
`
`

`
`Description
`
`Utility Appl Issue Fee
`
`Quantity
`
`Publ. Fee— Early, Voluntary, or Normal
`
`1504
`
`1
`
`0
`
`Sub-Total in
`USD($)
`
`480
`
`0
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`Ocean Tomo Ex. 1016-006
`
`

`
`Electronic Acknowledgement Receipt
`
`22528816
`
`Confirmation Number:
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR PROBABILISTICALLY QUANTIFYING AND
`VISUALIZING RELEVANCE BETWEEN TWO OR MORE CITATIONALLY OR
`CONTEXTUALLY RELATED DATA OBJECTS
`
`First Named Inventor/Applicant Name:
`
`Jonathan A. Barney
`
`Customer Number:
`
`20995
`
`Filer Authorized By:
`
`Kenneth Michael Frazier
`
`Attorney Docket Number:
`
`PRATE.023C2
`
`Filing Date:
`
`Time Stamp:
`
`22-JUL-2014
`
`18:11:28
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`PaymentType
`
`yes
`
`Credit Card
`
`Payment was successfully received in RAM
`
`$480
`
`Deposit Account
`
`Authorized User
`
`111410
`
`KNOBBE MARTENS OLSON AND BEAR
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Ocean Tomo Ex. 1016-007
`
`

`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Issue Fee Payment (PTO-85B)
`
`PRATE-023C2_|ssue_Fee_Trans
`mittal pdf
`
`lfddacellcbbclj H5931 /df4228a45<ad5bd
`09Gb
`
`Information:
`
`Information:
`
`Warnings:
`Information:
`
`PRATE—023C2_Comments_|nt_
`Summ.pdf
`
`4Fhfid(=9§frl 3fihP3a7tla749§(738dU93d57
`CD633
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Applicant summary of interview with examiner
`
`Miscellaneous Incoming Letter
`
`Fee Worksheet (SBO6)
`
`fee-info.pdf
`
`SL801 03el4l4<,ll fiel e191 e709 l 82:.-6645 l3d
`((l22C
`
`Total Files Size (in bytes)
`
`210369
`
`Ocean Tomo Ex. 1016-008
`
`

`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Ocean Tomo Ex. 1016-009
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addicss: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria. Virginia 22313—1430
`www.uspto.goV
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`_
`_
`05/21/2013
`7590
`20993
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`EXAIVIINER
`
`JAMI, HARES
`
`2162
`
`DATE MAILED: 05/21/2015
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAIVIED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`PRATE.023C2
`Jonathan A. Barney
`07/22/2014
`14/338,208
`TITLE OF INVENTION: ME"HOD AND SYSTEM FOR PROBABILIS"ICALLY QUANTIFYING AND VISUALIZING RELEVANCE BETWEEN
`TWO OR MORE CITATIONALLY OR CONTEXTUALLY RELATED DATA OBJECTS
`
`1294
`
`APPLN. TYPE
`
`EN"ITY STATUS
`
`ISSUE FEE DUE
`
`PUBLIC ATION FEE DUE
`
`PREV. PAID ISSITE FEE
`
`TOTAI. FEE(S) DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`DATE DUE
`
`0
`
`8/21/2015
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOVVED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON TIIE MERITS IS CLOSED. TIIIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORIVI
`VVILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of iindiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All coiniiiunications regarding this application must give the application number. Please direct all coiiniiiiiiicatioiis prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`Ocean Tomo Ex. 1016-010
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or @ (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent. advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Now: US: Block 1101 any 0116113: of adtllcbsi
`
`_
`a C
`“O49”
`
`7590
`
`2040 MAn“ STREET
`FOURTEENTII FLOOR
`IRVINE CA 92014
`
`_
`7
`,1
`O5/‘I/“Ob
`& BEAR LLP
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`'1
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the Lnited
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`PRAT1023 C2
`Jonathan A. Barney
`07/22/2014
`14/338.208
`TITLE OF INVENTION: METHOD AND SYSTEM FOR PROBABILISTICALLY QUANTIFYING AND VISUALIZING RELEVANCE BETWEEN
`TWO OR MORE CITATIONALLY OR CONTEXTUALLY RELATED DA"A OBJECTS
`
`1294
`
`APPLN. TYPE
`
`EN"ITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PA ) ISSI, E FEE
`
`TO"AL FEE(_'S) DUE
`
`nonprovi sional
`
`$0
`
`.
`
`DATE DUE
`08/21/2015
`
`EXAMINER
`
`JAMI, HARES
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`2162
`
`707—722000
`
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`(1) The names of up to 3 registered patent attorneys
`CFR L363)‘
`or agents OR, alternatively,
`3 Chan e of correspondence address (or Change of Correspondence
`(2) The name of a single firm (having as a member a
`Addrcss ("rm PTO/SB/122) attached‘
`registered 311011163’ 01' 339111) 31111 1119 11311155 0f11l—1 1_0
`3 "Fee Address" indication (or "Fee Address" Indication form
`Z_fCg1StCfCd pé1tCI1_1 attorneys 01“ agents. If I10 I1aII1C 13
`’TO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be pI‘1I1t€Cl.
`Number is required,
`3. ASSlG.\1E,:' I\ik\/IE AND RESIDENCE DATA TO BE PRINTED ON 1'1-IE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`’LEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAM,:' OF ASSIGNEE
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`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`
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`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
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`
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`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`Page 2 of 3
`
`PTOL—85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Ocean Tomo Ex. 1016-011
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTNIENT OF CO3/HVIERCE
`United States Patent and Trademark Office
`Addiess: CO1‘/INIISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1430
`wWw.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAIVIED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/338,208
`
`07/22/2014
`
`Jonathan A. Barney
`
`PRAT1023 C2
`
`1 294
`
`_
`_
`05/21/2015
`7590
`20993
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`EXAIVIINER
`
`JAMI. HARES
`
`2162
`
`DATE MAILED: 05/21/2015
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that
`is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Tenn Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`Ocean Tomo Ex. 1016-012
`
`

`
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`
`Ocean Tomo Ex. 1016-013
`
`

`
`Notice of Allowability
`
`Application No.
`14/338,208
`E|’/‘:‘R"|;‘g‘3'AM|
`
`App|icant(s)
`BARNEY, JONATHAN A.
`’F‘:{:,‘§‘t;stf,'S""°"‘°' ‘°
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this app ication.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX! This communication is responsive to amendments filed 10/27/2014.
`
`[I A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. I] An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. IX The allowed cIaim(s) is/are 2-21 (as renumbered to claims 1-20]. As a result of the allowed cIaim(s), you may be eligible to benefit
`from the Patent Prosecution Highway program at a participating intellectual property office for the corresponding application. For
`more information, please see httc://www.us to.‘ ()‘\I,.‘/ atents/init events/‘ :)h/’iridex.is or send an inquiry to PP}-Ifeedb2ick’dJus ‘to. 0V .
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119( )-(d) or (f).
`Certified copies:
`
`*0) El None of the:
`b) El Some
`a) I] All
`1. El Certified copies of the priority documents have been received.
`2. I:I Certified copies of the priority documents have been received in Application No.
`3. El Copies of the certified copies of the priority documents hav