`Case: 1:10-cv-Q0929 Document#: 70-1 Filed: 11129111 Page 2 of 77 PageiD #:601
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`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF ILLINOIS
`EASTERN DIVISION
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`Trading Technologies International, Inc.
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`Plaintiff,
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`Rosenthal Collins Group, LLC.
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`Defendant.
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`Civil Action No. 10 C 929
`(Consolidated with:
`10 c 715, 10 c 716, 10 c 718
`10 c 720, 10 c 721, 10 c 726,
`10 c 882, 10 c 883, 10 c 884,
`10C885,IOC931)
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`Judge Virginia M. Kendall
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`CONSENT JUDGMENT
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`As a result of settlement of this action by virtue of a settlement agreement
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`between the parties dated November 9, 2011 ("Settlemertt Agreemenf') (a redacted copy
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`of which is attached as Exhibit 1 hereto) which shall become effective upon entry of !his
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`Consent Judgment and a Consent Judgment filed in Civil Action No. 05 C 04088 and
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`upon consent of Plaintiff, Trading Technologies International, Inc. ("'IT") and Defendant,
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`Rosenthal Collins Group, LLC (''RCG"), judgment is hereby entered against RCG upon
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`TI's Complaint, and it is hereby ORDERED, ADJUDGED, and DECREED that:
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`I.
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`IT commenced !his action for paient infringement against RCG on February 10,
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`2010. This action alleges infringement of U.S. Patent Nos. 7,212,999 ("'999 patent"),
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`7,533,056 ("'056 patent"), 7,587,357 ('"357 patenf'), and 7,613,651 ('"651 patent''). The
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`complaint was subsequently amended to add claims of infringement of U.S. Patent Nos.
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`7,676,4ll ('"411 patent"), 7,693,768 ('"768 parent"), 7,725,382 ('"382 patenf'),
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`7,813,996 ('"9% pate11t"), 7,904,374 ("'374 patenf') and 7,930,240 ('"240 patent").
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`RCG has received and reviewed a copy of the Complaint and Amended Complaints filed
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`l
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`TRADING TECH EXHIBIT 2080
`TD Ameritrade v. Trading Technologies
`CBM2014-00135
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`Page 1 of 4
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`by TT in this action. RCG filed a counterclaim alleging infringement by TT of U.S.
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`Patent Nos. 7,555,456 and 7,734,533.
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`2.
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`This Court has jurisdiction over the parties to this action and over the subject
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`matter of the Complaint.
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`3.
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`TT is the sole and exclusive owner of the patents-in-suit asserted by TT, and has
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`the right to sue upon, and recover drunages for past infringement and enjoin future
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`infringement of the patents-in-snit.
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`4.
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`All claims of the
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`'411, '768, '382, '996 and '374 patents are valid and
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`enforceable.
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`5.
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`RCG has infringed the '411, '768, '382, '996 l!Ild '374 patents under 35 U.S.C.
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`Section 271 by making, using, selling, offering for sale, importing and/or otherwise
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`distributing electronic trading software that includes what RCG has called the ABV
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`window, including the Onyx®, Onyx® 2, Onyx® Glide (which modified the previous
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`version such that after a change in the inside market the price column drifts back to the
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`center of the displayed ranges of prices), Onyx® Pro, and RCG Spreader software.
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`Documentation and a copy of a web-based tutorial on a DVD describing some of these
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`products is included in Exhibit 2. One version of the ABV window was the subject of
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`summary judgment proceedings in Case No. 05 C 04088 (Dkt Nos. 157, 158,200, 201,
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`202,258,259,290 and 313).
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`6.
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`Defendant RCG, its officers, agents, servants, employees, and other persons who
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`are in active conce11 or participation with RCG {including its directors, partners,
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`members, affiliates, subsidiaries, assigns, successors-in-interest to the extent permitted by
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`Fed. R Civ. P. 65) are hereby permanently enjoined (unless expressly permitted by TT
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`Page 2 of 4
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`(for example pursuant to the license granted in the Settlement Agreement)) during the
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`terms of the '411, '768, '382, '996 and '374 patents from infringing the '411, '768, '382,
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`'996 and '374 patents, including, without limitation, by the making, using, selling,
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`offering for sale, importing, and otherwise disliibuting in the United States the electronic
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`trading software products referred to in paragraph 5 above. This injunction applies, inter
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`alia, to the use of the electronic trading software products referred to in paragraph 5
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`above for electronically trading any item (e.g., futures, options, equities, fixed-income
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`products, etc.).
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`7.
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`Pursuant to the Settlement Agreement, RCG has agreed to pay to TI an amoUIIt
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`(specified in the Settlement Agreement) in settlement of ITs claims.
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`8.
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`The Settlement Agreement resolves all claims in this action. Accordingly, TI's
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`claims of patent infringement of the '999, '056, '357, '651 and '240 patents are hereby
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`dismissed with prejudice. Further, all counterclaims, including RCG's claims of patent
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`infringement, are dismissed with prejudice.
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`9.
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`This Court shall retain jurisdiction over this case for purposes of enforcing the
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`Consent Judgment and the Settlement Agreement between the parties pursuant to which
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`the Consent Judgment is filed.
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`10.
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`The right to enforce this Consent Judgment shall transfer to any successor-in-
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`interest to any party.
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`11.
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`Each party shall bear its own costs and attorneys' fees.
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`[Signatures Of! Fol[()wlng Page]
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`Page 3 of 4
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`Case: 1:10-cv-00929 Document #: 74 Filed: 11/30/11 Page 4 of 4 PageID #:698
`Case; 1 :10-cv-00929 Document#: 70-1 Filed: 11/29/11 Page 5 of 77 PageiD #:604
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`SO ORDERED
`/1-,30- (j
`Dated:
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`AGREED TO:
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`Le" R. Sigmond, Jr. (ID No. 6204980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boebnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`Tel.: (312) 913-0001
`Fax: (312) 913-0002
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`AttorneyB for Plaintiff
`TRADING TECHNOLOGmS
`INTERNATIONAL, INC.
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`'3,-J..,.W,_ tR.. ~
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`StacieR. Hartman (ID No. 6237265)
`Scbiff Hardin LLP
`233 S. Wacker Dr.- Suite 6600
`Chicago, IL 60606
`Tel.: (312) 258-5607
`Fax: {312) 258-5600
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`AUomeyli for Defendant
`ROSENTHAL COLLINS GROUP, LLC
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`Page 4 of 4
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