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`the United States Patent and Trademark Office at Reel
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`copy tiierefore is attached.
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`OR
`B. E A chain of title from the i_m.~eiitc_r(_e_‘., of the patent applicetionfpatent id-eritified above, to the current arsssignee at: .
`1_ pram; Hermanerd E-luist
`TO; Smartilasn Limited
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`The clocurnent was recorded in the United States Patent and ‘Fredemark Office at
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`FrerrieD'554
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`2. From: Smartliash Lirnited
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`The document was recorded in the United States Patent and Trecienierl-t Office at
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`Lil Ac required by 37 CPR 3.7’3{b)=(‘i){i), the documentary evidence of
`or concurreritiy is being, setnmitteci fer reczordetion ;DuI‘ssuant to '37’ CFR 3.11.
`
`[i\EOTE: A eeearete copy (r".e., a true copy of the original assignment ciocument{s}'} must be submitted to Assignment Division in
`accordance ‘with 37 CFR Part 3, to record the assigiiment in the records of the U':‘~.F‘i'(). See iVlP}ZP 302,081
`The undersigned {whose title is supplied below) is eutiiorized to act on behaif of the eesignee.
`iiviichaei R. Case‘?!
`Signature
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`4-13.2314
`Date
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`Continuation Sheet for Statement under 37 CFR 3.7303) for U.S. Patent No. 8033458
`
`4. From: Smartflash Technologies Limited To: Smartflash LLC
`
`The document was recorded in the United States Patent and Trademark Office at Reel: 030522 Frame:
`0877.
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`18801788
`
`12943 847
`
`international Application Nu mber:
`
`Confirmation Number:
`
`4513
`
`DATA STORAGE AND ACCESS SYSTEMS First Named Inventor!Applicant Name:
`
`Title of Invention:
`
`Patrick Sandor RACZ
`
`Customer Number:
`
`20350
`
`Filer Authorized By:
`
`Michael R. Casey
`
`
`
`Filing Date:
`
`Time Stamp:
`
`10—NOV—2010
`
`12:15:12
`
`Application Type:
`
`Utility under 35 usc 111(a)
`
`Payment information:
`
`
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`
`
`
`
`
`Multi
`
`Pages
`
`File Listing:
`
`Document
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`.
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`.
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`.
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`Power of Attorney
`
`458__POA.pdf
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`
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`
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`File Size(Byte5)l
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`170956
`
`d:1craflfi13550$98967}'5<=.2.‘».E.§8022C|r83aE1
`54d5
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`
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`information:
`
`

`
`
`
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`458_patent__AssigneeShowing
`With2ncl.pclf
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` 7E)‘)9eiUMlJB67GJ'lLk3(3'18iebdbe’.4d5b5
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`Warnings:
`Information:
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`269028
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`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
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`
`
`
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`
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage ofan international application is compliant with the conditions of 35
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`

`
`Case 5:13-CV-004-48~MHS—JDL Document 5
`A0 120 (Rev. 08/10)
`
`Filed 05i'29i"l3 Page 1 of 1 PagelD #2 38
`
`T0:
`
`Mail Stop 8
`Director of the U5. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1459
`
`REPORT ON THE
`FILING DR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 andfor 15 U.S.C. § 1116 you are hereby advised that it court action has been
`filed in the U.S. District Court
`Eastern District of Texas Tyler Division
`on the following
`E] Trademarks or
`MPatents.
`( [I the patent action involves 35 U.S.C. § 292.):
`
`_
`
`'
`'
`u.. DISTRICT COURT
`DATE FILED
`DOCKET NO.
`Eastern District of Texas T ier Division
`5/29/2013
`6:13~cv-448
`DEFENDANT
`PLAINTIFF
`
`
`
`
`
`
`Smartflash LLC and Smartflash Technologies Limited
`
`Samsung Electronics Co., Ltd., Samsung Electronics America,
`
`
`lnc., Samsung Telecommunications America, LLC. HTC
`Corporation, HTC America, lnc., Exedea, Inc. and Game Circus
`LLC
`
`*rRtE3]aiEiNa[i{?<}i\IO.
`
`
`
`
`
`
`
`
`
`
`
`
`In the above——en1itled case, the following patentislf traLl<:marl<(s) have been included:
`
`D Amendment
`
`D Answer
`
`El Cross Bill
`
`C] Other Pleading
`
`
`In the above—entit]t:d case, the following decision has been rendered orjudgement issued:
`DEClSlONfJUDGEMENT
`
`CLERK
`
`(av) 1)r;ru'rv CLERK
`
`Copy 3—Upon termination of action, mail this copy to Director
`Copy ]—Upon initiation ofaction, mail this copy to Director
`Copy 2—Upon filing document adding patent{s), mail this copy to Director Copy 4—Case file copy
`
`

