`

`alllritton(awftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified MaiVReturn Receipt Requested
`7012 3460 0001 71371254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Bank of the West, eta!.;
`Civil Action No. 6: 13-CV -779
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`You~~~ajf
`A~ HID!
`
`Legal Assistant
`
`/ah
`
`Enclosure
`
`"''~""'
`Post Office Box 2649 • Longview, Texas 75606 • 111 west Tyler Street • Longview, Texas 75601
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`Page 2 of 374
`
`

`

`

`

`alllrlttonfawftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified MaiVReturn Receipt Requested
`7012 3460 0001 71371254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Cadence Bank, National Association;
`Civil Action No. 6: 13-CV -780
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Y~msJ~y~~
`~.Hrul
`
`Legal Assistant
`
`/ah
`
`Enclosure
`
`~'*
`Post Office Box 2649 • Longview, Texas 75606 • 111 West Tyler Street • Longview. Texas 75601
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`Page 4 of 374
`
`

`

`

`

`albrittonfawftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified Mail/Return Receipt Requested
`7012 3460 0001 7137 1254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Charles Schwab Bank and The Charles Schwab
`Corporation; Civil Action No. 6:13-CV-00781
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Yo~tru~~aJj}
`~M.H~
`
`Legal Assistant
`
`/ah
`
`Enclosure
`
`~-*
`Post Office Box 2649 • Longview, Texas 75606 • 111 West Tyler Street • Longview, Texas 75601
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`Page 6 of 374
`
`

`

`

`

`albrlttonfawftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified MaiVReturn Receipt Requested
`7012 3460 0001 71371254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Commerce Bank and Commerce Bancshares, Inc.; Civil
`Action No. 6:13-CV-782
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`vomsve[M ~m
`~HID!
`
`Legal Assistant
`
`/ah
`
`Enclosure
`
`·~'*
`Post Office Box 2649 • Longview, Texas 75606 • 111 West Tyler Street • Longview, Texas 75601
`903.757.8449 (Office) • 903.758.7397 {Fax}
`
`Page 8 of 374
`
`

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`

`alllrlttonfawftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified Mail/Return Receipt Requested
`7012 3460 0001 71371254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Ocwen Financial Corporation; Civil
`Action No. 6: 13-CV -783
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Yourn v~ry truM H{t~
`
`~I Legal Assistant
`
`/ah
`
`Enclosure
`
`·~~
`Post Office Box 2649 • Longview, Texas 75606 • 111 West Tyler Street • longview, Texas 75601
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`Page 10 of 374
`
`

`

`

`

`alllrlttonfawftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified Mail/Return Receipt Requested
`7012 3460 0001 71371254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Raymond James & Associates, Inc., eta!.;
`Civil Action No. 6:13-CV-785
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Yo=mt~HUJ
`Ak11.H&l
`
`Legal Assistant
`
`/ah
`
`Enclosure
`
`·~
`Post Offloe Box 2649 • Longview, Texas 75606 • 111 West Tyler Street • Longview, Texas 75601
`903.757.8449 (Office) • 903.758.7397 {Fax)
`
`Page 12 of 374
`
`

`

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`

`

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`

`

`

`

`

`

`

`

`

`

`albrlttonfawftrm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 25, 2013
`
`Via Certified MaiVReturn Receipt Requested
`7012 3460 0001 71371254
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Trustmark National Bank, et al.;
`Civil Action No. 6:13-CV-788-LED
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Yo= ve~ truKtfWf
`A~ Legal Assistant
`
`/ah
`
`Enclosure
`
`·~
`Post Office Box 2649 • LongvieW, Texas 75606 • 111 West Tyler Street • Longview, Texas 75601
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`Page 20 of 374
`
`

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`

`

`

`albritton(awfirm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 7, 2013
`
`Via Certified MaiVReturn Receipt Requested
`7012 3460 0001 71371247
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. Ally Bank, et al.;
`Civil Action No. 6:13-CV-718-LED
`
`To Whom it May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`t; ours ve: ~_i (
`ff~~rul ndi#
`~~~¥~1
`
`/ah
`
`Enclosure
`
`Post Office Box 2649 o Longview, Texas 75606 • 111 West Tyler Street o Longview, Texas 75601
`
`6~®
`
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`www.emafirm.com
`
`Page 24 of 374
`
`

