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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`4
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Ofliee
`Address: COMMISSIONER FOR PATENTS
`PO. Box I450
`Alexandria, Virginia 223134450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`MORGAN & FINNEGAN, L.L.P.
`345 Park Avenue
`New York, NY 10154-0053
`'
`
`.
`
`NGUYEN, CAO H
`
`2173
`
`DATE MAILED: 12/07/2004
`
`3125—4002USI
`Keith R. McNally
`11/01/200]
`10/015,729
`TITLE OF INVENTION: INFORMATION MANAGEMENT AND SYNCHRONOUS COMMUNICATIONS SYSTEM WITH MENU GENERATION
`
`7758
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`nonprovisional
`
`YES
`
`ISSUE FEE
`
`$685
`
`PUBLICATION FEE
`
`TOTAL FEE(S) DUE
`
`$0
`
`$685
`
`DATE DUE
`
`03/07/2005
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`EEQSECU I [OH QM fl-IE MERI_TS IS ELM. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN ME MQNIHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`SIAIIITQRX EEEQD CAM fl EXIENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
`REFLECTS A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL-85B (OR
`AN EQUIVALENT) MUST BE RETURNED WITHIN THIS PERIOD EVEN IF NO FEE IS DUE OR THE APPLICATION WILL
`BE REGARDED AS ABANDONED.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`,
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`11. PART B - FEE(S) TRANSMITTAL should be completed and returned to the United States Patent and Trademark Office (USPTO) with
`your ISSUE FEE and PUBLICATION FEE (if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
`completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
`completed and an extra copy of the form should be submitted.
`
`111. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 1 HM) Approved for use through 04/30/2007.
`
`Page 1 of 3
`
`Starbucks Corp. Exhibit 1060 A
`
`Starbucks Corp. Exhibit 1060
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`or E (703) 746-4000
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required . Blocks 1
`through 5 should be completed where
`ap ropriate. A11 further correspondence including the Patent, advance orders and notification of maintenance fees Will
`e mailed to the current corres ondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) Indicating a separate " EE ADDRESS" for
`maintenance fee notifications.
`
`
`CURRENT CORRESPONDENCE ADDRESS (NW‘US‘ 31°C“ Emmy Chang” Mm”)
`
`7590
`
`12/07/2004
`
`MORGAN & FINNEGAN, L.L.P.
`345 Park Avenue
`New York,NY 10154-0053
`
`Note: A certificate of 'mailin can only be used for domestic mailings of the
`Fee(s) Transmittal, This certi icate cannot be used for any other accompanying
`gapers. Each additional paper, Such as an assrgnment or formal drawrng, must
`ave its own certificate of mailing or transmissron.
`
`Certificate of Mailing or Transmission
`I hereb certi
`that this Fee 5 Transmittal is being deposited with the United
`States ostal gervice with su icient postage for first class mail in an envelope
`addressed to the Mail Sto
`ISSUE FEE address above, or bein
`facsrmile
`transmitted to the USPTO 03 746—4000, on the date indicated be ow.
`
`
`
`
`
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`3125-4002USI
`Keith R. McNally
`11/01/2001
`10/015,729
`TITLE OF INVENTION: INFORMATION MANAGEMENT AND SYNCHRONOUS COMMUNICATIONS SYSTEM WITH MENU GENERATION
`
`7758
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`nonprovisional
`
`YES
`
`EXAMINER
`
`NGUYEN, CAO H
`
`ISSUE FEE
`
`$685
`
`ART UNIT
`
`2173
`
`PUBLICATION FEE
`
`TOTAL FEE(S) DUE
`
`$0
`
`CLASS-SUBCLASS
`
`345-810000
`
`$685
`
`DATE DUE
`
`03/07/2005
`
`1. Chan e
`2. For printing on the patent front page, list
`
`
`<))f correspondence address or indication of "Fee Address" (37
`CFR 1.3g63
`(1) the names of up to 3 registered patent attorneys
`I
`
`or agents OR, alternatively,
`D Chan e of corres ondence address (or Change of Correspondence
`Address orm PTO/ B/ 122) attached.
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or ”Fee Address" Indication form
`
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`Number is required.
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`2
`
`3
`
`If an assignee is identified below, the document has been filed for
`ee is identified below{ no assignee data will appear on_ the patent.
`PLEASE NOTE: Unless an assi
`recordation as set forth in 37 CF 3.1 1. Completion of this form is NOT a substitute for filing an assignment.
`
`(A) NAME or ASSIGNEE
`
`(B) RESIDENCE: (CITY and STATE 0R COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`4a. The following fee(s) are enclosed:
`4b. Payment of Fee(s):
`D Issue Fee
`D A check in the amount of the fee(s) is enclosed.
`D Publication Fee (No small entity discount permitted)
`D Payment by credit card. Form PTO-2038 is attached.
`D Advance Order - # of Copies
`D The Director is hereby authorized by charge the required fee(s), or credit any ove ayment, to
`Deposrt Account Number (enclose an extra copy of this form .
`
`5. Change in Entity Status (from status indicated above)
`
`D a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`D b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`
`The Director of the USPTO is requested to apply the Issue Fee and Publication Fee (if any) or to re-ap‘ply any previously paid issue fee to the application identified above.
`NOTE: The Issue Fee and Publication Fee (i
`required) will not be accepted from anyone other than t e applicant; a registered attorney or agent; or the assignee or other party in
`
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Date
`
`
`
`Typed or printed name Registration No.
`
`This collection of information is required by 37 CFR 1.31 1. The information is relqiiired to obtain or retain a benefit by the public which isto file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122.and 37 CFR 1.14.
`is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time Will vary de endin upon the individual case. Any comments on the amount of time you require to com lete
`this form and/or su gestions for reducrng this burden, should be sent to t e
`ief In orrnation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`.0.
`grim 1432, A0Exap£13§¥ir iln‘izggZ313-l450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450,
`exan
`a,
`irginia
`-
`.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 1 l/04) Approved for use through 04/30/2007.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Starbucks Corp. Exhibit 1060
`
`Starbucks Corp. Exhibit 1060
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademar k Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450 ‘
`Alexandria, Virginia 22313-1450
`WWW.usplo.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`100157»
`
`11/01/2001
`
`Keith R.McNa11y
`
`31254002u51
`
`7758
`
`MORGAN & FINNEGAN, L.L.P.
`345 Park Avenue
`New York, NY 10154-0053
`
`NGUYEN, CAOH
`
`‘
`
`2173
`
`DATE MAILED: 12/07/2004
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 706 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 706 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of '
`Patent Legal Administration at (703) 305-1383. Questions relating to issue and publication fee payments should be ~
`directed to the Customer Service Center of the Office of Patent Publication at (703) 305-8283.
`
`PTOL-SS (_Rev.
`
`1 1/04) Approved for use through 04/30/2007.
`
`Page 3 of 3
`
`Starbucks Corp. Exhibit 1060
`
`Starbucks Corp. Exhibit 1060
`
`

