`
`UTILITY
`
`PATENT APPLICATION
`
`TRANSMITTAL
`
`Attorney Docket No.
`
`O80379~0OO12OUS
`
`First In ventor
`
`Title
`
`RACZ, Patrick
`DATA STORAGE AND ACCESS
`SYSTEMS
`
`(Only for new nonprovisional applications under 37 CFR 1. 53(b))
`
`Express Mail Label No.
`
`VIA EFS
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`ADDRESS TO.‘
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`1. I] Fee Transmittal Fonn (e.g., PTO/SB/17)
`
`2. E Applicant claims small entity status.
`See 37 CFR 1.27.
`
`3.
`
`]
`53
`[Total Pages
`Specification
`Both the claims and abstract must start on a new page
`(For information on the preferred arrangement, see MPEP 608.01(a))
`«IE Drawing(s) (35 u.s.c.113)
`[Totalsheets
`17
`5. Oath or Declaration
`[Total Sheets
`a. CI Newly executed (original or copy)
`b. g A copy from a prior application (37 CFR 1.63 (d))
`(for a continuation/divisional with Box 18 completed)
`i. D DELETION OF |NVENTOR(S)
`Signed statement attached deleting inventor(s)
`named in the prior application, see 37 CFR
`1.63(d)(2) and 1.33(b).
`
`2
`
`ACCOMPANYING APPLICATION PARTS
`
`9. D Assignment Papers (cover sheet & document(s))
`
`Name of Assignee
`
`37 CFR 3.73(b) Statement
`(when there is an assignee)
`
`I: Power of
`Attorney
`
`English Translation Document (if applicable)
`
`Information Disclosure Statement (PTOISBIO8 or PTO-1449)
`I:I Copies of citations attached
`
`.
`
`Application Data Sheet. See 37 CFR 1.76
`
`Preliminary Amendment
`
`. I:I CD-ROM or CD-R in duplicate, large table or
`Computer Program (Appendix)
`D Landscape Table on CD
`Nucleotide andlor Amino Acid Sequence Submission
`(if applicable, items a. — c. are required)
`a.
`|:I Computer Readable Form (CRF)
`b.
`Specification Sequence Listing on:
`
`I:] CD-ROM or CD-R (2 copies); or
`i.
`ii. I:I Paper
`
`Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`
`Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`
`Nonpublication Request under 35 U.S.C. 122 (b)(2)(B)(i).
`Applicant must attach form PTOISB/35 or equivalent.
`
`other; Communication
`
`c. D Statements verifying identity of above copies
`18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in the first sentence of the
`specification following the title, or in an Application Data Sheet under 37 CFR 1. 76.‘
`X Continuation
`I:I Divisional
`I___I Continuation-in-part (CIP)
`Prior application information:
`Examiner THEIN MIN LE
`
`Of Prior application N01 .12./_Q1fL§.5.>§3____________ ..
`Art Unit: 2887
`
`19. CORRESPONDENCE ADDRESS
`
`The address associated with Customer Number:
`
`20350
`
`OR CI Correspondence address below
`
`Name
`
`62986665 V1
`
`Apple Exhibit 1211 Page 00001
`
`Apple Exhibit 1211 Page 00001
`
`
`
`Application Data Sheet
`
`Application Information
`
`Application number:
`
`Filing Date::
`
`Application Type::
`
`Subject Matter:
`
`Tit|e::
`
`Not Yet Assigned
`
`11/10/2010
`
`Regular
`
`Utility
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`Attorney Docket Number:
`
`080379—000120US
`
`Request for Early Publication:
`
`Request for Non-Pub|ication::
`
`Suggested Drawing Figure::
`
`Total Drawing Sheets:
`
`Small Entity?::
`
`Petition inc|uded?::
`
`Secrecy Order in Parent Appl.::
`
`Applicant Information
`
`No
`
`No
`
`17
`
`Yes
`
`No
`
`No
`
`Applicant Authority Type:
`
`Inventor
`
`Primary Citizenship Country:
`
`United Kingdom
`
`Status::
`
`Given Name::
`
`Middle Name:
`
`Family Name:
`
`Name Suffix:
`
`Full Capacity
`
`Patrick
`
`RACZ
`
`City of Residence:
`
`Saint Heller
`
`State or Province of Residence:
`
`Country of Residence:
`
`Jersey
`
`Street of Mailing Address:
`
`City of Mailing Address:
`
`19 Royal Street
`
`Saint Heller
`
`Page 1
`
`|nitia|11/10/10
`
`Page 00002
`
`Page 00002
`
`
`
`State or Province of mailing address::
`
`Country of mailing address:
`
`Jersey
`
`Postal or Zip Code of mailing address::
`
`JE1 4WA
`