`

`

`

`albrittonfawfirm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 7, 2013
`
`Via Certified Mail/Return Receipt Requested
`7012 3460 0001 71371247
`
`Mail Stop 8
`Director ofthe U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. US. Bank National Association, et al.;
`Civil Action No. 6: 13-CV -717 -LED
`
`To Whom it May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Yournveryil.#OJ
`~I Legal Assistant
`
`/ah
`
`Enclosure
`
`Post Office Box 2649 • Longview, Texas 75606 • 111 West Tyler Street ·Longview, Texas 75601
`
`6~®
`
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`www.emafirm.com
`
`Page 26 of 374
`
`

`

`

`

`

`

`

`

`

`

`albrittonfawfirm
`
`April M. Hall
`amh@emafirm.com
`Legal Assistant
`
`October 7, 2013
`
`Via Certified Mail/Return Receipt Requested
`7012 3460 0001 71371247
`
`Mail Stop 8
`Director of the U.S. Patent
`And Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:
`
`Secure Axcess, LLC v. PNC Bank, National Association, et al.;
`Civil Action No. 6:13-CV-722-LED
`
`To Whom It May Concern:
`
`Enclosed please find four copies of the fully executed Report on the Filing or
`Determination of an Action Regarding a Patent or Trademark.
`
`If you require anything further, please contact me at your convenience.
`
`Yours ve_ry truly, ~
`
`~~ru~l- dJP
`
`Legal Assistant
`
`/ah
`
`Enclosure
`
`Post Office Box 2649 • Longview, Texas 75606 • 111 West Tyler Street· Longview, Texas 75601
`
`6~®
`
`903.757.8449 (Office) • 903.758.7397 (Fax)
`
`www.emafirm.com
`
`Page 31 of 374
`
`

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`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`10552651
`
`11423340
`
`International Application Number:
`
`Confirmation Number:
`
`5658
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR AUTHENTICATING A WEB PAGE
`
`First Named Inventor/Applicant Name:
`
`Elliott Glazer
`
`Customer Number:
`
`86244
`
`Filer:
`
`Brent David Martin/Sandra Blackmon
`
`Filer Authorized By:
`
`Brent David Martin
`
`Attorney Docket Number:
`
`55281.0117
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`19-JUL-2011
`
`09-JUN-2006
`
`16:16:43
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1055077
`
`1
`
`POAdocuments.pdf
`
`yes
`
`3
`
`f18c657b2a3d688ee451 a45f94599a 1 a684
`6b8b
`
`Page 40 of 374
`
`

`

`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Power of Attorney
`
`Assignee showing of ownership per 37 CFR 3.73(b).
`
`1
`
`2
`
`1
`
`3
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`1055077
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 41 of 374
`
`

`

`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`:7,631,191 B2
`APPLICATION NO. : 11/423340
`DATED
`:December 8, 2009
`INVENTOR(S)
`: Glazer et al.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`Title Page item 76 the inventors' full addresses are inappropriately listed on the face of the patent. City,
`State and Country should be listed only.
`
`Claim 1, column 12, line 14, "data (i) to" should be changed to --data to--; line 15, "and (ii) to" should
`be changed to --and to--.
`
`Claim 10, column 12, line 41, "transforming received" should be changed to
`--transforming the received--.
`
`Claim 13, column 12, line 50, "transforming by" should be changed to --transforming the received data
`by--.
`
`Claim 16, column 12, line 60, "Computer (PC), Personal Digital Assistant (PDA), cellular" should be
`changed to --Computer (PC), a Personal Digital Assistant (PDA), a cellular--.
`
`Claim 17, column 12, line 65, "key (i) to" should be changed to --key to--; line 66, "and (ii) to" should
`be changed to --and to--.
`
`Claim 25, column 13, line 23, "based the" should be changed to --based on the--.
`
`Claim 28, column 14, line 3, "Computer (PC), Personal Digital Assistant (PDA), cellular" should be
`changed to --Computer (PC), a Personal Digital Assistant (PDA), a cellular--.
`
`Claim 32, column 14, lines 24 to 25, "from a authentication" should be changed to --from an
`authentication--.
`
`Signed and Sealed this
`
`Eleventh Day of May, 2010
`
`David J. Kappos
`Director of the United States Patent and Trademark Office
`
`Page 43 of 374
`
`

