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`POT/G80 0 /041 1:34
`
`'&\'
`INVESTOR IN PEOPLE
`
`The Patent Office
`
`Concept House
`Cardiff Road
`Newport
`South Wales
`NPIO 8 O
`
` "R590 28 NOV 2800
`
`WIPO
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`PCT
`
`I, the undersigned, being an officer duly authorised in accordance-with Section 74(1) and (4)
`of the Deregulation & Contracting Out Act 1994, to sign and issue certificates on behalf of the
`Comptroller—General, hereby certify that annexed hereto is a true copy of the documents as
`originally filed in connection with the patent application identified therein.
`
`In accordance with the Patents (Companies Re—registration) Rules 1982, if a company named
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`In accordance with the rules, the words "public limited company" may be replaced by p.l.c.,
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`PRIORITY
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`DOCUMENT
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`Signed
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`
`Dated
`
`l3A”‘ November, 2000.
`
`An Executive Agency of the Department of Trade and Industry
`
` 1
`
`SAMSUNG-1008
`
`1
`
`SAMSUNG-1008
`
`

`
`2
`
`

`
`
`
`1/ll
`»
`.-
`
`. _For official use
`
` YOUT reference
`
`230PQ'| 421
`
`26l}CT99 3136375-5 l.l0331'Z_;.__._-..--
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`_ :.1.:.
`
`il
`il
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`-
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`_l__1
`‘
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`P01/'l'lO'D 0.00 - ?‘32‘522'l.'..’
`39? 992
`
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`
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`6
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`

`
`‘ Folio: NOFOLIO
`
`Document#2 437354
`
`DATA STORAGE, RETRIEVAL AND ACCESS SYSTEMS A
`
`This invention is generally concerned with data storage, retrieval and access systems. More
`particularly it relates to apparatus and methods for mobile and/or portable data retrieval and
`use and to data storage means and to means for controlling access to, and paying for, data and
`to apparatus, methods and systems therefor. The invention may be used, for example, for
`providing and controlling access to MP3,, audio and compressed video data sources,
`_
`
`O
`
`’ "“On'ce problemrassociated with‘ the increasingly‘wide'use"ofthe‘inte111et*is-thegrowing ~ -' r-- r""‘.‘,'".'.“'
`prevalence of so-called data pirates. Such pirates obtain data either by unauthorised or
`legitimate means and then make this data available essentially world-wide over the intemet
`without authorisation. Data can be a very valuable commodity, but once it has been published
`
`on the lntemet it is difficult to police access to and use of it by Internet users who may not
`even realise that it is pirated. This is a particular problem with audio recordings, and, once the
`
`bandwidth becomes available, is also likely to be evident with video.
`
`Over the past three or four years MP3 (MPEG3 format encoded) audio sources have become
`increasingly widely available on web pages. MP3 or MPEG3 is an internationally defined
`standard for compressing audio information such as speech or music. It relies on psycho-
`acoustic properties ofhuman hearing to achieve very large factors of data compression. It is
`thus feasible to download usefiilly long passages of music in a practically convenient short
`
`0
`
`time. Pirate data suppliers have not been slow to realise the potential of this and many
`unauthorised website have sprung up offering popular music including recent releases by
`world famous bands. This has caused the recording industry considerable concern and there is
`
`an urgent need to find a way to address the problem of data piracy.
`
`The invention described below addresses this problem and may be able to convert this threat
`
`into a potential opportunity.
`
`
`
`7
`
`

