`
`Page 181 of213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`flnvfi
`
`fimefim
`
`afixms
`
`46//74
`
`000801
`
`000801
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\|p\Fo|eyPat\P§ten3
`
`D_gcumen1s\WO9930259.c
`
`pol
`
`Page 182 of213
`
`$M
`
`B|I.I|l.WmEm:ma$uWmwm2%
`
`2
`
`2-mHW_gE0WMauwwwmCHPN.wwm5.Em.me.Hm..
`
`Egg
`
`H.E
`
`47/74
`
`000802
`
`
`
`
`
`Eou8«<§+...w:wo.houflK<§+....w%8o_:n%wE+u.,_u«..Pm3PJuhnKW—I—.u3«\.fiwIu."
`
`
`
`
`
`000802
`
`
`
`
`WO9930259 [file://\\dcwas03\firmda!a\lgFoIeyPat\PatentDocuments\WO9930259,cpc]
`
`Page 183 of213
`
`WO 99/30259
`
`PCT/JP98/05522
`
` l
`
`,-_—--
`:
`
`@_m.__E__aww
`
`
`Egg§_§EEEEEE
`EIED
`
`
`Emwum.HUEa§EEmME|§EEE§fi
`HHm.a%%_%EH!."mmfin.flU _||».I_fl__UD_W_mUEI.|Imi IE_ H_D_IlI.__H__H_ifiQ EgE E.Egflgfl
`
`
`
`---_-_..-..--..A---..--
`
`amany“
`
`r.
`
`
`
`“~83:nu£«w,i.>«.:.fiu§m.-_.«..«.:.§E...%8oom~uu«m«I.&u=umnsfiuuwnuuumwam.esosfiawaw#88uanmwuam
`
`
`
`
`-.
`
`48/ 74
`
`000803
`
`000803
`
`
`
`
`
`\_/@9§_9.2_5_9_[fi!.§;fl§<Jma.§_Q§\flrmga!a3l.nXE9!.§x.E2.at5E.gL2.m.Q9.9gms2.n.§§}W_QaQ3.9Z§.§i.=.9e.91..._..~..................0.N...._...,....,....
`
`P_a9e__1_§4 91.21%
`
`WO 99/30259
`
`PCT/JP98/05522
`
`:3fimimw.
`
`_<omr
`
`E<Vfimimm
`
`49//74
`
`000804
`
`000804
`
`
`
`
`WO9930259 [file:I/\\dcwas03\firmdata\]p\Fo|eyPat\Pate_ntQpcuments\V\[,Q9930259.cpc]
`
`.
`
`Pag_e_1§5 of 213
`
`W0 99/30259
`
`PCT/JP98/05522
`
`».;m?:Z=i§
`as‘;-;$%m
`'<-KQEQEIE
`-no-<<r<
`«(£53
`
`3
`t~ %%%a%
`r<
`!‘£1°5!“£1"£
`In
`-<r<r<»<
`0
`sgagag
`
`
`
`3
`ex
`r<
`In
`5;
`
`5
`w
`E
`<
`g
`
`3,\
`a\
`A
`‘N 33%
`/ 9
`
`")"/'}'/7‘1V/
`
`17-9
`
`251-7-1°/.1
`
`
`flfilffifl(A4)
`
`217-
`
`X9—¥X91 ‘\"7fifi
`
`Efllffii(A6)
`
`Efllffifl(A7)
`
`:.\ 7,\
`.\
`.\
`A A
`1s- «-
`
`HI
`Eilfifififlflfliiiifllll
`
`t77U
`53lT§¥5(A9)
`
`50//74
`
`000805
`
`33
`
`953$
`1‘<~K
`on
`+\~+\—
`
`fl
`flit‘
`
`:,\
`»\
`A
`1v
`
`W m
`
`:
`ugbP
`.U
`
`%'51E
`
`'8
`
`53E-
`
`<
`9.5
`
`
`
`
`
`(A2)flfilfrfifl(A1) Efilfifl
`
`(fifilfiéfi)
`
`000805
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\lVp\Fo|eyPat\PatentDocuments\WO993O259.cpc]
`
`Page 186 of213_
`
`WO 99/30259
`
`PCT/JP98/05522
`
` %Ahaxmuv
`
`.\..3t:.2.E Egg
`I.%% ;lfigmfim.\..\x_§:_2.E U--$8Egg
`..H E Hi |
`
`Efiéamzfimma E
`
`I
`
`cmzmfiwrua
`
`smzmmmmm
`
`.fifigg
`
`fig
`
`M
`
`amfiawam
`
`P‘
`.u
`
`nmzmuma
`
`'51/74
`
`000806
`
`flmmfi
`
`Aammfiv
`
`000806
`
`
`
`
`
`
`
`
`W_O9930259[file://\\dcwas03\firmdata}jp\Fo|eyPgt\PqtentQQcg_m§_[:§_§\WQ9930259.Qgg]____ _
`
`__
`
`Page1_8_7of213
`
`WO 99/30259
`
`-
`
`PCT/JP98/05522
`
`§%3H
`
`
`
`H%l'i‘§$fi0> '7 5 Z 5! U ‘/ */"Mi?
`(’75Z5?a,b,c, -
`-
`- $532)
`
`
`
`
`%75Z§&b
`fifik H
`9'LL‘i§J}Ia'é~;aefi
`
`
`32°‘
`
`3202
`
`S203‘
`
`S204
`
`
`
`
`
`(D f\) O U‘!
`
`
`
` 5% '|%‘$E ‘E Ffi%'|‘§§E0>.’fifi1~‘} H
`
`
`
`
`Eflglfifiifififitl
`
`52,/74
`
`000807
`
`000807
`
`
`
`WO9930259 [file://\\dcwas03\firrqdegg\[p\Fglgyf’a;\Pgte_qgvQg_gy_rp_gg1gy\iQ9g§_QgSgggg]______________________________
`
`__
`
`_
`
`Page 186 o_f 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`§%MH
`
`§§JK‘|“§§E (or EJi%'|‘T§$E) 0)%7T:i7L
`
`7azaU>7mE'
`
`
` Efiklfiifi (or EJi%'|%$E) 0)
`
` 75z9U>7®Efimflm
`
` fi%T67519N%%
`
`
`75z9U>7Efi®%
`
`
`
`S215
`
`270
`§§)k'|‘§$E (or EJi%‘|‘?§$E) L‘.
