throbber

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TD AMERITRADE HOLDING CORPORATION,
`TD AMERITRADE, INC., and
`TD AMERITRADE ONLINE HOLDINGS CORP.
`Petitioners
`v.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` Paper No. ____
`Filed: August 28, 2014
`
`
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
`_________________
`Case CBM2014-00137
`
`U.S. Patent 7,685,055
`_________________
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`

`

`Case CBM2014-00137
` U.S. Patent 7,685,055
`
`
`
`
`
`
`
`Further to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners TD Ameritrade Holding Corporation, TD
`
`Ameritrade Inc., and TD Ameritrade Online Holdings Corp.
`
`Exhibit 2003
`Exhibit 2004
`
`Exhibit 2005
`
`Filed Exhibits Description
`Exhibit 2001
`Communications regarding motion to disqualify
`Exhibit 2002
`PTAB Trail Blog-Drinker Biddle “Denying Leave to File Motion
`for Additional Discovery CBM2014-00131, 133, 135, 136, 137.”
`(August 18, 2014)
`Emails Between Parties Relating to Hilmert Memo
`Trading Technologies International, Inc. v. eSpeed, Inc., eSpeed,
`Internation, Ltd., and Ecco Ware Ltd., Case No. 1:04-CV-05312
`(N.D. Ill.), Docket No. 963, Memorandum Opinion and Order
`(September 12, 2007)
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 409,
`Defendants’ Reply Memorandum of Law In Support Of Joint
`Motion For Summary Judgment That The ‘056 Patent Is Invalid
`Under 35 U.S.C. § 112 ¶ 1 For Lack Of Written Description
`(October 7, 2011)
`Trading Technologies International, Inc. v. Open E Cry, LLC et
`al., Case 2012-1583 (Federal Circuit Appeals), Decision (August
`30, 2013)
`
`Exhibit 2006
`
`
`
`Dated: August 28, 2014
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`By:
`Erika H. Arner, Lead Counsel
`Registration No. 57,540
`
`Joshua L. Goldberg, Backup Counsel
`Registration No. 59,369
`
`2
`
`

`

`
`
`
`
`
`
`
`
`Case CBM2014-00137
` U.S. Patent 7,685,055
`
`
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`11955 Freedom Drive
`Reston, VA 20190
`
`Steven F. Borsand, Backup Counsel
`Registration No. 36,752
`Trading Technologies
`International, Inc.
`222 South Riverside Plaza,
`Suite 1100
`Chicago, IL 60606
`
`Attorneys for Patent Owner Trading
`Technologies International, Inc.
`
`
`
`3
`
`

`

`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`
`
`
`Owner’s Updated Exhibit List was served on August 28, 2014, via email directed
`
`to counsel of record for the Petitioner at the following:
`
`Lori A. Gordon
`lgordon-ptab@skgf.com
`
`Jonathan M. Strang
`jstrang-ptab@skgf.com
`
`Robert E. Sokohl
`rsokohl-ptab@skgf.com
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
`
`
`
`
`
`
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket