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`First
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`ADDRESS 70,
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`
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`APPLICATION ELEMENTS
`-
`See MPEP chapter 500 canceming uiifflypafent arpp!'1'caIion contents.
`1.
`Fee Transmittai Farm (e.g.. PTOISBIET)
`_(Subm:'! an on‘ginal and a dypficate for fee processing}
`Applicani claims smaii entity stains.
`-393 37 CFR 127-
`1
`51
`[Total Pages
`3. E Specification
`39111 the claims and abstract must start on a new page
`{For Enformaticzn on the preferred an'ang2<rr:-ant, see MPEP 6E78.€}!(a),!
`Drawings) (35 (1.8, C. 1 13)
`_ 4.
`[Total Sheets
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`5. Oath or Declaration
`[Torai Sheets
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`a_ E] New executed (origanai 0, mm)
`b. E A copy from a prior application (37 CPR 1.53 (d))
`{Fara r:an£inuatr'anfdiv;s:ona£with Box 18 completed)
`_i. D DELETION OF INS./ENTOR[S1
`Signed statement attached deiefing invenéorisi
`named in the prior application. see 3? CFR
`‘i.63(d)(2) and 1.33(b}.
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`'
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`_
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`2.
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`_
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`1
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`1
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`2
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`_
`E 6. E Application Data: Sheet. See 3? CFR 1,76
`3
`_
`: 7. E] CD-ROM or 00-8 in duplicate, Earge tabie ar
`Csmputer Program (Appendix)
`D Landscape 7359 °" Q9
`8. Nucieotide andior Aminn Acid Sequence Submission
`(if applicable, ifems 3. '~ G. are required)
`a. Computer Readabie Form (CRF)
`I. D Computer Readabie Fosm (CRF)
`ii. 13 Transfer Request (3? CFR 1.821(e})
`
`b. Specéficafien Sequence Listing on:
`1. D CD-ROM or CD-R <2 oepies): or
`ii. [:3 Paper
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`
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`93.
`
`Assignment Papers {cover sheet & ciocumenusj)
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`Name gf Assignee 3;-nanhFLa3h Limited
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`11}. [:1 37 cffa Z;.j73(b} statemgnt
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`12.
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`Co;3=es_ of Eoretgn 1:319:11 documfen ,
`pubiucatunns, & other urfiormataon
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`16. C} Nonpubiication Request under 35 U.S.C. 122 (b)(2)(i3)(i}.
`
`
`Appflcant mus: attach form PTO/SB/35 or its equivaient.
`
`1; D Omar;
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`13. CI Preiimirsary Amendment
`
`14.
`
`Return Receipt -Postcard (MPEP 503)
`(Should be specifically ii:-3-mizedj
`15_ D certified cgpy G; prgarigy gecumenqsi
`{if foreggn pub,-gfy "5 cfafmed)
`
`
`
`
`1;. E] Statements verifying identity of above copies
`- 18. if a CONTINUENG APPLECATEON, check appmpfiare box, and sugary the requisite information below and in me firs! senfence of the A
`'
`specificahbn foflowing the Izitie, or In an Application Dafa Sheet under 37 OFF? 1. 75:
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`
`
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`01 prior application No: 101111 716
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`
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`
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`Prior appiication information:
`
`
`
`Ccniinualion
`
`E] Dfivisiartm
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`B Cc>n£in:.za1ior:»ir\-pari (CEP)
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`
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`Art Unit: 2876
`Examiner S. Fglk
`19. CORRESPGNBENCE ADDRESS
`
`3
`
`The address assaciated wiih Customer Number:
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`29350
`
`OF.’
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`[1 Correspondence address belaw
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`
`
`Zip Code _
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`Page 00001
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`PATE NT APPLECATEON
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`1
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`Apple Exhibit 1007
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`Page 00001
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`' P7056117 (12-04)
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`Com fete if Known
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`Janua
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`19.2006
`
`Huist, Harmer:-ard
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`FEE
`NSMETTAL.
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`Etfecriva an 12f0&-'2tJo4.
`Fees pursuant :0 the Consolldaisd Jlppmpxiatfores Act, 2095 (HR. 4818}.
