UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL & APPEAL BOARD
`
`CQG, INC. and CQGT, LLC
`
`Petitioners,
`
`v.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner.
`
`US. Patent No. 6,772,132 Bl
`
`Case No.
`
`TBD
`
`CQG Inc. and CQGT, LLC’S EXHIBIT LIST
`
`PETITION FOR COVERED BUSINESS METHOD REVIEW UNDER 35
`U.S.C. § 321 AND § 18 OF THE LEAHY—SMITH AMERICA INVENTS ACT
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`US. Patent & Trademark Office
`
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`
`
`BEFORE THE PATENT TRIAL & APPEAL BOARD
`
`CQG, INC. and CQGT, LLC
`
`Petitioners,
`
`v.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner.
`
`US. Patent No. 6,772,132 Bl
`
`Case No.
`
`TBD
`
`CQG Inc. and CQGT, LLC’S EXHIBIT LIST
`
`PETITION FOR COVERED BUSINESS METHOD REVIEW UNDER 35
`U.S.C. § 321 AND § 18 OF THE LEAHY—SMITH AMERICA INVENTS ACT
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`US. Patent & Trademark Office
`
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`US. Patent No. 6,772,132 Bl
`
`Description
`
`US. Patent No. 6,772,132B1
`
`File History, US. Patent No. 6,772,132 Bl
`
`Complaint, Dkt. #1, CQGT, LLC, et al. v. Trading Technologies
`Internationai, Inc, 05-cv-01584, US. District Court for the District of
`Colorado (the “Colorado Action”)
`
`,
`
`
`
`
`
`Complaint for Patent Infringement and Jury Demand, Dkt. # 1, Trading '
`Technologies Internationai, Inc. v. CQGT, LLC, er al., 1:05-cv-481 1,
`US. District Court for the Northern District of Illinois, Eastem
`
`Division (the “Illinois Action”)
`
`
`
`
`
`CQG
`Exhibit #
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`Defendant Trading Technologies’ Renewed Rule 12 Motion to
`Dismiss, Stay, or Transfer Pursuant to 28 U.S.C . § 1404, Dkt. # 32,
`CQGT, LLC, et al. 12. Trading Tech. Ini’i, Inc, 05-cv-01584, US.
`District Court for the District of Colorado
`
`Order Granting Defendant’s Motion to Transfer, Dkt. #51, CQGT,
`LLC, et al. v. Trading Tech. Int ’1, Inc, OS—cv-01584, US. District
`Court for the District of Colorado (the “Transferred Colorado Action”)
`
`Finding of Relatedness Pursuant to Local Rule 40.4, Dkt. #66, CQGT,
`LLC er al. v. Trading Tech. Int ’1, Inc, 1:06-cv-5222, US. District
`Court for the Northern District of Illinois, Eastern Division
`
` Docket Entry Text, Case is dismissed without prejudice, Dkt. #67,
`
`
`
`CQGT, LLC ei‘ a]. v. Trading Tech. Int’Z, Inc, 1:06-cv-5222, US.
`
`
`District Court for the Northern District of Illinois, Eastern Division
`
`
`
`Corrected Transfer Order, Dkt. # 1, In Re: Maxim Integrated
`Products, Inc, Patent Litigation, 2:12-mc-00244—JFC, U.S. Judicial
`
`
`Panel on Multidistrict Litigation
`
`
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`U.S. Patent No. 6,772,132 Bl
`
`
`
`Trading Technologies International, Inc’s Motion to Reassign and
`Consolidate, Dkt. # 106, Trading Tech. Ini’l, Inc. v. CQGT, LLC, er
`al., 1:05-cv-4811, U.S. District Court for the Northern District of
`
`
`
`Illinois, Eastern Division
`
`Civil Docket for Case 1:05-cv-4811, Trading Tech. Int’l, Inc. v.
`CQGT, LLC, et al, 1:05-cv—481 l, U.S. District Court for the Northern
`District of Illinois, Eastern Division
`
`Proposed Minute Order , Dkt. #870-2, Trading Tech. Int ’l, Inc. v.