`
`Case 6:13-cv—O0447-MHS-JDL Document 3
`A0 120 Rev. 08110}
`
`Filed U5i29i13 Page 1 of1 PageID #: 230
`
` Mail Stop 3
`
`T0:
`
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`in Compliance with 35 U.S.C. § 290 andfor 15 U.S.C. § I 116 you are hereby advised that II court action has been
`filed in the US. District Court
`Eastern District of Texas Tyler Division
`on the foiiowing
`I:i Trademarks or M Patents.
`( E] the patent action invoives 35 U.S.C. § 292‘):
`
`DOCKET NO.
`6:13—cv-447
`PLAINTIFF
`
`DATE FILED
`5/29/2013
`
`'
`'
`u.s. DESTRICT COURT
`Eastern District of Texas T Fer Division
`DEFENDANT
`
`Srnartflash LLC and Smartflash Technologies Limited
`
`Apple |no., Robot Entertainment, Inc., Kingslsle Entertainment,
`Inc. and Game Circus LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`,.
`.
`I-[OLDER OI- PATENT OR TRADEMARK
`
`5 8,118,221
`
`2./21/2012
`
`Smartflash LLC
`
`In the above—entitIed case, the following patcnt(s)f tIadernark(s) have been included:
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`DR TRADEMARK
`
`I] Answer
`
`i:I Cross Bill
`
`{:] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`
`PATENT OR
`TRADEMARK NO‘
`
`I
`
`Qi-'53IIJ'.i77v3*
`
`
`
`
`
`
`
`
`
`In the above—entitled case, the following decision has been rendered orjudgemcnt issued:
`DECISIONIJUDGEMENT‘
`
`
`
`(BY)DEPUTYCLERK
`
`DATE
`
`Copy I--Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2~Upon filing document adding patenfls), mail this copy to Director Copy 4——Case file copy
`
`

`
`
`_
`:"::‘%‘9.
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPAR'I'ME.\‘T OF COl\-DIERCE
`United States Patent and Tnldemark Ofiice
`Address: (2OI\‘L\'IISS IOPCER FOR PATENTS
`PO. Fox 1450
`Alexandria, Vligifl-LIL I-12513-1430
`w\\'\\-,\'iS‘pl0,g\_1\'
`
`
`
`APPLICATION NO.
`l2f943,S47
`
`ISSUE DATE
`lO1‘lll201l
`
`PA'Tl:‘.. ‘l NO.
`S033-158
`
`
`
`ATTORVEY DOCICET NO.
`S779U—794403 (OOOIEDUS)
`
`CONFIRMATION NO.
`4513
`
`-
`
`-
`
`:
`
`
`
`(l9i‘2ll20ll
`7590
`30350
`KILPATRICK. TOWNSEND 8: STOCKTON LLP
`TWO EMBARCADERO CENTER
`EIGHTH FLOOR
`SAN FRANCISCO, CA 94111-3834
`
`ISSUE NOTEICATION
`
`The projected patent number and issue date are specified above.
`
`Determination of Patent Term Adjustmelit under 35 U.S.C. 154 (b)
`(applic-ation filed 011 or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identif1ed application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`
`APPLICANT(S) (Please see PAIR WEB site 'http://pair.uspto.gov for additional applicants):
`
`Patrick Sandor RACZ, Saint Heller, JERSEY;
`Heru.1en~a1'd HULST, Amsterdam, NETHERLANDS;
`
`H1103 (R.e\'. l01'09)
`
`