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`%
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`For FY 2006
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`
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`3 A lécatima Number
`_ Filir‘: Daze
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` Firs: Named lzwentr
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`Deposit Acceunt Deposimocountmmber: 23.1430
`Deposit Accaum Name: Townsend and Townsend and Crew LLP
`For the above-identified deposit acesc-uni. the Director is hereby authorized to: {check all that apply)
`
`
`
`E] Charge EBe{s)inéica1ed below, except fer the filing fee
`Charge feats) indicated below
`
`
`7 Charge any adcsitinnal fee{s) or undergaymenis of fee(s) 7
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`Credfi any GVBFPEYWBNS
`‘A under 3? CFR 1.16 and $.17
`WARPJEMS: Informatlon on this farm may became publégz. Credit card infnn-nation should not be included on this form. Provifie credit card
`inormtl as zxorizatlon o TO-2036
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`FEE e:m.c;u1.A1'rc:u
`_
`__
`
`_ 1. BASIC FiLiNG, smacn, men EXAMWATEON FEES
`
`SEARCH FEES
`EXAMENAWON FEES
`FILING FEES
`Small Entity
`Small Entigg
`Small Entigg
`
`Feeggg Fee [§§
`Fee (fit Feem
`Fee(§} Fesaifl
`
`Aggiicaticm Tyge
`
`Fees Paid §§;
`
`Utility
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`300
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`150
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`500
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`250
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`200
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`500
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`100
`2000
`Deslgfl
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`150
`300
`100
`200
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`
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`600
`503
`250
`Reissue
`300
`
`U
`O
`0
`200
`I00
` Provisional
`
`2. EXCESS CLAIM FEES
`Small Entity
`
`
`
`Fee §§[ Fee (§}
`Fee Descrlgtlun
`50
`25
`Each claim save: 20 at, for Reissues, each claim over 20 and more than in the original patent
`
`
`Each independent claim aver 3 or, for Reissues, each independent claim mere than in the original patent 200
`200
`- Multiple dependent claims
`‘
`363
`{B0
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`Fee Efl
`Toial Claims
`Extra Claims
`Fee Paid i§l
`$25
`x
`-20 or H? =
`74
`54
`$1,350
`
`
`HF’ = highest number oftutal claims paid for. if greater than 20
`incieg. Claims
`Extra Claims
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`
`
`X
`-3orH3==
`14
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`$108
`HP = highest number of independent claims paid for, ii greater than 3
`l 3. APPLECATWEN SIZE FEE
`
`
`If the specification and drawings exceeé 100 sheets of paper, the application size fee due is $250 ($E25 for small entity)
`3
`
`
`for each additional 50 sheets or fraction thereof. See 35 U,S.C. 4l(a}(l)(G} and 37 CPR l.l 6(3)».
`I
`‘Fetal Sheets
`Extra Sheets
`Numbe: of each atitfltienal 59 or fraction thereof
`Fae
`
`= - 130 = I50 = {round up In a whole number) x
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`
`4. OTHER FEE(S}
`_
`
`
`
`
`
`
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`Nonvfingiisli Specification,
`
`$130 fee (no smail entity discount)
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`Other:
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`'
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`Fee ?aid (§1
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`Fees Paid g'§l
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`Telephone
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`Date
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`{}‘u'?9/Q5
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`Page 00002
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`50683003 V1
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`Page 00002
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`UTILITY
`PATENT APPUCATION
`TRANSM'T°W—‘
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`DATA STORAGE AND ACCESS
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`Aiexandria, VA 223134459
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`ACCOMPANYSNG APPLICATION PARTS
`
`9.
`
`Assignment Papers (cover sheet 8: dracumerzqs
`
`ii
`
`
`
`AFPUCATFGN ELEMENTS
`A
`_ See MPEP banter 6:16 cnceming uiiiizypafeni auction cote-ms.
`. 1. K Fee Transmittal Form{e.g., PTOISBHT)
`(Submit an original and a duplicate for fee processing;
`2. [E Appiicani claims small entity saatus.
`See 3? CFR 1.27’.
