`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addless. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`wwwusptogov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`[IF
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/212,047
`
`08/17/2011
`
`Patrick Sandor RACZ
`
`87790-818158 (000150US)
`CONFIRMATION NO. 5477
`
`42624
`DAVIDSON BERQUIST JACKSON & GOWDEY LLP
`4300 WILSON BLVD, 7TH FLOOR
`ARLINGTON, VA 22203
`
`POA ACCEPTANCE LETTER
`
`llllllllllllllllllllllllllflllllllllllllllllllllllllllllllllllllllllllllllllllllll
`
`Date Mailed: 04/28/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/18/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rm0hamed/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Apple Exhibit 1002
`Page 00001
`
`
`Page 00001
`
`Apple Exhibit 1002
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`20350
`KILPATRICK TOWNSEND & STOCKTON LLP
`TWO EMBARCADERO CENTER
`EIGHTH FLOOR
`SAN FRANCISCO, CA 94111—3834
`
`UVTTET‘I STATES DEPARTWF‘NT 0F COM'MFIRCFI
`United States Patent and Trademark Office
`Addless. COMB/ITSSTOVFR FOR PATENTS
`PO Box 1450
`Alexandriay‘hjgnia 22313-1450
`wwwusptogov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET No./TITLE
`13/212,047
`08/17/2011
`Patrick Sandor RACZ
`87790-818158 (000150US)
`CONFIRMATION NO. 5477
`POWER OF ATTORNEY NOTICE
`
`
`
`I|||I|||||||||||||||||IIIIIIIIIIIIIIIIIIIIIIII||I|||II|||I||jI||I||||I|||||||||||||||II||
`00000006796 7 0
`
`Date Mailed: 04/28/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/18/2014.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Irmohamed/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Page 00002
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`Page 00002
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`
`
`v rr ‘4va in: we»...we”. ! . «v .w. w v.-ivvvv‘ <..~
`U8 Patent and Trademark Oiiice; U.5 DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 nopersons arerequired to respond to a collection of information unless it displays a valid OMB control number
`
`PATENT POWER or ATTORNEY
`Patel“ NuNber
`8336772
`0R
`issue Date
`December 25‘ 30.12
`REVOCATION OF POWER OF ATTORNEY
`“’5‘ Name“ mm“
`Rm Pam
`WITHA NEW POWER OF ATTORNEY
`‘
`
`Data Storage and Access Systems
`
`
`
`_
`
`l herebyrevoke all previous prowes of attorney give
`in the almvejidentifiedoatent.‘ H
`
`
`
`E] A Power of Attemey is submitted herewith,
`OR
`J
`
`
`
`
`l hereby appoint Practitioner(s) associated with the following Customer Number as my/our
`attorney(s) or agentts) with respect to the patent identified above, and to transact all business in
`OR the United States Patent and Trademark Office connected therewith:
`
`42624
`
`'
`
`
`
`
`
`
`
`
`[j i hereby appoint Practitioneds) named below as my/our attomeyts) or agentis) with respect to the patent identified
`
`above, and to transact all businees in the United States Patent and Trademark Office connected therewith:
`
`Registration Number
` Practitioner(s) Name
`
`
`
`
`
`Please recognize or change the correspondence address for the aboveidentified patent to:
`The address associated with the abovementioned Customer Numbert
`0R
`
`E] The address associated with Customer Number:
`OR
`
`
`D" Firm or
`WM INGMQEELEECNB
`_. w-“
`m..." MW“
`Address
`
`'
`
`
`
`State
`
`2,,
`
`
`Country
`—
`Teiephme.
`.x,
`i am the:
`
`
`
`[:1 inventor, having ownership of the patent.
`0R
`
`% Patent‘owner
`Statement under 37 CFR 3 73(1)) (Fon’n PTO/SB/QG) submitted herewith orIfiled on
`
`
`Date
`AprilL‘Z 2014
`Telephone
`
`EELS: Signatures of all the inventors or patent owners of the entire interest or their representative(s) are required Submit multiple forms if more than one
`signatureIs required, see below.
`
`forms are submitted.