`

`Notice of Allowability
`
`10/015,729
`Examiner
`
`
`
`Applicant(s)
`
`MCNALLY ET AL.
`Art Unit
`
`
` Application No.
`
`2173
`
`Cao (Kevin) Nguyen
`
`
`
`
`
`
`- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1.
`
`This communication is responsive to 11/01/01.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` 2. IX The allowed claim(s) is/are 69-83.
`
`3. X The drawings filed on 01 November 2001 are accepted by the Examiner.
`
`
`4. E] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)—(d) or (f).
`a) C] All
`lb) [:1 Some'
`c) E] None
`of the:
`
`
`
`
`1. I] Certified copies of the priority documents have been received.
`
`2. El Certified copies of the priority documents have been received in Application No.
`
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`" Certified copies not received:
`
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. E] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`6. E] CORRECTED DRAWINGS (as “replacement sheets") must be submitted.
`(a) El including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`1) El hereto or 2) [:I to Paper No./Mail Date
`'
`.
`
`(b) E] including changes required by the attached Examiner's Amendment/ Comment or in the Office action of
`Paper No./Mail Date
`.
`
`
`
`’
` Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with thereqfiirements
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121 (d).
`
`
`
`
`7. E] DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`Attachment(s)
`1. E Notice of References Cited (PTO-892)
`5. C] Notice of Informal Patent Application (PTO-152)
`
`
`2. E] Notice of Draflperson‘s Patent Drawing Review (PTO-948)
`6. [:l Interview Summary (PTO-413),
`
`
`.
`'
`Paper No./Mai| Date '__ .
`3. IX Information Disclosure Statements (PTO-1449 or PTO/SB/08),
`Tfl Examiner's Amendment/Comment
`Paper No./Mail Date 07/06/04
`.
`
`
`4. E] Examiner's Comment Regarding Requirement for Deposit
`8. E] Examiner's Statement of Reasons for Allowance
`of Biological Material
`9. [:1 Other
`.
`
`
`
`
`CAO (KEVIN) WEN
`PRIMARY EXAMINER
`
` U.S. Patent and Trademark Office
`PTOL-37 (Rev. 1-04)
`Notice of Allowability
`Part of Paper No./Mai| Date 20041124
`Starbucks Corp. Exhibit 1060
`
`
`
`Starbucks Corp. Exhibit 1060
`
`