`
`
`
`
`1
`61
`[Totaf Pages
`3. E Specification
`
`
`_
`Both the ciaims and abstract must start an a new page
`Name of Assignee Smar’r—Fiasi3 Limiierf
`{For iniumrabtm an the preferred awangsment, see MPEP 5DB.0i{a),i
`
`a:.E Drawing(s}(35 0.3.0.113;
`[Tota!Sheers
`17
`1
`_ 5. Oath or Declaration
`{TotaiSheet5
`'
`'
`2. El Newly executed (original or copy)
`b. E A copy fram a prior application (3? CPR 1.63 (d))
`{fora continuation./wvisiona! with Box 18 ccmpieiedi
`_i. E DE'LE'§'|ON OF iNVENTOR(S}
`Signed statement attached deEetEngifl\.'er1tor(s)
`named in the p1iOra;1?§}I¥£‘23$iOn, see 37 CFR
`1.53(G)(2} and 1.339)).
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`The address associated with Customer Number:
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` OF? E] Ccrrespondenzze address beiaw
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`' Signature
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`I Name
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`Date
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`Page 00003
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`
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`2
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`}
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`10. E] 37 CPR 3.730;) Statement
`(when there is an assignae}
`
`[:] Power -nf H
`Attorney
`
`
`
`11. C] Engiish Transiation Dncurnent (if applicable)
`
`12. E Information Disciosure Statement (F’TOJSB.iD3 or PTO-€449)
`E Copies of foreign patent documents.
`pubiicatians, & other information
`
`13. E} Preliminary Amendment
`
`14.
`
`Return Receipt Postcard (MPEP 503)
`(Should be specificalfy itemizezfl
`
`15. [1 Certified Copy of Priority Documenzisi
`(if fcmign priority is claimed)
`
`15. [:1 Nonpubiication Request under 35 u.s.c.122(m:2;:s;;s}.
`Appiicarit must attach fonn FTOISB/35 or its equivalent.
`
`
`
`
`
`
`
`: 6.
`
`Application Data Sheet. See 37 CFR 1.75
`_
`7. U CD-ROM or CD-R ir: duplicate, iarge tabie er
`Comp'..Iter'Program (Appendix)
`C] Landscape Tame an CD
`8. Nucleotide andlor Amino Acid Sequence Submission
`(if applicable, items a. - C7: are required)
`a. Ccmputar Reaciabie Farm (CRF)
`i. C] Computer Readable Form (car;
`2:. E] Transfer Request <3? cm 1.821(3)}
`
`b. Spedfication Sequence Listing on:
` 17. C} Other:
`:. [Ii CD-ROM or'CD-R (2 ::.opies);cir
`
`ii. El Paper
`
`
`:2. C] Statements verifying identity of above copies
`
`I 18. if a CONTINUING APPLICATION, check appropriate bax, and suppfir the reqizisfte inforrnaficin below and in the first sentence of the
`. specification fofiowing fhe rifle, or in an Appficarion Dara Sheer under 3? CF}? 1. 75:
`
`E Continuation
`U Divisional
`C} Continuation-in-part (cup;
`uf pricnr applicatinri N9: warm 715
`
`Prior appffcation inforrraafion:
`Examiner S. Pglk
`Ad Unit: __2_fli3___,_0______
`
`
`‘E9. CORRESPONDENCE ADDRESS
`
`Page 00003
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`
`
`' 2:-rozsam (1204)
`Effective on 12/6812304.
`Com lets if Known
`
`
`Fees pursuant lo #19 Consalldaéed Appmpriations Act, 2005 (H. R. 46$).
`i A lication Number
`FEE TRANSMlT"l'AL % Janus 19,2005
`Far
`l-ilst, He-rmen—ard
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`Art Unit
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`'
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`
`Agplncanl claims small enluty status. Sea 37 CFR 1.27
`Atmmey Docket Na
`TOTAL AMOUNT OF PAYMENT
`(5) 2950
` 03-acme 0.
`YNT ck all {Hal 3 -.
`
`
`Z [3 Check El Credit Card D Money Order El None [I Other (please identify):
`E Deposit Account DepusltAccour1tNumbel: 20.1430
`Deposit Accounl Name: Townsend and Townsend and Crew LLP
`For the aboveddentified deposit accounl, the Dlreotur is hereby aulhcsrized to: (check all that apply)
`E Charge feels) indicated below
`l::l Charge feels) indicated below, except for the fillng fee
`.7 Charge any additional ies(s) or underpayments of feels)
`g Credit any overpayments
`under 37 CFR 1.15 and 1.17
`' WARNING: Information an this form may become pubilc. Crecilt card intormatlnn should not be includes an thls fomx. Provide credit card
`' lnfsrmatun ai atarization :10-238 _
`f FEE CALCULATIOH
`Z 1. BASIC FIEJNG, SEARCH, AND exAMmAnoN FEES
`FILENG: FEES
`SEARCH FEES
`Small Entity;
`Smail Entigy
`Fee (§1 Fee [$1
`Fee £§1 Fee §§l
`
`Utility
`
`300
`
`150
`
`500
`
`250
`
`200
`
`100
`
`500
`
`
`
`
`
`
`
`EXAMENAWON FEES
`Small Entlgg
`Fee g§l Fee l§1
`
`Fees Paid (§1
`
`Asgglicafion Tgge
`
`
`
`Design
`Plant
`Reissue
`
`200.
`200
`306
`
`100
`K30
`150
`
`_
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`E00
`300
`500
`
`
`
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`65
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`80
`l 60
`l 50
`300
`600
`250
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`0
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`
`
`E 2. EXCESS CLAIM FEES
`Fee Descrigtinn
`
`
`I Each claim ever 20 Or, for Reissues, each claim over 20 and more than in £l:e original patent
`3 Each independent claim over 3 or, for Reissues, each independent claim more than in the original paten:
`Multiple dependent claims
`'
`
`Fee §§)
`Total Claims
`Extra Claims
`Fee Paid ($1
`$25
`x
`-20 as HP =
`_
`M
`54»
`$1,350
`
`5 HP = hlghest number of total claims paid for. if greater than 20
`'
`Imleg. Claims
`Exlrg Claims
`~Fee ($1
`
`14
`11
`$100
`
`.
`_ 3. APPLICAEON SEZE FEE
`lfflae specification and drawings exceed l{}O sheets ofpaper, the application size: fete due is $250 ($125 for small entity)
`
`for each aclditicmal 50 sheets or fractinn thereof. See 35 U.S.C. 4l(a}(l)(G) and 37 CFR l.l6(_s).
`Total Sheets
`Extra Sheets
`Number of each addltional 50 a: fraction thereof
`Fee gs}
`
`= - 100 2 I50 == (round up to a whole number} x
`
`
`4. OTHER FEE£S}
`
`~3orHP=
`
`X
`
`5 HF‘ = highest number 9? inéeperndent claims paid for, if greater than 3
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`Fee {$1
`Fee Paid (§l
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`=
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`Fee §§l Fee {fit
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`Fee Paid {$1
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`Non-English Specificasion,
`
`$l3{) fee (no small entity discount}
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`Other:
`
`Fees Paid §§l
`
`
`I Reglstratio Ncg. 3-5333
`{Atir.vrney{Ageni)
`
`Tel‘‘l’“°“e
`
`41 5’575‘‘_}2UU
`
`
`
`Name (Prtntrrypa) Kevin T. Lelvfond
`60633003 V‘!
`
`-Vr-m1~=".1:‘
`
`Dale
`
`01I€9/05
`
`Page 00004
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`Page 00004
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`we 9131599
`
`‘
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`‘
`
`ecriafieoo/94110
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`This invention is gene:-oily concerned with data storage and access systems. More .
`
`particularly, it relates to a ponoble_data carrier for storing and paying for data and to
`
`computer systems for providing access to data to be stored.
`
`'E'_he invention also includes
`
`corresponding methods and computer progems. The invention is particnlariy useful for
`
`managing stored audio and video data, but may aiso be applied to storage and access of
`
`text and sofiware, including games, as well as other types of date
`
`Once problem associated with the increasingly wide use ofthe intense! is the gowing ‘
`
`prevalence of 5o—cal}e<i data pirates. Such pirates obtain data either by unauthorised or
`
`legitimate means and then make this data available essentially world-wide over the
`
`internal without authorisation. Data can be a very valuable oommodity, but once it has
`
`been published on the Internet it is difficult to police access to and use of it by interned
`
`. users who may not even reaiise that it is pirateé. This is a particular problem with audio
`
`recordings, and, once the bandwidth becomes available, is also likely to be evident with
`
`vicieo.
