UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF ILLINOIS
`EASTERN DIVISION
`
`Trading Technologies International, Inc.,
`
`Plaintiff,
`
`v.
`
`Patsystems (NA) LLC, and Patsystcms PLC,
`
`Defendants.
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`___ )
`
`CONSENT JUDGMENT
`
`Civil Action No. 05 C 2984
`
`Judge Gettlcman
`
`Magistrate Judge Mason
`
`As a result of settlement of this action by virtue of a confidential settlement
`
`agreement between the parties dated May 19, 2005 which shall become effective upon
`
`entry of this Consent Judgment and upon consent of Plaintiff, Trading Technologies
`
`International, Inc. ('TT') and Defendants, Patsystems (NA) LLC and Patsystems PLC
`
`(collectively "PATS"), judgment is hereby entered against PATS upon TT's Complaint,
`
`and it is hereby ORDERED, ADJUDGED, and DECREED that:
`
`1.
`
`TT commenced this action for patent infringement against PATS on May 19,
`
`2005. This action alleges that PATS infringes U.S. Patent Nos. 6,766.304 ("'304 patent")
`
`and 6, 772,132 ("'132 patent"). PATS has received and reviewed a copy of the Complaint
`
`filed by TT in this action.
`
`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`TT0050598
`TTX00050598
`
`TRADING TECH EXHIBIT 2067
`TD Ameritrade v. Trading Technologies
`CBM2014-00135
`
`Page 1 of 6
`
`

`

`3.
`
`TT ls the so]c and exclnslvP- (nvner of the '304 patent and the)~ 32 putcnt: und hus
`
`the right to sue upon, and recover damages for past infringement and enjoin future
`
`infringement of the '304 and '13 2 patents.
`
`4.
`
`5.
`
`All claims of the '304 and' 132 patents are valid and enfi.1rceable.
`
`PATS has infringed the '304 and '132 patents under 35 U.S.C. Section 171 hy
`
`making, using, selling, offering for sale,
`
`importing, and/or otherwise distributing
`
`electronic trading software incorporating the DOME screen, which presently includes
`
`versions of PATS' '·J-Trader" and "H-Trader" products, a screen shot of which is
`
`included in Exhibit A.
`
`6.
`
`Defendant PATS, its officers, directors, partners, members, affiliates, subsidiaries,
`
`assigns, and successors-in-interest are hereby pe1manently enjoined (unless expressly
`
`permitted hy TT) during the terms of the '304 and '132 patents from the making, using,
`
`selling, offering for sale,
`
`importing, facilitating connectivity for and otherwise
`
`distributing in the United States the electronic trading software products referred to in
`
`paragraph 5 above including, without limitation, for use in electronically trading any item
`
`(e.g., futures, options, equities, fixed-income products. etc.).
`
`7.
`
`TT waives its rights to damages from PATS arising from the manufacture, use,
`
`sale or offers to sell, importation and/or other distribution of the electronic trading
`
`software products refened io in paragraph 5 above prior to entry of this Judgment.
`
`8.
`
`Notwithstanding the ten11s of this Consent Judt,'llent, PATS expressly reserves
`
`the right to contest infringement if the PATS software is modified so as to not infringe
`
`2
`
`TT0050599
`TTX00050599
`
`Page 2 of 6
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`

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`the patents-in-suit.
`
`Tn
`
`thf': event that P~A..TS conte~~ts infringement brrsed on PATS
`
`software that is modi tied, TT reserves the right to assert any and all claims against PATS
`
`including without limitation a claim of contempt of court based on a violation of this
`
`Consent Judgment in the event that the Court tlnds there is no colorable difference
`
`between the modifwd PATS software and the software that is the subject of this Consent
`
`Judgment.
`
`9.
`
`This Court shall retain jurisdiction over this case for purposes of enforcing the
`
`Consent J udgmcnt and the confidential Settlement Agreement between the parties
`
`pursuant to which the Consent Judgment is filed.
`
`I 0.
`
`Each party shall bear its own costs and attorneys' fees.
`
`SO ORDERED
`
`Dated: /t( 'f 'J..O r AM5
`
`r~· '') r··.
`/ I I
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`.
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`l ···" ,j~ · ........ :.::.-:. - \
`I
`
`".1
`
`··.
`
`Robert W. Gettleman
`United States District Court Judge
`
`3
`
`TT0050600
`TTX00050600
`
`Page 3 of 6
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`