`

`Application/Control Number: 10/015,729
`Art Unit: 2173
`
`Page2
`
`DETAILED ACTION
`
`EXAMINER'S AMENDMENT
`
`1.
`
`An examiner's amendment to the record appears below. Should the changes and/or
`
`additions be unacceptable to applicant, an amendment may be filed as provided by 37 CFR
`
`1.312. To ensure consideration of such an amendment, it MUST be submitted no later than the
`
`payment of the issue fee.
`
`Authorization for this examiner's amendment was given in a telephone interview with
`
`Angus Gill' on 11112/04.
`
`The application has been amended as follows:
`
`Claims 1-68 and 84-93 have been cancelled.
`
`2.
`
`Claims 69-83 are allowed over the prior art of record.
`
`Allowable Subject Matter
`
`Applicant has claimed uniquely distinct features in the instant invention which are not
`
`found in·the prior art either singularly or in combination. They are an information management
`
`and synchronous corru:iJ.unications system for generating and transmitting menus comprising a
`
`central processing unit, a data storage device connected to central processing unit, an operating
`
`system including graphical user interface, a first menu consisting of menu categories, menu
`
`categories consisting of menu items, first menu stored on said data storage device and
`
`displayable in a window of graphical user interface in a hierarchic~! tree format, a modifier menu
`
`stored on said data storage device and displayable in window of graphical user interface, a sub-
`
`modifier menu stored on said data storage device and displayable in a window of graphical user
`
`Starbucks Corp. Exhibit 1060
`
`

`

`Application/Control Number: 10/015,729
`
`Art Unit: 2173
`
`Page 3
`
`interface, and application sofiware for generating a second menu from first menu and
`
`transmitting second menu to a wireless handheld computing device or Web page, wherein the
`application software facilitates the generation on the second menu by allowing selection of
`
`categories and items fiom the first menu, addition of menu categories to the second menu,
`
`addition of menu items to the second menu and assignment of parameters to items in the second
`
`menu using the graphical user interface of operating system, parameters being selected from the
`
`modifier and sub-modifier menus, wherein second menu is applicable to a predetermined type of
`
`ordering. These features arevnot found or suggested in the prior art.
`
`The present invention is directed to an information management and synchronous
`
`communications system for generating and transmitting menus. Each independent claim is
`
`identified the uniquely distinct features "wherein the application software facilitates the
`
`generation on the second menu by allowing selection of categories and items tram the tzrst menu,
`
`addition at menu categories to the second menu, addition of menu items to the second menu and
`
`assi ment 0
`
`arameters to items in the second menu usin the
`
`a hical user inter ace 0
`
`operating system, garameters being selected fiom the modifier and sub—modifier menus, wherein
`
`second menu is agglicable to a predetermined {Eye of ordering”. The closest prior art, Cupps
`
`(US Patent No. 5,991,739) and Chen (US Patent No. 5,724,069) discloses convention of user
`
`interactive interface providing an on-line ordering distribution, either singularly or in
`
`combination, fail to anticipate or render the above underlined limitations obvious.
`
`Any comments considered necessary by applicant must be submitted no later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`Starbucks Corp. Exhibit 1060
`
`Starbucks Corp. Exhibit 1060
`
`

`

`Application/Control Number: 10/015,729
`
`Art Unit: 2173
`
`Page 4
`
`fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for
`
`Allowance.”
`
`Conclusion
`
`3.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Cao 0(evin) Nguyen whose telephone number is (571)272-4053.
`
`The examiner can normally be reached on 8:30AM-5:00PM.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, John Cabeca can be reached on (571)272-4048. The fax phone number for the
`
`organization where this application or proceeding is assigned is 703-872-9306.
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free).
`
`
` Cao (Kevin)
`
`Primary Ex
`Art Unit 2173
`
`11/24/04
`
`Starbucks Corp. Exhibit 1060
`
`Starbucks Corp. Exhibit 1060
`
`

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