`Patent 5,940,510
`Attorney Docket No. 131209-001USCBM
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`PNC BANK, N.A. AND JP MORGAN CHASE & CO.
`and CHASE BANK, N.A.
`Petitioner
`
`v.
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`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
`
`Case CBM2014-00038
`Patent 5,940,510
`____________
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
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`Case CBM2014-00038
`Patent 5,940,510
`Attorney Docket No. 131209-001USCBM
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
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`Pursuant to 37 C.F.R. § 42.8, in response to the Petition for Post-Grant
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`Review on U.S. Patent No. 5,940,510, Patent Owner Maxim Integrated Products,
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`Inc. submits the following Mandatory Notices.
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`1. Real Party-In-Interest
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`In accordance with 37 C.F.R. § 42.8(b)(1), Patent Owner identifies the real
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`party-in-interest as Maxim Integrated Products, Inc.
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`2. Related Matters
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`In accordance with 37 C.F.R. § 42.8(b)(2), Patent Owner identifies the
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`following related proceedings:
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`a. In re Maxim Integrated Prods., Inc., MDL No. 2354, No. 2:12-mc-00244
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`b. As transferred for MDL purposes:
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`- PNC Fin. Servs. Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-
`cv-00089-JFC
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`- Maxim Integrated Prods., Inc. v. JP Morgan Chase & Co., No. 2:12-
`cv- 01641-JFC
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`- KeyCorp v. Maxim Integrated Prods., Inc., No. 2:12-cv-00860-JFC
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`Case CBM2014-00038
`Patent 5,940,510
`Attorney Docket No. 131209-001USCBM
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`- Vanguard Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-
`00862-JFC
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`- Jack Henry & Assocs., Inc. v. Maxim Integrated Prods., No. 2:12-cv-
`00863-JFC
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`- Maxim Integrated Prods., Inc. v. Comerica Inc., No. 2:12-cv-00869-
`JFC
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`- Fidelity Brokerage Servs. LLC v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00871- JFC
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`- Maxim Integrated Prods., Inc. v. First United Bank & Trust Co., No.
`2:12-cv-00876- JFC
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`- Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
`JFC
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`- Maxim Integrated Prods., Inc. v. Expedia, Inc., No. 2:12-cv-00878-
`JFC
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`- Maxim Integrated Prods., Inc. v. Capital One Fin. Corp., No. 2:12-cv-
`00879-JFC
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`- Maxim Integrated Prods.,Inc. v. Bank of the West, No.2:12-cv-00880-
`JFC
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`- Maxim Integrated Prods., Inc. v. Groupon, Inc., No. 2:12-cv-00881-
`JFC
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`- Maxim Integrated Prods., Inc. v. Union Bank, N.A., No. 2:12-cv-
`00882-JFC
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`- Maxim Integrated Prods., Inc. v. Southwest Airlines, Co., No. 2:12-
`cv-00883-JFC
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`- Chipotle Mexican Grill, Inc. v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00887-JFC
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`Case CBM2014-00038
`Patent 5,940,510
`Attorney Docket No. 131209-001USCBM
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`- Maxim Integrated Prods., Inc. v. QVC, Inc., No. 2:12-cv-00891-JFC
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`- Clairmail Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-00923-
`NBF
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`- Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00945- JFC
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`- BMO Harris Bank Nat’l Ass’n v. Maxim Integrated Prods., Inc., No.
`2:12-cv-01538- JFC
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`- Deutsche Bank AG v. Maxim Integrated Prods., Inc., No. 2:12-cv-
`01604-JFC
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`- Maxim Integrated Prods., Inc. v. Citigroup, Inc., No. 2:12-cv-01628-
`JFC
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`- Maxim Integrated Prods., Inc. v. Target Corp., No. 2:12-cv-01629-
`JFC
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`- Maxim Integrated Prods., Inc. v. Wells Fargo & Co., No. 2:12-cv-
`01639-JFC
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`- Maxim Integrated Prods., Inc. v. Bank of Am. Corp., No.2:12-cv-
`01640-JFC
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`- Maxim Integrated Prods., Inc. v. U.S. Bancorp, No. 2:12-cv-01642-
`JFC
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`- Maxim Integrated Prods., Inc. v. Walmart Stores, Inc., No. 2:12-cv-
`01643-JFC
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`c. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., No. 2013-
`1495 (Fed. Cir.)
`d. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., 4:12-cv-
`00369-RAS (E.D. Tex)
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`Case CBM2014-00038
`Patent 5,940,510
`Attorney Docket No. 131209-001USCBM
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`e. Request for ex-parte reexamination, Control No. 90/013,063
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`3. Lead and Back-Up Counsel
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`In accordance with 37 C.F.R. § 42.8(b)(3), Patent Owner identifies Kenneth
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`J. Weatherwax as lead counsel and Parham Hendifar as back-up counsel:
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`Kenneth J. Weatherwax, Lead Counsel
`USPTO Reg. No. 54,528
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`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4503
`Facsimile: (310) 307-4509
`Email: weatherwax@glwllp.com
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`Parham Hendifar, Back-Up Counsel
`USPTO Reg. No. 71,470
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`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4510
`Facsimile: (310) 307-4509
`Email: hendifar@glwllp.com
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`//
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`//
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`//
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`//
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`Case CBM2014-00038
`Patent 5,940,510
`Attorney Docket No. 131209-001USCBM
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`4. Service Information
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`In accordance with 37 C.F.R. § 42.8(b)(4), Patent Owner identifies the
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`following service information:
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`Stefani Smith, Esq.
`Tensegrity Law Group, LLP
`555 Twin Dolphin Drive, Suite 360
`Redwood Shores, California 94065
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`Email: stefani.smith@tensegritylawgroup.com
`Telephone: 650-802-6050
`Facsimile: 650-802-6001
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`Respectfully submitted,
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`____/Kenneth J. Weatherwax/_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
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`Date: December 13, 2013
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`
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`Administrative Patent Judge: Sally Medley
`Atty. Docket: 131209-001USCBM
`
`In re: Covered Business Method Review of
`U.S. Patent No. 5,940,510
`Case No. CBM2014-00038
`Filed: November 22, 2013
`For: TRANSFER OF VALUABLE
`INFORMATION BETWEEN A SECURE
`MODULE AND ANOTHER MODULE
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`
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`Certificate of Service
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`December 13, 2013
`Sir:
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned, on behalf of the Patent Owner,
`hereby certifies that a copy of the following document is being served on the Petitioner by
`Express Mail and electronic mail on December 13, 2013.
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
`The names and addresses of the parties being served are as follows:
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`Lionel M. Lavenue
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`Two Freedom Square
`11955 Freedom Drive
`Reston, VA 20190-5675
`PNC-JPMorgan- MaximCBMs@finnegan.com
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`Timothy J. May
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW
`Washington, DC 20001-4413
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`Very truly yours,
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`____/ Kenneth J. Weatherwax /_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP