`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`TD AMERITRADE HOLDING CORPORATION,
`TD AMERITRADE, INC.,
`TD AMERITRADE ONLINE HOLDINGS CORP.
`Petitioners
`
`V.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
`
`Case CBM2014-00136
`Patent No. 6,766,304 B2
`
`PETITIONERS’ REQUEST FOR REFUND OF FEES
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`CBM201 4-00136
`U.S. Patent No. 6,766,304 B2
`On December 2, 2014 9 the Board denied institution ofCBM2O14-00136
`
`(Paper 19). On February 2, 2015, the Board denied Petitioners’ Request for
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`Rehearing (Paper 21). Accordingly, Petitioners requests a refund of the post-
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`institution fee of $31,750 (covering the Post-Institution fee of $18,000 and the
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`Post-Institution excess claim fee of $13,750 for 25 excess claims) that was
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`previously charged on a credit card.
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`Respectfully submitted,
`
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`I Robert E. Sokohi (Reg. No. 36,013)
`
`A ttorney for Petitioners, TD A meritrade
`
`Date: April 16, 2015
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`-1-
`
`
`
`CBM2014-00 136
`U.S. Patent No. 6,766,304 B2
`CERTIFICATION OF SERVICE
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`As required by 37 C.F.R. §§ 42.6(e) and 42.205(a)), the undersigned hereby
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`certifies that the foregoing PETITIONERS’ REQUEST FOR REFUND OF
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`FEES was served on April 16, 2015, in its entirety via email on the following:
`
`Back-Up Counsel
`Lead Counsel
`Steven F. Borsand (Reg. No. 36,752)
`Erika H. Amer (Reg. No. 57,540) (cid:9)
`Steve.Borsand@tradingtechnologies.com
`erika.amer@finnegan.com (cid:9)
`Finnegan, Henderson, Farabow, Garrett Trading Technologies International, Inc.
`222 South Riverside Plaza, Suite 1100
`& Dunner, LLP
`Chicago, IL 60606
`11955 Freedom Drive
`Phone: (312) 476-1018
`Reston, VA 20190
`Phone: (571) 203-2754
`Fax: (202) 408-4400
`
`Joshua L. Goldberg (Reg. No. 59,369)
`joshua.goldberg@finnegan.com
`Finnegan, Henderson, Farabow, Garrett &
`Dunner, LLP
`901 New York Avenue, NW
`Washington, DC 20001-4413
`Phone: (202) 408-6092
`Fax: (202) 408-4400
`
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`By:
`
`Robert E. Sokohl (Reg. No. 36,013)
`Attorney for Petitioners, TD Ameritrade
`
`Date: April 16, 2015
`1100 New York Avenue, N. W.
`Washington, D.C.20005-3934
`(202) 371-2600
`19817111 .DOCX
`
`(cid:9)