`
`
`
`According to the present invention there is therefore provided a mobile data retrieval dev
`
`[as claim 1].
`
`According to a second aspect of the invention there is provided a data processing system [as
`
`claim 18].
`
`According to a third aspect of the invention there is provided a data storage means [as claim
`
`22].
`
`—r——
`.4.
`According to a yet further aspect of the inventionithere2 claim 28].
`
`,.
`
`_.
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`__
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`.
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`,
`
`The payment validation means is, for example, means to validate payment [with an external”
`
`authority such as a bank or building society. The combination of the payment validation
`
`means with the data storage means allows the access to the downloaded data which is to be
`
`stored by the data storage means, to be made conditional upon checked and validated payment
`
`being made for the data. Binding the data access and payment together allows the legitimate
`
`owners of thedata to make the data available themselves over the intemet without fear of loss
`
`of revenue. This has the potential to undermine the position of the data pirates.
`
`A fiuther advantage of the system is that it allows users under the age of 18 to make intemet
`
`purchases. Currently intemet users pay for goods and/or services by credit card. Since credit
`
`cards cannot be legitimately be used by persons under the age of 18 (at least in the UK), a
`significant fraction of adventurous intemet users are excluded from e—commerce, one of the
`
`.
`
`most significant predicted uses of the intemet. In one embodiment of the invention however,
`
`the payment validation means comprises e-cash - that is the payment validation means stores
`
`transaction value information on a cash value of transactions validatable by the data storage
`
`means. In simple terms, the data storage means can be a card which is charged up to a desired
`
`cash value (if necessary limited to a maximum value) at a suitable terminal. This might be an
`
`intemet access terminal but could, more simply, be a device to accept the data storage card
`
`and to receive and count money deposited by the user to charge the card, writing update cash
`
`value information onto the card. More sophisticated ways of updating the _cash value on the
`
`card are also possible, such as direct bank transfer. Since, with this type of embodiment, the
`
`8
`
`

`
`storage means is, essentially, precharged with cash rather than acting as a credit card it
`
`can be used by young people without the risk of their incurring large debts.
`
`In one embodiment the data storage means is powered by the retrieval device when it is
`
`connected to the device and retains a memory of the downloaded data when it is unpowered.
`
`This can be achieved by the use of Flash RAM or, more generally, any form of programmable
`
`read-only memory. Alternatively the data storage means may incorporate a rechargeable cell
`
`of capacitor and store information in battery backed-up static RAM.
`
`9-
`
`-, _.
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`,._ ___
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`.
`
`The downloaded data maybe entered into the data storage device by means of
`
`interface
`
`__sucl1.as_amagne1ically_or.capacitaLixely,_c_oupled_conne_ction,or_,an_0pIi§§l _C,Qnn.e9’_(i£;t.1_,.buL.____
`
`preferably the interface comprises contacts for direct electrical connection to the storage
`
`means. The payment validation means may likewise have one of a variety of interfaces but
`
`again preferably comprises a set of electrical contacts. The payment validation means could,
`
`however comprise a magnetic or holographic data-strip such as is known for use with credit
`
`cards and phone cards. Preferably, the interface to receive the dovmloaded data, is separate
`
`from the interface to the payment validation means, to allow separate and simultaneous access
`
`to both these systems. Advantageously the payment validation means includes a memory
`
`storing information to identify the person who is paying for the downloaded data.
`
`For additional security the downloaded data may be encrypted. In this case data decryption
`
`may be necessary at some stage, either in the data storage means or in the retrieval device or in
`
`an information delivering apparatus such as the data access terminal. Alternatively the data
`
`decryption function can be shared amongst one or more of these devices. The skilled person
`
`will be aware of a range of suitable encryption/decryption techniques including Pretty Good
`
`Privacy (Registered Trade Mark) and PKI. Normally when the downloaded data is encrypted
`
`a decryption key must be supplied. This can be generated automatically by the data access
`
`terminal or data access service provider or it can be entered by the user into the data access
`
`terminal or into the mobile data retrieval device.
`
`The data storage means and/or the retrieval device can be provided with access control means
`
`to prevent unauthorised access to the downloaded data. Alternatively, this access control
`
`
`
`9
`
`

