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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`TD AMERITRADE HOLDING CORP., TD AMERITRADE, INC.,
`AND TD AMERITRADE ONLINE HOLDINGS CORP.
`Petitioner
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`v.
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`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`Patent Owner
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`Case CBM2014-00131
`Patent 7,533,056
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`Patent Owner’s Objections to Petitioner’s Exhibits 1003-1005
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`TRADING TECH EXHIBIT 2273
`TD Ameritrade v. Trading Technologies
`CBM2014-00131
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`Page 1 of 3
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`Case No. CBM2014-00131
`Patent 7,533,056
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`Pursuant to 37 C.F.R. § 42.64(b)(1), Patent Owner objects to Exhibits 1003-
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`1005 under Rules 104(b) and 602-604 of the Federal Rules of Evidence, and 37 C.F.R.
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`§ 42.63(b). Any relevance of Exhibit 1003 depends on the accuracy of the English
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`translation of Exhibit 1004, and sufficient proof has not been introduced to support a
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`finding that the English translation is accurate. Specifically, the affidavit included in
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`Exhibit 1005 does not establish that the affiant is able to assert, based upon personal
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`knowledge or expertise, that the translator is qualified and/or that the English
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`translation is accurate. In addition, the affidavit included in Exhibit 1005 does not
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`include an oath or affirmation by the translator to make a true translation.
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`Dated: December 16, 2014
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`Respectfully submitted,
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`By:
`Erika H. Arner, Lead Counsel
`Registration No. 57,540
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`Joshua L. Goldberg, Backup Counsel
`Registration No. 59,369
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`Steven F. Borsand, Backup Counsel
`Registration No. 36,752
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`Attorneys for Patent Owner Trading
`Technologies International, Inc.
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`1
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`Page 2 of 3
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`Case No. CBM2014-00131
`Patent 7,533,056
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Patent Owner’s
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`Objections to Petitioner’s Exhibits 1003-1005 was served on December 16, 2014,
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`via email directed to counsel of record for the Petitioner at the following:
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`Lori A. Gordon
`lgordon-ptab@skgf.com
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`Jonathan M. Strang
`jstrang-ptab@skgf.com
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`Robert E. Sokohl
`rsokohl-ptab@skgf.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
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`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
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`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
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`2
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`Page 3 of 3
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