`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SAMSUNG ELECTRONICS AMERICA, INC. and
`SAMSUNG ELECTRONICS CO., LTD.,
`Petitioner
`
`v.
`
`SMARTFLASH LLC,
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PTAB Docket No. CBM2014-00204
`Patent 8,336,772 B2
`
`
`
`
`
`
`
`
`
`
`Petitioner’s Request for Rehearing Under
`37 C.F.R. § 42.71(d)
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`
`
`TABLE OF CONTENTS
`
`I.
`
`II.
`
`INTRODUCTION ........................................................................................... 1
`
`PRECISE RELIEF REQUESTED .................................................................. 3
`
`III. LEGAL STANDARDS ................................................................................... 3
`
`IV. ARGUMENT ................................................................................................... 4
`
`V.
`
`CONCLUSION ................................................................................................ 9
`
`
`
`i
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`TABLE OF AUTHORITIES
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`Rules
`
`
`
`35 U.S.C. § 112 ..................................................................................... 2
`
`37 C.F.R. § 42.71(d) .............................................................................. 3
`
`Cases
`
`Ariad Pharmaceuticals, Inc. v. Eli Lilly and Co., 598 F.3d 1336 (Fed.
`
`Cir. 2010) (en banc) ................................................................ passim
`
`In re Lukach, 442 F.2d 967 ................................................................... 8
`
`Tronzo v. Biomet, Inc., 156 F. 3d 1154 (Fed. Cir. 1998) ...................... 2
`
`Vas-Cath Inc. v. Mahurkar 935 F.2d 1555 (Fed. Cir. 1991) ................ 8
`
`
`
`ii
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`I.
`
`INTRODUCTION
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`In declining to institute this Petition’s grounds, the Board found the primary
`
`prior art reference (Gruse) unqualified as prior art against the ‘772 Patent. That is,
`
`contrary to arguments that were presented in the Petition, the Board awarded the
`
`‘772 Patent with priority that was proclaimed on its face, and thereby disqualified
`
`Gruse as prior art. Petitioner respectfully submits that this determination was the
`
`product of misapprehension or oversight.
`
`In more detail, the Institution Decision states that “Petitioner has [not]
`
`shown sufficiently that claim 1 is not entitled to the benefit of the GB application’s
`
`filing date,” due specifically to lack of showing of insufficient support for “code
`
`responsive to said user selection of said at least one selected item of multimedia
`
`content to transmit payment data relating to payment for said at least one selected
`
`item of multimedia content via said wireless interface for validation by a payment
`
`validation system,” as incorporated into claims 5, 10, 14, 26, and 32 (“Challenged
`
`Claims”). See Institution Decision at 14-17.
`
`Petitioner respectfully submits that, in reaching these conclusions, the
`
`Institution Decision misapprehended the written description requirement and
`
`consequently overlooked the importance of gaps (identified in the Petition)
`
`between the GB Application and these claim elements. Indeed, the Institution
`
`
`
`1
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`Decision appears to have improperly injected an inference into the disclosure
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`
`
`
`proffered by the priority document in order to fill gaps between that disclosure and
`
`the Challenged Claims. See, e.g., Institution Decision at 15-16 (“The GB
`
`application further describes restricting access to the downloaded data (i.e. user
`
`selected data) based upon checked and validated payment data, which reasonably
`
`conveys . . . transmitting payment data to the payment validation system in
`
`response to the user selected data”) (emphasis added).
`
`For a claim in a later-filed application to be entitled to the filing date of an
`
`earlier application, the earlier application must comply with the written description
`
`requirement of 35 U.S.C. § 112 ¶ 1. See, e.g., Tronzo v. Biomet, Inc., 156 F. 3d
`
`1154 (Fed. Cir. 1998). As the Federal Circuit has explained “a description that
`
`merely renders the invention obvious does not satisfy the requirement.” Ariad
`
`Pharmaceuticals, Inc. v. Eli Lilly and Co., 598 F.3d 1336, 1352 (Fed. Cir. 2010)
`
`(en banc). Rather, “the hallmark of written description is disclosure . . . the test
`
`requires an objective inquiry into the four corners of the specification . . . the
`
`specification must describe an invention understandable to [the] skilled artisan and
`
`show that the inventor actually invented the invention claimed.” Id. at 1351
`
`(emphases added).
