`TD Ameritrade v. Trading Technologies
`CBM2014-00131
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`Page 1 of 17
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`Publication 2
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`Futures/Options Trading System
`Guidelines for Operating the Trading Terminals
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`Tokyo Stock Exchange
`Business Systems DepaItment
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`REFCO 0006698
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`TSE0000000628
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`Page 2 of 17
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`Table of Contents
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`I:
`Table of Contents
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`.
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`I
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`Chapter 1: System Overview ---~---—-—---———-----—----—-----—------—------------------~---- 1-1
`H System Structural Diagram-------------------------—»—----------------—----—---—------ 1-1
`1-2 System Operating Hours-------------------------------------------------------------- 1-2
`1-3 Constraints in Operating With Old Terminals------------------------------------ 1-3
`
`Chapter 2: Devices That Structure the Terminal System -—.—..----_----.---....-----------.. 2-1
`2-1 Overview of the Structure of the Terminal System ---------._.--------..--.--.-.....-- 2-1
`2-2 Terminal Servers-a-------------------------------------------------------------- 2-3
`2-3 Clients —---------------------------------------------------------------------- 2-5
`2-4 Printers ------------------------------------------------------------------------ 2-12
`
`2-5 Receipt Printers -------------------------------------------------------------------- 2-16
`2-6 Circuit Switching Equipment ---—-------—-w—--~---———--—--—-—----------------------— 2-17
`
`Chapter 3: Basic Operations ------------------------------------------------------------------- 3-1
`3-1 Selecting Menu Items'---------------------------------------------------------- 3-1
`3-2 Pointing Operations in Operating Windows ------------------------------------- 3-4
`3—3 Moving Windows--------------------------------------------------------------------- 3 -5
`3—4 Double Clicking With the Mouse -..._--..--_.__.._._....._.-...-..-..m__.-_-_._-...------_ 3 6
`3 -5 Displaying Shortcut Menus by Right Clicking With the Mouse ---------------- 3-7
`3-6 Operations when the “Send (Enter)” Key is Pressed -——-—~-——-—-————-----——---- 3-8
`3—? How to Close Windows---------------------------------------------------------- 3-9
`
`Chapter 4: Trading Products ---------------------------------------------------------------- 4-1
`4-1 The Bond Futures Market -------------------------------------------------------- 4~2
`4-2 The Bond Futures Options Market ------------------------------------------------ 4-5
`4—3 The Index Futures Market-----------------------------------F--------------------- 4-6
`4—4 The Index Options Market ---------------------------------------------------- 4-9
`4-5 The Stock Options Market ----------------------------------------------------- 4-10
`
`Chapter 5: Screen Structures ---------------------------------------------------------- 5-1
`5-1 The Main Window ------------------------------------------------------------ 5-1
`5-2 Various Entry Windows ------—---—----~—-—-—--------~-—-----------~----*--~--~---- 5'3
`5-3 Various Query ReSponse Windows -------------------------------------------- 5- 14
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`Chapter 6: User Settings When Using the Terminals ----—-—--———-——-—r—-——-—————-—----—~—---—-- 6-1
`6-1 Setting Up the Types of Ancillary Information on Boardz’Quotation Screens ——-——- 6-]
`' 6-2 Setting Up the Board Screen Price Display Method-~—---——--—----—-—-——--——-—-———- 6-3
`6-3 Format Settings for the Order Entry Windows —---—~—-——--——-———---------- 6-5
`6-4 Automatic Setup for the Control Items (Either Self or Consigned) For Order Entry -- 6—7
`6—5 Setting Up the Entry Limit Quantities When Inputting New Orders -----—---—-—-——-— 6—9
`6—6 Setting Up the Destination Printer for Orden'Contract Related Notifications —-—u--——6-ll
`6-7 Setting Up the Destination Printer for One-Way Communications Notifications,
`Such As Purchase ContractlBalance N0tifications--—--—-—-——-—~—-—-—-—-~—--——---—---——6-1 6‘
`6-8 Setting Up the Destination Virtual Server for OrderlContract Related Notifications——6—19
`6-8 [sic] Setting Up the Notification Output Timing for the Page Printer —-———--—-—-—~—6-22
`6-9 Setting Up the Buzzer Tone For When 3 Notification Has Anived in the
`_ Notification Display Area—--—---—-——-—-—-———————————————-——6-24
`
`6-10
`Setting Up the Mouse Operationsm
`--—----—-——---—-———-—-————-————— 6-25
`
`Chapter 7: Boardeuotation Information Queries -——----n~-——-——---—-~---~--—~—--——————— 7-1
`7—1 Page Registration ~——-—---————--—-—---———-——-———-—-—--———-——--«—————~————————-—- 'l—l
`7-2 Split Format m-—-~——————-————————-—-————————-——————-—~—~—~—-—————~———-——-——-—-————————~—-T-13
`
`_ 7-3 Board Screen
`———---————-——-———-———---——-——-—-———--———————7-17
`'}"-'4 Quotation Screen —-—-—-—--—----——-—---—--—--—--------—--——-———--——mmmmmm 7-2?