`flLTmE%T?
`
`
`
`53¢/74
`
`000808
`
`000808
`
`
`
`\_NO9930259 [file://\\dcvvasO3\firmdata\|p\Fo|eyP§j_\PatentDocumer1ts\WO9930259;;pg]
`
`Page 189 0! 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`*3I
`
`Ew
`
`w-
`
`«v
`
`<
`
`fl+<+
`+<*§
`.§m
`
`43.
`
`a
`
`turns:
`
`ml
`HE
`
`aw;-;9;'s
`53
`*.';g+<+<+<
`k "coax
`(\
`+\'++‘+\'
`{E §§§
`<~
`.=.'::$;.=s:
`
` wimkzsz
`
`@@&3
`
`Ln
`L0
`
`a
`
`
`
`#
`
`A
`
`v
`
`$9.55
`
`3 mega
`
`54/74
`
`000809
`
`
`
`
`
`M
`:13
`
`E
`955
`+<
`E
`;
`<'~
`
`3
`
`filrrxmk-sue:
`
`9;-sewn;-5
`+<+<+<+<
`coco
`+\'-\\'+++\'
`“@333
`.%.%.=:::
`
`000809
`
`
`
`\_/VO9930259 [file://\\dcwas03\firmdat§flp\FoIeyPat\PatentDocuments\WO99302§,9.gpc]
`
`Page 190 of 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`%56
`
` $3117} 07‘ 511.3%
`
`
`
`
`
`E§l‘l§$E0)E£J\=?‘fi§1flfi’f%c:-$(~H‘ Z9 §e‘<f¢ E
`%nuzuam%%wzm$
`
`7|‘$$EJi%1%$E0>B&%'l%“‘$E ==' 0 ?
`
`
`
`
`
`3”‘
`
`S223
`
`$§$aJi%'r%$& ’a:r9fi)K1%$Ec:€|
`(ESZ€|!=*23‘./Z)
`
`is £31 6
`
`
`
`
`
`
`1fi§‘«?~E&a%'r%%§E0>EJi%-7i<%z >&E¥fi
`
`S224
`
`
`
`S225
` §§l'l‘%$E0>
`E%AZ.<%Ic:§‘i’7J-@5175‘) ?
`(fi§l$§l-F}is"—E‘|“?§§E == 0)
`
`
`
`
` E%)K'|%E$E0>E%l2!S§5l’EE¥fi
`
`
`55/74
`
`000810
`
`000810
`
`
`
`M>_99_3_0_2_-59.[f1Lz£Ald2£§_§Q§_\fi_r.m9.§ya}!23.E9.!.§yF’anPatentDocumenIs\W099§.9§.§?..=.§n91............._._............._......................................_..........._._._...N........_-....m..N.N,N.N..”..
`
`.._.__._.-fl-
`
`..-..._._«...__N.._w_.__N._...E§9E..1§J.9_LZ1§
`
`WO 99130259
`
`PCT/JP98/05522
`
`wéém
`
`om_
`
`§m_.<m.¢
`
`aflmé
`
`2:mm8
`
`flmmfi
`
`afiném
`
`ooom
`
`oooo_
`
`ooov
`
`56//74
`
`000811
`
`000811
`
`
`
`V1.0.‘-2§§_0_2;'>2[fi_|e2.;L/\_\s19\A/_21.sL3;%_\fiI.rL1.s!§Ial!9)E9!s.y.Ei.§t.§E.§.1§n1.QN9.9u:n.sn£.§}yM_QQ§2§9Z.§§2.;99.9l................................................................................................0
`
`- Base 192.0‘ 21.3.
`
`WO 99/30259
`
`PCT/JP98/05522
`
`%58E:‘I
`
`%H75X@U>7EfiEfivT\
`%%%%®75Z9U>7flE
`(75Z9%$R)
`
`
`
`S304
` §fiilE%)K‘f§§fit \ 7 5 Z 5'x’I7<J0)
`
`
`
`
`BJs'zs=-f'f§$E a méilfi w
`
`
`
`3305
`
` ESlE=I|fi%§'éi:i:%l1
`
`S306
`
`
`
` éfmfilfifiu
`
`NLTmE$T?
`
`
`
`M/74
`
`000812
`
`000812
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\l9\FoIeyPqt\PatentDg§un3§nts\WO9930259_.cpc]____
`
`Pa9e19%9L21§
`
`WO 99/30259
`
`PCTIJP98/05522
`
`V7
`I
`
`sgmfim
`
`£$%fl<£
`
`Emé
`
`I
`
`ammm
`
`a
`
`Emfim
`
`asfiééEmé
`
`
`
`58/74
`
`000813
`
`000813
`
`
`
`
`
`
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\lp\FoleyPat\PatentDocuments\WQ_9930259.cpc]
`
`_
`
`Page 194 of 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`fi%fifimn
`E&r‘E~1‘§§E(B3)
`
`$Ji%+§§fi(B2)
`
`
`(aazav)
`
`751¢'J‘/7
`
`0C
`
`D
`
`%%%g§g%O
`n
`
`OOI
`
`‘$60!
`
`c?7U
`EEfi‘l‘§§E(A.~I‘A.~
`fi%1‘%§8(B6
`fifififl(B5
`
`
`§§
`mm
`EE
`mm
`$5
`
`M
`
`t77U
`
`BJi%1‘§§&(B7)
`
`
`
`BJi'a'E1‘§§8(B8)
`
`47km
`
`m'é+3éa(B9)
`
`#7xfi
`fli%f§§E(B1)
`
`L3
`P‘
`JJ
`
`35w2<a
`
`59/74
`
`000814
`
`000814
`
`
`
`WO9930259_[file:/
`/_\\£1_.°‘D£€i§0.§.\.t—!E_'Dd§!.!§ll.RXEQEYE.§I}E§§§flI.Q_9.9E!WE.fll§\W.Q§.Q§_QZ.§.§;9E§1............._.._...._._._....-........_......_._.,._..-._._.-..______..
`
`..
