`Filed: January 27, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`TD AMERITRADE HOLDING CORP., TD AMERITRADE, INC., and
`TD AMERITRADE ONLINE HOLDINGS CORP.,
`Petitioners,
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`v.
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`TRADING TECHNOLOGIES INTERNATIONAL, INC.,
`Patent Owner
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`Case CBM2014-00133
`Patent 7,676,411
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`PATENT OWNER’S NOTICE OF CROSS-EXAMINATION OF
`KENDYL A. ROMÁN
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`Case CBM2014-00133
`Patent 7,676,411
`Pursuant to 37 C.F.R. § 42.53, Patent Owner TRADING TECHNOLOGIES
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`INTERNATIONAL, INC. (“TT”), by and through its attorneys, will conduct cross-
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`examination by deposition of Kendyl A. Román regarding his declarations submitted
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`in CBM2014-00131, -00133, -00135, and -00137. Mr. Román’s cross-examination will
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`take place, as agreed by counsel for the parties, on February 6, 2015 and February 9,
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`2015, commencing each day at 9:00 a.m. (local time), at the offices of Sterne, Kessler,
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`Goldstein & Fox P.L.L.C., 1100 New York Avenue, N.W., Washington, D.C. 20005-
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`3934. Counsel for Petitioners has represented that Mr. Román is willing to appear at
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`the time and location indicated above.
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`The cross-examination will take place before a Notary Public or other officer
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`authorized by law to administer oaths. It will be recorded using at least audiotape
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`and/or stenographic means. TT also intends to video record the cross-examination of
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`Mr. Román. The arrangements for the reporter and videographer will be made by
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`counsel for Patent Owner.
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`Date: January 27, 2015
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`Case CBM2014-00133
`Patent 7,676,411
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`By: /Joshua L. Goldberg/
`Erika H. Arner, Lead Counsel
`Registration No. 57,540
`Joshua L. Goldberg, Backup Counsel
`Registration No. 59,369
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`11955 Freedom Drive
`Reston, VA 20190
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`Steven F. Borsand, Backup Counsel
`Registration No. 36,752
`Trading Technologies International, Inc.
`222 South Riverside Plaza, Suite 1100
`Chicago, IL 60606
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`Attorneys for Patent Owner Trading
`Technologies International, Inc.
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`Case CBM2014-00133
`Patent 7,676,411
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing PATENT
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`OWNER’S NOTICE OF CROSS-EXAMINATION OF KENDYL A. ROMÁN
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`was served on January 27, 2015, via email directed to counsel of record for the
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`Petitioner at the following:
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`Lori A. Gordon
`lgordon-ptab@skgf.com
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`Jonathan M. Strang
`jstrang-ptab@skgf.com
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`Robert E. Sokohl
`rsokohl-ptab@skgf.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
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`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
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