`
`Receipt date:
`
`€)7r’tt?‘i’2Gtt
`
`I
`
`1gg43'g47 - gar}; Q33?
`
`PTOISBIOBA [07—i]9)
`
`Substitute to: form 144e.'PTO
`
`Complete if Known
`
`Application Number
`
`12'I943,847
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`“'5”?! Date
`First Named inventor
`
`November 10, 2010
`HULST. Hermen-ard
`2887
`
`(Use as many sheets as necessary)
`
`-1-hie“ Minh Le
`Examiner Name
`Attorney Docket Number 37793494403
`
`U.S. PATENT DOCUMENTS
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`MM~DD-YYYY
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`Stadeimann
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`Date
`MM-DD-YYYY
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`‘ Applicants unique citation designation number (optional). 2 See Kind
`Codes of U.S. Patent Documents at www.usgto.gov or MPEP 901.04. Enter Olfice that issued the document, by the two—letter code (WIPO Standard
`ST.3). ‘ For Japanese patent documents, the indication of the year of the reign of the Emperor mus: precede the seriai number of the patent document. 5
`Kind of document by the appropriate symbois as indicated on the document under WIPO Standard ST. 16 if possible. 3 Applicant is to place a check mark
`here if English Iang uage Translation is attached.
`63593200 V1
`
`
`
`ALL REFERENCES coneicenec Exceerweene t.iNED TH ROUGE---i. /r.i..:
`
`

`
`UNITED STATES PATENT AND TRAIDHMARK OH-ICE
`
`UNITED STATES DEPARTJIENT OF C-0l\r[[\-[EEC-E
`United States Patent and Trademark Olfire
`Address C-OI\'l_h«1lSS IONER FOR PATENTS
`P70. BUX 1-150
`A.l:)..unclEla.,"i.rglJ.1.ia 23313—1450
`wu;w,nsp|o.gov
`
`
`
`APPLICATION NO.
`l2i943,%47
`
`FH_.!NG DATE
`11:10/2010
`
`FERST NA.MIE.I'.J IN V ;l\TOR
`Patrick Sandor 1<,AC.Z
`
`ATTORNEY DOCRTET NO.
`
`87790-794403 (000130Us)
`
`CONFl'RM_A’l'ION N.
`45 I 3
`
`20350
`75.90
`097097201 1
`KILPATRICKTOWNSEND&S’l‘OCKTONLLP
`TWO EMBARCADERO CENTER
`
`EIGHTH FLOOR
`SAN FRANCISCO,CA94111-3834
`
`.7
`
`LE: THIEN MINE
`
`_ _
`
`,_ 1
`2887
`
`j
`
`I
`
`091097201 1
`
`ELECTROMC
`
`
`
`'
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above—indicated "Notification Date" to the
`following e—mail address(es):
`Docket @kilpat1‘icktoWnscnd_com
`ipefiling@kilpatricktoWnscnd.conJ
`jllfice @ki!patrick.foundati0nip.C0m
`
`PTOL~9OA (Rev. 04107)
`
`10
`
`

`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box ‘E450
`
`Alexandria, Virginia 22313-1450
`
`APPLICATION NOJ
`CONTROL NO.
`12/943,847
`{0O0l3OUS)
`
`FILING DATE
`
`10 November 2010
`
`FIRST NAMED ENVENTORI
`PATENT EN REEXAMINATION
`RACZ ET AL.
`
`ATTORNEY DOCKET NO.
`
`87790-794403
`
`KILPATFIICK TOWNSEND & STOCKTON LLP
`TWO EMBAFTCADEF-i0 CENTER
`EIGHTH FLOOR
`SAN FRANCISCO, CA 94111-3534
`
`EXAMINER
`
`T"“EN M- ‘-5
`
`ART UN|T
`
`PAPER
`
`2887
`
`20110901
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`The i11f0rmalio11 disclostlre smtement filed on 11/12/2010 has been 1'e—c01Jsidered to include the initial of the exalnincr.
`
`Commissioner for Patents
`
`PTO-90C (Rev.04-O3)
`
`/THJEN M LE!
`Primary Examiner, Art Unit 2887
`
`11
`
`