`
`Chapter 8: The Notification Display Area-—---——--—----——----———---—------——---——-- 8-1
`8-] Structure of the Notification Display Area ——_—-—————-«——-————--—-—-—---——-——-—- 8-1
`
`8-1 Method of Displaying in the Notification Display Area
`m-~----—-—---—-—--—- 8-3
`8-3 Notification Display in the Notification Display Area —-———--—————-———-———— 8-5
`8-4 Inputting Corrected Orders From the Notification Display Area —---—---—--——--—8-12
`
`Inputting Orders m.....m...-....-._..____.____..___--_______ 9-1
`Chapter 9:
`9-1 Displaying the Order Entry Window -—-—-—-——-———-————-—-—————-———-—————-—— 9-1
`9-2 Entering New Orders ———--—--—--—-——-——-——-——--—————--————-—-—---—---—-— 9-2,
`9-3 Inputting SalesfPuIehase Lump Orders --—-————-——-——--—-----—-mmmmmm9-16
`9-4 Entering Edited (Canceled or Modified) Orders ————-—-—------—--—--—————9-23
`9-5 Group Cancellation Instructions ——-—-—---—-—«-————--——-——-——-—--————._..__.-___9.36
`
`Chapter 10: Queries —m——muu——mmmmmwamwwm 10-1
`
`
`-—-———-——~--——--——--------————————---——--—--— 1 0-1
`10—1
`The Query Function
`10-2
`Board Detail Queries
`..............'___.._......._. 10-5
`10-3
`Query of the Table of Orders By the Firm (Time Sequence) ——---—--—--—-——-—-— 10—8
`10-4
`Query of Order and Contract Histories --—————-———----—----———-———-—----— 10-11
`10-5
`Query of Order Fulfillment Status -—-—---—-—--—-—--------—-—————---—- 10-15
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`Query of Contract Statuses ——--—
`---—-————————~v—-----———--—-——----- 10- 18
`10-6
`Query of High Volume Contract Data Table ------—-------—--——--——----——-— 10-22
`IO—‘ir
`Query of Contract Records ——————————————————————————— 10-24
`10-8
`Query of Settlement Price Table -—---——-——-—-—-—-—-——---———--—-—-——-—-—- 10-26
`10—9
`10-10 Query of Security Money Calculation Base Price Table --------------- 10-2”)r
`10-1 1 Query of Order h1formation—-——-———---———-—-———-—-—-—-————-—-————-—--- 10-29
`10—1 2 Query of Settlement Information-—--—--—--—-----—---—--—-—--—-—-----—-—-—--— 10-30
`
`Chapter 1 l: Inputting ResalefBuyback Quantities, Etc. -—-——--—--—----—-—-------- l H
`1 1-1
`Overview of Inputting ResalefBuyback Quantities, Etc. --———-—-—--—-——nnnnnn 1 H
`1 1-2
`Points of Caution When Inputting ResalefBuybaek Quantities, Etc.--——--—-—-—- 1 1-2
`I 1—3
`Inputting ResaleKBuyback of Futures Transactions-~————--—~—--—-—-—------ 1 1-7
`11—4
`Inputting Resalez’Buyback/Execution of Rights for Options Transactions ————— 1 1-9
`1 1-5
`Inputting Resaler’Buyback of Futures Accompanying the Execution of Rights to the
`
`Corresponding Options Transactions—wu-
`--——--.--------------- 1 1-12
`Ending the Inputting of ResalefBuyback, etc. -——--~——--——---—————-—----———--»------- 1 1-14
`Inputting the Consigned Portion Transaction Security Money Calculation Basis Balance
`1 1-15
`
`11-6
`1 1-7
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`1 1-8
`
`Ending the Entry of the Consignment Portion Transaction Security Money Calculation Basis
`BalanCe ____.._____--__.___._.._...__.___.__,_______..__.____...______ 1 1-15
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`_
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`-~.
`>
`" "7
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`Chapter 12: Querying Contract Balances, Etc. ---—.--—---—-—-——-—---—-----—-—-—-—-_. 12-]
`12-]
`The “Contract Balance Table (For the Firm)” for Futures Transactions -——--——~—--— 12-1
`12-2
`The “Contract Balance Table (For the Fina)" For Options Transactions -———--———-12-3
`
`12-3
`The “Contract Balance Table” for Futures Transactions —
`~12—6
`
`12—4
`The “Contract Balance Table” for Options Transactions
`—12-8
`
`Chapter 13: Notifications—----——----——-———-————--—--———~———-—-—-——————-—---——-—-— 13-1
`Types of Output Notifications ——-—--——-------—-—-—————————————————— 13-1
`13-1
`
`—--—---————————-————-———--————-— 13-2
`13-2
`Notification Output Destinations
`
`13-3
`Notification Serial Numbers —-—-—----—'----—---—---——-——---—-—
`13-4
`13 —4
`Notifications Pertaining to Order Entry-—¢-—--—----————-—————————— 13-5
`13-6
`Notifications Pertaining to Transaction Status -—----——-—-———-——-~—.—--—- 13-27
`13-7
`Notifications Pertaining to Resalet'Buybackr’Execution of Rights ---——------—- 13-36
`Notifications of Dividends -—--—--——-————---———-——-—————-—————--————-—--—-—- 13-46
`13-8
`
`13-9
`Notifications Pertaining to Contract Balances
`-'--—-——————————-— 13-4?
`'13—1 0 Notifications Pertaining to Transaction Security Money Calculation Base
`Contract Balances --—-——--—-———--—-—-—————-—-—---—--—-—--——————- 13-55
`13-11 Final Settlement Index (SQ) Messages -------—-——--——-—--—--——--—---—------— 13-55
`
`
`.._..._..__.._.______....._......._..______......------ 14-1
`Chapter 14: Operating Functions
`14-]
`Final Serial Number Description -—-——--————-——------—-—-wwwww 14-1
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`Table of Contents — 3
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`14-2 Retransmission Request/Cancellation-------------------------------------------- 14-5
`14-3
`Substitute Instructions/Cancellation------------------------------------------- 14—7
`
`Searching Notifications --------—-----—--—--—;--------------------------------- 14-9
`14-4
`[sic] Printing Notifications-------------------------------------------------- 14-13
`14-6
`Forced Printing of Notifications -----..--------------------------------------- 14-17
`14-7
`14-8 Clearing Notifications ------------------------------------------------------ 14—18
`
`. Actions in the Event of Faults ------------------------------------------ 15-1
`Chapter 15:
`15-1
`Fault of the Transaction Terminal Equipment ------------------------------- 15—1
`15-2
`Fault of the Communications Circuits --------------------------------------- 15-4
`
`Fault of the Central System-------------------------------------------------- 15-4
`15-3
`15-4 Operations When Recovering From Faults ---------------------------------- 15-5
`15-5 Use of Terminals When There is a Fault -----—-.--------------------------- 15-6
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`15-6
`Fault Messages1n the Terminal System --------------------------------------- 15 -7
`15-7 Handling When There Is a Fault In a Terminal Supplied By the Company 15-8
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`'
`
`<<Appendix l>>
`Messages
`<<Appendix 2>>
`Pattern for Automatically Set Up Pages
`<<Appendix 3>>
`Functions (Optional Functions)
`<<Appendix 4>>
`Numbers Related to the System
`
`Table ofError
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`Issue Record
`
`Password
`
`Telephone
`
`August 1998
`Tokyo Stock Exchange
`Business Systems Department
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`Table of Contents — 4
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`Chapter 2: Devices That Structure the Terminal System
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` Chapter '2: Devices That Structure the 'l'crminai System
`2-1 Overview of the Structure of the Terminal System
`2-1-1 Terminal S stem Structure Diagram
`
`
`
`l__._._._
`
`
`When there are
`tninal sen
`multiple terminal
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`servers, connection
`with the other
`terminal sewers
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`When there are
`multiple terminal
`servers, connection
`with the other
`terminal servers
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`2-1
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`Chapter 3: Basic Operations
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`3-4 Double Clicking the Mouse
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`Several operations can be simplified by double clicking the mouse (successively pressing the left button on the
`mouse).