`Applicant Authority Type::
`
`Primary Citizenship Country:
`
`Status::
`
`Given Name:
`
`Middle Name::
`
`Family Name::
`
`Name Suffix:
`
`Inventor
`
`Netherlands
`
`Full Capacity
`
`Hermen—ard
`
`Hulst
`
`City of Residence:
`
`Amsterdam
`
`State or Province of Residence:
`
`Country of Residence:
`
`Netherlands
`
`Street of Mailing Address:
`
`Van Tuyll van Seroosken/veg 75hs
`
`City of Mailing Address:
`
`Amsterdam
`
`State or Province of mailing address:
`
`Country of mailing address:
`
`Netherlands
`
`Postal or Zip Code of mailing address::
`
`1076 JG
`
`Correspondence Information
`
`Correspondence Customer Number::
`
`20350
`
`Representative Information
`
`Representative Customer Number::
`
`20350
`
`Domestic Priority Information
`
`Application::
`
`Continuity Type:
`
`Parent Application:
`
`0 Parent Filing Date:
`
`This Application
`12/014,558
`11/336,758
`
`Continuation of
`Continuation of
`Continuation of
`
`12/014,558
`
`11/336,758
`10/111,716
`
`01/15/08
`
`01/19/06
`09/17/02
`
`Page 2
`
`lnitia|11/10/10
`
`Page 00003
`
`Page 00003
`
`
`
`Foreign Priority Information
`
`Country::
`
`PCT
`United Kingdom
`
`Application number:
`
`Filing Date:
`
`GB00104110
`9925227.2
`
`.
`
`10/25/00
`10/25/99
`
`Assignee Information
`
`Assignee Name::
`
`Smartflash Technologies Limited
`
`Street of mailing address:
`
`1070908 Palm Grove House, P.O. Box 438
`
`City of mailing address:
`
`Wickhams’ Cay, Road Town
`
`State or Province of mailing address::
`
`Tortola
`
`Country of mailing address:
`
`British Virgin Islands
`
`Postal or Zip Code of mailing address:
`
`Submitted by:
`
`Signature
`
`Date V/H/(0
`
`Printed Name
`
`
`48,163
`
`Registration Number
`
`Jason D. Lohr
`
`Page 3
`
`|nitial11/10/10
`
`Page 00004
`
`Page 00004
`
`
`
`I hereby certify that this correspondence is being filed via
`EFS-Web with the United States Patent and Trademark Office
`n
`N
`‘’’*‘'‘‘f‘’’
`°
`‘O?’ ‘*0'°
`TOWNSEND and TOWNSEND and CREW LLP
`
`_
`
`PATENT
`Attorney Docket No.: 080379-000120US
`Client Reference No.: PN759544USC
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Confirmation No.: Not Yet Assigned
`
`Patrick RACZ, 6t al.
`
`Examiner: Not Yet Assigned
`
`Application No.: Not Yet Assigned
`
`Art Unit; Not Yet Assigned
`
`Filed: November 10, 2010
`
`For: DATA STORAGE AND ACCESS
`SYSTEMS
`
`INFORMATION DISCLOSURE
`STATEMENT UNDER 37 CFR §1.97 and
`§1_98
`
`Customer No.: 203 50
`
`Mail Stop Amendment
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 223 13-1450
`
`Commissioner:
`
`The references cited on attached form PTO/SB/08A and PTO/SB/08B are being
`
`called to the attention of the Examiner. In accordance with 37 CFR §1.98(d), copies of the
`
`references can be found in Application No. 12/014,558, filed January 15, 2008 (Attorney Docket
`
`No. O80379—0001l0US) and Application No. 11/336,758, filed January 19, 2006 (Attorney
`
`Docket No. 080379—000100US). It is respectfully requested that the cited references be
`
`expressly considered during the prosecution of this application, and the references be made of
`
`record therein and appear among the “references cited” on any patent to issue therefrom.
`
`Some of the references cited in this IDS were cited in an Office Action mailed on
`
`September 1, 2010 in related U.S. Patent Application No. 12/014,558. Copies of the Office
`
`Actions in 12/014,558 are available on PAIR and are believed to be readily accessible to the
`
`Examiner.
`
`Page 00005
`
`Page 00005
`
`
`
`Patrick RACZ, et al.
`Application No.: Not Yet Assigned
`Page 2
`
`PATENT
`
`Some of the references cited in this IDS were cited in an Office Action mailed on
`
`November 6, 2006, in related U.S. Patent Application No. 11/336,758. Copies of the Office
`
`Actions in U.S. Patent Application No. 11/336,758 are available on PAIR and are believed to be
`
`readily accessible to the Examiner.