`
`Receipt date:
`
`‘l‘ir"i2r’2Cl‘lC%
`
`I
`
`l2Q438vfi‘;«7 - GAU: 288?
`
`PTO/SBr'08A.&B (07-09)
`
`Sub5Litutef0rf0rrn1449!PTO
`
`comprere if Known
`
`og037g_0og13gU3
`
`lNFORMAT!0N DISCLOSURE
`
`{Use as many sheets as necessary)
`
`Apptication Number
`
`12/943347
`
`November 10, 2010
`F‘““9 ‘M3
`First Named Inventor Rag; Patrick
`Art Unit
`2373
`Examiner Name
`
`Attorney Docket Number
`
`Ginter et all
`
`gowmem Number
`
`Numbar K-Ind CDde2(J'Ifl'l0IM1:|
`
`U.S. PATENT DOCUMENTS
`Publication Date
`Namo.ofPa'tenlea or
`MM-DD-WW
`Applicant of Ciled Document
`
`12«D2—2DD3
`
`Pages, Colurnns. Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`FOREIGN PATENT DOCUMENTS-
`
`Publication
`Name of Patentee or
`Examiner Cite
`Foreign Patent Document
`Pages. Columns, Lines,
`
`No.‘
`Date
`Applicant of Cited Document Where Relevant Passages
`crflelevant Figures Appear
`MM-DD-Y‘I’YY
` Number‘ Kind cadet (ifknown)
`
`
`
`
`
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials *
`
`'
`
`.
`
`include name of the auflior (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine, journal, serial, symposium, catalog, _etc.), date, page(s), volume-issue
`
`number(s), publisher, city andfor country where published.
`
`
`
`Date _
`Examiner
`{}9l;g1 E201 1
`Considered
`;”§'h’;gn ‘L5;
`Signature
`'EXAMlNER‘. lniflal if reference considered, whether or not citation ls in conformance with MFEP B09. Draw line through citation if not in conformance and
`not considered. lnclude copy of this form with next communication to applicant.
`‘ Applicants unique citation designation number (optional). 3 See Kind
`Codes of US. Patent Documents at vl_r_u_wv.uspto.gou or MPEP 903.04. Enter Oifice that issued the document, by the two-ietter code (WlP0 Standard
`ST_3). " For Japanese patent documents, ihe indication of the year of the reign of the Emperor must precede the serial number of the patent document 5
`l-find of document by the appropriate symbols as indicated on the document under WlPO Standard ST. 16 if possible. 5 Applicant is to place a check mark
`here if English language Translation is attached.
`52995071 V1
`
`ALL REFERENCES COE\§SlDERED EXCEPT WHERE LZNEEB THRQLSGH.
`
`/T.L..r’
`
`12
`
`