`
`
`
`/,_-.
`
`l
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`means can be used to stop or provide only limited access of the user to the downloaded d
`
`accordance with the amount paid. Thus, for example, a complete set of data information
`
`relating to a particular topic, a particular music track, or a particular software package might
`
`be downloaded, although access to part of the data set might thereafter be controlled by
`
`payments made by a user at a later stage. Thus, a user could pay to enable an extra level on a
`
`game or to enable further tracks of an album.
`
`In embodiments where the access control means is responsive to the payment validation
`
`means access control information may be stored with the downloaded data or in a separate
`9-
`
`7.
`
`storage area, for example in the payment validation means. The user’s access to the
`
`download§:d-daIa,cQ.ul.d,ad.vantageous1y.be-re.sp.onsivetoJhe.p.ay1:r1entxalidatign,m§@s_,_forI _________.__#__
`example, by means of a control line coupling the payment validation means with a memory
`0
`
`access or decryption control element.
`
`In a preferred embodiment the data storage means comprises an electronic memory card or
`
`smart card and the mobile data retrieval device is provided with a slot to receive the card.
`
`Preferably the card is a push—f1t within the retrieval device, and retention of the card may be
`
`effected by pressure from electrical interface connections and/or resilience of the housing, or
`
`by using a resilient retaining means. In a preferred embodiment the retrieval device includes
`
`an audio output and a display, to play a downloaded track and to show information about the
`
`track and/or an accompanying video.
`
`To download data ontovthe data storage means the user can employ a data access terminal
`
`coupled to the intemet. The terminal can directly validate payment - for example in the case
`
`of a smart card charged with electronic cash it can deduct a cash value from the card. H
`
`Alternatively it can communicate with a bank or other financial services provider to control
`
`payment. In a preferred embodiment, however, the terminal connects to a data access service
`
`provider which provides a portal to other sites and which validates payment and then forwards
`
`data from a data supplier to the user’s local access terminal. The data access service provider
`
`may alternatively forward payment validation information and/or information from the
`
`payment validation authority to the data supplier for control by the supplier of the data
`
`10
`
`10
`
`

`
`\
`
`*
`
`'
`
`5
`
`Qied. Thus, accesstothe paymentvalidation system andlordatafor downloadingmaybe
`
`entirely controlled by the data supplier.
`
`Data held on the data storage means may advantageously include data relating to the user’s or
`
`payer’s usage of the system. This information may include, for example, information on a
`
`user’s spending pattern, information on data supplies usedand information on the downloaded
`
`data. This information may be accessed by the data supplier and/or data access service
`provider and can be used for targeted marketing or loyalty-based incentive schemes such as air
`
`miles or the like.
`r
`
`..._._ . .....
`
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`
`.
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`
`7
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`.
`
`.
`
`,
`
`._
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`.
`
`., . ,
`
`,
`
`,_
`
`.
`
`Ihe__data_acc,_es_s,t_e_1_'rn__i,n_a_1n1_ay._be_a _n_yentionaJ computer, or, alternativ,ely,_it may._be.ajrnobi1e
`phone. The Wireless Application Protocol (WAP) allows mobile phones to efficiently access
`
`theinternet and this allows a mobile phone to be used to download data to the data storage
`
`means, advantageously, directly. The data storage means can, if desired, incorporate the
`
`functionality of a mobile phone SIM card, which cards already include a user identification
`
`means allowing through the phone network operator, user billing.
`
`In preferred embodiment the downloaded data is MP3 encoded audio data, but the system
`
`finds more general application for other data types. For example, download data can include
`
`software, share price information, current news information, transport timetable information,
`
`weather information and catalogue shopping information. The downloaded information may
`
`.
`
`also include compressed video data. The storage capacity of the data storage means is
`
`adaptable to suit the type ofdata intended to be downloaded - for example, 32 megabytes is
`
`sufficient for CD quality music, but for video it is preferable that the data storage means has a
`
`capacity of 128 megabytes or greater.
`
`These and other aspects of the invention will now be further described, by way of example
`
`only, with reference to the accompanying figures in wl1ich:-
`
`Figure 1 shows an embodiment of a mobile data retrieval device according to the present
`
`invention, a) from the top; b) from the front; and c) from the side;
`
`
`
`11
`
`

