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` Paper No. ____
`Filed: September 3, 2014
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TD AMERITRADE HOLDING CORPORATION,
`TD AMERITRADE, INC., and
`TD AMERITRADE ONLINE HOLDINGS CORP.
`Petitioners
`v.
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` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
`_________________
`Case CBM2014-00137
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`U.S. Patent 7,685,055
`_________________
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`Case CBM2014-00137
` U.S. Patent 7,685,055
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`Further to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
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`International, Inc. hereby submits a current listing of Trading Technologies
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`Exhibits to counsel for Petitioners TD Ameritrade Holding Corporation, TD
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`Ameritrade Inc., and TD Ameritrade Online Holdings Corp.
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`Exhibit 2003
`Exhibit 2004
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`Exhibit 2005
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`Filed Exhibits Description
`Exhibit 2001
`Communications regarding motion to disqualify
`Exhibit 2002
`PTAB Trail Blog-Drinker Biddle “Denying Leave to File Motion
`for Additional Discovery CBM2014-00131, 133, 135, 136, 137.”
`(August 18, 2014)
`Emails Between Parties Relating to Hilmert Memo
`Trading Technologies International, Inc. v. eSpeed, Inc., eSpeed,
`International, Ltd., and Ecco Ware Ltd., Case No. 1:04-CV-
`05312 (N.D. Ill.), Docket No. 963, Memorandum Opinion and
`Order (September 12, 2007)
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 409,
`Defendants’ Reply Memorandum of Law In Support Of Joint
`Motion For Summary Judgment That The ‘056 Patent Is Invalid
`Under 35 U.S.C. § 112 ¶ 1 For Lack Of Written Description
`(October 7, 2011)
`Trading Technologies International, Inc. v. Open E Cry, LLC et
`al., Case 2012-1583 (Federal Circuit Appeals), Decision (August
`30, 2013)
`Trading Technologies International, Inc. v. GL Trade Americas,
`Inc., FuturePath Trading, LLC et al., Tutorial Presentation (Feb.
`19, 2014)
`Senate Congressional Record S5402, Leahy-Smith America
`Invents Act (September 8, 2011)
`Senate Congressional Record S1360, Patent Reform Act of 2011
`(March 8, 2011)
`Redacted Second Corrected Expert Report of Christopher
`Thomas, Trading Technologies International, Inc. v. CQG, Inc.,
`Case No. 1:05-CV-04811 (N.D. Ill. Dec. 12, 2013)
`National Aeronautics and Space Administration Web Page Print
`2
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`Exhibit 2006
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`Exhibit 2007
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`Exhibit 2008
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`Exhibit 2009
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`Exhibit 2010
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`Exhibit 2011
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`Case CBM2014-00137
` U.S. Patent 7,685,055
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`out, Technical Areas
`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`University of Washington Web Page Print out, Human-Computer
`Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Georgia Institute of Technology Web Page Print out, Human-
`Computer Interaction Master’s Program
`DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`U.S. Patent No. 6,772,132
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`Exhibit 2012
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`Exhibit 2013
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`Exhibit 2014
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`Exhibit 2015
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`Exhibit 2016
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`Exhibit 2017
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`Exhibit 2018
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`Exhibit 2019
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`Exhibit 2020
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`Dated: September 3, 2014
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`Respectfully submitted,
`By: /Erika H. Arner/
`Erika H. Arner, Lead Counsel
`Registration No. 57,540
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`Joshua L. Goldberg, Backup Counsel
`Registration No. 59,369
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`11955 Freedom Drive
`Reston, VA 20190
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`Steven F. Borsand, Backup Counsel
`Registration No. 36,752
`Trading Technologies
`International, Inc.
`222 South Riverside Plaza,
`Suite 1100
`3
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`Case CBM2014-00137
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`Chicago, IL 60606
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`Attorneys for Patent Owner Trading
`Technologies International, Inc.
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`3
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Patent
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`Owner’s Updated Exhibit List was served on September 3, 2014, via email
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`directed to counsel of record for the Petitioner at the following:
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`Lori A. Gordon
`lgordon-ptab@skgf.com
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`Jonathan M. Strang
`jstrang-ptab@skgf.com
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`Robert E. Sokohl
`rsokohl-ptab@skgf.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
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`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
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`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
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