`
`This collection of information is required by 37 CPR 1.31, 1.32 and 133‘ The iniormation is required to obtain or retain a benefit by the public which is to tile (and by the
`USPTO to process) an application, Confidentiality is govemed by 35 U350 122 and 37 CFR 1.11 and 1.14‘ This collection is estimated to take 3 minutes to eompiote,
`including gathering. preparing, and submitting the’compieted application form to the USPTO,
`time will vary depending upon the individual was. Any comments on
`the amount of time you require to complete this form and/or Suggestions for reducing this burden, should be sent to the Chiel‘ information Officer, US. Patent and
`Trademark Oflice, use Department of Commerce, PO. Box 1450. Alexandria, VA 22313-1450. 00 NOT SEND FEES OR COMPLEI’ED FORMS TO THlS
`ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450, Alexandria. VA 223134450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 00003
`
`
`Page 00003
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`
`
`Under the Paperwort
`
`r‘
`
`.
`
`'
`
`PTO/SB/SG (OT-09)
`Approved for use thrrjugh (17/31/2012. OMB 0651—6031
`U.S. DEPARTMENT OF C()i\lii\liERCE
`US. Patent and Trademark Offi
`
`
`no persons are required ta re gnnd to a L
`liection of
`formation ur
`d
`ys a valid OMB cant
`i number.
`
`Appiicanti‘Patent Owner: Patrick Sander R392
`
`STATEMENT UNDER 37 QFR 3339)}
`
`Anpiication hid/Patent No.: 3335772
`Titled:
`
`Data Storage and Access Systems
`
`Fiiediissue Date: December 25 2912
`
`SMARTF—‘LASH LLC
`(Name ofAss nee)
`
`states that it is:
`
`, a
`
`Corporatien
`(Type of Assignee. e.g., corpora
`
`partnership, uni
`
`ity. government a9
`
`X the assignee oftne entire right. titie, and interest in;
`
`right, title. and interest in
`an assignee of less than the entir
`(The extent (by percentage) oi its ownership interest is
`
`E
`
`i
`
`;
`
`
`
`D the assignee of an undivided interest in the entirety of (a c ‘rnpiete a signment from one of the joint inventors was made)
`the patent appiication/patent identified above, by virtue of either:
`
`A.
`
`[:i
`
`0R
`
`B.
`
`An assignment tram the. inventor(s) ofthe patent appiicationihatent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`. or for which a
`eepythe "are is attached.
`
`A chain of titie from the inventorisi, of the patent applicationlpatent identified above, to the current assignee as teiiows:
`
`1_ From: Herman~Ard Huist
`
`To: Smartfiash Limited
`
`The destirnent was: recorded in the United States: Patent and Trademark Office at
`
`or for which a copy thereof is attached.
`
`2. From: Smartiiash Limited
`
`To: Patrick R802
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reei 024719
`
`3_ From:
`
`Patrick Racz
`
`or for which a eepy thereoic is attached.
`
`To: Smarttiash Teohnoiogies Limited
`
`The document was recorded in the United States Patent and "Trademark Chase at
`
`Ree! 524710
`
`,
`
`Frarnec'?96
`
`,
`
`orforwhioh a sopythereotis attached.
`
`[Xi
`
`Additionai documents in the Chain of titte are Elsi-ed on a suppiementai sheetis).
`
`or concurrentiy is being, submitted for recordatien pursuant to 3.7 CFR 3.11.
`
`[NOTE A separate copy (tie, a true copy of the original assignment doournentijsi) must he submitted to Assignment Division in
`acooi‘dance with 31’ CPR Pan 3, to record the assignment in the records at the USPTO. See iv’lPiI-IP 302.08}
`
`The. undersigned (whose titie is suppiied beiow) is authorized to act on behaif of the assignee.
`
`{Michaei R. Casey—x
`
`Signature
`
`4-18-2014
`
`Date
`
`Michaei R. Casey
`
`Attorney of Record
`
`
`
`
`This mite ten 0.
`in
`h is to file who by the USPTO to
`by the public t
`5 a bene.:..
`ed to obtain or rat
`formation :
`required {13/37 CPR 3.736;). The inft ma an
`
`
`
`process) an apt
`"
`‘
`entiality i3 governed by 35 U.\ .C. 122 and 37 CPR 1.11 and 1.14.