`
`* Double clickingin specific areas on the boardsfquotation screens
`9 This will display the new order entry window. and automatically fillin the'issue name, sellfbuy, and price,
`etc., from the position that was double clicked
`* Double clicking in the notification area
`-) This will display the corrected order entry window, and automatically fill in the issue name and the order
`number from the notification information from the place that is double clicked.
`* Double clicking the order-related query resPonse window
`9 This will display the corrected order entry window, and automatically fill in the issue name and order
`number from the order information from the query response in the position that was double clicked.
`* Double clicking the response display field in the resalefbuyback entry window, etc.
`9 This will display, in the entry area for the resaleibuyback quantity, etc, and automatically fill in the
`“expiration month, etc.” and the “selflconsigned” fields from the response information in the position that
`was double clicked.
`
`{Example ofAntomalicafly Filling In From the Position That is Double Clicked>
`
`~41
`
`Hot).1mmm MOiZ
`13296 —
`#flll ”mm
`
`
`
`15 D
`13291
`
`“E El:05}
`13329
`
`New Order Entry
`
`
`
`
`Note that it is possible to set the interval for double eliciting the mouse.
`-) See Section 6-11, Setting Up Mouse Operations-
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`6
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`3-
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`Chapter 5'. Screen Structm'es
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`Chapter 5: Screen StrLlclures
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`The operating screens that are displayed on the monitors are structured fiom the (1) main
`window, the (2) various types of entry windows, and (3) various types of query response
`windows.
`
`5-1 The Main Window
`
`5-] The Main Window
`
`31m Selma: Cataracts Split Selecrlssue Select Page Query NewOrda- Revised Order Mulfiple Orders Peflg_flm
`LEutry Credenlials Rem!!!
`2. Entry Ca'elienfials Release
`3. Nufificafim‘Subsfim
`Operaiion
`’
`4. Security Management
`5. Set Nofifinafim Desh'natiun b
`I5. Pm OFF
`7. Save
`
`g.
`
`.——"
`
`......
`__
`__ _ __._
`
`"- -....
`.1: Obtaining Issue Information
`
`"
`
`......
`
`seeping “xi
`om
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`Chapter 7: Board/Quotation Information Queries
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`~"-;\_._/
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` Chapter T": Boardt'Quotation loft-initiation Queries
`
`The boardfquotation screens can be displayed in six different formats, with a maximum of six issues
`for the board data and information for a maximum-of 24 issues for the quotation information diSplayed
`simultaneously.
`
`The boardfquota’tion information displays have the following main characteristics:
`
`The boardfquotation information is updated autornatically at three second intervals.
`In the boardr’quotation screens, corresponding codes are displayed.
`In the board screens, automatic updating continues even when the board information is scrolled
`up or down.
`* The index orders with closing conditions are displayed continuously in the board screen.
`In the board screen, the actual order prices are displayed, without compiling the orders for
`quotation into a compiled display for the quotation prices.
`
`MoreOVer, queries for the boardfquo’tation information fillin theissue name into each ofthe
`registered pages and call the applicable pages.
`
`7-1 Page Registration
`
`When querying boardfquotation information, the set up of the applicable issue name is fundamental
`as the registration information for each ofthe registered pages, and by calling each of the registered pages
`it is possible to query boardfquotation information for the issue name that has been registered into the
`applicable pages.
`The issue name registration pages have custom settings pages and automatic settings pages, where it
`is possible for the user to select and register issue names as desired for each client in the custom settings
`pages, where, in the automatic settings pages, the issues that have been set up in advance by the Tokyo
`Stock Exchange are registered [automatically].
`
`
`
`_-—
`
`
`—--E_ Re isters an desired 24 issue names for each client
`
`
`50 — 51
`
`
`
`Bonds futuresr’o ntions nansactions automatic setu ”a as
`Automatic Settings
`Pages
`Index fiitures transactions automatic setu - - _;.es
`
`
`
`
`
`Various source
`
`stock codes Stock options transactions automatic setup pages.