`CQGT, LLC, er al, 1:05-cv-481l, U.S. District Court for the Northern
`District of Illinois, Eastern Division
`
`
`Notification of Docket Entry, CQG is granted leave to file Amended
`Answer, Affirmative Defenses and Counterclaims, Dkt. #109, Trading
`Tech. Int’lInc. v. CQGT, LLC, et al., 1:05—cv—481 1, U.S. District Court
`for the Northern District of Illinois, Eastern Division
`
`1011
`
`
`
`
`1012
`
`1013
`
`
`
`
`
`
`
`Amended Answer, Affirmative Defenses and Counterclaims of CQG,
`Inc. and CQGT, LLC, Dkt. #1 12, Trading Tech. Int’l, Inc. v. CQGT,
`LLC, ei‘ al, 1:05-cv-4811, U.S. District Court for the Northern District
`
`i
`
`
`
`i
`
`
`
`
`
`
`of Illinois, Eastem Division
`
`1015
`
`First Amended Complaint, Dkt. #17, CQGT, LLC, er al. v. Trading
`Tech. Int ’l, Inc, 05-cv-01584, U.S. District Court for the District of
`
`Colorado
`
`
`
`1016
`
`TD Ameritrade Holding Corp. v. Trading Technologies International,
`Inc, Case CBM2014-00135, Decision Denying Institution (Paper No.
`19) (P.T.A.B. Dec. 2, 2014)
`
`1017
`
`Report of Steven Van Dusen
`
` Exhibits to Report of Steven Van Dusen
`
`
`
`1019
`
`Memorandum Opinion and Order, Dkt. #735, Trading Tech. Int ’l, Inc.
`v. CQGT, LLC, etal., 1:05-cv-4811, U.S. District Court for the
`
`Northern District of Illinois, Eastern Division
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`US. Patent No. 6,772,132 B1
`
`TD Ameritrade Holding Corp. v. Trading Tech. Int ’l, Inc, Case
`CBM2014-00135, Petition (Paper No. 4) (P.T.A.B. May 20, 2014)
`
`TD Ameriirade Holding Corp. 1). Trading Tech. Ini’l, Inc., Case
`CBM2014-00135, Patent Owner’s Preliminary ReSponse (Paper No.
`18) (P.T.A.B. Sept. 3, 2014)
`
`TD Ameritrade Holding Corp. v. Trading Tech. Int ’l, Inc, Case
`CBM2014-00131, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`
`2, 2014)
`
`TD Ameritrade Holding Corp. 12. Trading Tech. Ini’l, Inc, Case
`CBM2014—00133, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`2, 2014)
`
`TD Ameriirade Holding Corp. v. Trading Tech. Int 7, Inc, Case
`CBM2014-00137, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`2, 2014)
`
`
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`INTENTIONALLY LEFT BLANK
`
`1026
`
`1027
`
`1028
`
`1029
`
`
`
`INTENTIONALLY LEFT BLANK
`
`INTENTIONALLY LEFT BLANK
`
`Declaration of John Phillip Mellor, PhD, in Support of CQG’s
`CBMR Petition
`
`Exhibits to Declaration of John Phillip Mellor, PhD, in Support of
`CQG’s CBMR Petition
`
`
`
`
`
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`US. Patent No. 6,772,132 Bl
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that
`
`the above—captioned “CQG,
`
`Inc.
`
`CQGT, LLC’s Exhibit List” and Exhibits in Support of Petition for Covered
`
`Business Method Review of US Patent No. 6,772,132 Bl, were served on January
`
`9, 2015, upon the following parties Via Federal Express:
`
`MBHB/TRADING TECHNOLOGIES
`McDonnell Boehnen Hulbert &
`
`Lief R. Sigmond, Jr.
`McDonnell Boehnen Hulbert &
`
`Berghoff LLP
`300 South Wacker Drive, Suite 3200
`Chicago, Illinois 60606
`
`Berghoff LLP
`300 South Wacker Drive, Suite 3200
`Chicago, Illinois 60606
`
`Patent owner ’s correspondence address Address known to the petitioner as likely
`ofrecordfor US. Patent Nos. 6, 766,304 to effect service
`and 6, 772, 132
`
`Date: January 9, 2015
`
`LOEB & LOEB LLP
`
`/Adam G. Kelly/
`Adam G. Kelly, Esq.
`Attorney for Petitioner
`Registration No. 54,937
`321 North Clark Street
`
`Suite 2300
`
`Chicago, Illinois 60654
`(312) 464—3138
`
`
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