`

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`Page 44 of 374
`
`

`

`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`FILED VIA EFSWEB
`
`PATENT
`
`Applicants: Glazer, et al.
`
`Docket No.:
`
`55281.0117
`
`Serial No.:
`
`11/423,340
`
`Examiner:
`
`Andrew L. Nalven
`
`Filed:
`
`Title:
`
`June 9, 2006
`
`Group Art Unit:
`
`2434
`
`SYSTEM AND METHOD FOR
`AUTHENTICATING A
`WEB PAGE
`
`Confirmation No.:
`
`5658
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`Attn: Certificate of Correction Branch
`Commissioner for Patents
`PO Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`Attached is a proposed Certificate of Correction to be issued in the above-identified
`
`issued patent.
`
`The inventors' full addresses are inappropriately listed on the face of the patent. City,
`
`State and Country should be listed only. Appropriate correction is respectfully requested by
`
`publication of a revised patent document.
`
`Claim 1, column 12, line 14, "data (i) to" should be changed to --data to--; line 15, "and
`
`(ii) to" should be changed to --and to--.
`
`Claim 10, column 12, line 41, "transforming received" should be changed to
`
`--transforming the received--.
`
`Claim 13, column 12, line 50, "transforming by" should be changed to --transforming the
`
`received data by--.
`
`Claim 16, column 12, line 60, "Computer (PC), Personal Digital Assistant (PDA),
`
`cellular" should be changed to --Computer (PC), a Personal Digital Assistant (PDA), a cellular--.
`
`Claim 17, column 12, line 65, "key (i) to" should be changed to --key to--; line 66, "and
`
`(ii) to" should be changed to --and to--.
`
`11156473
`
`Page 46 of 374
`
`

`

`Serial No.: 11/423,340
`DocketNo.: 55281.0117
`
`Claim 25, column 13, line 23, "based the" should be changed to --based on the--.
`
`Claim 28, column 14, line 3, "Computer (PC), Personal Digital Assistant (PDA),
`
`cellular" should be changed to --Computer (PC), a Personal Digital Assistant (PDA), a cellular--.
`
`Claim 32, column 14, lines 24 to 25, "from a authentication" should be changed to --from
`
`an authentication--.
`
`The Commissioner is hereby authorized to charge any fees, which may be required, or
`
`credit any overpayment, to Deposit Account No. 19-2814.
`
`If there are any questions or unresolved issues, the undersigned would welcome a
`
`telephone call to the number shown below.
`
`Respectfully submitted,
`
`By: -----=...,.Jf}t""--~-;U-_ _
`
`David G. Barker
`Reg. No. 58,581
`
`Dated: __ M_tt_r_c_"-_l ...... 1_l_O_I_o __ _
`
`SNELL & WILMER L.L.P.
`400 E. Van Buren
`One Arizona Center
`Phoenix, Arizona 85004
`Phone: 602-382-6376
`Fax: 602-382-6070
`Email: dbarker@swlaw.com
`
`11156473
`
`2
`
`Page 47 of 374
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`7,631,191
`
`APPLICATION NO.: 11/423,340
`
`ISSUE DATE
`
`Dec.8,2009
`
`INVENTOR(S)
`
`Glazer et al.
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`The inventors' full addresses are inappropriately listed on the face of the patent. City, State and Country should
`be listed only.
`
`Claim 1, column 12, line 14, "data (i) to" should be changed to --data to--; line 15, "and (ii) to" should be
`changed to --and to-~.
`
`Claim 10, column 12, line 41, "transforming received" should be changed to
`--transforming the received--.
`
`Claim 13, column 12, line 50, "transforming by" should be changed to --transforming the received data by--.
`
`Claim 16, column 12, line 60, "Computer (PC), Personal Digital Assistant (PDA), cellular" should be changed to
`--Computer (PC), a Personal Digital Assistant (PDA), a cellular--.
`
`Claim 17, column 12, line 65, "key (i) to" should be changed to --key to--; line 66, "and (ii) to" should be changed
`to --and to--.
`
`Claim 25, column 13, line 23, "based the" should be changed to --based on the--.
`
`Claim 28, column 14, line 3, "Computer (PC), Personal Digital Assistant (PDA), cellular'' should be changed to
`--Computer (PC), a Personal Digital Assistant (PDA), a cellular--.
`
`Claim 32, column 14, lines 24 to 25, "from a authentication" should be changed to --from an authentication--.
`
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`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
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`Page 48 of 374
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`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
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`1. The information on this form will be treated confidentially to the extent allowed under the
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`CFR 1.14, as a routine use, to the public if the record was filed in an application which
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`violation of law or regulation.
`
`Page 49 of 374
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`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`7110784
`
`11423340
`
`International Application Number:
`
`Confirmation Number:
`
`5658
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR AUTHENTICATING A WEB PAGE
`
`First Named Inventor/Applicant Name:
`
`Elliott Glazer
`
`Customer Number:
`
`86244
`
`Filer:
`
`David G. Barker/Candace Crawford
`
`Filer Authorized By:
`
`David G. Barker
`
`Attorney Docket Number:
`
`55281.0117
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`01-MAR-201 0
`
`09-JUN-2006
`
`15:19:47
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
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`File Listing:
`
`Document
`Number
`
`Document Description
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`File Name
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`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Request for Certificate of Correction
`
`55281-0117-
`ReqForCertOfCorrection.PDF
`
`191230
`
`3 a4 7 688f2bb2 6f59f255 Ob 15 7 4bfcceb2ef5
`oil
`
`no
`
`4
`
`Warnings:
`
`Information:
`
`Page 50 of 374
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`