`<Example>: Page “1801"
`
`
`-) Automatic setup page for “Taisei Construction options
`transactions”
`'
`
`55 — 60
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`Chapter 7: Boardeuotation Information Queries
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`7-3 Board Screen
`
`7-3-1 Board Screen Display Items
`*
`2—split Board Screen
`This is diSpIayed when‘Athe split format (board I: 2) is selected.
`
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`REFC0000670’7
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`Chapter 7:. Board/Quotation Information Queries
`
`(7)
`
`(8)
`
`(9)
`
`(10)
`
`(1 1)
`
`*
`
`The applicable raw stock for the 0P issue is truncated depending on the level, and displayed.
`*
`If less than 100,000 yen: All digits are displayed.
`.
`*
`If 100,000 yen or more: Last three digits are truncated for display.
`* When it comes to the price of the raw securities, delays in the timing of sending the updated
`data may cause different prices to be displayed between issues for the same raw security.
`
`Daily Volume:
`The daily volume is displayed in only the 6-partition board screen.
`
`Unfiilfilled Order Quantity Order:
`Displays the total quantity of unfillfilled orders.
`*
`For the unfulfilled orders, the various designated prices for the designated price orders are
`totaled and displayed, and also, in the applicable display field, the total quantities are
`displayed as well.
`
`Message Indicating Caution Information
`When caution information has been generated, “Caution” will be diSplayed.
`* When this message is displayed, query the “Caution Information” to check the details.
`'9 See Section 10-11, “Caution Information Query.”
`
`Board Automatic Update Paused Message
`If the automatic updating processes for the board information are interrupted due to a fault1n the
`central system, for example, the “Board Paused” message will be displayed.
`* When the automatic updating process for the board information has been interrupted and this
`message is displayed, a query of the board information for the most recent status of the issue
`displayed can be performed by pressing the “Send” (Enter) key.
`
`'
`Order Price
`This displays the order price (marketfclosingfdesignated).
`MoreOVer, for the designated part, the 2-partition board screen will display 20 prices, and the 4.6-
`partition board screens will display 6 prices.
`*
`The designated prices will be displayedin the price units for the'1ssue that'13 displayed.
`9 See Chapter 4, ‘Transaction Products”
`‘
`For the order price display method, one of the following can be selected:
`* ' “Non-compressed price display method” (A method that displays all methods.)
`*
`“Compressed price display method” (A method that displays only the specified prices,
`such as the prices for which there are orders.
`~> See Section 6-2, “Setting Up the Board Screen Price Display Method”
`
`*
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`Chapter 7: Board!Quotation Information Queries
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`"‘
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`*
`
`The last contract price (or the day’s reference price if prior to the first settlement for the day) will be
`displayed in yellow.
`'
`There is a "basic board screen” that displays the prices in the center ofthe “board display center
`prices" and a “scroll screen” when scrolling has been performed.
`'9 See Section 7-3-2, “Board Display Center Prices."
`
`The number of orders, the number of order events, and the number of closing
`specified price orders will be displayed for each order price.
`For unfulfilled orders, the Specified price orders are totaled and displayed
`for the specified prices, and the total quantity is displayed in the
`“unfulfilled order quantity total" field.
`In the “closing” field, only the “At market closing" orders are displayed.
`The total number of orders for which the prices exceed the displayed
`
`prices is displayed in the “OVER” field, and the total number of orders
`
`for prices that are less than the displayed prices is displayed in the
`
`“UNDER” field.
`
`The “ VER" and ‘TJ'NDER” fields are not displayed when the board
`
`information is scrolled. (These are displayed only in the basic hoard
`
`screen display.)
`
`* When a caution quotation or a special quotation is displayed, the orders to
`
`_which‘said quotations apply are not displayed in aggregate in the
`
`
`flotation prices, but rather are actually displayed in the order urices.
`
`
`(15) Corresponding Codes
`When in a matching state, the following codes are displayed at the strike
`
`
`prices.
`
`“it”: Prices for which a strike is possible.
`“"‘": Prices requiring a' decision by the Tokyo Stock Exchange as to
`
`whether or not a strike is possible.
`
`
`* However, when there are multiple strike prices on the board, the “it” will
`
`
`be displayed at the strike price that is nearest the reference price, and “*"
`
`
`
`will be dis-la ed for the other rices.