`
`4
`
`U]\‘l'f'l<}|‘J S'I‘.—\'I‘ES T)EPAR'F,\-IFINT OF CORTATETHEFI
`United States _$:'cltcn\‘. and Trademark’. Office
`.='ul:I.rr:-I.-. COMMISSIONER FOR P,A,TEZ\.‘“[‘S
`PO, Box 1:150
`Vu;;_=ula 223134450
`mmspro gov
`
`'
`'
`'
`;
`3'
`
`1-'~,TTY.DOCICET.NO
`TOT CLALVTS : ]I\lD CLAIMS
`25
`87790-794403 (000I'30US)
`CONFIRMATION NO. 4513
`
`AP1‘LIC.ATION
`NTJNTHIZR
`]2."943,84'7
`
`-
`f
`
`PILTNG or
`371(6) DATE
`11/10/2010
`
`.j'
`_
`
`' GR]? ART
`UNIT
`2887
`
`-
`
`FIL FEE REC'D
`2022
`
`=
`
`20350
`KILPATRICK TOWNSEND 8: STOCKTON LLP
`TWO EMBARCADEFIO CENTER
`EIGHTH FLOOR
`SAN FRANCISCO, CA 94111-3834
`
`CORRECTED FILING RECEIPT
`
`_
`llllllllIllllIIITIITIIIIIIIIIIIIIIIIIIIIIIllIllllillllll
`
`Date Mailed: 08/25.’20'l1
`
`Receipt is acknowiedged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the US. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. when the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Patrick Sandor RACZ, Saint Heller, JERSEY;
`Hermen-ard HULST, Amsterdam, NETHERLANDS;
`Assignment For Published Patent Appiication
`Smarttlash Technologies Limited, Wickhams' Cay, VIRGEN ISLANDS, BRITISH
`Power of Attorney: None
`
`Domestic Priority data as claimed byapplicant
`This application is a CON of 12/014,558 01/15/2008 PAT 7,942,317
`which is a CON of 11/336,758 01/19/2006 PAT 7,334,720
`which is a CON of 10/111,718 0971712002 ABN
`which is a 371 of PCTJGBOU/04110 10/25/2000
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see httpflwww.uspto.gov for more Information.)
`UNITED KINGDOM 99252272 10/25/1999
`
`Request to Retrieve — This application either claims priority to one or more applications filed in an intellectual
`property Office that participates in the Priority Document Exchange (PDX) program or contains a proper Request to
`Retrieve Electronic Priority App|ication(s) (PTO/SB/38 or its equivalent). Consequently, the US PTO will attempt
`to electronically retrieve these priority documents.
`
`If Required, Foreign Filing License Granted: 11/22/2010
`
`The country code and number of your priority application, to be used for Filing abroad under the Paris Convention,
`is US 12l943,8-47
`
`page 1 ol 3
`
`13
`
`

`
`Projected Publication Date: Not Applicabie
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`Pretimiriary Class
`235
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES.
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the tJnited.States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a iicense before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "fieneral information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for fiiing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-788-9199, or it
`can be viewed on the USPTO website at http://wwwuspto.gov/web/offices/pac/doc/ge neral/indexhtml,
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/iwww.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect inteliectu al property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hottine at 1—866~999—HALT (1 -868-999-41 58).
`
`page 2 of 3
`
`14
`
`

`
`LICENSE FOR FOREiGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOFlEiGI\l FILING
`LECENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.i5(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained bythe licensee and may be used at any time onor afterthe effective date thereof unless
`it is revoked. This license is automatically transferred to any related app|ications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies. particularly the Office of Defense Trade Controls, Department of
`State {with respect to Arms, Munitions and implements of War (22 CFR 121-128)); the Bureau of industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign Assetscontrol, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase “lF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 8 months has lapsed
`from the fiiing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CPR 5.15(b).
`
`page 3 of 3
`
`15
`
`

`
`PART B - rnnrs) TRANSMITTAL
`
`Complete and send this furrtt, together With applicable l'ee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`19.0. BOX 1450
`Alexandria, Virginia 22313-1450
`Or IE (571)-273-2835
`
`INSTRUCTIONS: This fD1'|Tl Should be used for transmitting the ISSUE FEE’. and PUBLICATION FEE] (if required). Blocks 1 Lhrough 5 should he cgmpiclcd when;
`ap ropriale. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current Cortes ondence address as
`in icated Ltnlrss corrected below or directed otluatwise in Block 1, by (a) specifying 21 new correspondence address; andlor (la) indimting 4 sepamgg "
`. ADDRESS-1 for
`
`nmiutenaucc foe notifications.
`CU'RRF3KlTC‘DRRESPGNT)FINC}3ADDRE.3S{NoLrzUsel3lo:k 1 For:n:yc'lmngr.ul’adc1ress)_
`Nate; A certificate of majfina can 91113. be used for domcsfic mailings of um
`Fet:[s) Transmittal. This certificate cannot be used for any other aocompaitying
`ave its own ccrttttcaje of rnmling or transmisslntz.
`papers. Each additional papEl.':,_StlCi1 as an assigmnent or formal drawing, must
`
`20350
`
`-
`
`7590
`
`
`
`
`
`LLP
`
`I
`
`Certificate ofMniling orATra_nstuissiur‘1
`
`_
`
`V
`
`1
`A
`f
`be‘
`b0‘
`ISSUE FEE dd
`T.l‘tEL M '1 St
`(1 t
`add
`trfl.t1;el'iElSl;e|'.l(t)0 the Usli1oii71)273—23a5, :lIEl'li:s(i:1?E iriciiciiid i§i§w.“°S"m C
`Heather Armstrong
`=rmiI<=r\s mm)
`/1 leather Arm strong!
`tSi.u1amr=)
`Via EFS-Web - Au us’: 25, 2011
`‘Dir’!
`
`
`
`
`
`11:10/2010
`13943.34?
`nTr.r. or INVFNT.EON: DATA sronnon AND ACCESS sysrnms
`
`
` ¢ .oeo;49-ea-a-1-:tees-
`Palfick Sand” RACE
`37790-794403 (000139US)
`
`
`
`.1513
`
`
`
`nonprovisional
`
`
`
`YES
`
`
`
`LE. TIIHEN l\tl.lN'H
`
`$755
`
`2387
`
`3300
`
`$0
`
`T°TW5*5f5lDUE
`$1055
`
`DATE?“
`'llfD9.‘2lJl l
`
`235380000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`2. For printing on the patent front page, list
`
`
`CFR 1363).
`(1) the names of up to 3 registered patent attorneys
`l~~—~‘~- -
`--
`or agents OR. alternatively,
`ntiencc address (or Change of Correspondence
`D Chan e of cones
`Address orrn PTO!
`I122) attached.
`(2) the name ofa single firm (having as a member a
`3 Ki! at]-ick Townsgnd &»
`Cl "Fee Address" indication (or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`“mm _ —_ —_
`FIOISBI47; Rev D3~O2 or more recent) attached. list: of a Customer
`2 registered patent attorneys or agents. If no name is
`3 Stockton LLP
`listed, no name will be
`"
`‘
`‘ “
`Number is required.
`
`
`3. ASSIGNEE NAJVIE AND RESIDENCE DATA TO BE PRJNTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is idenlificrd below, no ass-igncu data will appear on the patent. If an assignee is identified below, the document has been filed for
`rccordalion as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAJVIE OF ASSIGNEE
`(B) RESTDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`
`
`T°"°Ia= British Virgin Islands
`Smartllash Technologies Limited
`Please check the appropriate assignce category or categories (will not be primed on the patent) : Ci individual Corporation or other private group entity El Government
`«ta. The following fee(s) are submitted:
`4h. Payment of Fee(s): (Please firsl reapply any pntwionsly paid issue fee shown above)
`Ki Issue Fee
`D A check is enclosed.
`E Publication Fee (No small entity discount pt:rmiI:trfi)
`E] Payment by credit card. Forrn PTO-2038 is attached.
`D Advance Order - # of Copies ______
`E The Director is hereby autlturized to charge the re uired fec(s). any deficiency. or credit any
`overpayment. to Deposit Account Number
`l4 0
`(enclose an extra copy of this fem-|]_
`
`_
`
`03/09/20] 1
`&
`we EMmcAnr.Ro cum
`SAN FRANCISCQ CA 941113834
`
`5. Change in Entity Status (from status indicated above)
`
`Ci i}. Applicant is no longer claimin

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