`
`
`
`Figure 2 shows an embodiment ofa datastorage means according to the present inventio.
`
`Figures 3a and b show data access terminals;
`
`Figure 4a shows a logical signal path between elements of a data providing system; and
`Figure 4b shows a physical representation of a data providing system.
`
`Referring to Figure 1, this shows a mobile data retrieval device for playing MP3 audio (10)
`
`with operator controls (12) and LCD'display (14). The outline of a smart card data storage
`
`4 device is shown at (1,6); The operator conitirolsi iallowiauuseru toiselectand ‘play tracks,
`
`V
`
`slAot_(lv_8) is___
`traciliirrfonnatrionr and still or video image>s_are_p_rovided__on display
`provided in the front of the device to receive aismart card-type data storage means’. iThisJsma.rt
`
`card occupies space (20) and interfaces with resilient contacts (24);
`
`it is held in the data
`
`retrieval device against the contacts, by resilient housing element (22).
`
`Referring now to Figure 2, this shows a data storage means (30) suitable for use with the
`retrieval device of Figure 1. The data storage meanslis based on a standard smart card;
`it is
`
`plastic, about the size of a standard credit card, and has some flexibility. On the card (30) are
`
`two sets of contacts, contacts (32) for interfacing with
`
`paymentlvalidation means and
`
`contacts (34) for interfacing with the memory for storing downloaded data. The surface of the
`
`card can be embellished with suitable graphics.
`
`Preferably the smart card retains all its useable functionality as specified for standard
`
`Electronics Point of Sale Systems (EPOSS) and, if desired, the memory for storing the
`
`downloaded data can be electrically separate from this. However, it may be preferable to
`
`provide interaction between the standard smart card device and the data memory in order to
`
`accomplish the access control/decryption functions described above.
`
`Referring now to Figure 3, one embodiment of a data access terminal is shown at (40). This
`
`has a screen (42) and a slot (44) to receive the data storage means (30). Alternatively the data
`
`storage means may interface to the terminal via the data retrieval device (1 0) and an interface
`
`(46) to the terminal (40). In Figure 3b a dedicated terminal (50) has a slot (52) to receive the
`
`12
`
`12
`
`

`
`gr"
`
`.1
`
`'7
`
`Qtorage means, adisplay (54) and controls (56). Coins canbe inserted into theterminal at
`
`(58) and notes at (60) to charge the data storage means with cash.
`
`Referring now to Figure 4a, this illustrates the logical connections and data flowbetween data
`processing systems involved in payment validation, and data download to storage means (30).
`A user connects the data storage means (30) to terminal (40) and logs on to a data web page of
`
`data access service provider (60). Either terminal (40 ) or service provider (60) then
`communicates via data paths (62) with payment validation authority (70) to check and
`authorise the user’s or payer’s payment. In the case of electronic cash the terminal (40) may
`iirnmédiéiiéifiaiiidate thé ;;g,a;r;:rt”rtnrsraarr5n, trjsagmgg are service provider and/of payment
`ecti0n.(§f*)_betW§e££.t11¢teeaiaaloo‘ ._
`,_v,«t=11idation a.uth9:itx.(29l_at§.1at¢r stage-_, The yloaical 90.
`and the service provider is preferably made over the intemet.
`
`if
`
`'
`
`7 " '
`_
`
`“
`
`The service provider may provide a direct portal to data suppliers (80) or may collect
`information from data suppliers (80) and provide a “front end” to present data from the
`suppliers to the terminal user. Alternatively service provider (60) may regulate direct access
`between terminal (40) and data suppliers (80), as shown by links (66), by communicating with
`the terminal and the data suppliers to provide communication regulation information to, for
`example, instruct data suppliers about what information the user ofterminal (40) should have
`ECCESS IO.
`
`In a preferred embodiment service provider (60) pays royalties at an agreed rate - for example,
`10 pence per track or 10 pence per minute - to an appropriate organ of the recording industry
`and the user of terminal (40) effectively pays the service provider. Billing can also be
`
`regulated by bandwidth and/or data download time.
`
`Preferably the service provider (60) monitors the user’s access to the system and either stores
`or forwards to data suppliers (80), or downloads to data storage means (30), usage
`information. In a preferred embodiment the service provider sends information via terminal
`(40) to data storage means (30) which can be used to determine incentives to be provided to
`users of the system.
`
`
`
`13
`
`

`
`
`
`K7Figure4B shows aphysical configuration ofthe system ofFigure4A inwhichaplurality.
`
`terminals (40), a plurality of service providers (60) and a plurality of data suppliers (80) all
`
`interact via the intemet. The physical embodiment of the system is not critical and a skilled
`
`person will understand that the terminals, data processing systems and the like can all take a
`
`variety of forms.
`
`The skilled person will understand that many variants to the system are possible and the
`
`invention is not limited to the described embodiments.
`
`14
`
`14
`
`

