Paper No. ____
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` Filed: May 6, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
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`CQG, INC. AND CQGT, LLC
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`Petitioner
`v.
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` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
`_________________
`Case No. CBM2015-00057
`U.S. Patent 6,766,304
`_________________
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`Further to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`Case CBM2015-00057
`U.S. Patent 6,766,304
`
`
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioner CQG, Inc. and CQGT, LLC.
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`Exhibit 2002
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`Exhibit 2003
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`Exhibit 2004
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`Exhibit 2005
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`Exhibit 2006
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`Filed Exhibits Description
`Trading Technologies International, Inc. v. CQG, Inc., and
`Exhibit 2001
`CQGT, LLC, Case No. 1:05-CV-04811 (N.D. Ill.) Memorandum
`Opinion and Order (Jan. 13, 2015)
`Trading Technologies International, Inc. v. CQQ, Inc., and
`CQGT, LLC, Case No. 1:05-CV-04811 (N.D. Ill.) Memorandum
`Opinion and Order (Oct. 31, 2005)
`Trading Technologies International, Inc. v. CQQ, Inc., and
`CQGT, LLC, Case No. 1:05-CV-04811 (N.D. Ill.) Notice of
`Interlocutory Appeal (Jan. 13, 2015)
`Trading Technologies International, Inc. v. CQQ, Inc., and
`CQGT, LLC, Case No. 1:05-CV-04811 (N.D. Ill.) Notification of
`Docket Entry (Jan. 14, 2015)
`Transcript of Teleconference with the Board, dated March 3,
`2015
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 9, Defendants’ Motion to
`Dismiss, or in the Alternative, to Transfer Venue (Sept. 14, 2005)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 26, Memorandum
`Opinion and Order (Oct. 31, 2005)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 27, Answer, Affirmative
`Defenses and Counterclaims of CQG, Inc. and CQGT, LLC
`(Nov. 14, 2005)
`CQGT, LLC et al. v. Trading Technologies International, Inc.,
`Case No. 1:06-cv-05222 (N.D. Ill.) Transferred Declaratory
`Judgment Action Civil Docket
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 709, CQG’s Motion for
`Summary Judgment that the ‘304 and ‘132 Patents are Invalid
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`Exhibit 2007
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`Exhibit 2008
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`Exhibit 2009
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`Exhibit 2010
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`Exhibit 2011
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`Exhibit 2012
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`Exhibit 2013
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`Exhibit 2014
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`Exhibit 2015
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`Exhibit 2016
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`Exhibit 2017
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`Exhibit 2018
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`Exhibit 2019
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`Exhibit 2020
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`Exhibit 2021
`
`Case CBM2015-00057
`U.S. Patent 6,766,304
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`under 35 U.S.C. § 112, ¶ 1 for Lack of Written Description (Mar.
`17, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 712, CQG’s
`Memorandum of Law in Support of Its Motion for Summary
`Judgment on § 112, ¶ 1 (Mar. 17, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 720-3, Exhibit D –
`Declaration of John P. Mellor in Support of CQG’s Motion for
`Summary Judgment on § 112, ¶ 1 (Mar. 17, 2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 749, Trading TTech’s
`Cross-Motion for Partial Summary Judgment that the “Static”
`Limitations Meet the Written Description Requirement (May 16,
`2014)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 889, Memorandum and
`Order on Summary Judgment under § 112, ¶ 1 (Jan. 20, 2015)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Transcript of Proceedings held before
`Hon. Sharon J. Coleman (Mar. 16, 2015)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 1073, Memorandum and
`Order (Feb. 24, 2015)
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 898, CQG’s Opening
`Brief Regarding the Patent-Ineligibility/Invalidity of the TT
`Patents-in-Suit under 35 U.S.C. § 101 (Feb. 2, 2015)
`National Aeronautics and Space Administration Web Page Print
`out, Technical Areas
`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`University of Washington Web Page Print out, Human-Computer
`Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
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`Exhibit 2022
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`Exhibit 2023
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`Exhibit 2024
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`Exhibit 2025
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`Exhibit 2026
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`Exhibit 2027
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`Exhibit 2028
`Exhibit 2029
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`Exhibit 2030
`Exhibit 2031
`Exhibit 2032
`Exhibit 2033
`Exhibit 2034
`Exhibit 2035
`Exhibit 2036
`Exhibit 2037
`Exhibit 2038
`Exhibit 2039
`Exhibit 2040
`Exhibit 2041
`Exhibit 2042
`Exhibit 2043
`Exhibit 2044
`Exhibit 2045
`Exhibit 2046
`
`Case CBM2015-00057
`U.S. Patent 6,766,304
`
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Georgia Institute of Technology Web Page Print out, Human-
`Computer Interaction Master’s Program
`DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Redacted Version of Second
`Corrected Expert Report of Christopher Thomas
`Reserved
`Trading Techs. Int’l, Inc. v. CQG, Inc., Case No. 1:05-CV-04811
`(N.D. Ill.), TT 101 Hearing Presentation (PTX6001)
`Reserved
`Declaration of David F. Anthony (July 29, 2004)
`Declaration of Pace Beattie (Aug. 25, 2004)
`Declaration of Thomas Burns (Aug. 16, 2004)
`Declaration of Ray Cahnman (July 23, 2004)
`Declaration of David Clark (July 30, 2004)
`Declaration of David Ellis (Sept. 13, 2004)
`Declaration of David Feltes (Aug. 27, 2004)
`Declaration of Steve Gancer (Aug. 3, 2004)
`Declaration of Brian Gelber (Aug. 9, 2004)
`Declaration of Joel Glickman (July 31, 2004)
`Declaration of Tom Grisafi (July 31, 2004)
`Declaration of Steven [sic] Janho (July 5, 2004)
`Declaration of Paul R.T. Johnson, Jr. (July 29, 2004)
`Declaration of Scott L. Johnston (Sept. 24, 2004)
`Declaration of Corbin E. Kidd (Aug. 10, 2004)
`Declaration of Patrick Leone (Aug. 31, 2004)
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`Case CBM2015-00057
`U.S. Patent 6,766,304
`
`Exhibit 2064
`Exhibit 2065
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`Exhibit 2067
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`Exhibit 2068
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`Exhibit 2047
`Exhibit 2048
`Exhibit 2049
`Exhibit 2050
`Exhibit 2051
`Exhibit 2052
`Exhibit 2053
`Exhibit 2054
`Exhibit 2055
`Exhibit 2056
`Exhibit 2057
`Exhibit 2058
`Exhibit 2059
`Exhibit 2060
`Exhibit 2061
`Exhibit 2062
`Exhibit 2063
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`Declaration of Dieter Marlovics (Aug. 9, 2004)
`Declaration of David B. Martin, Jr. (Aug. 13, 2004)
`Declaration of Charles L. McElveen III (May 18, 2004)
`Declaration of Pablo Melgarejo (Aug. 23, 2004)
`Declaration of Mark A. Mendelson (July 28, 2004)
`Declaration of Doug Monieson (Aug. 9, 2004)
`Declaration of Rob Moore (July 27, 2004)
`Declaration of Peter Moricz (Aug. 16, 2004)
`Declaration of Jason Northway (Aug. 10, 2004)
`Declaration of Mark Oryhon (Aug. 5, 2004)
`Declaration of Arthur Parker (Aug. 10, 2004)
`Declaration of Chuck Ryan (Aug. 31, 2004)
`Declaration of Lawrence Schulman (July 28, 2004)
`Declaration of Russell A. Warner (Aug. 17, 2004)
`Declaration of James J. Zellinger (Aug. 31, 2004)
`Reserved
`Notice of Intent to Issue Ex Parte Reexamination Certificate
`90/008,577 (January 7, 2008)
`Reserved
`Order Denying Request for Ex Parte Reexamination 90/011,250
`(December 14, 2010)
`Exhibit 2066 Word Comparison Declaration of John Phillip Mellor Ex. 1028
`with Ex. 2012.
`Redacted Excerpts of Video Deposition Transcript of Steven Van
`Dusen, dated Jan. 20, 2015, Trading Technologies International,
`Inc. v CQG, Inc., Case No. 1:05-CV-04811 (N.D. Ill.)
`Redacted Excerpts of Video Deposition Transcript of John
`Phillip Mellor, Ph.D., dated Jan. 16, 2015, Trading Technologies
`International, Inc. v CQG, Inc., Case No. 1:05-CV-04811 (N.D.
`Ill.)
`Exhibit 2069 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54.
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Docket No. 1163, Trading Tech’s
`
`Exhibit 2070
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`Dated: May 6, 2015
`
`Case CBM2015-00057
`U.S. Patent 6,766,304
`
`Rule 50 Motion on CQG’s Written Description Defense (Mar.
`12, 2015)
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`Respectfully submitted,
`By: /Joshua L. Goldberg/
`Erika H. Arner, Lead Counsel
`Registration No. 57,540
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`Joshua L. Goldberg, Backup Counsel
`Registration No. 59,369
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`Steven F. Borsand, Backup Counsel
`Registration No. 36,752
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`Attorneys for Patent Owner Trading
`Technologies International, Inc.
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`CERTIFICATE OF SERVICE
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`Case CBM2015-00057
`U.S. Patent 6,766,304
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`The undersigned hereby certifies that a copy of the foregoing Patent
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`Owner’s Updated Exhibit List was served on May 6, 2015, via email directed to
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`counsel of record for the Petitioner at the following:
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`Adam G. Kelly
`akelly@loeb.com
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`William J. Kramer
`wkramer@loeb.com
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`William J. Voller, III
`wvoller@loeb.com
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`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
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`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
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