`
`
`
`2
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`With this in mind, Petitioner respectfully requests reconsideration of the
`
`priority date determination in a manner consistent with the written description
`
`requirement, and further solicits review of the remaining portions of the Petition
`
`that demonstrate obviousness of the Challenged Claims in view of Gruse and other
`
`prior art references.
`
`II.
`
`PRECISE RELIEF REQUESTED
`
`Petitioner requests rehearing of the decision against institution in the
`
`CBM2014-00204 proceeding with regard to the obviousness of the Challenged
`
`Claims in view of Gruse and other prior art references, because the Institution
`
`Decision misapprehended the applicable legal standard for assessing the ‘772
`
`Patent’s priority claim and consequently found the primary prior art reference
`
`(Gruse) unqualified as prior art, despite that reference predating the priority date to
`
`which the Challenged Claims are entitled.
`
`III. LEGAL STANDARDS
`
`“A party dissatisfied with a decision may file a request for rehearing,
`
`without prior authorization from the Board.” 37 C.F.R. § 42.71(d). Such a
`
`“request must specifically identify all matters the party believes the Board
`
`misapprehended or overlooked, and the place where each matter was previously
`
`addressed in a motion, an opposition, or a reply.” Id.
`
`
`
`3
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`IV. ARGUMENT
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`The Institution Decision indicates the Board’s belief that Petitioner has not
`
`made an adequate showing of insufficient support for “code responsive to said user
`
`selection of said at least one selected item of multimedia content to transmit
`
`payment data relating to payment for said at least one selected item of multimedia
`
`content via said wireless interface for validation by a payment validation system.”
`
`See Institution Decision at 14-17. As explained below, the Petition demonstrates
`
`that the GB Application fails to provide written description support for this
`
`limitation, and, due to misapprehension of the written description requirement, the
`
`Institution Decision overlooked the importance of demonstrated gaps between the
`
`disclosure of the GB Application and the Challenged Claims.
`
`The Petition expressly and specifically stated that the GB application “fails
`
`to support many limitations recited in the challenged claims,” including, for
`
`example, the limitation of “‘code responsive to said user selection of said at least
`
`one selected item of multimedia content to transmit payment data relating to
`
`payment for said at least one selected item of multimedia content via said wireless
`
`interface for validation by a payment validation system’” (emphasis in original).
`
`Petition at 19-21 (describing the extensive recitation in the claims of the ‘772
`
`Patent of limitations requiring code responsive to user selections).
`
`
`
`4
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`In support of its determination that the Challenged Claims are entitled to the
`
`priority date of the GB Application, the Institution Decision specifically referred to
`
`the following passages of that document: “To download data onto the data storage
`
`means the user can employ a data access terminal coupled to the internet” and “a
`
`user could pay to enable an extra level on a game or to enable further tracks of an
`
`album.” Institution Decision at 15.
`
`Indisputably, these passages fail to describe transmitting payment data
`
`relating to payment for a selected item of multimedia content via a wireless
`
`interface for validation by a payment validation system in response to a user
`
`having selected the multimedia content on his/her terminal. See Petition at 19-21.
`
`Indeed, as the Petition points out, “[s]uch discussions only speak to access control
`
`responsive to validation, not to any code ‘responsive to said user selection of said
`
`at least one selected item of multimedia content to transmit payment data relating
`
`to payment for said at least one selected item of multimedia content via said
`
`wireless interface for validation by a payment validation system.’” Petition at 21.1
`
`
`
`1 The Petition further noted that Patent Owner relied on the “responsive to”
`
`limitation to overcome prior art during prosecution. See Petition at 20 (Noting that
`
`
`
`5
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`In apparent acknowledgment of the deficiencies in these cited passages, the
`
`Institution Decision next asserts that “[t]he GB Application further describes
`
`restricting access to the downloaded data (i.e., user selected data) based on checked
`
`and validated payment data, which reasonably conveys, under Ariad, transmitting
`
`payment data to the payment validation system in response to the user selected
`
`data.” Institution Decision at 15-16 (emphasis added). As further support for the
`
`proposition that the GB Application “reasonably conveys to those skilled in the art
`
`that the inventor had possession” of the Challenged Claims, the Institution
`
`Decision additionally cited passages of that document stating that “[t]he data
`
`storage means and/or retrieval device can be provided with access control means to
`
`prevent unauthorized access to the downloaded data” and “to stop or provide only
`
`limited access of the user to the downloaded data in accordance with the amount
`
`paid.” Id.