`
`Over the past three or four years compressed eudio sources have become increasingly
`widely available on web pages. One widely‘ used audio dale compression fon-not is MP3
`
`(MPEG3) which is an internationally defmedzstandard including a definition of
`
`compressed audio information such as speech or-music.
`
`Ii: relies on psychomzoustic
`
`_ properties of human hearing to achieve very large data compression factors. It is thus
`feasible to download usefully long passages ofzmrsic in a practically convenient short
`
`time. Pirate data suppliers have not been slow to realise the potential of this and many
`unauthorised websites have sprung up ofiering popular music including recent neieases
`by world famous hands‘ This has caused the reeorciing industry considerable concern I
`
`and there is an urgent need to find a way to address the problem ofdeta piracy.
`
`SUBSTITUTE SHEET (RULE 26)
`
`5
`
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`Page 00005
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`Page 00005
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`we 0131599
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`The invention described below adciresses this end reiated prebiems.
`
`According to the present invention there is therefore provided a method of providing
`
`portable data composing providing a porsebie afata smrage device comprising
`
`tiownioaded data storage means and payment validation means; providing a terminal for
`
`internet aceess; coupling the portabie data siorage cievice to the tefminai; reading
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`-"
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`payment information from the payment vaiidation means using the terminai; valiéating
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`the péymentinfonnation; ami downioading data into the portable storage devieefrosh El
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`data ‘supplier.
`
`Another aspect of the invention provides a corresponcfing mobile data retrieval device
`
`for retrieving and ousputting data such as stored music andfor noise from the éata
`
`storage device.
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`The payment vaiidation means is, for example, means to vaiidate payment with an
`external authority such as a bank or building society. The combination of the piayinent
`vaiidatien means with the data storage zriezms allows the access to the downloaded data
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`which is to be stored by the data storage means, to be made conditional upon checked
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`and vaiideted payment being made for the date. Binding the data access and payment
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`iogeiher allows the iegixirnate owners of the data to make the data availabie themselves
`
`over the internet wishoul fear of loss of revenue, thus undermining the position of data
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`pirates.
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`A further advantage of the system is thai it aliows users under the age of IE to make
`
`interact purchases. Cm-remly imemet users pay for goods andfor services by credit card.
`
`Si-nee credit cards cannot be Iegitimateiy be used by persons under the age of 1% (ti! least
`in the UK}, -a significant fraction of eévenmrotxs intemct users are excluded from e»
`‘
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`commerce. one of the mosi significant predicted uses of the internet. In one
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`embodiment of the invention however, the payment vaiidation means comprises e-cash -
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`that is the payment validation means stores transaction value information on a cash
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`value of transactions veiidatabie by the data storage means. in simple terms, the data
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`I storage means can be a card which is charged up to a desired cash value (if necessary»
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`limited to a maximum value) at a suitable terminal. This might be an intense! access
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`terminal but could, more simply, be a device to accept the data storage card and to
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`receive and count money deposited by the user to charge the card, writing update cash
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`value informatiort onto the card. More sophisticateo ways of updating the cash value on
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`the card are also possible, such as direct bank tntxtsfet. Since. with this type of
`emhoditnent, the data storage means is, essentially, preohorged with cash rather than
`acting as. a credit card it an be used by young people without the risk oftheir incurring
`large debts.
`K
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`In one embodiment the data storage means is powered by the retrieval device when it is
`
`connected to the device and retains a memory of the clownloaded data wltencit is
`
`unpowered. This can be achieved by the use of Flash RAM or, more generally, any
`form of programmable read-only memory. Altemetively the slate storage means may
`inooqzorate a rechargeable cell or capacitor and store information in battery backed-up
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`‘static RAM.
`
`The downloaded tlata maybe entered into the data storage device by meansof an
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`interface such as a magnetically or wpacitativeiy coupled connection or an optical
`
`connection, but preferably the interface comprises contacts for direct electrical
`
`. connection to the storage means. The payment validation means may likewise have one
`of a variety of ioterfaoes but again preferably comprises a set of elecoical contacts. The
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`payment validation means could‘ however comprise a magnetic or holographic data-
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`strip such as is known for use with cmtiit cords and phone cards. The interface to
`receive the downloaded data may be separate from the interface to the pefment
`
`validation means, to facilitate separate and simultaneous access to both these systenté.
