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LIST OF MATERIALS CONSIDERED BY KENDYL A. ROMÁN FOR
`DECLARATION IN SUPPORT OF PETITION FOR
`COVERED BUSINESS METHOD REVIEW OF U.S. PATENT 7,685,055
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`U.S. Patent No. 7,685,055 to Brumfield et al. (“the ʼ055 patent”)
`
`File History of Application Ser. No. 11/417,547, which became the ’055
`patent, as filed and obtained from PAIR (“File History”)
`
`Expert Declaration of Kendyl A. Román (“Román Decl.”)
`
`Expert Declaration of David Rho (“Rho Decl.”)
`
`U.S. Patent No. 5,077,665 to Silverman et al. (“Silverman”)
`
`U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`
`“Futures/Option Purchasing System Trading Terminal Operation Guide”
`(“TSE JP”)
`
`Certified English-language Translation of “Futures/Option Purchasing
`System Trading Terminal Operation Guide” (“TSE”)
`
`Certificate of Translation for “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE Certificate”)
`
`10. Memorandum from James M. Hilmert to eSpeed file regarding direct
`examination of TSE’s 30(b)(6) witness, dated December 5, 2005 (“Depo.
`Letter”)
`
`11. Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04-cv-5312, United States
`District Court, Northern District of Illinois, Eastern Division, dated
`November 21, 2005 (“Depo. Transcript”)U.S. Patent No. 5,375,055 to
`Togher et al. (“Togher”)
`
`12. Microsoft Chart, 1984
`
`13. Alicia Abell, “Tools for the Direct Access Trader, McGraw Hill,” 2001
`
`14. Simit Patel, “Direct Access Execution,” McGraw Hill, 2001
`
`TDA 1013
`CBM of U.S. Pat. No. 7,685,055
`
`

`

`15.
`
`Inside Macintosh, 1985.
`
`16. Federal Circuit Bar Association Model Patent Jury Instructions, February 18,
`2010
`
`17. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing (4th Ed,
`Oxford University Press, 1996)
`
`18. Alex Frew McMillan, “The day of the day trader: At Tradescape, the 20-
`somethings say they know what they’re doing,” CNN Money, September 1,
`1999
`
`19. Alex Frew McMillan, “Street courts day trade firms: Direct-access company
`Tradescape.com attracts attention,” CNN Money, February 25, 2000
`
`20.
`
`“Securities Regulators Turning Up the Heat on Day Trading Companies,”
`The Buffalo News, August 1, 1999
`
`
`
`2
`
`
`
`
`
`

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