`
`_
`
`_
`
`E-a9e..19.5 91213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`flaw
`
`«
`
`A3
`
`2:
`
`
`
`,.\«\,:«x.m.~m%.<\_
`
`@§m,_.m%nmw.m
`
`§m«.w.mfi_Has
`
`II
`
`Ema.HE:
`
`,m\,3«x.m.\E~m\_><\_n§mm?mm@:o
`mam.w.mam.HR:
`..o\.3mxmo.~m£..<\Kw%m2mm@:m
`
`b\.3«xmop:=..<\_w%m__<mm@:<
`
`0
`
`ULJV
`
`Illlli
`
`.PmK_~_«\K$blh@|O
`
`
`
`Mfimflflfi..3Eu.
`
`M%Wfl.w€__.3EmwEmxmA_m_@:m
`.w%,m§_“__=..3ta...wEmKmo_m_@:<
`
`60/ 74
`
`000815
`
`000815
`
`
`
`
`
`
`
`
`WO9930259 [file://\\dcwas03\fingnda[g\|p\Fg§);Ea§\P§tg_n_1Q_ggggjQgts)WO99gQ259_;g;p_g]_____________________
`
`Page 196 of 213
`
`W0 99/30259
`
`PCT/JP98/05522
`
`’%‘e2
`
`®%Afifi®
`MEEERE
`
`®%A%%w%#u;u‘
`fi%%fié75zaU>7
`
` (a)
`
`®%%%%w%#c;U
`E%JK'f§§E’:’& 7 5' X 5? U ‘/ 7'
`
`2 4
`
`®m%fifim
`fli§J|lE&‘}9&';?_
`:13
`
`(b)
`
`61/74
`
`000816
`
`000816
`
`
`
`WO9930.2§2[fi|eI//\\dcwaS03\flm.<1§LaA!.mE91§xE§§)Ei§a.!523:99_9y_!)3_§.n!§}YM9§§i§.9.%§.§£9.91...............................
`
`Page 197 of 2_]_3_
`
`WO 99/30259
`
`PCT/JP98/05522
`
`.D9(\'S+O
`
`or
`
`E-> (U99
`III
`
`'§HT¢£ffl&£§NE
`
`N A(
`
`\J
`
`9?
`
`1-1-(.\l
`©g©
`£5 u
`n
`u
`g 388°
`EH
`Y‘
`£3->v—>m—>N
`
`1:
`~— I
`FF!
`we E22‘
`' mm:
`$12
`fiE+2
`Ei~<
`
`-—-§&§%—>£5
`
`-—-fiifii-e>£5
`
`X C
`
`)
`2:
`
`£<
`mm-
`#3
`
`62//74
`
`000817
`
`%63>2
`
`E§L\flw
`
`000817
`
`
`
`WO9930259 [file://\\dcwasO3\firmdata\|p\Fo|eyPat\PatentDocuments\WO9930259.cpc]
`
`F399 198 of 21 Q
`
`WO 99/30259
`
`PCT/JP98/05522
`
`$64
`
`ommm
`
`omgfiww
`
`%¥wfi%-9 T%®éTt$fi®fifl
`
`§$w&fi—»
`mafia
`
`M%E%
`
`mafia
`
`gags
`
`-
`
`Ifififilmafia
`
`~
`
`'63/74
`
`000818
`
`000818
`
`
`
`\_/3/_€?.9_.9_1:Q3§.9._.[fu§:;@1<;yva§0_§)fl:m.s!§1§_\!9\F°lean?
`‘__..‘.
`
`...§£§E.§I§.E!IQ.9.§H!J2§.[]3.§W¥9.QQ§.Q.3_§§..;9E?.Q]...-............._....__........,.__________.___.._...,.._
`
`._
`
`-_.--
`
`..-J°@.9§.J.52_9..9LZ1_§
`
`W0 99/30259
`
`PCTlJP98/05522
`
`Emofi
`
`AQOMQVmamKm.39W/53
`
`
`
`sflmmwmvmwm,_.3WI
`
`_m_<n
`
`mm_<w
`
`mommm_
`
`mommm_
`
`wmvvazgaxmu
`
`64/74
`
`000819
`
`000819
`
`
`
`
`WO 99130259
`
`PCT/JP98/05522
`
`_?_3.9_e__2.~Q9.£!_Z.1_3:
`
`6@@@fiflam,9mm,.<ms:mama
`
`Eam.§fl%.@_m___m§0
`
`C96-)@@@@@@
`
`ém8we
`
`
`E808fl
`sgfl
`
`|o
`
`.E
`
`fiHmK$hhSW
`
`amow
`
`mwmg
`
`. 65//74
`
`000820
`
`000820
`
`
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\|p\FoIgyPat\Pa}§:ntDocuments\WO9930259,cpc]
`
`e201of213
`
`Pag
`
`9gm,_.mam.2W.3mWfimfi
`
`WflfififlmfifiMwW.HHmC...P_H.
`
`wwwfimmmmfiMMmmmfi§_EmNMoi.mmvivomvEv
`
`M/m
`
`000821
`
`000821
`
`
`
`
`WO9930259 [file://\\dcwasO3\firmdata\|p\FoleyPat\PatentDocuments\WO9930259.cpc]
`
`Pa9§j§£L9LZ1§
`
`WO 99130259
`
`PCT/JP98/05522
`
`55%
`
`' 67/ 74
`
`000822
`
`000822
`
`
`
`WO9930259 [file://\\dcwasO3\firmdata\lp\FoIe;yPat\PatentDocuments\WO9930259.cpc]_
`
`Page 203 of 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`flmmfi
`
`At.$§.§mi«I.RdH\..
`
`.\.\.ifi;_$
`
`DDPM
`~o\mo\~m
`
`_o\oo\xm
`
`$3”3&0
`
`wMm_.m.ma
`
`68//74
`
`000823
`
`000823
`
`
`
`
`WO9930259 [file://\\dcwasO3\firmdala\Ip\Fo|eyPaQPatentDocuments\WO9930259.cQg]
`
`Page 2_Q«_1_of 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`new
`
`
`
`§Em--vI-Hlfigaflafifiaau.
`
`
`
`.vI-Hlafiaflaggfinflism...“
`
`I-EIHEH
`
`
`
`I-EIHEHI3,
`
`
`
`.::E_aa~o\mo\5
`
`HE
`
`
`
`EaamwéaE%EaE§E§§§HIImi%Im....nI_w
`
`I-EIEEH
`
`$£..:3.§m.:
`
`
`
`.§:.3.E§..§
`
`
`
`
`
`
`
`«lkvu..H\..K.ml«K8\8\8
`
`
`
`
`
`..Eoom.~3_$NuvwmwmEo8.o~m.KHeflmw€36znfimwfio£.R_znfimwm
`
`
`
`
`
`
`
`69/74
`
`000824
`
`000824
`
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\|p\Fo|eyPat\PatentQocum§nts\WO9930259.cgg]
`
`P_qg§_gg5 of 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`E
`
`3
`
`3
`
`flfi ¥E fl
`\\\
`EEEIHZ‘
`OOO
`COO
`L001‘-
`
`%i“é3'“2;'”*‘
`1-LOG
`
`:w:g=
`55.31%
`V-LD
`
`
`
`E
`iflfi
`
`E
`
`
`
`flfi ¥¥ fifl
`\\\
`EZHIEE
`COO
`OLDLD
`‘<1'O')(')
`
`V-LO
`
`%“é<"§
`V-LOO
`
`ZZZ
`€*.“*‘*2s‘<“2%‘
`
`70//74
`
`000825
`
`000825
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\lp\Foiqyfa1\PatentDoggments\WO9930259.gpc],
`
`Page 206 of 21;
`
`WO 99/30259
`
`PCT/JP98/05522
`
`amhm
`
`D2
`
`E:|.vl8:é$.~%aam<§mm
`
`uh
`
`71//74
`
`000826
`
`000826
`
`
`
`WO9930259 [file://\\dcwas03\firmdata\|p\Fo|ey_Eat\PatentDo§uments\Vyp993g259.<;Qg]_
`
`Page 207 of 213
`
`W0 99/30259
`
`PCT/JP98/05522
`
`$73
`
`§"<"§’%';3}i'vE¢5i+1;'3'c'5E§'>"""""""""" "
`
`g"<‘-a'==‘a‘=:—»?;';‘z';'11a"="a‘a':;=—:>' """""" """
`y%$wam:me>
`g
`
`:
`
`[1]
`
`72/ 74
`
`000827
`
`000827
`
`
`
`WO9930259 [file://\\dcwasO3\firmdata\lp\FoIeyPat\PatentDocuments\WO9930259.cpc]
`
`Page 206 of 213
`
`WO 99/30259
`
`PCT/JP98/05522
`
`§%74El
`
`i%7T<¥2E5*e0>E¥¥%0>T=fiT£i&&E3I?§
`
`S401
`
`33/I‘_—*i’<3’ 6 '7'- 7‘Jl«E¥T (X) Eififi
`
`S402
`
`
`
`
`
`i — 7“)l»%T (x) fr 5_$Ji%‘c’F%i§Ea>"n§1&"c:
`wmva;—7»Tunéfi@
`
`S403
`
`___.jb
`)
`)‘
`227:. v1 av/aT~,7§rzx§y§)mzbz%
`
`34°“
`
`S405
`
`firm
`wfififiuflbf
`mE%T7
`
`Yes
`
`r]HEli;
`
`ffiifififiiifé
`
`S406
`
`S407
`
`7‘—‘¢x72*7>bi'~%>'r’~§H€?
`
`”°
`
`Yes
`
`S408
`
`
`
`7'--7")l«EfT(x) 79* 5
`_
`§i%'4'?o-7-—7Jl«T(x)y’&#$$
`
`
`
`
`
`
`
`9- 7")bT(x)yéi%_§1‘.3;
`
`s4o9
`
`S410
`
`a§M%§e§222
`
`”°
`
`
`
`Yes
`
`ev.==.+aaao>gu:.
`
`3413
`
`9
`
`0
`
`73//74
`
`000828
`
`000828
`
`
`
`W09930259[fi|<2=//\\dcwes03\firmdata\|RLEo1ey_Pat)Pa1§.n_1Q9.9u.me,r1.:§)V!Q§9§92.§é2.;9r2g1._......__.
`
`._
`
`P8993229‘ 21%
`
`W0 99/30259
`
`PCT/JP98/05522
`
`flmnfi
`
`$8Tmwom
`
`m«omz.mmo_
`
`mmzzmi
`
`74/74
`
`000829
`
`000829
`
`
`
`
`l
`
`Wo993o259 [tj_I_e_:;/_\_\c1e\_~g§_<1_3_\_fn_r_r1w_gl__ga__t,g:g_\_!_plliglgxfigt)_l3§_t§_g_tQ9,gyme,:11§)yy_§2§2,§1§Q_2_§,§2,.9p9l................................................................................__
`
`Page 210 M21;
`
`INTERNATIONAL SEARCH REPORT
`
`lnlefnfitionfll 9PPli¢81i°" N0-
`PCT/JP98/05522
`
`A CIASSIFICATION OF SUBJECT MATTER
`Int.Cl‘ G06F17/60
`
`According to International Patent Classification (IPC) or to both national classification and [PC
`B.
`FIELDS SEARCHED
`
`Minimum documentation searched (classification system followed by classification symbols)
`Int.c1‘ G06F17/60
`
`Documentation searched other than minimum documentation to the extent that such documents are included in the fields searched
`Jitsuyo Shinan Koho
`1922-1996
`Toroku Jitsuyo Shinan Koho
`1994-1999
`Kokai Jitsuyo Shinan Koho
`1971-1999
`Jitsuyo Shinan Toroku Koho
`1996-1999
`
`Electronic data base consulted during the international search (name of data base and, where practicable, search terms used)
`WPI
`( DIALOG )
`
`C. DOCUMENTS CONSIDERED TO BE RELEVANT
`
`8
`Cate ory‘
`
`Citation of document. with indication, where a
`
`PP P
`re riate, of the relevant
`
`P
`
`3
`assa cs
`
`Relevant to claim No.
`
`X
`X
`Y
`
`X
`X
`Y
`
`X
`
`Y
`
`JP, 5-314139, A (Reuters Ltd.),
`26 November, 1993 (26. 11. 93),
`Full text
`Figs.
`1
`to 36
`Full text
`Figs.
`1
`to 36
`Full text
`Figs.
`1 to 36
`
`(Family: none)
`
`(REUTERS LIMITED),
`EP, 0434224, A2
`26 June, 1991 (26. 06. 91),
`Full text
`Figs.
`1 to 36
`Full text
`Figs.
`1 to 36
`Full text
`Figs.
`1 to 36
`
`v
`(Family: none)
`
`_
`
`JP, 6-251022, A (Fujitsu Ltd.),
`9 September, 1994 (09. 09. 94),
`Par. Nos.
`[0001]
`to [0013]
`; Figs.
`(Family: none)
`
`1 to 17
`
`JP, 4—184678, A (Ricoh Co., Ltd.),
`1 July, 1992 (01. 07. 92),
`Full text ; Figs.
`1
`to 9
`
`(Family: none)
`
`E] Further documents are listed in the continuation of Box C. E] Sce patent family annex.
`
`'
`"A"
`
`‘E’
`“L”
`
`"0"
`
`"P"
`
`Special categories of cited documents:
`document defining the general state of the art which is not
`considered to be of particular relevance
`earlier document but publislmd on or after the international filing date
`document which may throw doubts on priority elaim(s) or which is
`cited to establish the publication date of another citation or other
`special reason (as specified)
`document referring to an oral disclosure. use. exhibition or other
`mas
`document published prior to the international filing date but later than
`the priority date claimed
`
`later document published after the intemational filing date or priority
`dale and not in conflict with the application but cited to understand
`the principle or theory underlying the invention
`document of particular relevance; the claimed invention cannot be
`considered novel or cannot be considered to involve an inventive step
`when the document is taken alone
`document of particular relevance: the claimed invention cannot be
`considered to involve an inventive step when the document is
`combined with one or more other such dommcnts. such combination
`being obvious to a person skilled in the an
`document member of the same patent family
`
`"
`
`'
`
`"
`
`"
`
`Date of the actual completion of the international search
`22 January, 1999 (22. 01. 99)
`
`Date of mailing of the international search report
`2 February, 1999 (02. 02. 99)
`
`Name and mailing address of the [SN
`Japanese Patent Office
`
`Facsimile No.
`
`Form PCT/ISA/210 (second sheet) (July 1992)
`
`Authorized offioer
`
`Telephone No-
`
`000830
`
`000830
`
`
`
`’wo993o259 [file://\\dcwas03\firmdata\|p\Fol§yPgl\PatentDocuments\WO__993Q259.cpc}
`
`Page 211 of 213
`
`
`
`INTERNATIONAL SEARCH REPORT
`
`
`
`International application No.
`PCT/JP98/05522
`
`
`
`C (Continuation). DOCUMENTS CONSIDERED TO BE REUZVANT
`.
`Relevant toclaim No.
`Citation ofdocument, with indication, where appropriate. ofthe relevant passages
`
`
`
`39-45
`JP, 9—62738, A
`(Kawasaki Steel Corp.),
`7 March, 1997 (07. 03. 97),
`
`
`Par. Nos.
`[0001]
`to [0013]
`
`(Family: none)
`
` JP, 10-320494, A (Toshiba Corp.),
`4 December, 1998 (04. 12. 98),
`
`
`Full text
`; Figs.
`1
`to 62
`
`
`Full text
`; Figs.
`1
`to 62
`
`
`.
`Full text
`; Figs.
`1 to 62
`
`
`;
`
`[0096]
`Full text
`; particularly Par. No.
`Figs.
`1
`to 62
`(Family: none)
`
`
`
` JP, 10—320481, A (K.K. Supureddo Iguru),
`4 December, 1998 (04. 12. 98),
`
`
`Full text ; Figs.
`1
`to 7
`(Family: none)
`
`
`
`Form PCT/ISA/210 (continuation of second sheet) (July 1992)
`
`000831
`
`; Figs.
`
`1
`
`to 17
`
`
`
`000831
`
`
`
`wo993o259 [file://\\dcwasO3\firmdata\Ip\Foleyfat\Pat¢ntDocuments\WQ§930259.q}gg]
`
`Page 212 of 213
`
`a%m§m§
`
`E%mfi&% PCT/IP98/05522
`
`A. %%®flT69§®fiE(E%fi%9fi(IPC))
`
`Int.Cl°
`
`G06F17/60
`
`fifiéfictfifi
`B.
`WEE’-fiotfi¢Wfifi(E%fiHfifi(lPC))
`
`Int.C|° G06Fl7/60
`
`fimmfifiuflwfififwfiéfiotfifimfiihéto
`Btflfimfifififl
`1922$—1996$
`axaamzmfixew 1971$—1999$
`Bfiafiflfimfifififl 1994$—1999$
`axa%mfi§§aam 1996$+1999$
`
`E%W§TEfiLtfi¥7—9&—x(?—9N—zw£W\W§K@mLtfifi)
`
`WPI(DlALOG)
`
`C. wm+aemwanaxm
`amxmo
`w?fiU—*
`
`'
`mmxmz &U—%wfifi#mM¢6&$u.%mmfi¢5fimwfi$
`
`m@¢5
`mmommogg
`
`E cn1uom=s:s:cao:»=z«1Jaisénr»~z».
`
`[1 /<7-‘/ my 3 u —a:r;a-rzaszuxaema.
`
`wawfiuaasnnxm
`fifiIM®m7fiD—
`*
`rAJ%umEomaxmrum<.—&m&mmm&fi¢ FT;mfimfiaxuamaauafiéntxmraor
`$0
`Twfi&%ET6b®rm#<‘%%®fiEXmfl
`raJ@%mmamwmm:tuwmraam.a%wma
`mwflflotwuwmfébm
`ufiumfiéntbw
`fXJfiufiEob6Xm?&of\%MImm#?fi%
`rL;fikmiauaaafiflvaxmxumoxmmxfi
`wfifi&Xufi$&fi&wt%ibn6b0
`EEL<dM®fi%&E$€WE¢6twK%W¢6
`rYJ%KWM@b6IflT&oT\¥fiXfl&@0lH
`Ifl(E$&HT)
`L®Ifl&w\¥$%K&oTE%T&6fl6fiK
`TOJDfiKx6W%\fim\Efi%K§&T6Ifi
`;or@&&m&wa%zan5sm
`fPJE%flfiBWT‘mOfi%%w£fiw£w&&6&fi
`r&JW—N?Vb77iJ*ifl
`
`E%w§€%TLta
`
`@%m§m%w%%a
`
`@%m§www£fi&UbT%
`H$Efi%fi(IsA/JP)
`Efi$%1oo—8915
`mfifl¥fimEfiNMETE4$3%
`
`fiwfi$gE<mmomam§>
`mm fifl
`
`_
`E%$% 03—3581—1101
`
`&KPcT/ISA/21o(%2&—V)(1998$7H)
`
`000832
`
`000832
`
`
`
`'-
`'WO9930259 [file://\\dcwas03\firmdata\lp\E9IeyP_gt\Eate[1tQocum§nts\WO993O259.<;;gc]_
`
`cc
`
`Page213o{g]§
`
`V
`
`c (fié) .
`§WIm®
`fi?fiU—*
`
`Efimfiflfi
`
`fififétfibbnéifl
`
`mmxmz &U~%OfiWfififiT6k$fi.f®%MT6fifi®§fi
`
`fi*wfiE®$%
`
`(Etfi%fi%&)
`.09.94)
`13).%1@—%17®
`
`Ifimfiwfiéfi)
`.o3.97)
`o13),%1@-%17m
`
`7 0
`
`> (%K%&fi£)
`o4.12.9m
`
`(HEiC€:‘H::<7"1/’~‘/ F/f—-7/V)
`8.
`(4.12.98)
`
`._K\>N>(\3<D
`V%fifl%Hmmmmw
`ofiflfiw
`WWII
`dobSEwm 009-
`r%H0
`
`E ® ® @&
`2 1 1 1 K D
`
`mKPcT/ISA/21o(%2&~Vwm%)(199s$7H)
`
`000833
`
`000833
`
`
`
`Best Available Copy
`
`' cle one) _> «P cc “R” cc ’taRTC!a
`
`
`
`*T'o/dJay"s Date: 3“ t}4$~{)§j Patent No.
`STATUS/TELEPHONE INQUIRY & EXPEDITE REQUEST
`(I I/I9/2002)
`
`!§;;.§g\_lg§5;
`germ
`CalIer’s Name:
`Comments (note what is being requested or problem):
`
`.6
`
`.-I
`
`Tel. #:
`[v 3
`
`§§‘g;;£}Q‘;I§'{,[l_y§)
`A , &t
`
`I
`
`PALM Location:
`
`Date:‘Q'2?z~§9~’,Charged to (name):
`
`L0c.:
`
`Record In
`Database (circle one) Y / N
`If more that one record. use reverse side
`
`MRD (for record in CofC Database):
`I
`I L’
`I
`H Assigned to (LIE’s initials (initials):
`
`Date Assigned:
`
`/
`
`' ‘Date PALM updated:
`
`/
`
`/
`
`Sentto Loc.:
`
`Rec’d:w
`
`/
`
`/ Turned-in:
`
`/
`
`CofC Issued:
`
`/
`
`/
`
`CofC Denied:
`
`/
`
`/
`
`/
`
`/
`
`Patent number listed on C of C listing in 0G ((circlc one) Y I N
`
`"CofC Issued for this record is attached to patent on Internet (circle one) Y / N
`
`New/different correction(s) requested. Check Intranet or with RTIS.
`
`(circle one) Y / N
`
`Corrections request here, are exactly the same as in CofC on Intranet.
`
`(circle one) Y / N
`
`1. Outstanding pending request, order file, dispatch to JCWS, to match paper and assign to an LIE, ASAP.
`2
`
`:1 . CofC was recently issued or denied. IfCofC was issued less than 2 weeks ago,
`
`inform applicant/attorney
`
`to allow approximate 2 weeks and if CofC is not received, to submit status inquiry. Inquiries regaarding
`CofCs that were recently issued/denied, after receipt ofthe inquiry, should be placed in the file.
`
`IfCoC was issued_more than three two weeks ago, and the attorney has not been received, inform
`
`[:1 3.
`
`Us
`
`5.
`
`attorney to file a written request. Status letters for CofCs issued more that than 3 weeks ago, or any
`request for duplicate certified CofC (a “Request for Duplicate Certified Copy of Published Certificate of
`Correction”), should be forwarded to JCWS with the file. JCWS, duplicate Certified copies should be
`direct to address in PALM, only.
`If request was denied forward file to LIE, to send applicant copy of
`_ denial letter.
`_
`The request is assigned to an LIE or LIE has sent file to TC, give customer the LIE’s name and telephone
`n_umbcr, and tranfer call to the LIE that the file is assigned.
`Ifthe LIE does not answer phone and caller
`insists that the call is urgent, direct call to the LIE’s Team Leader.
`If errors were made in the keying of corrections for published/issued CofC, inform attorney/applicant to
`noted corrections to quoted text or corrections on (1 copy ot incorrect C0[C and send it to this Branch. Key
`new record.
`If request was processed without file locate CofC in “PUBLISH” CofCs and forwdard
`fax/request to Team Leader, screening requests for the week. Team Leader change MRD if current date
`was keyed in order to complete record in CofC Database. If request was processed with file, give request
`to JCWS to order file and assign to Tony. Tony, place request/file on Expedite list and rack.
`[: 6. Error in in LlE’s decision (correction(s) denied), inform applicant to submit Request for Reconsideration
`with statements and copies supporting requested corrections, i.e. I449 or 892, PTOL~8S B, ect. DO NOT
`REQUEST COPY OF ORIGINAL REQUEST. Key new record. Forward to Team Leader whose Team
`is processing request for the week, to determine whether error was made by Examiner or LIE, in making
`decisions. (See # 4. for errors in keying (supersedes).
`:1 7. No record in CofC Databasegflistory or Current). Ask attorney to to send a copy of the request, PTOL-
`IOS(] forms and post card, to your attention. When request is received, key a record, imediately forward
`any oulstumling request to Team Leader to screening for type of distribution.
`If “P”, place on Expedite
`rack and list.
`If “R”, Team Leader should order file and give file/request to JCWS to assign to an LIE to
`Er erlite
`lace in red moi] tub or next issue bein
`roceseeserl or ublisltin o
`rover! corrections , ASAP.
`
`
`TO: JCWS
`
`TO: TEAM LEADER
`
`' TO: LIE
`
`To OAC:
`(Revised 5/09/2003 chn) # 3
`I
`
`000834
`
`000834
`
`
`
`
`09/590,692 (Signature)
`
`Applicant:
`
`Gary Alan KEMP ll et al.
`
`me:
`
`Appl. No.:
`
`IN
`
`I
`
`Atty. Dkt. No. 024051-0135
`
`CERTIFICATE OF FACSIMILE TRANSMISSION
`I hereby certify that
`this paper
`is being facsimile
`
`:.':.::;".":::..::.:::. ‘.:?.‘=‘?‘.1.i:I‘i.‘..Z“.§:?J..‘f"“
`.
`_
`Cymanthla ITVIDQ
`(Printed Name)
`_
`
`cLTIfJKTBAsEr> TRADING WITH
`
`I
`
`IVE GRID DISPLAY OF
`
`Filing Date:
`
`06/09/2000
`
`March 21,
`(Date of Deposit)
`
`Examiner:
`
`R. Weisberger
`
`Art Unit:
`
`3624
`
`Commissioner for Patents
`
`Washington, D.C. 20231
`
`Sir:
`
`AMENDMENT
`
`Please amend the application as follows:
`
`In the Specification:
`
`In accordance with 37 CFR § 1.121, please substitute for the paragraph starting
`
`on line 10 of page 17, the following rewritten version of the same paragraph, as
`
`amended. The changes are shown explicitly in the attached "Marked Up Version
`
`Showing Changes Made."
`
`Using the screen display and values from Figure 5, the placement of trade orders
`
`using the Mercury display and trading method is now described using examples. A left
`click on the 18 in the BidC1 column 1201 will send an order to market to./t)‘l.I\_\.Z)1 7 lots
`(quantity # chosen on the Quantity Description pull down menu cell 1204) of the
`commodity at a price of 89 (the corresponding price in the Prc column 1203). Similarly’,
`
`a left click on the 20 in the AskO column 1202 will send an order to market t6"s_e?fl>17
`
`lots at a price of 90.
`
`In the Claims:
`
`0029875972
`
`.1.
`
`000835
`
`000835
`
`
`
`Atty. Dkt. No. 024051-0135
`
`In accordance with 37 CFR § 1.121, please substitute for claims 22, 23, 29, 30,
`
`and 35-40, the following rewritten versions of the same claims, as amended. The
`
`changes are shown explicitly in the attached "Marked Up Version Showing Changes
`
`Made.”
`
`Further, please add new claims 89-95 as indicated below.
`
`22.
`
`(Amended)
`
`A method of placing a trade order for a commodity on an
`
`electronic exchange having an inside market with a highest bid price and a lowest ask
`
`price, using a graphical user interface and a user input device, said method comprising:
`
`setting a preset parameter for the trade order
`
`displaying market depth of the commodity, through a dynamic display of a
`
`plurality of bids and a plurality of asks" in the market for the commodity, including at
`
`least a portion of the bid and ask quantities of the commodity, the dynamic display
`
`being aligned with a static display of prices corresponding thereto, wherein the static
`
`display of prices does not move in response to a change in the inside market;
`
`displaying an order entry region aligned with the static display of prices
`
`comprising a plurality of areas for receiving commands from the user input device to
`
`send trade orders, each area corresponding to a price of the static display of prices; and
`
`selecting a particular area in the order entry region through a single action of the
`
`user input device with a pointer of the user input device positioned over the particular
`
`area to set a plurality of additional parameters for the trade order and send the trade
`
`order to the electronic exchange.
`
`23.
`
`(Amended)
`
`A method of placing a trade order according to claim 22,
`
`wherein said trade order is a buy order if the position of the pointer at the time of said
`
`single action is within a bid order entry region and wherein said trade order is a sell
`
`order if the position of the pointer at the time of said single action is within an ask order
`
`entry region.
`
`29.
`
`(Amended)
`
`A computer readable medium having program code recorded
`
`thereon, for execution on a computer having a graphical user interface and a user input
`
`0O2.987597.2
`
`-2-
`
`000836
`
`000836
`
`
`
`Atty. Dkt. No. 024051-0135
`
`device, to place a trade order for a commodity on an electronic exchange having an
`
`inside market with a highest bid price and a lowest ask price, comprising:
`
`a first program code for setting a preset parameter for the trade order;
`
`a second program code displaying market depth of a commodity, through a
`
`dynamic display of a plurality of bids and a plurality of asks in the market for the
`
`commodity, including the bid and ask quantities of the commodity, aligned with a static
`
`display of prices corresponding thereto, wherein the static display of prices does not
`
`move in response to a change in the inside market;
`
`a third program code for displaying an order entry region comprising a plurality of
`
`areas for receiving commands from the user input device to send trade orders, aligned
`
`with the static display of prices, each area corresponding to a price of the static display
`
`of prices; and
`
`a fourth program code for receiving a command as a result of a selection of a
`
`particular area in the order entry region by a single action of the user input device with a
`
`pointer of the user input device positioned over the particular area, to set a plurality of
`
`additional parameters for the trade order and send the trade order to the electronic
`
`exchange.
`
`30.
`
`(Amended)
`
`A computer readable medium having program code recorded
`
`thereon, for execution on a computer to place a trade order according to claim 29,
`
`further comprising program code for establishing that said trade order is a buy order if
`
`the position of the pointer at the time of said single action is within a bid order entry
`
`region and that said trade order is a sell order if the position of the pointer at the time of
`
`said single action is within an ask order entry region.
`
`35.
`
`(Amended)
`
`A client system for placing a trade order for a commodity
`
`on an electronic exchange having an inside market with a highest bid price and a lowest
`
`ask price, the system comprising:
`
`a parameter setting component for setting a preset parameter for the trade order;
`
`a display device for displaying market depth of a commodity, through a dynamic
`
`display of a plurality of bids and a plurality of asks in the market for the commodity,
`
`including the bid and ask quantities of the commodity, aligned with a static display of
`prices corresponding thereto, wherein the static display of prices does not move when
`
`0O2.987597.2
`
`-3-
`
`000837
`
`000837
`
`
`
`Atty. Dkt. No. 024051-0135
`
`the inside market changes, and for displaying an order entry region aligned with the
`
`static display of prices, comprising a plurality of areas for receiving commands to send
`
`trade orders, each area corresponding to a price of the static display of prices;
`
`a user input device for positioning a pointer thereof over an area in the order
`
`entry region; and
`
`a trade order sending component for receiving a command as a result of a
`
`selection of the area in the order entry region by a single action of the user input device
`
`with a pointer of the user input device positioned over the area, to set a plurality of
`
`additional parameters for the trade order and send the trade order to the electronic
`
`exchange.
`
`36.
`
`(Amended)
`
`A client system for placing a trade order for a commodity.
`
`according to claim 35, wherein said trade order sending component establishes that said
`
`trade order is a buy order if the position of the pointer at the time of said single action is
`within a bid order entry region and that said trade order is a sell order if the position of
`
`the pointer at the time of said single action is within an ask order entry region.
`
`37.
`
`(Amended)
`
`A client system for placing a trade order for a commodity
`
`according to claim 36, wherein said trade order sending component establishes that the
`
`trade order is for a pre-determined fixed quantity and for a price corresponding to the
`
`position of the pointer at the time of said single action.
`
`38.
`
`(Amended)
`
`A client system for placing a trade order for a commodity
`
`according to claim 36, wherein said trade order sending component establishes that the
`
`trade order is for a quantity equal to a current net position of the user in the commodity
`
`and for a price corresponding to the position of the pointer at the time of said single
`action.
`
`39.
`
`(Amended)
`
`A client system for placing a trade order for a commodity
`
`according to claim 36, wherein said trade order sending component establishes that the
`
`trade order is for a quantity equal to a predetermined fixed offset plus the sum of all
`
`quantities in the market at prices better than or equal to a price corresponding to the
`
`0O2.987597.2
`
`-4-
`
`000838
`
`000838
`
`
`
`Atty. Dkt. No. 024051-0135
`
`position of the pointer at the time of said single action and for a price corresponding to
`
`said position.
`
`40.
`
`(Amended)
`
`A client system for placing a trade order for a commodity
`
`according to claim 39, wherein said trade order sending component establishes that said
`
`offset is equal to a first pre—determined value if a single action of a first type is taken
`
`and said offset is equal to a second predetermined value if a single action of a second
`
`type is taken.
`
`89.
`
`(New) The method of claim 23, wherein the bid order entry region
`
`overlaps with a bid display region and the ask order entry region overlaps with an ask
`
`display region.
`
`90.
`
`(New) A computer readable medium having program code recorded
`
`thereon, for execution on a computer to place a trade order according to claim 30,
`
`wherein the bid order entry region overlaps with a bid display region and the ask order
`
`entry region overlaps with an ask display region.
`
`91.
`
`(New) A client system for placing a trade order for a commodity
`
`according to claim 36, wherein the bid order entry region overlaps with a bid display
`
`region and the ask order entry region overlaps with an ask display region.
`
`92.
`
`(New) The method of claim 22 wherein the market depth is based on an
`
`exchange order book and wherein the static display of prices does not move in response
`
`to the addition of a price to the exchange order book, the additional price comprising a
`
`displayed price.
`
`93.
`
`The method of claim 92 wherein the static display of prices does not
`
`move in response to the removal of a price from the exchange order book, the removed
`
`price comprising a displayed price.
`
`O02.987597.2
`
`-5-
`
`000839
`
`000839
`
`
`
`C30
`
`Atty. Dkt. No. 024051-0135
`
`94.
`
`The method of claim 22 wherein the market depth is based on an
`
`exchange order book and the static display of prices never moves in response to a price
`
`change in the exchange order book relating to a price which is displayed.
`
`95.
`
`The method of claim 22 wherein the plurality of additional parameters
`
`comprises a price and type of order.
`
`002.987597.2
`
`-5-
`
`000840
`
`000840
`
`
`
`Atty. Dkt. No. 024051-0135
`
`REMARKS
`
`Claims 22-88 were pending in the application. Claims 22, 23, 29, 30, and 35-
`
`40 have been amended. Claims 89-95 have been added. No new matter has been
`
`introduced. Thus, claims 22-95 are pending for-consideration at this time.
`
`Applicants thank the Examiner for the telephone interview of March 21, 2003.
`
`The pending claims have been amended as discussed. The discussion resulted in
`
`agreement that the claims as amended are allowable and that a Notice of Allowance
`
`would be issued promptly.
`
`Applicants note that the amendments are being made without prejudice and
`
`solely in order advance prosecution of this application more rapidly to issuance.
`
`Date March 21 2003
`
`.. fl©o/%/
`
`Respectfully submitted,
`
`FOLEY & LARDNER
`
`Customer Number: 22428
`
`Illllllllllllllllllllllllllllllllll
`22428
`PATENT TRADEMARK OFFICE
`
`Telephone:
`Facsimile:
`
`(202) 672-5300
`(202) 672-5399
`
`Ankur D. Shah
`
`Attorney for Applicant
`Registration No. 41,514
`
`Should additional fees be necessary in connection with the filing of this paper, or if a petition for
`extension of
`time is
`required for timely acceptance of same,
`the Commissioner
`is hereby
`authorized to charge deposit account No. 19-0741 for any such fees; and applicant hereby
`etitions for an needed extension of time.
`
`
`
`O02.987597.2
`
`-7-
`
`000841
`
`000841
`
`
`
`Atty. Dkt. No. 024051-0135
`
`MARKED UP VERSION SHOWING CHANGES MADE
`
`In the Specification:
`
`The paragraph starting on line 10 of page 17:
`
`9
`
`Using the screen display and values from Figure 5, the placement of trade orders
`
`using the Mercury display and trading method is now described using examples. A left
`
`click on the 18 in the BidO column 1201 will send an order to market to [sell] p_u_y 17
`
`lots (quantity # chosen on the Quantity Description pull down menu cell