`In Dlhel’ embodiments a single interface may serve for both data storage and payment.
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`Advantageousiy the payznent validation means includes 3 memory storing information
`to identify the person who is paying for the downloaded data.
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`For additional security the downloaded data may be encrypted. In this case data
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`decryptian may fie necessary at same stage, either in the data storage means or in the _
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`retrieva§_ device or in an information deiivering apparatus such as a data access terminal.
`
`A-kematively the data dccryptiar: function can be shared amongst one or more of these
`devices. The skiiled person will be aware efa range sf surtabie encryptionfdgzcryption
`techniques Enciuding Pretty Good Privacy (Registered Trade Mark) and PKI {Pubiic Key
`
`Infrastructure). Nor-maiiy when the downioaded data is encrypted axdscryption key must
`
`be supplied. This can be generated automaticallyhy-the data access terminal or data
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`access service provider or it can be entered by the user into the data access tcnrrina or
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`into the mobile data retrievai device.‘
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`The data smrage means andfor the retrieval device can be provideci with access contrbi
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`means to prevent unauthorised access in the downloaded data. Addilionaliy G!‘
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`alternatively; use control means can be provided to stop or provide only limited access
`
`cf the user to the downloaded data in accardance with the amount paid. There access
`
`and use contra} fianctions may in some embodiments be combined, permitted use
`
`controiling access or pertained access controfling use. Thus, for example, a complete:
`
`set of data information reiating to a particular topic, a particular music track, or a
`
`panicuiar software package might be downloaded, although access to pan of the data set '
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`mighr thercafier at wntreiied by payments made by a user at a later stage. lrrthis way, a _
`
`user couid pay to enable an extra have! on a game or to enable further tracks cf an
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`album.
`
`I
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`In ambodimcnts where the access or use control means is rcspcnaive to the payment
`validation aims, access or use control irzformatian may be srored with the downloaded
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`data or in a separate storage area, for example in the payment validation means. The
`
`uscr‘s acceaé is the d-awnioadeé data could advantageorxsiy be responsive 10 the
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`payment iraiidatian means, for exampie, by means of a control fine coupiing the
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`payment vaiiciatian means with a mamory access or decryption conmzi element.
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`In cane embodiment the éata srorage means comprises an electronic merncry card or
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`smart card and the mobfilc data renieval device is provided with a slut to receive the
`
`carfi. Preferably the card is E push~fir within the retrieval device, and retention of the
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`card may be effected by pressure from electrical interface connections andfor resilience
`
`, al‘ the housing, or by using a resilient retaining means.
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`112 a preferred embodiment the
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`retrisval'devi<:e includes an audio output and a display, to play a downloaded track and
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`to show information about the track sndicr an accompanying video,
`
`To dowrxlcad data onto the data storage means the user can employ a data access
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`terminal coupled to the internet. The terminal can directly validate payment - for
`
`example in the case of a smart card charged with electronic cash it can deduct a cash
`
`value from the card. Aitematixrely it call: communicate with a bank or other financial
`
`services provider to control payment. In a preferred embodiment, howevsr, the lerrninal
`
`connects to a data access service provider which provides a portal In other sites -and
`
`which validates payment and then forwards data from a daxa supplier to the users local
`
`access terminal. The data access service provider may alternatively forward payment
`validation infarmatior: arrdfor information from the paymerlt validatirm authority to the
`data sfipplier for control byjhc supplier cf the data supplied. Thus, access to the
`
`payment validasion system andfor data for downloading may be entirely commlled by
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`rhe data supplier.
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`Data held on the data storage means may aévamsgeously include data relatlng to the
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`user’s er payer's usage of the systam. This information may include, for example,
`
`information on a user‘s spending pattern, informaticn on data suppliers used and
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`information an the dawnloaded data. This inforrnarion may bevaccessed by the data
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`supplier and/or data access ssrvéca pmvider and can be used for targeted rrinrkcting or
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`loyalty-bsscd incentive: schemes such as air miles or the like.
`
`.
