EXHIBIT 1001
`
`
`
`TO PETITIONER GOOGLE INC.’S
`PETITION FOR COVERED BUSINESS
`METHOD REVIEW OF
`U.S. PATENT NO. 8,794,516
`
`
`
`
`
`

`
`(54)
`
`(75)
`
`Inventors: Patrick Sandor Racz, Saint Hellier
`(GB); Hermen-ard Hulst, Amsterdam
`(NL)
`
`(73)
`
`Assignee: Smart?ash, LLC, Tyler, TX (U S)
`
`( * )
`
`Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`This patent is subject to a terminal dis
`claimer.
`
`CA
`EP
`
`U.S. PATENT DOCUMENTS
`
`4,200,770 A
`4,218,582 A
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`4/1980 Hellman et al.
`8/1980 Hellman et al.
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
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`(Continued)
`
`OTHER PUBLICATIONS
`
`(12) United States Patent
`Racz et al.
`
`(10) Patent N0.:
`(45) Date of Patent:
`
`US 8,794,516 B2
`*Aug. 5, 2014
`
`US008794516B2
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`(56)
`
`References Cited
`
`(21)
`
`(22)
`
`(65)
`
`(63)
`
`Appl. No.: 13/438,754
`
`Filed:
`
`Apr. 3, 2012
`
`Prior Publication Data
`
`US 2013/0046658A1
`
`Feb. 21, 2013
`
`Related US. Application Data
`
`Continuation of application No. 13/212,047, ?led on
`Aug. 17, 2011, now Pat. No. 8,336,772, which is a
`continuation of application No. 12/943,872, ?led on
`Nov. 10, 2010, now Pat. No. 8,118,221, which is a
`continuation of application No. 12/014,558, ?led on
`Jan. 15, 2008, now Pat. No. 7,942,317, which is a
`continuation of application No. 11/336,758, ?led on
`Jan. 19, 2006, now Pat. No. 7,334,720, which is a
`continuation of application No. 10/111,716, ?led as
`application No. PCT/GB00/04110 on Oct. 25, 2000,
`now abandoned.
`
`(30)
`
`Foreign Application Priority Data
`
`Oct. 25, 1999
`
`(GB) ................................. .. 99252272
`
`(51)
`
`(52)
`
`(58)
`
`(2006.01)
`
`Int. Cl.
`G06K 5/00
`US. Cl.
`USPC ......................................... .. 235/380; 235/382
`Field of Classi?cation Search
`USPC ................ .. 235/380, 382, 492, 451, 486, 487
`See application ?le for complete search history.
`
`Decision of Rejection dated Jul. 23, 2013 in Japanese Application
`No. 2011-066325 (which also claims priority to the same UK priority
`document as the present application).
`
`(Continued)
`
`Primary Examiner * Thien M Le
`(74) Attorney, Agent,
`Firm * Davidson Berquist
`Jackson & Gowdey, LLP
`
`(57)
`
`ABSTRACT
`
`Data storage and access systems enable downloading and
`paying for data such as audio and video data, text, software,
`games and other types of data. A portable data carrier has an
`interface for sending and receiving data, data memory for
`storing received content data, and payment validation
`memory for providing payment validation data to an external
`device. The carrier may also store a record of access made to
`the stored content, and content use rules for controlling access
`to the stored content. Embodiments store further access con
`trol data and supplementary data such as hot links to web sites
`and/or advertising data. A complementary data access termi
`nal, data supply computer system, and data access device are
`also described. The combination of payment data and stored
`content data and use rule data helps reduce the risk of unau
`thorized access to data such as compressed music and video
`data, especially over the Internet.
`
`28 Claims, 17 Drawing Sheets
`
`Google Exhibit 1001 Page 00001
`
`

`
`US 8,794,516 B2
`Page 2
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`OTHER PUBLICATIONS
`_
`_
`_
`Smary‘lash LLC v. Apple Inc, C1v1l Action 6:13-CV-00447-MHS
`KNM,SubP<>enat9 Testify
`Smary‘lash LLC v. Apple Inc, Civil Action 6:13-CV-00447-MHS
`KNM, Defendants’ Disclosure of Prior Art, dated Jan. 13, 2014.
`
`Page 00003
`
`

`
`US 8,794,516 B2
`Page 4
`
`(56)
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`Smart?ash LLC v. Apple Inc., Civil Action 6: 13-CV-00447-MHS
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`CBM2014-00102 (US. Pat. No. 8,118,221), dated Mar. 31, 2014
`(including Declarations).
`Apple Inc. ’s Petition for Covered Business Method Patent Review in
`CBM2014-00103 (US. Pat. No. 8,118,221), dated Mar. 31, 2014
`(including Declarations).
`Apple Inc. ’s Petition for Covered Business Method Patent Review in
`CBM2014-00104 (US. Pat. No. 7,334,720), dated Mar. 31, 2014
`(including Declarations).
`Apple Inc. ’s Petition for Covered Business Method Patent Review in
`CBM2014-00105 (US. Pat. No. 7,334,720), dated Mar. 31, 2014
`(including Declarations).
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`CBM2014-00106 (US. Pat. No. 8,033,458), dated Mar. 31, 2014
`(including Declarations).
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`CBM2014-00107 (US. Pat. No. 8,033,458), dated Mar. 31, 2014
`(including Declarations).
`Apple Inc. ’s Petition for Covered Business Method Patent Review in
`CBM2014-00108 (US. Pat. No. 8,061,598), dated Apr. 1, 2014
`(including Declarations).
`Apple Inc. ’s Petition for Covered Business Method Patent Review in
`CBM2014-00109 (US. Pat. No. 8,061,598), dated Apr. 1, 2014
`(including Declarations).
`Eberhard von Faber, Robert Hammelrath, and Franz-Peter Heider,
`“The Secure Distribution of Digital Contents,” IEEE (1997).
`About MultiMedia Cards (http://www.mmca.org/whatisa.htm),
`dated Apr. 23, 1999.
`Actiontec to Deploy Wave Systems’ EMBASSY E-Commerce Tech
`nology in Home Networking and Modem Cards, May 11, 1999.
`Aladdin and Wave Complete Security Technology Integration, Jan.
`27, 1998.
`Amendment 1 to SDMI Portable Device Speci?cation, Part I, Version
`1.0, Sep. 1999.
`An introduction to BPI statisticsiPrinted on Jun. 27, 2000.
`Answers to Freqently Asked Questions About Smart Cards, 1996.
`Atrnel and Wave Systems Corp. Partner to Provide Advanced
`“E-Commerce on a Chip” Solution, May 10, 1999.
`Automatic Fare Collection (http://www.oti.co.il/automaticifarei
`collection.html), printed Jan. 5, 2000.
`Breakthrough for E-Commerce Over DTV Proven in Test with New
`Jersey Public Television, Mar. 28, 2000.
`Capital Broadcasting Unit, DTV Plus & WaveXpress Form Strategic
`Partnership to Explore & Deliver Broadcast E-commerce, Mar. 30,
`2000.
`ChipCASH: Making stored value work, printed Aug. 18, 2000.
`Creative Nomad World (http://www.nomadworld.com/products/
`welcome.html), printed on Nov. 22, 1999.
`Creative Secures MP3 Player, Nov. 12, 1999.
`Creative Technologies Chooses Wave Systems Corp. For Micro
`Transaction Selling and Purchasing, dated Mar. 12, 1997.
`Creative Unveils Next Generation Portable Digital Audio Player, Oct.
`6, 1999.
`Cyber-COMM Frequently Asked Questions (FAQ), printed Apr. 27,
`2000.
`Cyber-COMM Selects Wave Systems to Provide Trusted E-Com
`merce Infrastructure in Europe, Sep. 29, 1999.
`Digital Rights ManagementiPrinted on Oct. 17, 2000.
`E-Commerce: Companies ‘not investing enough’, Oct. 14, 1999.
`Electronic
`Purse
`(http://wwwoti.co.il/electronicipurse.html),
`printed Jan. 5, 2000.
`Empeg cariPrinted on Nov. 22, 1999.
`Emphasis on Internet ID and Authentication Central to the Smart
`Card Forum Strategic Direction for 2000, Sep. 22, 1999.
`ePanoramaiCard Technology Technology Page, printed May, 1,
`2000.
`
`Ericsson demonstrates plug-in MP3 player for mobile phones at
`Telecom 99 (http://www.mmca.org/Press/ericsson-mp3.htrn), Oct. 9,
`1999.
`FAQ for alt.technology.smartcards (http://www.iocee/atsc/faq.
`htrnl), printed on Nov. 30, 2000.
`Flash and EEPROM: the never-ending tradeoffiAug. 1997.
`Flash Card Market Will Boom to $1.3 Billion by 2002, Predicts
`IDCiDec. 3, 1998.
`Frequently Asked Questions (http://www.scia.org/knowledgebase/
`aboutSmartCards/faqshtm), printed on Nov. 30, 2000.
`Gadgets Galore from Comdex (http://www.wired.com/news/mp3/
`0,1285,32573,00.html), Nov. 17, 1999.
`GlobalWaveiSecure Digital Media Distribution; printed May 15,
`2000.
`Growing Number of On-Line Users Turn Digital Content Into Cash
`Using MyPublish from Wave Systems, Feb. 22, 2000.
`Heer, D.N.; Maher, D.P.; IEEE Transactions on Consumer Electron
`ics, vol. 41, Issue: 3, 1995, pp. 869-874.
`Heer, D.N.; Maher, D.P.; Takahashi, R.; Proceedings of International
`Conference on Consumer Electronics, 1995, pp. 382-383.
`How DRM commerce works (http://www.intertrust.com/main/tech
`nology/howdrmcworks.html)iarchived on Oct. 18, 2000.
`HP and Wave Systems to Bring Trust and Security to the PC, Oct. 27,
`1998.
`HP Offers secure PC for ecommerce, available by at least Apr. 27,
`2000.
`HP, RSA Data Security and Wave Systems to Enable Enhanced
`Security for E-Mail and Internet Transactions, Jan. 20, 1999.
`IBM forays into digital music software, Feb. 8, 1999.
`IGST to Incorporate Wave Systems’ EMBASSY Technology in Mul
`timedia Chips for Set-Top Boxes, Dec. 2, 1998.
`I-Jam’s New MP3 Internet Music Player will use SanDisk Multime
`dia Cards to Download and Store MusiciJun. 14, 1999.
`Industry Speci?c Smart Card Speci?cations (http://www.scia.org/
`knowledgebase/aboutSmartCards/specs.html), printed on Nov. 30,
`2000.
`Internet and Smart Card Application Deployment (http://www.
`smartcardcentral .com/technical/ articles/ j source/ j sourcei080999.
`asp), archived Aug. 1999.
`Internet Audio Portables: A Christmas Buying Guide, printed Jan. 5,
`2000.
`Intertrust technologyiarchived on Oct. 18, 2000.
`ITE to Embed Wave System Corp.’s Embassy Technology into Inte
`grated Circuits, Nov. 9, 1998.
`J aZPiper FAQ (http://www.j azpiper.nl/eniie/faqhtm), printed on
`Nov. 22, 1999.
`Joint Press Release by In?neon Technologies and GrundigiAug. 27,
`1999.
`Joint Press Release by In?neon Technologies and HitachiiApr. 22,
`1999.
`Launch Discover New Music (http://www.launch.com/music/
`mymusic/pvnicontent/O,334900.htrnl), Jan. 4, 2000.
`Liquid Audio signs with EMI, Jun. 17, 1999, pp. 1-2.
`Major Companies Join Forces to Solve Security, Trust, and Privacy
`Issues in Electronic Business, Aug. 24, 1999.
`Microsoft Ups Commitment to Digital Media (http://wwwbillboard.
`com/sites/archive/00/0526.asp), May 26, 2000.
`Ministry of Sound’s Content Library to Become Available to RioPort
`Audience and Distribution Partners, Nov. 15, 1999.
`More popular than Sex (http://www.wired.com/news/business/
`0,1367,31834,00.html), Oct. 14, 1999.
`MP3 catalyzing Net music’s future, Apr. 27, 1999.
`MP3 device makers win key court ruling, Jun. 15, 1999.
`MP3: on the road again, Nov. 22, 1999.
`MP3s Anywhere You Are (http://www.wired.com/news/mp3/
`0,1285,32109,00.html), Oct. 28, 1999.
`MultiMedia Card: The Storage Medium (http://www.pontis.de/sitei
`e/produkte/caimmciehtm), printed Jan. 4, 2000.
`Music a la Card (http://www.mplayer3.com/siteie/hoipliehtm),
`printed on Nov. 22, 1999.
`Music Battle Takes to the Hill (http://www.wired.com/news/politics/
`0,1283,32008,00.html), Oct. 20, 1999.
`
`Page 00004
`
`

`
`US 8,794,516 B2
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`Music to Microsoft’s Ears (http://www.wired.com/news/culture/
`0,1284,32379,00.html), Nov. 15, 1999.
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`Net music changing copyrights, Apr. 27, 1999.
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`with New Merit, Apr. 27, 1999.
`Sarnoff and Wave Systems to Form inTelecast, Apr. 19, 1999.
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`Mobile PhonesiDec. 9, 1999.
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`22, 1999.
`There is a DIVA in my pocketiPrinted on Nov. 22, 1999.
`Thomson Lrya (http://wwwvitaminic.co.u1dhardware/lyra.shtml),
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`Wave Systems Announces Agreement with KISS Nordic MS to
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`Products, Aug. 28, 1999.
`Wave Systems Announces New Technology Enabling Secure Elec
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`Wave Systems Announces Support of SDMI Speci?cation, Jul. 13,
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`Wave Systems Appoints Alan Chaplin Vice President of Entertain
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`Wave Systems Corp. Enhances Consumer-Publisher Relationships
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`Wave Systems Corp. Forges Strategic Relationship With Leading
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`Wave Systems Demonstrates Trusted Client Services and Applica
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`Wave Systems Introduces MyPublish Community E-Commerce Ser
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`Wave Systems Introduces WaveDirect E-Commerce Service for PC
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