`
`Some of the references cited in this IDS were cited in Office Actions mailed on
`
`July 19, 2005 and February 28, 2004, in related U.S. Patent Application No. 10/111,716. Copies
`
`of the Office Actions in U.S. Patent Application No. 10/111,716 are available on PAIR and are
`
`believed to be readily accessible to the Examiner.
`
`As provided for by 37 CFR §1.97(g) and (h), no inference should be made that the
`
`information and references cited are prior art merely because they are in this statement and no
`
`representation is being made that a search has been conducted or that this statement encompasses
`
`all the possible relevant information.
`
`Applicant believes that no fee is reguired for submission of this statement.
`
`However, if a fee is required, the Commissioner is authorized to deduct such fee from the
`
`undersigned’s Deposit Account No. 20-1430. Please deduct any additional fees from, or credit
`
`any overpayment to, the above-noted Deposit Account.
`
`Respectf
`
`1
`
`submitted,
`
`
`
`TOWNSEND and TOWNSEND and CREW LLP
`Two Embarcadero Center, Eighth Floor
`San Francisco, California 94111-3834
`Tel: 925-472-5000
`Fax: 925-472-8895
`
`JDL:sep
`62991826 v1
`
`Page 00006
`
`Page 00006
`
`
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`030379_0Q0120Us
`
`C°mPle1‘9 if KNOW"
`T-
`
`RACZ, Patrick
`
`Application Number
`Filing Date
`Fm Named ,,,,,e,,,o,
`A,,,,,,,
`Examiner Name
`
`Attorney Docket Number
`
`PTO/SB/08a (07-09)
`
`U.S. PATENT DOCUMENTS
`
`Publication Date
`MM-DD-YYYY
`
`Name of Eatentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`figures Appear
`
`
`Document Number
`Number Kind Code’””‘"""""’
`
`
`US 4,341,951
`
`
`US 5,226,145
`US 5,367,150
`US 5,406,619
`
`
`
`Examiner
`Initials‘
`
`Cite
`No,
`
`AA
`
`AB
`AC
`AD
`
`AE
`AF
`
`us 5,457,745
`us 5,532,455
`
`F A
`US5,809,241
`fi
`AN
`US 5,889,860
`AQ
`‘ US 5,901,330
`1:
`
`G | us 5,555,145
`AH | us 5,577,953
`Al
`US 5,703,951
`AJ
`AK
`AL
`M
`A
`
`US 5,740,369
`us 5,744,757
`US 5,754,654
`US 5,794,202
`
`
`
`AO
`AP
`
`US 5,845,281 A
`US 5,847,372
`
`AS
`AT
`
`US 5,915,213
`US 5,923,554
`
`AU L13 5,933,495A
`
`US 5,935,220
`AV
`AW US 6,012,634
`X
`
`A
`AY
`AZ
`BA
`BB
`
`BC
`
`US 6,018,720 A
`US 6,078,917
`US 6,119,945
`
`US 6,142,369
`US 6,202,056
`US 5,355,731
`
`1
`
`07-1982
`
`07-06-1993
`11-22-1994
`04-11-1995
`
`10-10-1995
`07-02-1995
`
`12-24-1995
`10-14-1997
`12-30-1997
`
`04-14-1998
`04-25-1995
`05-19-1998
`08-11-1998
`
`12-O1-1998
`12-08-1998
`
`Benton
`
`Moronaga et al.
`Kitta et al.
`Akhteruzzaman et al.
`
`Dolphin
`Konno etal.
`
`Leroux
`Dolphin
`Dolphin
`
`Yokozawa et al.
`Teicher
`Hiroya et al.
`Kim
`Hanel et al.
`
`Benson et al.
`Kreft
`
`|
`
`|
`
`Z‘
`
`09-15-1998
`03-30-1999
`05-04-1999
`07-13-1999
`
`06-29-1999
`
`05-03-1999 j
`
`05-10-1999
`
`01-11-2000
`01-25-2000
`06-20-2000
`
`09-19-2000
`
`11-2000
`03-13-2001
`05-07-2002
`
`Bernard et al.
`
`Eller et all
`Sun etal.
`Peyretetal.
`Schnecketal.
`
`Hoshino et al.
`
`Brogan et al.
`
`Fujimoto
`Paulsen et al.
`Muller et al.
`
`Corresponds to JP 11-53184
`
`‘I
`
`S’
`
`Jonstromer
`Nufian
`Ananda
`Walter et al.
`Wu
`
`‘Tl
`
`BE
`
`us 5,442,570
`
`05-27-2002
`
`07-23-2002
`__J
`us 5,424,975
`BD
`Dahman et al.
`1: 10-29-2002
`US 5,473,529
`BF
`Leighton etal.
`04-22-2003
`BH‘'18 6,553,413
`:|:
`Tingl
`04-29-2003
`2|
`Bl
`US 5,554,192
`Considered——
`
`BG
`
`US 5,510,235
`
`01-21-2003
`
`Crane et al.