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`The data access terminal may be a conventional wmputer er, altcrnstivsiy, it may be a
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`mobile phone. Wireless Application Protocol (WA?) and E-mode allow mobile phones
`
`to efficiently access the imcmet and !his allows a mobile phone to be used to download
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`data to the data siosagc means, afivantageously, direcfily. The data storage means can,‘if
`
`desired, incorpnrate the functionality of a mobile phone SFM (Subscriber Identity
`
`Module) card, which cards already include a. user identification means, to allow use:
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`billing through she phone network operator.
`
`In pregame emhodiment the downloaded data is MP3 or other encoded auéio data, but
`the system finds more general application for other dents types. Fer example, dowrlload
`
`data can include saftware, and particularly games, share price information, current news
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`'
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`infonnatien, transport tfimetabk: infermation, weather infm-rnatioi: and catalogue
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`shopping infonnation. The downloaded infcrxnation may also -include compressed
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`video data. The storage capacity of the data storage mmns is adaptable to suit the type
`
`ofldata intended to be dewnloséed - for example, 32 megabytes is sufficient fer CD0
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`quality music, but for video it is preferable that the data storage means has a capacity of
`
`128 megabytes or greater.
`
`In another aspect, the invention provides a portable daia csrfier compzising an interfaee
`for reading and writing data fmm and to the carrier; non-vnlatile data memory. coupled
`
`to the interface, for storing data on the carrier; nonwoiatile payment data memory,
`
`coupled to the interface, for providing payrnem data ts an external device.
`
`These features allow ‘she data carrier to store bmh payment date and content tiara thus
`l providing the advantages outlinedabove. Depending upon the paymem system used,
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`'
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`the p‘%ay-meat data memory may also store code for validating or canfirming a payment to
`
`an external payment system. The payment ésta will mmnally be linked to card or card
`
`holézler identification data for payment by the card holder. The non-valatiie memory
`
`ensures that stared content and payment data is retained in the data carrier when the data
`
`carrier is not receiving power from an external source.‘ Thus "non~volatile"
`
`encompasses, for example, low-power memory whose ccmtents are retained by} a baflery
`
`baek—up system. In one embodiment the payment data memary comprises EEPROM
`
`and the content data memory comprises Flash memozy, but other types of csntent data
`
`memory, such as optical, for example, "holographic, data memory can also he used. The
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`data carrier may also be imegraied "into other apparatus, such as a mobile
`
`communications device.
`
`Preferably, the poriabie data carrier further comprise: a pmgram store storing code
`
`implememabie by a processor; and 3 processor, eoispied to the content data memory, the
`payment date menwry, she’ interface arid lathe progam store for implementing code in
`
`the program stare, wherein the code cempzi ses eorie to output payment data fi-em the
`payment date memory to the interfacesnd code to provide extemai access to the data
`
`memory.
`
`Normaiiy, the (content) data memory snows hath write arid read access for both storing
`anti retrieving data, but in some embcciiments the content data memory may be read‘
`
`oniy memory. In such embodiments, content may be pmioacied onto the carrier and
`
`payment may then be made for permission to access the pie-ieadeé data.
`
`- Preferably, the data carrier also stores a record of access made to the content data and
`
`updates this in response to extemai access, psefetabiy read access, made to, the data
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`memory. The canrier may aiso store comentuse rules pertaining to aiiowed use cf
`
`stored data items. These use mies may be linked to payments made from the card to-
`
`prcvide payment options such as access to buy content data eueighi; rental access to
`
`content data for s time peg-ice or far 3 specified number of access events; andler
`
`remailpurchase, for example where rental use is provided I0g€Ih8I"\A?ith an option in
`purchase cement fiata at the reduced price afier rental access has expired.
`
`Thus where the date carrier stores, for exampie, music the purchase outrighti caption may
`_ "be equiveiem to the puzehsse ofa compact disc (CD), prefer-abiy with sonic form "of
`content copy protection such as digits} watermarking. In this exariipie, the rental or '
`
`'
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`subscription payment uptien may be a pay-per-play option, ans with this option payment
`
`may either be before or after access to the stored data 50 that the carrier may operate in
`
`either a debit or credit payment mime.