`
`CLAIMS:
`
`1.
`
`A mobile data retrieval device comprising:
`
`a removable data storage means;
`
`data access means, to access downloaded data on the data storage means;
`
`storage interface means adapted to couple the data storage and data access
`
`means; and
`
`data output means to provide the downloaded data, in a useful form, to a user of
`
`‘the’aev1ce;"“
`
`" ' A"
`
`A
`
`’
`
`" "
`
`‘
`
`‘
`
`wherein the data storage means further comprises payment validation means to
`A validate:payment for the ‘downloaded ‘data.
`
`2.
`
`A mobile data retrieval device as claimed in claim 1 wherein the data storage
`
`means receives power from the retrieval device when connected to the device and
`
`retains storage by the downloaded data when unpowered.
`
`3.
`
`A mobile data retrieval device as claimed in claim 1 or 2 wherein the data
`
`storage means comprises external data interface means to receive data downloaded from
`
`an external source onto the card for storage and wherein the payment validation means
`
`comprises means to validate payment to the external source.
`
`0
`
`4.
`
`A mobile data retrieval device according to any preceding claim wherein the
`
`payment validation means comprises memory means to store transaction value
`
`infonnation on a cash value of transactions validatable by the data storage means.
`
`5.
`
`A mobile data retrieval device according to any preceding claim wherein the
`
`payment validation means comprises memory means to store information to identify a
`
`payer for the downloaded data.
`
`
`
`15
`
`

`
`
`
`10
`
`6.
`
`A mobile data retrieval device according to any preceding claim wherein one of
`
`the data storage means and the retrieval device further comprises data description means
`
`to at least partially decrypt downloaded data.
`
`7.
`
`A mobile data retrieval device according to any preceding claim wherein one of
`
`the data storage means and the retrieval device comprises access control means to
`
`prevent unauthorised access to the downloaded data.
`
`"ii A mobile dataretrieval device according to claim 7 whiereinithe access control’
`8.
`.—»—~—————r
`————
`r—.. .
`..
`.._.. __.
`_.
`_.
`_
`>1“
`_
`,_ .._ ._ _,_._ ..,
`..
`means is responsive to the payment validation means.
`
`,___..
`
`—r
`
`r—r —
`
`9.
`
`A mobile data retrieval device according to any one of claims 3 to 8 wherein the
`
`payment validation means comprises a payment validation means interface operable
`
`simultaneously with the external data interface means.
`
`10.
`
`A mobile data retrieval device according to any preceding claim wherein the data
`
`storage means comprises an electronic memory card or smart card.
`
`1 1.
`
`A mobile data retrieval device according to claim 10 having a housing with a
`
`slot therein to receive the data storage means.
`
`12.
`
`A mobile data retrieval device according to claim 1 1 further comprising local
`
`storage means and means to copy data from the data storage means into the local storage
`means.
`
`13.
`
`A mobile data retrieval device according to claim 1 1 or 12 wherein the retrieval
`
`device is portable and, in two directions, is not substantially larger than the data storage
`means.
`
`16
`
`16
`
`

`
`11
`
`A mobile data retrieval device according to any preceding claim wherein the
`14.
`storage interface means is adapted for repeated removal and reconnection of the data
`storage means to the retrieval device.
`
`A mobile data retrieval device according to any preceding claim further
`15.
`comprising display means to display information derived from the downloaded data to
`the user.
`
`A mobile datalretrieval device according to any precedingrclairn further
`16.
`--Comprising audio outputmeans 10. provide .€lI1.E1.l.1£1.i.Q _9.uIput.99:!¢.§P,9_I}diI1E 10 The
`downloaded data to the user.
`
`A mobile data retrieval device according to any preceding claim comprising a
`17.
`first set of contacts for the storage interface means and a second set of contacts for
`
`interfacing to the payment validation means.
`
`18.
`
`A data providing system comprising a mobile date retrieval device as claimed in
`
`any preceding claim, and
`a data access terminal to interface with the data storage means to download data
`and to co-operate with the payment validation means to validate payment for the
`downloaded data.
`
`A data providing system as claimed in claim 18 wherein the data access terminal
`19.
`is couplable to the internet and co-operates with the payment validation means to
`validate payment with a payment validation authority and is operable to download data
`to the data storage means from a data supplier on the intemet.
`
`A data providing system as claimed in claim 19 wherein the data access terminal
`20.
`operates through a data access service provider, the data access service provider being
`configured to communicate with the payment validation authority and to control access
`of data access terminal to data from the data supplier.
`
`
`
`17
`
`

`
`
`
`21.
`
`A data storage means for use with the device or system of any preceding claim.
`
`22.
`
`A data storage means comprising an external data interface means to receive
`
`data downloaded from an external source onto the card for storage; and payment
`
`validation means comprising means to validate payment to the external source, and/or to
`
`a payment validation authority.
`
`I 23.
`
`A data storage means as claimedhin claim 22 further comprisinghdata decry1ition A H
`
`- »- 1 ~ ——means4to at leastpartially decryptthe downl.oaded_data.;_ __
`
`24.
`
`A data storage means as claimed in claim 22 or 23 fi1rther comprising access
`
`control means to prevent unauthorised access to the downloaded data.
`
`25.
`
`A data storage means as claimed in claim 24 wherein the access control means is
`
`responsive to the payment validation means.
`
`26.
`
`A data storage means according to any one of claims 22 to 25 wherein the
`
`payment validation means comprises a payment validation means interface operable
`
`simultaneously with the external data interface means.
`
`27.
`
`A data storage means according to any one of claims 22 to 26 wherein the data
`
`storage means comprises an electronic memory card or smart card.
`
`28.
`
`A method of providing portable data comprising the steps of:
`
`. (i)
`
`providing a portable data storage device comprising downloaded data
`
`storage means and payment validation means;
`
`(ii)
`
`providing a terminal for intemet access;
`
`(iii)
`
`coupling the portable data storage device to the terminal;
`
`18
`
`18
`
`

`
`n-4
`
`13
`
`(iv)
`
`reading payment information from the payment validation means using
`
`the terminal;
`
`I
`
`(V)
`
`validating the payment information; and
`
`(vi)
`
`downloading data into the portable storage device from a data supplier.
`
`29.
`
`A method as claimed in claim 28 further comprising
`
`writing updated payment information into the payment validation means.
`
`30.
`
`A method as claimed in claim 28 or 29 further comprising
`
`a
`
`--
`
`-M result- of the validating step to the data. supplier..__...._.;_:._,,V__
`
`_T___
`
`31.
`
`A method as claimed in any one of claims 28 to 30 further comprising
`
`controlling access by the terminal to data from the data supplier using another data
`
`processing system on the internet.
`
`32.
`
`A method as claimed in claim 31 wherein the another data processing system
`
`performs said step of validating.
`
`33.
`
`A method as claimed according to any one of claims 28 to 32 wherein said step
`
`of coupling is performed by a mobile data retrieval device as claimed’ in any one of
`
`claims 1 to 17.
`
`34.
`
`A method as claimed in claims 28 to 34 further comprising
`
`writing usage information into the data storage means, the usage information
`
`relating to use made of the data storage means, such as information relating to the
`
`downloaded data, to data supplier or suppliers used; and/or to a user’s spending patterns.
`
`35.
`
`A method as claimed in claims 28 to 33 wherein said portable data storage
`
`device comprises an electronic memory card or smart card.
`
`
`
`19
`
`

`
`
`
`1 4
`
`36.
`
`A device, system, data storage means, or method as claimed in any preceding
`
`claim wherein the data is MP3 encoded audio data.
`
`37.
`
`A data retrieval device, system, data storage means, or method substantially as
`
`hereinbefore described.
`
`_ .,;.—s-«.
`
`20
`
`20
`
`

`
`I1
`
`ABSTRACT:
`
`15
`
`A mobile data retrieval device comprising: a removable data storage means; data
`
`access means, to access downloaded data on the data storage means; storage interface
`
`means adapted to couple the data storage and data access means; and data output means
`to provide the downloaded data, in a useful form, to a user of the device; wherein the
`data storage means further comprises payment validation means to validate payment for
`
`the downloaded data.
`A data storage means comprising an external data interface means to receive T
`data dovmloaded from an external source onto the cardvfor s