`
`Signature
`
`'EXAMlNER: Initial if reference considered, whether or not citation is in conformance with MPEP 509. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`‘ Applicant's unique citation designation number (optional). 2 See
`Kind Codes of U.S. Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible. 6 Applicant is to
`place a check mark here if English language Translation is attached.
`
`62991826 V1
`
`Page 00007
`
`Page 00007
`
`
`
`Substitute for form 1449/PTO
`
`Complete if KNOW"
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`Application Number
`
`Filing Date
`Fm Named ,,,,,e,,t0,,
`
`RACZ, Patrick
`
`o30379_000120US
`
`(Use as many sheets as necessary)
`
`Examiner Name
`
`Attorney Docket Number
`
`PTO/SB/08a (07-09)
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`|
`
`|
`
`|
`
`u.s. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`
`
`
`
`
`
`|
`|
`l
`
`
`
`
`
`Document Number
`Number Kind Code2 “""'°”’”’
`
`O6-O3-2003
`US 6,574,643
`Walter et al.
`01-31-2006
`US 6,993,507
`Meyer et al.
`
`02-14-2006
`US 5,999,935
`Sehr
`
`05-16-2006
`US 7,044,862
`Yu
`08-01-2006
`US 7,083,081
`McGee et al.
`02-26-2008
`US 7,334,720
`BO
`Hulst et al.
`03-16-2010
`US 7,677,446
`BP
`Wise
`11-09-2006
`US-2006/0249570
`BQ
`Seifert et al.
`
` BR US-2008/0041938
`
`
`02-21 -2008
`Wise
` 07-1 982
`Benton
`BS
`US 4,341,951
`
`O7-06-1 993
`BT
`US 5,226,145
` Moronaga et al.
`
`Cite
`
`Examiner
`Initials‘
`
`|
`|
`|
`
`__CI_.
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM—DD-YYYY
`or Relevant Figures Appear
`
`
`
`Kind Code5 (if known
`
`Code3
`
`
`
`Examiner Cite
`Foreign Patent Document
`
`lnitia|s*
`No.‘
`
`Number‘
`10-03-1990
`0 195 098
`
`
`0 542 298
`04-22-1998
`
`0713198
`A2
`05-22-1996
`Nederland PTT
`
`
`
`0 823 694
`A1
`O2-11-1998
`Citibank NA
`
`
`
`05-07-1998
`0 843 449
`A2
`Sunhawk Corp. Inc.
`Canal Plus SA
`EP
`0 914 001
`A1
`O5-O6-1999
`
`
`10-09-1998
`JP
`10-269291
` Sony Corp.
`
`
`
`JP
`11-212785
`Casio Comput. Co. Ltd.
`
` 08-06-1999
`
`
`JP
`11—213010
`08-06-1999
`Planet Computer:KK
`
`
`JP
`11-272762
`10-08-1999
`Hitachi Ltd.
`
`
`
`Corresponds to US
`Seta: KK
`11-53184
`02-26-1999
`
`
`
`6,018,720
`
`
`
`Schulumberger Technologies,
`
`05-07-1998
`98/19237
`Inc.
`
`
`98/33343
`07-30-1998
`Sonera OY et al.
`
`98/37526
`08-27-1998
`
`
`
`
`
` IIIIIIIIIIII1»
`Mondex Int. Ltd.
`
`>>>>J>
`
`
`
`
`
`J
`
`Examiner
`Signature
`
`Date
`Considered
`
`‘EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`I Applicant's unique citation designation number (optional). 2 See
`Kind Codes of U.S. Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (VVIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible. 5 Applicant is to
`place a check mark here if English language Translation is attached.
`
`62991826 V1
`
`Page 00003
`
`Page 00008
`
`
`
`PTO/SB/08b (07-09)
`
`Substitute for form 1449/PTO
`
`Application Number
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`F‘""9 Date
`
`STATEMENT BY APPLICANT
`
`F"-St Named inventor
`Art Unit
`
`RACZ, Patrick
`
`(Use as many sheets as necessary)
`
`Examiner Name
`
`Attorney Docket Number
`
`08()379_000120US
`
`NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`Cite
`Examiner
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), vo|ume—issue
`No.1
`Initials *
`
`
`
`number(s), publisher, city and/or country where published.