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`The portability of the tiata earrier potentieliy ailows it in be used to access content or. in
`
`the exampie, play music without the need to be linked to a eommunkafions system or to _
`
`be on-lfine to the internet. By providing a use record memory on the data carrier, use of _
`
`the stone data can be tracked whilst ofilline and then any necessary payment can be
`
`made when the data carrier is next coupled to a eemmuisjcatien system.
`
`‘E1115 allows the
`
`' data carrier to operate in a credit mode. in a‘ debit mode, the additienel storage of use
`
`mics facilitates the regulation cf access to cement data stored on the carrier without the
`need for further exchange of paymentiuse data with an external system to vaiieate the
`1358.
`
`By combining digital rights management with cement data storage using a single carrier
`
`the stored content data beeemes mobile and can be accessed anywhere whilst reaaining
`
`centre} over the stored data for the data content pravider or data copyright owner.
`
`Preferabfy, the data carrier also stores access control data, such as a user ID and 3
`
`password, as the stored data maybe vaiuable. The access control data may be combined
`
`with access contra} tn the payment date, which is typieafly by means of a PEN (Personai
`
`fdemification Number} to simplify access to vaiued content stance on the carrier.
`
`in one embodiment the stored cement data is enerypied and-a unique password or PIN
`
`andler biometric data is required for decryptien. The data easier may be arranged so
`
`that the content is erased afier a predetefinined number of ineerreet access attemgits.
`
`Additionaily or aliematively, a perrnanenliy stored fiagmay be set audio: 3 hardware
`
`modification (such as a fusable iink)'may be made to prevent the dataearrier fmrn
`
`functioning for further data storagefretrievai. Preferably, hewever, access to anysaored
`
`value./payment data is nevertheiess retained.
`
`Suppiernentary data may also be stored on the canier in associatien wiih stored ecintem
`
`data. This suppiementary data may comprise customer reward management data audio:
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`advertising data. The supplementary data may comprise a pointer to an external data
`source from whiefidata is dewnioafied eisher to the data carrier at to 5: dam access
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`device or content piayer, so that afiveriising or other data: can be dispiayed when
`
`reviewing or accessing the storeé content.
`
`Additional dam security and/or a mechanism for rewarding cpcrators as. éiffercnt ievels
`
`in the data supply chaixi may be provided using a content synthesis function. The
`
`suntan! synthesis function combines partial content inforrnation from two or more '
`
`sources to provide cergtcni data items for storage and/or output. Thus, for-':exampic, a
`
`first percentage cf a content data item could be provided by a content rctaiicr whilst a
`
`remainirig percentage couid be provided by an on—linc data supplier. This wculci
`provide ari incentive for a user ‘to register with akcorrtent retailer or distributor as well as
`
`with an an-line scheme owner anti so cmzid encourage the use of existing retailers and
`
`could prqvide a mechanism for paying commission to such rctaiiers. The two ponicins
`
`cf dam combined to provide a content data item could comprise encryption demand a
`
`key but prefer-abiy comprise separate parts ofa compiete daia item, for cxampie, ieast_ .
`
`significant bits-and most significant bits or high frequencies and low frequencies -(for
`
`audio). This arrangement also faciiitates cilsicmcr reward and loyalty management.
`
`In (me cmboéiment 111: data carrier further comprises memm-y fer storing data for I
`
`accessing a mcbilc communications network, for example to receive content data over
`the network; For such an embodiment; the data carrier may replace a SIM (Subscriber
`identity Module) card in a mcbile communications dcvice, thus pmvidinga single card
`
`for both network access and valued content retrieval and staragc. Additionaliy or
`
`aitcrnativeiy the card may aiso stare the web address cf a data supplier from whom data
`
`may be dawnioaded 01:29 the carrier.
`
`The data memory for storing ccntcnt data may be optic, magnetic or semiconductor
`' me.-mory, but prcfembly comprises Fiasb memory. Prcfcrabiy, the data memory
`
`a
`
`iarge capacity for storing large data files such as comprcsseci video data. Preferabiy, the
`
`data mcnwry is partitioned for lock access, that is" for read andfor write access to blocks
`
`of, for exampic, 1K, 4K, 16?: or 64K databyics for fast:-r data access, particularly where
`
`the siored cement data will ncsrmaily be accessed safiaiiy, as is normally the case with
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