`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`TD AMERITRADE HOLDING CORR, TD AMERITRADE, INC., and
`
`TD AMERITRADE 0 LINE HOLDINGS CORR,
`
`Petitioners
`
`V.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.,
`
`Patent Owner
`
`Case CBM2014-0013 7
`
`Patent 7,685,055
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`Mail Stop “PA TENT BOARD”
`Patent Trial and Appeal Board
`US. Patent and Trademark Office
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`
`
`CBM2014-00137
`
`US. Patent No. 7,685,055
`
`Pursuant to Order (Paper 27) and further to 37 C.F.R. § 42.63(e) , Petitioners
`
`TD Ameritrade Holding Corp., TD Ameritrade, Inc. and TD Ameritrade Online
`
`Holdings Corp. hereby submit a current listing of Exhibits to counsel for Patent
`
`Owner, Trading Technologies International, Inc.
`
`Petitioner’s Updated Exhibit List
`
`
`Exh. No. Description
`
`
`1001
`US. Patent No. 7,685,055 to Brumfield et al. (“the ’055 patent”)
`
`
`__
`
`1502
`
`File History of Application Ser. No. 11/417,547, which became the
`
`’055 patent, as filed and obtained from PAIR (“File History”)
`1903
`Expert Declaration of Kendyl A. Roman (“Roman Decl.”)
`
`
`
`
`
` List of Materials Considered by Kendyl A. Roman
`
`1004'
`Expert Declaration of David Rho (“Rho Decl.”)
`
`
`1&05
`US. Patent No. 5,077,665 to Silverman er al. (“Silverman”)
`
`
`1006
`US. Patent No. 5,297,031 to Gutterman er al. (“Gutterman”)
`
`
`1007
`“Futures/Option Purchasing System Trading Terminal Operation
`
`Guide” (“TSE JP”)
`1mg
`Certified English-language Translation of “Futures/Option
`
`PurchasingSystem Trading Terminal Operation Guide” (“TSE”)
`1009
`Certificate of Translation for “Futures/Option Purchasing System
`
`Trading Terminal Operation Guide” (“TSE Certificate”)
`Memorandum from James M. Hilmert to eSpeed file regarding
`direct examination of TSE’s 30(b)(6) Witness, dated December 5,
`
`2005 (“Depo. Letter”)
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04—cv—5312, United
`
`1010
`
`1011
`
`States District Court, Northern District of Illinois, Eastern Division,
`
`dated November 21, 2005 (“Depo. Transcript”)
`101’ 2
`Curréculum Vitae of Kendyl A. Roman
`
`
`1013
`
`Curriculum Vitae of David Rho
`1014
`
`
`
`11:15
`List of Materials Considered by David Rho
`
`
`
`US. Patent No. 7,685,055
`
`CBM2014-00137
`
`1016
`
`
`
`1617 Declaration of Ronald E. Skidmore
`
`
`1018 Declaration of Maho Taniguchi—Speller
`
`1019 [Declaration of Eiken Hino
`
`1020 Declaration of Akiko Rosenberry
`
`Official Transcript of Conference Call held January 20, 2015
`
`
`
`
`1021
`
`Declaration of Courtney O’Connell
`
`Respectfully submitted,
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`
`
`Lor A. Gordon (Reg. No. 50,633)
`Robert E. Sokohl (Reg. No. 36,013)
`Attorneys for Petitioners
`
`Date: March 12, 2015
`
`1100 New York Avenue, NW.
`
`Washington, DC. 20005—3934
`(202) 371-2600
`
`
`
`CERTIFICATION OF SERVICE
`
`CBM2014-00137
`
`US. Patent No. 7,685,055
`
`The undersigned hereby certifies that the foregoing PETITIGNER TD
`
`AMERITRADE’S UPDATED EXHIBIT LIST and Exhibit 1021 were served on
`
`March 12, 2015, in their entirety via email on the following:
`
`Erika H. Amer (Lead Counsel)
`Joshua L. Goldberg (Back-up Counsel)
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, LLP
`
`erika.arner@finnegan.com
`joshua.goldberg@finnegan.com
`
`Steven F. Borsand (Back-up Counsel)
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`steve.borsand@tradingtechnologies.com
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`(Rt/11L
`
`Lori A. Gordon (Reg. No. 50,633)
`Robert E. Sokohl (Reg. No. 36,013)
`Attorney for Petitioners
`
`Date: March 12, 2015
`
`l 100 New York Avenue, NW.
`
`Washington, D.C.20005-3934
`(202) 3 71—2600
`
`
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