`

`Total Files Size (in bytes)
`
`191230
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 51 of 374
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`11423340-~~~~4
`Doc code: IDS
`Approved for use through 0713tl20t2. OMB 065t-003t
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`IN FORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`11423340
`
`2006-06-09
`
`First Named Inventor
`
`I Elliott Glazer
`
`Art Unit
`
`2434
`
`Examiner Name
`
`I William S Powers
`
`Attorney Docket Number
`
`55281.0117
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Cadet
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`5841978
`
`1998-11-24
`
`Rhoads
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
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`I Add I
`I Remove I
`
`Examiner Cite
`Initial*
`No
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`Publication Number
`
`Kind Publication
`Cadet Date
`
`Name of Patentee or Applicant
`of cited Document
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`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
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`1
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`IRemovel
`FOREIGN PATENT DOCUMENTS
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`Examiner Cite Foreign Document
`No Number3
`Initial*
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`Country
`Code2 i
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`Kind Publication
`Code4 Date
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`Name of Patentee or
`Applicant of cited
`Document
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`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
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`T5
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`1
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`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
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`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS}, title of the article (when appropriate}, title of the item
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s},
`publisher, city and/or country where published.
`
`D
`
`T5
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`,_
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`EFS Web 2.t.t6
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /W.P./
`
`Page 55 of 374
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`

`

`IN FORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`11423340
`
`2006-06-09
`
`First Named Inventor
`
`I Elliott Glazer
`
`Art Unit
`
`2434
`
`Examiner Name
`
`I William S Powers
`
`Attorney Docket Number
`
`55281.0117
`
`11 423340 - GAU: 2434
`
`1
`
`"TRUSTe: an Online Privacy Seal Program", Paola Benassi; Communications of the ACM, Volume 42 Issue 2,
`February 1999.
`
`D
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`"CommerceNet: Spontaneous Electronic Commerce on the Internet", Tenenbaum et al., Compcon 1995, Technologies D
`for the Information Superhighway, 5-9 Mar. 1995.
`
`"Is the Internet Heading for a Cache Crunch?", Russell Tewksbury, OnThelnternet Magazine, International Publication D
`of the Internet Society, January/February 1998.
`
`"Consumer Perceptions of CPA WebTrustSM Assurances: Evidence of an Expectation Gap", Richard W. Houston,
`Gary K. Taylor, International Journal of Auditing 3 (2), 89-105, July 1999.
`
`D
`
`"Local Control over Filtered WWW Access", BS Baker, E Grosse, Fourth International World Wide Web Conference, D
`1995.
`
`"Beyond Browsing: Shared Comments, SOAPs, Trails, and On-line Communities", Roscheisen et al., Computer
`Networks and ISDN Systems, 1995.
`
`D
`
`"Trust in Web-Based Electronic Commerce Security", Pauline Ratnasingham, Information Management & Computer D
`Security, Volume: 6 Issue: 4 Page: 162-166, 1998.
`
`8
`
`"Secure Transactions: Beyond Phase 1 ", Don Sheehy, CA Magazine, March 1999.
`
`D
`
`9
`
`"Trust Management for the World Wide Web", Yang-hua Chu, Thesis for Degree of Master of Engineering in Electrical D
`Engineering and Computer Science at the Massachusetts Institute of Technology, June 13, 1997.
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add I
`EXAMINER SIGNATURE
`
`Examiner Signature I
`
`/William Powers/
`11 /08i2009
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`EFS Web 2.1.16
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /W.P./
`
`Page 56 of 374
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`

`

`IN FORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`11423340
`
`2006-06-09
`
`First Named Inventor
`
`I Elliott Glazer
`
`Art Unit
`
`2434
`
`Examiner Name
`
`I William S Powers
`
`Attorney Docket Number
`
`55281.0117
`
`11 423340 - GAU: 2434
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. z Enter office that issued the document, by the two-letter code (WI PO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WI PO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`Eng