`Filed: August 28, 2014
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TD AMERITRADE HOLDING CORPORATION,
`TD AMERITRADE, INC., and
`TD AMERITRADE ONLINE HOLDINGS CORP.
`Petitioners
`v.
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` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
`_________________
`Case CBM2014-00136
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`U.S. Patent 6,766,304
`_________________
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`Case CBM2014-00136
` U.S. Patent 6,766,304
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`Further to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
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`International, Inc. hereby submits a current listing of Trading Technologies
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`Exhibits to counsel for Petitioners TD Ameritrade Holding Corporation, TD
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`Ameritrade Inc., and TD Ameritrade Online Holdings Corp.
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`Exhibit 2003
`Exhibit 2004
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`Exhibit 2005
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`Filed Exhibits Description
`Exhibit 2001
`Communications regarding motion to disqualify
`Exhibit 2002
`PTAB Trail Blog-Drinker Biddle “Denying Leave to File Motion
`for Additional Discovery CBM2014-00131, 133, 135, 136, 137.”
`(August 18, 2014)
`Emails Between Parties Relating to Hilmert Memo
`Trading Technologies International, Inc. v. eSpeed, Inc., eSpeed,
`Internation, Ltd., and Ecco Ware Ltd., Case No. 1:04-CV-05312
`(N.D. Ill.), Docket No. 963, Memorandum Opinion and Order
`(September 12, 2007)
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 409,
`Defendants’ Reply Memorandum of Law In Support Of Joint
`Motion For Summary Judgment That The ‘056 Patent Is Invalid
`Under 35 U.S.C. § 112 ¶ 1 For Lack Of Written Description
`(October 7, 2011)
`Trading Technologies International, Inc. v. Open E Cry, LLC et
`al., Case 2012-1583 (Federal Circuit Appeals), Decision (August
`30, 2013)
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`Exhibit 2006
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`Respectfully submitted,
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`Dated: August 28, 2014
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`By:
`Erika H. Arner, Lead Counsel
`Registration No. 57,540
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`Joshua L. Goldberg, Backup Counsel
`Registration No. 59,369
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`Case CBM2014-00136
` U.S. Patent 6,766,304
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`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`11955 Freedom Drive
`Reston, VA 20190
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`Steven F. Borsand, Backup Counsel
`Registration No. 36,752
`Trading Technologies
`International, Inc.
`222 South Riverside Plaza,
`Suite 1100
`Chicago, IL 60606
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`Attorneys for Patent Owner Trading
`Technologies International, Inc.
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`3
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Patent
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`Owner’s Updated Exhibit List was served on August 28, 2014, via email directed
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`to counsel of record for the Petitioner at the following:
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`Lori A. Gordon
`lgordon-ptab@skgf.com
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`Jonathan M. Strang
`jstrang-ptab@skgf.com
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`Robert E. Sokohl
`rsokohl-ptab@skgf.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
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`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
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`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP