`Patent 6,105,013
`Attorney Docket No. 131209-003USCBM
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`PNC BANK, N.A., JP MORGAN CHASE & CO.
`AND JP MORGAN CHASE BANK, N.A.
`Petitioner
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`v.
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`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
`
`Case CBM2014-00040
`Patent 6,105,013
`____________
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`SECOND SUPPLEMENTAL MANDATORY NOTICES
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`Case CBM2014-00040
`Patent 6,105,013
`Attorney Docket No. 131209-003USCBM
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
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`Patent Owner Maxim Integrated Products, Inc. submits the following second
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`supplement to its Mandatory Notices and Supplemental Mandatory Notices
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`pursuant to 37 C.F.R. § 42.8 previously filed on December 13, 2013 and March 14,
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`2014 respectively.
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`Second Supplement: Related Matters
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`Patent Owner submits the following additional information pursuant to 37
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`C.F.R. § 42.8(b)(2) regarding proceedings identified as related matters by Patent
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`Owner’s Mandatory Notices.
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`The following proceedings have been dismissed pursuant to stipulation:
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`- Fidelity Brokerage Servs. LLC v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00871- JFC (dismissed May 16, 2014, Dkt. 66)
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`- Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
`JFC (dismissed March 27, 2014, Dkt. 77)
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`- Maxim Integrated Prods., Inc. v. Southwest Airlines, Co., No. 2:12-
`cv-00883-JFC (dismissed May 05, 2014, Dkt. 48)
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`- Maxim Integrated Prods., Inc. v. QVC, Inc., No. 2:12-cv-00891-JFC
`(dismissed March 14, 2014, Dkt. 82)
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`- Maxim Integrated Prods., Inc. v. Citigroup, Inc., No. 2:12-cv-01628-
`JFC (dismissed March 31, 2014, Dkt. 37)
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`1
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`Case CBM2014-00040
`Patent 6,105,013
`Attorney Docket No. 131209-003USCBM
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`- Maxim Integrated Prods., Inc. v. Target Corp., No. 2:12-cv-01629-
`JFC (dismissed April 23, 2014, Dkt. 51)
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`- Maxim Integrated Prods., Inc. v. Wells Fargo & Co., No. 2:12-cv-
`01639-JFC (dismissed May 01, 2014, Dkt. 45)
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`The following proceeding is currently the subject of a joint stipulation of
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`dismissal of claims:
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`- PNC Fin. Servs. Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-
`cv-00089-JFC (filed May 21, 2014, Dkt. 120)
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`As to the above matter, PNC Financial Services Group, Inc., as party to the
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`above litigation and corporate parent of a constituent of Petitioner, has an ongoing
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`interest in a decision in the present proceeding, because such an interest may
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`depend not only on whether infringement litigation as to the patent-at-issue is
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`ongoing, but also on other factors such as the possibility that litigated issues will be
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`revisited or reopened depending on later events; the common interests or
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`agreements, if any, between entities in the litigation and entities in this proceeding;
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`the possibility that alleged liability based on the patent-at-issue may arise in
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`connection with future facts or products; and Petitioner’s past admissions and
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`actions bearing on its interest in this proceeding.
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`Therefore, with this new development, all constituents of Petitioner continue
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`to have an ongoing interest in this proceeding.
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`2
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`Case CBM2014-00040
`Patent 6,105,013
`Attorney Docket No. 131209-003USCBM
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`Respectfully submitted,
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`____/Kenneth J. Weatherwax/_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
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`Date: May 27, 2014
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`
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re: Covered Business Method Review of
`U.S. Patent No. 6,105,013
`Case No. CBM2014-00040
`Filed: November 22, 2013
`For: METHOD, APPARATUS, SYSTEM
`AND FIRMWARE FOR SECURE
`TRANSACTIONS
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`
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`Administrative Patent Judge: Sally Medley
`Atty. Docket: 131209-003USCBM
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`Certificate of Service
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`May 27, 2014
`Sir:
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned, on behalf of the Patent Owner,
`hereby certifies that a copy of the following document is being served on the Petitioner by
`Express Mail on May 27, 2014:
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`SECOND SUPPLEMENTAL MANDATORY NOTICES
`The names and addresses of the parties being served are as follows:
`
`Lionel M. Lavenue
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`Two Freedom Square
`11955 Freedom Drive
`Reston, VA 20190-5675
`
`Timothy J. May
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW
`Washington, DC 20001-4413
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`Very truly yours,
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`____/Kenneth J. Weatherwax/_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
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