`
`None of these additional passages, however, disclose the transmission of
`
`payment data via a wireless interface in response to user selection of content. See
`
`Petition at 19-21; Bloom at, e.g., ¶¶ 116-119 (observing that “I cannot find support
`
`
`
`the entire “responsive to” limitation was added by Applicant in an amendment
`
`filed in the Response of Feb. 6, 2007).
`
`6
`
`
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`for the claims of the ‘772 Patent in the [GB Application]” and that the “[GB
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`
`
`
`Application] does not discuss any code ‘responsive to said user selection of said at
`
`least one selected item of multimedia content to transmit payment data relating to
`
`payment for said at least one selected item of multimedia content via said wireless
`
`interface for validation by a payment validation system’”).
`
`Petitioner respectfully submits, moreover, that the Institution Decision’s
`
`apparent reliance on Ariad for the proposition that the test of the written
`
`description requirement is whether the disclosure in an earlier application
`
`“reasonably conveys to those skilled in the art that the inventor had possession”
`
`(emphasis added) is misplaced. See Institution Decision at 16. Indeed, in Ariad,
`
`the Federal Circuit explained that the test of written description instead hinges on
`
`“possession as shown in the disclosure”:
`
`
`
`the hallmark of written description is disclosure. . . . the test requires
`an objective inquiry into the four corners of the specification from the
`perspective of a person of ordinary skill in the art. Based on that
`inquiry, the specification must describe an invention understandable
`to that skilled artisan and show that the inventor actually invented the
`invention claimed.
`
`
`
`
`7
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`Ariad at 1351, 1353 (emphases added). Here, the Institution Decision appears to
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`
`
`
`be misapprehending this test by injecting an inference into the disclosure proffered
`
`by the priority document in order to fill a gap between that disclosure and the
`
`Challenged Claims. See id.at 1352 (“a description that merely renders the
`
`invention obvious does not satisfy the requirement”); see also Vas-Cath Inc. v.
`
`Mahurkar 935 F.2d 1555, 1562 (Fed. Cir. 1991) (“the description of a single
`
`embodiment of a broadly claimed subject matter constitutes a description of the
`
`invention for anticipation purposes . . ., whereas the same information in a
`
`specification might not alone be enough to provide a description of that invention
`
`for the purposes of adequate disclosure”) (quoting In re Lukach, 442 F.2d 967, at
`
`970, 169 USPQ 795, at 797).
`
`
`
`
`
`
`
`8
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`
`
`V. CONCLUSION
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`For at least the foregoing reasons, Petitioner respectfully requests that the
`
`Board amend the Institution Decision to include review of claims 5, 10, 14, 26, and
`
`32 based on obviousness by Gruse and other references.
`
`The Commissioner is hereby authorized to charge any fees due in connection
`
`with this filing, or credit any overpayment, to Deposit Account No. 06-1050.
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Thomas Rozylowicz/
`
`W. Karl Renner, Reg. No. 41,265
`Thomas Rozylowicz, Reg. No. 50,620
`Attorneys for Petitioner
`
`
`
`
`
`
`4/29/2015
`Date:
`
`
`
`
`
`Customer Number 26171
`Fish & Richardson P.C.
`Telephone: (202) 783-5070
`Facsimile: (202) 783-2331
`
`
`
`
`9
`
`
`
`
`
`
`PTAB Docket No.: CBM2014-00204
`Attorney Docket No: 39843-0008CP1
`
`
`
`CERTIFICATE OF SERVICE
`
`
`
`Patent No. 8,336,772
`Petitioner Request for Rehearing
`
`
`Pursuant to 37 CFR §§ 42.6(e)(4) and 42.205(b), the undersigned certifies
`
`that on April 29, 2015, a complete and entire copy of this Petitioner’s Request for
`
`Rehearing was provided via email to the Patent Owner by serving the
`
`correspondence email addresses of record as follows:
`
`Michael R. Casey
`Davidson Berquist Jackson & Gowdey, LLP
`4300 Wilson Blvd, Suite 700
`Arlington, VA 22203
`
`
`
`Email:
`
`
`
`mcasey@dbjg.com
`docket@dbjg.com
`
`
`
`
`
`
` /Diana Bradley/
`Diana Bradley
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(858) 678-5667