`
` (16) Quotation Codes
`
`In the quotation display, the following codes are displayed to the left of the
`prices for sales quotations, and displayed to the right of the prices for
`
`
`purchase quotations:
`Bond {Bond Futures OP Issues-
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`(12) Order Quantitiesf
`(13) Order Event!
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`(14) Closing Specified
`
`
`Price Order Quantities
`
`
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`
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`*
`
`*
`*
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`*
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`
`
`*
`*
`
`*
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`
`
`
`
`
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`*
`
`Special quotations that do not depend on the board
`*
`Special quotations for sales: “U” J Special quotations for
`purchases: “K"
`*
`Special quotations that depend on the board
`*
`Special quotations for sales: “[‘Japanese Katakana “11”] 1
`Special quotation for sales: [Japanese Katakana “Ka”]
`Index FutureSIIndex OptionsfStock Options Issues
`*
`Caution quotations
`*
`Caution quotations for sales: “U” f Caution quotations for
`purchases: “K”
`*
`Special quotations
`*
`Special quotations for sales: “[Japanese Katakana “1PM
`
`.ecial . otation for sales: Ja-anese Katakana “Ka"]
`-
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`7-22
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`*
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`S
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`REFCO 0006709
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`Page 13 of 17
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`TSE0000000639
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`Page 13 of 17
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`
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`Chapter 7: Board/Quotation Information Queries
`
`7-3-2 Board Display Center Prices
`* The board screen wherein scrolling has not be performed is termed the “basic board screen,” and
`the display of the board infonnation is constantly updated to be displayed in the center part of the
`board for the “board display center prices.” The “board display center prices” are determined in
`the priority sequence in the table below.
`
`
`
`
`
`After closing
`
`_
`
`
`
`
`
`Session Status
`Se - uence of the Prices for the Board Dis -_la Center Prices
`Priori
`Prior to the first
`(1) Special quotation prices
`
`
`
`2 Reference rices
`contract
`
`
`(1) Canticnfspecial quotation prices
`(2) The applicable order prices if there has been a purchase order or
`
`
`
`sales order with priority over the most recent contract price.
`
`
`3 Most recent contract rice.
`
`
`
`(1) Last special quotation prices.
`
`(2) Last prices
`
`(3) The days reference price if there is neither a contract for the day nor
`
`
`a final s . ecial . notation . rice
`In the “Basic board screen” of the “Non-compressed price display method,” “Three prices above
`and below” is set for the “Floating display area” of the “Board display center prices” for the two
`partition board display, and “one price above and below“ is set for the four or six partition board
`display, and when that range is exceeded, the prices in the center part of the board are compiled
`automatically.
`In the “compressed price display method,” the “board display center prices” are always compiled
`automatically in the center part of the board.
`.
`* Moreo'vcr, in the “scroll screen,” the display positions for the prices do not change automatically.
`
`*
`
`*
`
`I
`
`'
`
`N“Ml
`
`<Example ofAutomatically Compiled DiSplay: The Non-compressed Price Displayf6 Partition Board
`Screen (With one price above andbelow in the floating display area)>
`
`
`cm” 01
`Sony -P012~—9500
`V
`588
`
`u4roo(13:17)
`cm“
`
`At CIOSe
`sow ‘PO'I 2‘9500 V
`533
`2
`
`
`
`
`Given the contract at the “4500,” an price in the
`
`
`
`center of the board display changes from “4700”
`to “4500.” and because this exceeds the “floating
`display area,” the “4500” is Momafically'
`compiled and displayed in the center of the'board.
`
`
`
` REFCO 0006710
`
`Page 14 of 17
`
`TSE0000000640
`
`Page 14 of 17
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`
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`Chapter 7: Boardeuotation Information Queries
`
`?-3-3 Board Display Scrolling
`The board information scroll operations are performed using the method below in order to see
`information on the prices above and below the display range of the prices that are displayed in the
`“Basic board screen."
`
`a.
`
`* Use the mouse to click the scroll- buttons (the A or V) on the board screen.
`-) Scrolls by one price each.
`Press the arrow keys on the keyboard to move the cursor on the board screen up and down
`-) Scrolls by on price each.
`Press the “ p” or “Down” key on the keyboard.
`-) Scrolls by ten prices each for the 2 partition board display, or three prices each for the four or
`six partition board display.
`'
`
`4:
`
`Moreover, the display can be retumed to the “Basic board screen” from the “Scroll screen” using the
`method described below:
`
`* Use the mouse to click the “H” (Home) button on the board screen.