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`AGREED TO:
`
`Dated: I: /zo I o5
`
`Dated: ~~2v1~u:;-
`
`Paul H. Berghoff(TD No. 6180462)
`LcifR. Sigmond, Jr. (ID No. 6204980)
`Matthew J. Sampson (!D No. 6207606)
`McDonnell Boehnen Hnlbcrt
`& Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`Tel.: (312) 913-0001
`Fax: (312) 913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`INTERNATI NAL, INC.
`
`Will am H. Fr nke
`, o. 3127933)
`Kent E. Genin (ID No. 6216122)
`Brinks Hofer Gilson & Linne
`NBC Tower- Suite 3600
`455 N. Cityfront Plaza Drive
`Chicago, Illinois 60611-5599
`
`Attorneys for Defendants
`PATSYSTEMS (NA) LLC and
`PATSYSTEMS PLC
`
`4
`
`TT0050601
`TTX00050601
`
`Page 4 of 6
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`

`

`EXHIBIT A
`
`TT0050602
`TTX00050602
`
`Page 5 of 6
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`

`

`0'
`
`•
`•J
`_:_j
`
`Account jALBERT ~
`
`Offers
`
`Bids
`
`Putt
`
`Go to Bid Go to Last Go to Offer
`
`'"
`15 loll t.
`
`----rT
`'Albert'
`account
`order 1n
`Vl/orking
`Ten lot
`w·JO:
`
`95
`
`~16 91'5
`
`95 930
`
`b ';.1 :15
`
`1J
`
`':lG 'J4U
`
`'·.U•l.i•1":1
`
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`
`•)b ::15':)
`
`tlti.%U
`
`~ltJ !_jl,;j
`
`•Jtj •jl (I
`':Jij 9:15
`9[• 98U
`9(i 08'5
`96 990
`9G.995
`
`5
`
`50
`
`w
`
`h------'
`the exchange
`this price at
`available at
`tot allots
`50:
`
`Bid
`
`Total Traded Volume· 804
`Lill'e \ EURJBOR I DECD2
`
`r Flatten
`
`-1DI29
`
`•
`
`f!ll" DOME -L•lle \ fUR
`
`10
`orrer
`Lots· (45--·-· ----:
`
`absolute value of the Net oosition
`checkbox to set the lot size to the
`with a stngle trade, tick the Fl.men
`If you want to flatten your position
`
`Lot stze ts correct
`Before placmg orders, make sure the
`
`shows the 30 lot fill
`The green Last Traded tigure also
`and F30 in the white offer column
`are still worktng, shown by the W15
`price 30 lots have been filled and 15
`'Albert' has a 451ot order at the offer
`In this example, trader account
`
`for that Account
`see the working and part tilled orders
`change the Account tield, you vvill
`orders for your trader account. If you
`show the Working and part Filled
`The whtte bid and offer columns
`
`all available bids (and offers).
`columns represent the tot allot stze of
`The figures 1n the blue (and pink)
`
`traded
`figure shows the number of lots last
`same as the btd I offer). The .P·
`!Joltl (or bold blue /1. ·i 1f it IS the
`The last traded price is shown in
`
`price is the current best offer
`pnce is the current best bid, the.·.
`range for th1s contract date. The blue
`The DOME shows the current pnce
`
`click the DOME button
`nght) highlight a Contract Month and
`To launch the DOME (shown on the
`
`lower edae
`the upper or
`clicking on
`wmdow by
`DOME
`size of the
`increase the
`pnces,
`range of
`greater
`To shm ... ,.. a
`
`below
`above or
`button
`a trow
`click the
`or down,
`pnce I 1st up
`To scroll the
`
`same time
`open at the
`screens
`DOME
`have many
`r ou can
`
`E;{ecut1on)
`Market
`(Depth or
`DOME
`
`C. DOME
`
`6/13
`
`Sec 1
`
`Page 6
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`Page 6 of 6
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