`
`
`
`
`Examiner
`Signature
`
`
`
`Date
`Considered
`
`
`
`"EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through "citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`62991826 v1
`
`Page 00009
`
`Page 00009
`
`
`
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`
`
`
`080379-OOOOOOUS
`
`‘DECLARATION FOR UTILITY OR
`
`
`
`
`
`
`
`
`
`
`
`
`
`q3°"....i.?.L‘a"°“
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`
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`HULST, Hermen-ard
`PATENT APPLQCATION
`‘3’°"""°3’
`
`‘
`A
`10/111.716
`A
`Eé’.‘."'t,}.'2‘.'Zt‘.;.'f".'..u......m
`October 25/2000 ‘
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`As the below named Inventor, I hereby declare that:
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`’ thupectticatlonotvvhloh
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`My residence. malllng address. and citizenship are as stated below next to my name.
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`I believe lam the -
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`lnalend flrst lnventorofthesu :- rnattervrhloh ls clalrned and torwhlch a atentls aouhtonthe invention entitled:
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`DATA STORAGE AND ACCESS SYSTEMS
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`(mwoomrw)
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`10/25 /00
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`as United States Application Numberor PCT lntematlonat
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`andwasarnendedon(t'btM/.DDIYYYY) (lfapplicable).
`10111,716.
`AppltcatlonNurnber
`I hereby ‘state thatt have reviewed and understand the contents of the above identified specification. including the olalms. as amended
`by any amendment spedtlcally referred to above.
`.
`
`I adtnowtedge the dutyto dlsctoée Information which is material to patentablttty as defined in 37 CFR 1.56. tndudlng foroontlnu‘ation-ln-
`part applications. material lntonnation whldt became available between the filing date ofthe prlor application and the national or PCT '
`International tlllng data of the continuation-tnvpart application.
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`I hereby da_lm foreign prlorlty benefits under 35 U.S.C. 119(a)-(d) or (t). or 365(b) of any foreign applloatlon(s) for patent. Inventor‘; or
`plant breeder’: rlghts oertifioate(a). or 36501) of any PCT lntematlonal application which designated at least one country other than the
`United States of America, listed below and have also identified below. by ohecking the box. any foreljn application for patent. inventor‘:
`or plant breeders rights oert.lticate(s). or of any PCT lntematlonal application having a tiling date before that of the application on which
`prlorttyla dalmed.
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`D Addltionel torelgn application numbers are listed on avnupplemental prlor|tydata_eh_eet PTOISBIOB attached hereto:
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`Washington. Dc 20231. DO NOT SEND FEES OR COMPLETED FORMS To THIS ADDRESS. SEND TO: Aselstent cornrrrtssloner for Patents.
`Washington. DC 20231.
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`DECLARATION —— Utility or Design Patent Application
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`Direct
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`l hereby declare that all statements made herein of my own knowledge are true and that all statements made on lnforrnatlon and
`belief are believed to be true; and further that these statements were made with the knowledge that willful false statements and the
`like so made are punishable by line or imprisonment. or both. under 18 U.S.C. 1001 and that sud: willful false statements may
`jeopardize the validity of the application or any patent issued thereon.
`
`
`
`Hermen—ar-d
`
`Given Name
`(“I31 and middle I"an
`[IICK.4
`flmumnr
`M, Jww '>,m_
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`NAME OF sol-E OR “R57 WVEMOR: .
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`D A petition has been filed for this unelgned inventor
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`19 Royal Square
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`I Additional lnventot-e are being named on the
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`supplemental Additional lnventot(e) eheet(s) PTOISBIOZA attached home.
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`SF 1340208 V1
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`[Page 2 of 2]’
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`Page 00011
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`Page 00011
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`I hereby certify that this correspondence is being filed via
`EFS-Web with the United States Patent and Trademark Office
`on
`V
`.
`”""”“"""' M’ M”
`“W
`TOWNSEND and TOWNSEND and CREW LLP
`
`"
`
`~
`
`' P
`
`Docket No.2 080379—000120US
`Client Ref. No.: PN759544USC
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Confirmation No.: Not Yet Assigned ,
`
`Patrick RACZ, et al.
`
`Examiner:
`
`Not Yet Assigned
`
`Application No.: Not Yet Assigned
`
`Art Unit:
`
`Not Yet Assigned
`
`Filed: Concurrently Herewith
`
`COMMUNICATION
`
`For: DATA STORAGE AND ACCESS
`SYSTEMS
`
`Customer No.: 20350
`
` Ml
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`In accordance with the accompanying continuation application, please
`
`enter the following remarks:
`
`Remarks/Arguments begin on page 2 of this paper.
`
`Page 00012
`
`Page 00012
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`
`
`Patrick RACZ, et al.
`Application No.:
`Page 2
`
`. PATENT
`
`REMARKS/ARGUMENTS
`
`This continuation application presents claims that are substantially similar
`
`in scope to claims originally presented in parent case 11/336,758, and in some cases
`
`presented again in parent case 12/014,558. While in many cases these claims were
`
`canceled or not elected in these parent cases, Applicants respectfully submit that the
`
`Examiner should be aware that claims presented herein may be similar to at least some of
`
`the claims prosecuted in the parent cases, and the Examiner might want to consider art
`
`cited in the parent for relevance. The art cited in these parent cases will be cited in an
`
`Information Disclosure Statement, but in order to comply with the duty of disclosure
`
`Applicants submit that the Examiner might also want to look to the Office Actions in the
`
`parent cases.
`
`CONCLUSION
`
`If the Examiner believes a telephone conference would expedite
`
`prosecution of this application, please telephone the undersigned at 925-472-5000.
`
`submitted,
`
`1 9
`
`V
`
`TOWNSEND and TOWNSEND and CREW LLP
`
`Two Embarcadero Center, Eighth Floor
`San Francisco, California 94111-3834
`Tel: (415) 576-0200
`Fax: (415) 576-0300
`JDL:sep
`
`62988576 V1
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`Page 00013
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`Page 00013
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`
`
`Atty. Docket No.: 080379-000120US
`Applicant: Patrick RACZ et 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 1 of 17
`
`18'
`
`
`
`Page 00014
`
`Page 00014
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`
`
`Atty. Docket No.: 080379-000] 2OUS
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 2 of 17
`
`Page 00015
`
`Page 00015
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`
`
`Atty. Docket No.: 080379-0OO12OUS
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 3 of 17
`
`Page 00016
`
`Page 00016
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`
`
`Atty. Docket No.: 080379—O00l20US
`Applicant: Patrick RACZ et a].
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 4 of 17
`
`
`
`10313
`
`CONTENT
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`Page 00017
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`
`
`Atty. Docket No.: 080379—00O120US
`Applicant: Patrick RACZ et :11.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 5 of 17
`
`118a
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`
`Page 00018
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`
`
`Atty. Docket No.: 080379—0O0120US
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 6 of 17
`
`148
`
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`Page 00019
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`Page 00019
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`
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`‘Atty. Docket No.: 080379—0O0120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 7 of 17
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`Page 00020
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`
`Atty. Docket No.: O80379—00O120US
`Applicant: Patrick RACZ et al-
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 8 of 17
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`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 9 of 17
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`Page 00023
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`Atty. Docket No.: 080379—OO0120US
`Applicant: Patrick RACZ ct al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 10 of 17
`
`S10
`
`SMART FLASH CARD INSERTED
`INTO CONTENT ACCESS
`TERMINAL CARD INTERFACE
`
`S11
`
`SCHEME OWNER REGISTRATION
`WEB PAGE LOADED ONTO
`CONTENT ACCESS TERMINAL
`
`S12
`USER REGISTRATION DATA
`ENTERED INTO CONTENT ACCESS
`TERMINAL
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`S13
`USER REGISTRATION DATA
`TRANSMITTED TO SCHEME OWNER '
`
`S14
`PAYMENT REQUEST RECEIVED
`FROM SCHEME OWNER AT
`CONTENT ACCESS TERMINAL
`
`$15
`PAYMENT DATA ENTERED euro
`CONTENT ACCESS TERMINAL AND
`TRANSMITTED TO SCHEME OWNER
`
`S16
`
`
`
`CARD VALUE DATA AND CARD
`
`VALUE ACCESS CODE RECEIVED
`
`BY CONTENT ACCESS TERMINAL
`FROM SCHEME OWNER
`
`
`S17
`
`CARD REGISTRATION DATA
`RECEIVED FROM SCHEME OWNER
`AND WRITTEN ONTO CARD
`
`S18
`
`VALUE DATA AND ACCESS CODE
`WRITTEN ONTO CARD AND
`OUTPUT T0 USER
`
`S19
`
`CARD AVAILABLE FOR USE
`
`Page 00023
`
`
`
`Atty. Docket No.: 080379—000l20US
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 11 of 17
`
`S20
`
`
`
`REQUEST FOR CARD
`
`REGISTRATION WEB PAGE
`
`RECEIVED FROM CONTENT
`ACCESS DEVICE
`
`
`S21
`
`TRANSMIT CARD REGISTRATION
`WEB PAGE TO CONTENT
`ACCESS DEVICE
`
`S22
`RECEIVE USER REGISTRATION
`DATA FROM CONTENT ACCESS
`TERMINAL AND STORE IN ACCESS
`CONTROL DATA STORE
`
`
`
`
`
`
`
`
`
`S23
`TRANSMIT PAYMENT REQUEST TO
`CONTENT ACCESS TERMINAL
`
`S24
`
`RECEIVE PAYMENT DATA FROM
`CONTENT ACCESS TERMINAL
`
`S25
`
`PAYMENT PROCESSOR VERIFIES
`PAYMENT DATA WITH PAYMENT
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`
`-
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`S26
`PAYMENT PROCESSOR
`TRANSMITS VALUE DATA AND
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`CONTENT ACCESS TERMINAL
`
`
`
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`
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`
`
`
`PAYMENT PROCESSOR UPDATES
`PAYMENT RECORD DATA STORE .
`WITH TRANSACTION DATA
`
`Fig.11b
`
`S28
`CARD REGISTRATION DATA
`LOADED FROM ACCESS CONTROL
`DATA STORE AND TRANSMITTED
`TO CONTENT ACCESS TERMINAL
`
`
`
`
`
`
`
`
`
`
`
`S29
`
`TRANSACTION COMPLETE
`
`Page 00024
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`Page 00024
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`
`
`Atty. Docket No.: O80379—000l2OUS
`Applicant: Patrick RACZ ct al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 12 of 17
`
`INSERT CARD IN CONTENT
`ACCESS TERMINAL
`
`S30
`
`S31
`
`USER ENTERS PASSWORD INTO
`CONTENT ACCESS TERMINAL
`
`S32
`
`CONTENT ACCESS TERMINAL
`TRANSMITS PASSWORD TO CARD
`FOR VERIFICATION
`
`
`
`S33
`
`ACCESS PERMII IED?
`
`YES
`
`LOAD OUTLINE CRM
`DATA FROM CARD
`
`S40
`
`S4 1
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`DISPLAY WARNING AND
`INCREMENT TERMINAL Access
`DENIED coum
`
`
`
`
`S35
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`
`READ CARD THRESHOLD AND
`TOTAL CARD ACCESS DENIED
`COUNT FROM CARD
`
`.
`
`LOAD RETAILER DATA FROM
`RETAILER LAN I WAN
`
`$35
`
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`
`S42
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`s43
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`337
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`
`Page 00025
`
`S39
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`
`Page 00025
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`
`
`Atty. Docket No.: 080379-00O12OUS
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 13 of 17
`
`‘$45
`CONTENT SEARCH REQUEST
`DATA INPUT AND TRANSMITTED
`TO SCHEME OWNER CONTENT
`DISTRIBUTION PROCESSOR
`
`
`
`
`
`
`
`
`S46
`
`CONTENT SEARCH RESULTS
`RECEIVED FROM CONTENT
`DISTRIBUTION PROCESSOR AND
`DISPLAYED ON CONTENT ACCESS
`TERMINAL
`
`
`
`
`
`
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`
`
`S47
`
`CONTENT ITEM SELECTION DATA
`INPUT AND TRANSMII I ED TO
`SCHEME OWNER
`
`848
`
`CONTENT COST DATA, CONTENT
`
`
`USE RULES AND PURCHASE
`OPTIONS DATA RECEIVED FROM
`
`SCHEME OWNER
`S49
`
`EXIT
`
`PURCHASE OPTION SELECTION
`AND PURCHASE REQUEST INPUT
`OR EXIT TO MENU SELECTED
`
`sso
`
`CARD VALUE AND CRM DATA
`READ FROM CARD
`
`_
`
`'
`
`Fig.12b
`
`S51
`CARD VALUE SUFFICIENT?
`
`
`
`YES -
`
`s53
`
`S52
`
`
`
`N0 DISPLAY INSUFFICIENT
`VALUE WARNING
`
`PAYMENT REQUEST
`TRANSMITTED TO CARD
`
`_
`
`Page 00026
`
`Page 00026
`
`
`
`Atty. Docket No.: 080379—0O0120US
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 14 of 17
`
`S54
`
`
`
`
`
`
`PAYMENT FOR SCHEME OWNER
`RECEIVED FROM CARD BY
`CONTENT ACCESS TERMINAL AND
`FORWARDED TO e-PAYMENT
`SYSTEM
`
`
`
`S55
`
`
`
`PAYMENT RECORD DATA
`RECEIVED FROM e-PAYMENT
`SYSTEM BY CONTENT ACCESS
`TERMINAL’ AND FORWARDED TO
`CARD
`
`
`
`
`
`Fig.12c
`
`Page 00027
`
`S56
`
`
`
`
`PAYMENT RECORD DATA.
`PURCHASE REQUEST AND CARD I
`
`REGISTRATION DATA
`TRANSMITTED TO SCHEME
`OWNER
`
`
`
`
`
`857
`
`H CONTENT AND CONTENT ACCESS
`RULES DOWNLOADED TO CARD
`
`S58
`
`S59
`
`RECEIVE CRM DATA FROM
`CONTENT DISTRIBUTION
`PROCESSOR
`
`_ WRITE AUDIT TRAIL TO CARD
`AND UPDATE CARD CRM DATA
`
`Page 00027
`
`
`
`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ ct 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 15 of 17
`
`S60
`
`
`CONTENT ACCESS WEB PAGE
`
`REQUESTED AND TRANSMITTED
`TO CONTENT ACCESS TERMINAL
`
`
`
`
`
`
`S61
`
`
`
`CONTENT SEARCH REQUEST
`RECEIVED FROM CONTENT
`
`ACCESS TERMINAL
`
`S62
`
`
`
`
`
`
`
`
`
`CONTENT DISTRIBUTION
`_
`PROCESSOR SEARCHES
`CONTENT ACCESS DATA STORE
`
`AND TRANSMITS SEARCH
`RESULTS TO CONTENT ACCESS
`TERMINAL
`
`
`
`
`
`Page 00023
`
`Fig. 12d
`
`S63
`
`
`
`
`CONTENT ITEM SELECTION
`RECEIVED FROM CONTENT
`
`ACCESS TERMINAL
`
`S64
`
`
`
`
`CONTENT ITEM PURCHASE DATA
`
`RETRIEVED FROM CONTENT
`
`ACCESS DATA STORE
`
`S65
`
`CONTENT PURCHASE DATA
`TRANSMITTED TO CONTENT
`ACCESS TERMINAL
`
`S86
`PAYMENT RECORD DATA.
`
`
`PURCHASE REQUEST DATA AND
`
`
`CARD REGISTRATION DATA
`RECEIVED FROM CONTENT
`
`
`ACCESS TERMINAL
`
`
`$87
`
`I
`
`PAYMENT RECORD DATA
`VALIDATED WITH e-PAYMENT
`SYSTEM
`
`Page 00028
`
`
`
`Atty. Docket No.: 080379-000120US
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 16 of 17
`
`0
`
`S68
`PAYMENT DISTRIBUTION DATA
`READ FROM CONTENT ACCESS
`DATA STORE
`
`Fig. 12e
`
`Page 00029
`
`S69
`PAYMENT DISTRIBUTION
`INSTRUCTION TRANSMII IED TO
`‘ 8-PAYMENT SYSTEM
`S70
`CONTENT ACCESS RULES FOR
`PURCHASED LEVEL OF SERVICE.
`CRM DATA AND CONTENT
`‘PROVIDER ID DATA READ FROM
`CONTENT ACCESS DATA STORE
`
`
`
`
`
`
`
`
`
`
`
`S71
`
`. CONTENT ACCESS RULES
`TRANSMITTED TO CONTENT
`ACCESS TERMINAL
`
`S72
`
`
`
`DRM PROCESSOR TRANSMITS
`TRANSACTION REQUEST AND
`AUTHENTICATION TO CONTENT
`PROVIDER
`
`
`
`
`
`S73-
`CONTENT ACCESS WEB SERVER
`RECEIVES PROTECTED CONTENT
`FROM CONTENT PROVIDER AND
`
`TRANSMITS CONTENT TO
`CONTENT ACCESS TERMINAL
`
`
`
`
`
`
`
`
`
`S74
`
`PURCHASE DATA AND CONTENT
`ACCESS RECORD WRITTEN TO
`PAYMENT RECORD DATA STORE
`
`S75
`
`USING STORED RULES UPDATED
`
`
`CRM DATA WRITTEN TO CONTENT
`ACCESS DATA STORE AND
`TRANSMITTED TO CONTENT
`
`ACCESS TERMINAL
`
`S76
`
`PROCESS ENDS
`
`Page 00029
`
`
`
`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ ct 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 17 of 17
`
`S77’
`
`CARD INSERTED INTO PLAYER
`
`S78
`
`USER PASSWORD ENTERED INTO
`PLAYER AND TRANSMITTED TO
`CARD FOR VALIDATION
`
`CONTENT ACCESS PERMITTED
`
`
`
`S79
`
`
`
`STORED CONTENT INDEX LOADED
`FROM CARD AND DISPLAYED WITH
`
`MENU (ACCESS CONTENT; CHECK
`
`
`VALUE: CHECK CRM; PLAY OPTIONS)
`
`S80
`
`Fig. 13
`
`
`
`SELECTION OF CONTENT ITEMS
`FOR ACCESS ENTERED INTO
`PLAYER
`
`comsm use STATUS AND
`CONTENT use RULES LOADED
`FROM CARD
`
`S81
`
`S82
`
`USE RULES AND USE STATUS
`COMPARED AND DISPLAYED WITH
`CONTENT PLAY MENU
`
`S83
`
`is CONTENT use
`PERMITTED?
`
`
`
`YES
`PLAY
`
`
`
`S84
`
`
`
`S85
`WRITE/READ CARDS
`CONTENT AND SUPPLEMENTARY
`
`DATA MADE AVAILABLE TO USER
`PLAY STATUS DATA
`
`
`PLAY
`COMPLETE
`
`S85
`
`U