`this coiieciio
`is estimated to take 12 minutes to complete. inniuding
`
`
`'
`tian
`gatherihc prep-er
`form to the USPTO Time wiii vary depending upon the individual case. Any comments on the amount oftime
`
`your
`’
`to
`
`
` np-e tort and/0i sugges ' for ieduc‘ J this burden shouid be sent to the Chief information Officer. US. Patent and Trademark Office. US.
`
`.
`Department of Caittittertte, PO. Box 1450, Aiexandria, VA 22313—1450. DO NOT SEND FEES OR COMPLETED FORMS TO THiS ADDPESS SEND TO: Cummissioner
`for Patents, RO. Box1450, Alexandria, VA 22313-1450.
`
`
`
`If you need assistance in completing the form. calf 1~800~PTG~9199 and seieci option 2.
`
`Page 00004
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`
`Page 00004
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`
`
`Continuation Sheet for Statement under 37 CFR 3.73(b) for US. Patent No. 8336772
`
`4. From: Smartflash Technologies Limited To: Smartflash LLC
`
`The document was recorded in the United States Patent and Trademark Office at Reel: 030522 Frame:
`0877.
`
`Page 00005
`
`
`Page 00005
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`
`
`Electronic Acknowledgement Receipt
`
`1 8800962
`
`Confirmation Number:
`
`
`Title of Invention:
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Patrick Sandor RACZ
`
`Customer Number:
`
`20350
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`87790—81 81 58 (0001 SOUS)
`
`Filing Date:
`
`17-AUG-2011
`
`11:21 :53
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`Power of Attorney
`
`772_POA.pdf
`
`Information:
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`FileSize(Bytes)/
`Message Digest
`172571
`
`50592b3a7cb72b70403b0c6la1e0065824c
`a941c
`
`Page 00006
`
`
`Page 00006
`
`
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`772_patent_AssigneeShowing
`With2ndSheet.pdf
`
`8(174h975dhfifr4d7341fiA7al§7a§flh§§h3
`al99
`
`Information:
`
`
`
`Total Files Size (in bytes) 270951
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`Page 00007
`
`
`Page 00007
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`
`
`Case 6:13-cv-00448—MHS-JDL Document 5
`A0 120 Rev. 08/10
`
`Filed 05/29/13 Page 1 of 1 PagelD #: 36
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas Tyler Division
`on the following
`
`
`I: Trademarks or
`
`MPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DATE FILED
`DOCKET NO.
`5/29/2013
`6:13-cv—448
`
`PLAINTIFF
`
`U.S. DISTRICT COURT
`Eastern District of Texas T Ier Division
`DEFENDANT
`
`
`Samsung Electronics Co., Ltd., Samsung Electronics America,
`
`
`
`Inc, Samsung Telecommunications America, LLC, HTC
`Corporation, HTC America, lnc., Exedea, Inc. and Game Circus
`
`LLC
`
`Smartflash LLC and Smartflash Technologies Limited
`
`
`
`
`
`
`4 8 061,598
`
`5 8,118,221
`
`11/22/2011
`
`Smartflash LLC
`
`2/21/2012
`
`Smartflash LLC
`
`DATE lNCLUDED
`
`In the above—entitled case, the following patent(s)/ trademarkts) have been included:
`INCLUDED BY
`
`
`
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`[1 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`1:] Answer
`
`[I Cross Bill
`
`[I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
` CLERK
`
`In the above—entitled case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy I—Upon initiation of action, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 00008
`
`
`Page 00008
`
`
`
`Case 6:13-cv-00447-MHS-JDL Document 3
`A0 120 Rev. 08/10
`
`Filed 05/29/13 Page 1 0f 1 PagelD #: 230
`
`
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`I
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas Tyler Division
`on the following
`El Trademarks or M Patents.
`( E} the patent action involves 35 U.S.C. $392.):
`U.S. DISTRICT COIJRT
`
`DOCKET NO.