`*
`Press the “Home” key on the keyboard.
`
`0 Even when scrolling is performed, the board information still updates automatically.
`0 The “Oval" and “Under" field infonnation is not displayed when scrolling.
`
`0» The “H” button is cfisplayed in red on the board screen when the scroll screen is displayed.
`
`mrarnple ofscroll Operation?
`
`
`.
`u4roo(13:1‘n
`
`
`
`-.__a
`
`
`
`UN' "
`
`1
`
`2
`1
`
`2
`
`U4700(13:1?)
`AtClose ‘
`2
`
`fl.-
`-“
`588
`not Sony—90124500 v
`scum '
`U4‘loc(13:17)
`n H v
`2
`.AtClose
`2
`1
`“W
`OVER
`520”
`5100
`
`l0
`3
`
`2
`
`_
`
`-
`
`53H1
`. 5200
`'
`51"
`7 .
`490
`l
`43' |
`
`45
`3
`
`
`Tothe scroll screen
`-
`
`_
`
`_ , 5 fl
`
`U
`
`4700
`
`4500
`
`4500
`
`w
`
`'
`
`_
`
`2 REFCO 0006711
`
`To the basic board
`
`-L.~.;'.-'-'
`
`7-26
`
`TSE0000000641
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`Page 15 of 17
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`Page 15 of 17
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`
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`Chapter 9: Order Entry
`
`9—2-2 Ordering From the New Order Entry Window
`9-2-11 Displaying the New Order Entry Window
`There are the two following ways to display the new order entry window:
`* Use the mouse to double click the Special area in the bolards’quotation screen.
`-) Depending on the location that has been double clicked, the “issue name,
`prices,” and “execution conditions” will be' filled in automatically.
`*
`If the double clicking on the boardfquotation screen is at a location wherein board
`information is not displayed, then a new order entry window will be displayed with
`nothing filled in automatically.
`
`”‘6
`
`I! ‘0
`
`sellfbuy,
`
`order
`
`<An Exaxnple ofAntomatic Fill-in Depending on the Double Click Position>
`'[3233
`_
`'__” DIInns'I‘umGovJond 012 Basic.
`
`
`
`K13320(13:11}--fi
`
`
`10
`
`
`2209
`-
`9
`I71
`
`
`
`5
`I
`
`
`
`
`
`
`the location are is '
`
`double clicked is filed
`
`in automafieally.
`
`
`mouse on a specific boardx’quotation screen again.
`
`Even afler the new order entry window has been displayed,
`it is possible to change the setttngs by double clicking the
`
`'
`
`9-5
`
`REFCO 0006712
`
`TSE0000000642
`
`Page 16 of 17
`
`Page 16 of 17
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`
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`<<Appendix 4>> System-related Telephone Numbers
`
` ai-==ir-'\p}.ie11rlix 4 Systemwelalcd 'lelcplmnc Nu in hers
`
`As of August, 1998
`
`*
`
`Inquiries regarding repairs/maintenance ofthe transaction terminals
`(Hitachi Denshi Service):
`Main: 3271-2701
`Ext.:
`653
`
`*There is no maintenance for terminals supplied by your firm, so maintenance should be
`handled by the participant.
`'
`
`.
`* Queries regarding purchasing replacement parts
`3464-7119
`(Hitachi Data Systems):
`Telephone:
`* For replacement parts, the “Hitachi Data Systems” is presented as a vendor, but
`replacement parts can be purchased fi'om other companies as well as long as they do not
`cause problems in use.
`
`* Queries regarding increasing the number of transaction terminals or moving the transaction
`terminals.
`
`(Tokyo Stock Exchange Business Systems Department):
`
`Telephone:
`
`3665-1363
`
`{Kw/l
`
`* Other queries
`(Tokyo Stock Exchange Business Systems Department):
`Ext:
`
`Telephone:
`187, 8
`
`3808-2571, 2
`
`* Use of terminals during emergencies and faults
`(Tokyo Stock Exchange Business Systems Department):
`Ext:
`
`.
`Telephone:
`187 — 9
`
`380 8-2571 - 5
`
`A
`dix 4-1
`We“
`
`REFCO 0006713
`
`TSE0000000643
`
`Page 17 of 17
`
`Page 17 of 17
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