`DATE FILED
`
`
`Eastern District of Texas T ler Division
`6: 1 3-cv-447
`5/29/2013
`
`
`
`
`
`DEFENDANT
`PLAINTIFF
`Apple Inc., Robot Entertainment, Inc., Kingslsle Entertainment,
`
`
`
`Smartflash LLC and Smartflash Technologies Limited
`Inc. and Game Circus LLC
`
`
`DATE OF PATENT
`PATENT OR
`
`
`
`
`
`
`1 7,334,720
`
`
`
`2/26/2008
`
`Smartflash LLC
`
`
`
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case! the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`
`
`1 2335,73
`
`In the above—entitled case, the Following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy I—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 00009
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`El Amendment
`DATE OF PATENT
`0R TRADEMARK
`
`El Answer
`
`[:1 Cross Bill
`
`I] Other Pleading
`
`HOLDER OF PATENT 0R TRADEMARK
`
`
`
`
`
`
`Page 00009
`
`
`
`UNITED STATES PATENT AND TRADEMARK OEEICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVIISS IONER FOR PATENTS
`P.O Box 1450
`Alexandria Virginia 22313-1450
`www.uspt0 gov
`
`APPLICATION NO.
`
`ISSUE DATE
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/211047
`
`8336772
`
`87790-818158(000150LS)
`
`5477
`
`20350
`
`7590
`
`12/05/2012
`
`KILI’ATRICK TOWNSEND & STOCKTON LLP
`TWO EMBARCADERO CENTER
`EIGHTH FLOOR
`SAN FRANCISCO, CA 94111-3834
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pairllspto gov for additional applicants):
`
`Patrick Sandor RACZ, Saint Heller, JERSEY;
`Herinen-ard Hulst, Amsterdam, NETHERLANDS;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about whyI the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (ReV. 10/09)
`
`Page 00010
`
`
`Page 00010
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UVITEI‘I STATES DEPARTMENT OF COM'MFIRCFI
`United States Patent and Trademark Office
`Addtess. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandtia Yngnia Z31-31450
`wvm.uspto.gm
`
`APPLICATION
`FILING or
`GRPAR
`
`NUMBER
`371(2) DATE
`UNITT
`FIL FEE RECD
`ATTY.D.OCKETNO
`TOT CLAIMS IND CLAIMS
`13/212047
`08/17/2011
`2887
`1236
`87790818158 (000150US)
`CONFIRMATION NO. 5477
`
`20350
`KILPATRICK TOWNSEND & STOCKTON LLP
`Two EMBARCADERO CENTER
`EIGHTH FLOOR
`SAN FRANCISCO, CA 94111-3834
`
`CORRECTED FILING RECEIPT
`
`||ll|lllIIIIIIIIIIIIIIIIIIILIIIIWIIIIIIIIII IIIIIIIIIIIIIIII|lIlIl|l|||l||l|l||lll
`
`Date Mailed: 11/21/2012
`
`Receipt is acknowledged of this non—provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the US. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant(s)
`
`Patrick Sandor RACZ, Saint Heller, JERSEY;
`Hermen—ard Hulst, Amsterdam, NETHERLANDS;
`
`Patrick Sandor RACZ, Saint Heller, JERSEY;
`Hermen-ard Hulst, Amsterdam, NETHERLANDS;
`Assignment For Published Patent Application
`Smartflash Technologies Limited, Road Town, VIRGIN ISLANDS, BRITISH
`
`Power of Attorney: The patent practitioners associated with Customer Number 20350
`
`Domestic Priority data as claimed by applicant
`This application is a CON of 12/943,872 11/10/2010 PAT 8118221
`which is a CON of 12/014,558 01/15/2008 PAT 7942317
`which is a CON of 11/336,758 01/19/2006 PAT 7334720
`which is a CON of 10/111,716 09/17/2002 ABN
`which is a 371 of PCT/GB2000/104110 10/25/2000
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see http://www.uspto.gov for more information.)
`UNITED KINGDOM 99252272 10/25/1999
`
`Request to Retrieve - This application either claims priority to one or more applications filed in an intellectual
`property Office that participates in the Priority Document Exchange (PDX) program or contains a proper Request to
`
`page 1 of 3
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`Page 00011
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`Page 00011
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`Retrieve Electronic Priority Application(s) (PTO/SB/38 or its equivalent). Consequently, the USPTO will attempt
`to electronically retrieve these priority documents.
`
`If Required, Foreign Filing License Granted: 08/26/2011
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is us 13/212,047
`
`Projected Publication Date: Not Applicable
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`Preliminary Class
`235
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT—member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicants license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800—786—91 99, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
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`page 2 of 3
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`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
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`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
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`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
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`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
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`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
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`NOT GRANTED
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`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
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`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage, facilitate, and accelerate business investment. To learn more about why the USA is the best
`country in the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
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`page 3 of 3
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`Page 00013
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`All further [corr pom-euce including the, Patent. advance (it'd
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`KTLPATRICK T()WNSL\D SC STDCKTON LLT‘
`TWO EMBARCADERO CENTER
`EiGl'i'i'lri Fl.OOR
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`SAN FR.L‘.NC7,IS(O [1‘1 94ili- 3834
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`add s5 above. 01 being facsimile
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`TITLE OF INVENTION: DATA STORAGE AND ACCESS SYS TEMS
`
`TOTAL FEE
`
`nonprovisional
`YES
`$885
`5530-9
`SC-
`S! l 8:
`(ll 130.5%)“. 3
`
`
`
`
`
`
`
`
`KELPATRECK TOWNSEND
`(l5 Err" names of up 1') '57 registered patent attorneys
`7
`SSTCX'JKTON'LLP"
`OR, alternedvelx'.
`
`in; Chan? ofrerrespondence address (or Change of Correspondence
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`3. ASSIGNEE NEG/{E AND RESTDENCE DnT/i "C)1 11E PRINTED ON THE ATENT-.iprnt. ortype")
`
`19: ASE NOTE: Unless 2..
`
`
`if an as“
`signee is id
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`below no assignee (tater will a
`011 the patent.
`
`
`
`recordatiur. as set forth'in 37 (
`or tiling :‘I. assrgni‘ncni.
`3. l l. (‘rimpletiorI of {his f0-1‘n is NOT :1 sul'ssti
`_
`(B) RESIDENCE: (CTTY and STATE 0R COUNTRY)
`ROAD TOWN. TQRTQLA. BRlTlSH ViRGiN ESLANDS
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`S.Cii.mge111 Entity Status (1Irorn hiatus indicated abme,‘
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`T‘rped or printed name
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`efit bV the p:-Iblic which is [0 file (and by the E‘SPTO to prim '
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`on or" 1nform: on is required bv 37 CER l.., ll
`This 1201'
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`suhn .ting the crimpleted a
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`d a Virginia “313- l 151.). DO NOT S-.ND FEES OR COMPLETED POKVES TO _
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`Page 00014
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`Page 00014
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`
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`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`17-Aug-2011
`
`Title of Invention:
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`
`
`
`
`First Named Inventor/Applicant Name: Patrick Sandor RACZ
`
`Filer:
`
`Benjamin J. Holt/Sylvia Arnold
`
`Attorney Docket Number:
`
`87790-81 81 58 (0001 SOUS)
`
`Filed as Small Entity
`
`Utility under 35 USC 11 1 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals—and-Interference:
`
`
`Post-Allowance-and-Post-lssuance:
`
`Utility Appl issue fee
`
`2501
`
`Publ. Fee— early,voluntary, or normal
`
`‘
`
`1504
`
`‘
`
`1
`
`‘
`
`300
`
`‘
`
`300
`
`Page 00015
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`Page 00015
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`
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`
`
`Sub-Total in
`Description USD($) Quantity
`
`Total in USD ($)
`
`Extension-of—Time:
`
`Miscellaneous:
`
`Page 00016
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`Page 00016
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`Electronic Acknowledgement Receipt
`
`14242248
`
`Confirmation Number:
`
`Title of Invention:
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Patrick Sandor RACZ
`
`Customer Number:
`
`20350
`
`
`
`Filer Authorized By: BenjaminJ. Holt
`
`Attorney Docket Number:
`
`87790—81 81 58 (0001 SOUS)
`
`Filing Date:
`
`17-AUG-2011
`
`17:54:37
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
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`Payment was successfully received in RAM
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`$1185
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`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
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`Authorized User
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`201430
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`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows: