`EXHIBIT 2013
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`EXHIBIT 2013
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`Docket No. 1004293.005US
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`Serial No.:
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`11/1 12,990
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`Confirmation No.2
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`7098
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`Applicant(s): McNally, et a1.
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`Group Art Unit:
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`2191
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`Filed:
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`April 22, 2005
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`Examiner:
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`Brophy, Matthew
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`For:
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`INFORMATION MANAGEMENT AND SYNCHRONOUS COMMUNICATIONS
`SYSTEM WITH MENU GENERATION, AND HANDWRITING AND VOICE
`MODIFICATION OF ORDERS
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`SUPPLEMENTAL ‘NEXUS’ DECLARATION UNDER 37 C.F.R. § 1.132
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`Commissioner for Patents
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`PO. Box 1450
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`Alexandria, VA 22313-1450
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`Sir:
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`I, the undersigned, Keith R. McNally, declare and state that:
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`1.
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`I am an inventor of the subject matter claimed in the above-identified patent
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`application.
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`I have first-hand knowledge as to all of the facts, all of the referenced Exhibits
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`and all of the information contained herein.
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`2.
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`I make this supplemental declaration providing additional evidence of
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`"secondary factors’ by correlating and synchronizing all of the previously provided
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`documents and evidence to support the Nexus confirming ‘non-obviousness’ - in response
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`to the November 16, 2010 Interview.
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`3.
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`There was clearly a long felt and growing need - which Ameranth’s
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`invention uniquely solved in September 1998 — (as was disclosed in the September 21, 1999
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`filing of the original patent application) - which this application claims priority to. This
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`unsolved need dates back to M 1995, (with the founding of the Cybermeals company),
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`(which later became Food.com in early 1999) and which was co-foundedby Bryan Cupps—
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`(the ‘Cupps’ of one of the prior art patents asserted against the 11/112,990 application). In
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`fact, ‘Cybermeals’ was formed with the expressed mission to meet online ordering needs for
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`restaurants, yet after almost four years and $100M of investments, it had failed to effectively
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`do so and Mtg that itw Ameranth’s ‘menu and communications wizard’ invention
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`and it licensed Ameranth’s technology for both web and wireless ordering — (to include
`(
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`smart phones). (Note, this summary in Exhibit #23 of the original 1.132 declarationfrom
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`September 1999 - Titled: Food.com and Ameranth'Technology Link Up — confirmed the
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`wireless device/smart phone aspect of the relationship - “Ameranth, a leader in wireless
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`technology will also work closely with its strategic partners, Symbol Technologies and
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`Food.com to enable the Food.com ~site toreceive orders wirelessly from the emerging
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`generation of wirelessly enabled smart devices.”
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`4.
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`It is difficult (in considering ‘obviousness’ now) vs. back in 1998 (looking
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`backward in time) - (from a 2010 technology interconnected, ‘always on’, ubiquitous
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`communications world perspective) to appreciate that things that might ‘appear’ obvious
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`W c
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`ompany) - (with almost all of the Hospitality POS and related software application systems
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`riding on/leveraging Mcore software products - (one way or another) and who had
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`introduced their new ‘Windows CE’ mobile products also had not—met the need. Micros, (the
`world’s largest POS company) - (then and now) was a_l§g entirely incapable in 1998/1999 of
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`meeting this need without the technology invented by Ameranth that enables the interfacing
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`and synchronizing of complex and GUI intensive POS and other hospitality based systems
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`with the intemet, with web pages and/or with the modern ‘PDA type’ wireless devices and
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`smart phones - that were to ride on the intemet links.
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`5.
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`Thus at the inventive date timeframe of the Fall of 1998, if the invention
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`were truly ‘obvious’ mg, certainly if there were three companies in the. world that should
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`have been able to solve/invent the unique ‘menu wizard’ and ‘communications wizard’
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`invention — it would have been one or more ofthese three companies. These companies were
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`all ‘sofiware’ companies, market leaders, they were clearly operating i_r_i the hospitalig space
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`and unarguably they had almost unlimited resources, (with Food.com with ~$100M - the
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`smallest company of the three). Yet, what actually happened in 1998/1999? They all failed
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`to invent what I and my co-inventors did invent and all three companies independently
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`concluded that
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`they needed .Ameranth’s ‘mcnu wizard’ and ‘comrnunications wizard’
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`inventive technology and Micros and Food.com sought to gain exclusive rights to it and
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`Microsoft took it
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`to an even higher confirmation level and not only partnered with
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`Ameranth, but made a multi million dollar strategic investment into Ameranth - its only
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`such investment in this space in the world.
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`6.
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`Further, Microsofi itself confirmed, (the same month Ameranth submitted its
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`parent ‘850 patent application to the USPTO that Ameranth’s invention) _n_1_e_t a flow—
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`need’
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`in their Fall 1999 Supplemental Hospitality Publication. “The 21st Century
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`Restaurant System is a fully integrated system that provides a long —awaited hospitality
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`industry mobile wireless solutionfor traditional restaurantprocesses”
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`7.
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`Not only did Food.com publicly partner with Ameranth in the summer of
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`1999 and announce why it needed Ameranth’s invention but privately (in Exhibit #20 of the
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`original
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`1.131
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`declaration)
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`and
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`(inclusive
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`of
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`their
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`entire
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`executive
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`team,
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`CEO,CFO,CTO,COO and other Senior VP’s - it ad_mitt_ed that it needed Ameranth’s ‘menu
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`wizard’ and ‘communications wizard’ technology and identified the many advantages that
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`Ameranth’s inventive technology would provide to them, (despite their nearly five years of
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`development effort) and them having filed for and received allowance on their Cupps patent.
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`8.
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`Further,
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`this document confirms their already existing relationship with
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`Micros- yet confirms their need for Ameranth to meet that unsolved need. This document
`and its critical
`importance was discussed with the Examiner and his superiors in the
`November 16, 2010 Interview. Further, not only did Food.com conclude that Ameranth’s
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`invention was superior to and beyond the Cupps patent, but the Patent Examiner (for
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`Ameranth’s allowed parent application), (the ‘850 patent) — himself, (even without access
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`then to Exhibit #20) independently concluded that Ameranth’s inventive technology was
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`superior to the Cupps patent and granted Ameranth allowance m for both independent
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`I and numerous dependent claims and for two subsequent patents as well.
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`9.
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`Micros also unquestionably concurred - since it had already partnered with
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`Food.com/Cybermeals in early 1999, yet m had m and concluded that it n_ee¢:_d our
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`breakthrough ‘menu generation’ invention and not just in a normal licensing way — rather it
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`WinW
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`in 1999 (or any time earlier with w of its systems, and utilizing its vast resources) it would
`n_ot have sought the exclusive license to pu_r invention and ofl‘ered Ameranth in May 2000 to
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`pay $200/Handheld license fee and up to $1500/restaurant license fee for an exclusive
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`license to our ‘menu/communications wizard’ invention. Thus, fiirther, any conceptual
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`‘combination’ of Micros and/or with Cupps/Food.com having been ‘obvious’ - to meet our
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`pending claims is innately confirmed false and only reflects ‘hindsight conceptualization’,
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`since the f_ac_ts_ of what actually happened contemporaneously are that pilh Micros and
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`Food.com fiailii and did not have our invention, they did not know ho_w to meet the need
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`wilh_o_u_t Ameranth,
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`they had fiailil in their collaboration and in fact,
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`they sought the
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`exclusive license to M invention — which thus was po_t obvious to them.
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`10.
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`While
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`the market
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`confirmations of
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`the
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`‘long
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`felt
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`need’
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`from
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`Micros/Food.com/Microsofi are compelling in and of themselves, it would be reasonable to
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`expect additional confirmation from others in the Hospitality Industry also to confirm the
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`demand for this ‘long unmet need’. Again, what actually happened in 1998/1999 is that not
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`pm did these three industry giants recogpize/confirm the breakthrough nature of
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`Ameranth’s invention, but so did virtually the entire hospitality indusg, and many more
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`companies also took or sought licenses w to Ameranth’s 21St Century Restaurant
`System technology (which embodied and embodies) the claimed invention. Many of these
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`companies had been in the Hospitality Market (for a decade or more) and they too fiaflfl and
`needed Ameranth’s invention. This M and additional widespread adoption further
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`confirmed the long felt need.
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`11.
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`Additional POS and/or technology companies partnering with Ameranth in
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`W P
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`ositouch, Foodtrak, Comtec, Squirrel Systems, JTECH, and Symbol. (In fact, Symbol also
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`made a multi million dollar investment into Ameranth — just as Microsoft did.)
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`12.
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`It
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`is also important
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`to note/confirm that
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`this widespread adoption and
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`licensing of our invention and products (derived from the invention) occurred mph;
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`independent of, any ‘threats of litigation’ (in fact there were none). The adoption occurred
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`solely due to the breakthrough nature of our innovative solution to the ‘long felt and
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`' unsolved need’.
`-
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`13.
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`Also, Ameranth was a small and relatively new company, had no established
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`‘brand name’, nor were these new adopters and licensees ‘regular customers’ of Ameranth
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`(with some'kind ofdependency on Ameranth) thus their adoption ofour technology is s_ole_ly
`attributed to its innovations , breakthrough aspects and unique solution to meeting the long
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`felt need.
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`i
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`14.
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`Further still, Ameranth received numerous technology awards for products
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`embodying the invention (including e.g. wireless handhelds, ‘non standardsized’ displays,
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`data synchronization, web interfaces etc) (and the National, Regional and Hospitality press
`too confirmed the breakthrough nature ofAmeranth’s invention. These m, these w
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`— they happened, they are independently confirmed (with documentation in the other 1.132
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`declarations) and collectively they confirm that there was a ‘long felt- unmet need’, uniquely
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`and only s_ol_veg by Ameranth’s breakthrough invention.
`15.
`As is thoroughly documented in my 1.131 declaration, the original core
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`invention was invented in September 1998 and then steadily advanced and commercialized
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`W o
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`riginally referred to as the ‘Intraset Wizard’ — (which is shown in the center of the
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`embodying product chart - 21St Century Restaurant) — 1998. The ‘menu wizard’ and
`‘communications wizard’ were Lbsets of the overall
`‘Intraset Wizard’. Ameranth’s
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`subsequent software products e.g. 21St Century Restaurant, ImprOv Comedy Ticketing and
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`Hostalert
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`(each inclusive of
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`the
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`core
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`inventive
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`aspects of wireless handhelds,
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`synchronization, ‘non standard sized displays’, communication control software, configured
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`for display etc) - (as well as others too) all innately mm these inventive software wizards
`— (that themselves embody and are commensurate with the claims of the issued patents Q91
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`also those in the 11/112,990 pending application). As such, the related ‘secondary factors’ —
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`(referring to these products) form a Nexus and are thus non obviousness confirmations of
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`the core invention and the claims of same (which were/are embodied in those products)
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`'
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`themselves.
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`16.
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`Again, I thank the Examiner and his supervisors for the November 16, 2010
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`interview. Attached as Exhibit A is my ‘11/112,990 Secondary Factors -- Nexus Overview
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`Summary’ in which I am responding to the discussions/guidance from that interview to
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`more clearly confirm the nexus of the evidence submitted with the claims of the pending
`application. This summary is further explained in the next paragraph.
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`17.
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`Concurrently submittedwith this 1.132 “Nexus” declaration is an additional
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`supplemental declaration (with 13 additional exhibits) to further support the nexus of the
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`evidence submitted with the claims of the pending application. These new documents are
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`compelling (in and of themselves) - since they clearly show that we had added in ‘patent
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`pending’ markings to our 21St Century Restaurant product brochures (as soon as we were
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`W p
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`ublicly issued a press release nationwide (via the AP and UPI) as well as posted it on our
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`web site and sent out hundreds of paper copies of our patent press release in May 2002,
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`upon the issuance of the formal parent ‘850 patent. In this press release I and we m1b_li_c_ly,
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`clearly and directly explained, connected and associated the ‘just all‘owed’ parent ‘850
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`patent application with the core inventive aspects ofthe patent and associated m our 213‘
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`Century Restaurant System products.
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`18.
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`Thus, the claims of the invention were/are commensurate in scope with our
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`21ST Century Restaurant System products and the majority of the licensees and partner
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`companies had licensed or sought to license flit product. Our closely related products a_lsp
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`encompassing the invention and commensurate with the claims of the invention e.g.
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`Hostalert and Improv Ticketing
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`(both inclusive of wireless handheld/smart phone
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`interfaces) have also been marked with our patent numbers (as is shown in several of the
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`#12 exhibits of the latest 1.132 declaration submission).
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`19.
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`In fact, and as yet additional evidence against ‘obviousness’ - each of these
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`three products won major technology awards
`linkages and data synchronization) fiom independent panels of experts- which clearly
`confirms their breakthrough nature and provide further confirmations that Arneranth’s
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`(focused on their wireless handheld/device
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`invention met a ‘long felt need’. The press and public accolades that we also received (for
`these products embodying the invention and the claims) were simply overwhelming and are
`documented in the 1.132 declarations and also summarized in the attached 11/112,990
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`Nexus Overview Summary. The attached summary graphically links/explains
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`the
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`interrelationships between the previous and newly provided documents and the documents
`rea ltleS O W a
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`supporting the ‘secondary factors’ — revealing the complex ‘real world’
`actually happened contemporaneously in the fast moving and dynamic period of invention,
`product development and partnering/licensing. The nexus ofthe evidence submitted with the
`claims of the pending application was and is real;
`it is what actual] ha
`ened in the
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`inventive timeframe and confirms that our invention was mt obvious.
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`20.
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`The commercial success, and other above ‘secondary factors’ were/are
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`directly derived from products embodying the claims of the claimed invention and which
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`flow from the functions, claims and advantages disclosed and/or
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`inherent
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`in the
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`specification. The Abstract and Field OfThe Invention were/are:
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`’
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`Abstract
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`An information management and synchronous communications system and method
`facilitates database equilibrium and synchronization with wired, wireless and Web-based
`systems, user-friendly and efficient generation of computerized menus and reservations
`for restaurants and other applications that utilize equipment with nonstandard graphical
`ormats dis la sizes and/or applicationsfor use in remote data entry, in ormation
`management and communication with host computer, digital input device or remote
`pager via standard hardwired connection, the internet, a wireless link or the like.
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`FIELD OF THE INVENTION
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`This invention relates to an information management and synchronous communications
`system and methodfor generation of computerized menus for restaurants and other
`applications with specialized display and synchronous communications requirements
`related to, for example, the use ofequipment or software with non-PC-standard
`graphical (ormats, display sizes and/0r applicationsfor use in remote data entry,
`information management and synchronous communication between host computer,
`digital input device or remote pager via standard hardwired connection, the internet, a
`wireless link, smart phone or the like.
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`Referring to the chart on page 3 of the attached “Ameranth 11/112,990 ‘Secondary
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`Factors’ - Nexus Overview’ , the ‘Abstract’ and ‘Field ofInvention’ above, the definition of
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`the ‘long felt need’, the claims, (the interactions with Micros and Food.com - as reflected in
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`’
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`'
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`declaration and m ublic statements as to the unique aspects of
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`the invention/patent — (upon the parent patent issuance in May 2002),
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`the connection
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`between the patent, the claims, the invention, the market acclaim, the ‘secondary factors’
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`and the products (derived from the invention/patent) demonstrates a nexus of unified
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`SUCCCSS .
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`21.
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`In additionto all the other factors summarized above — it is veg compelling
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`that the Harvard Business School referred to Ameranth’s technology as “an exceptionally
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`innovative approach to growth, resulting in the market-transforming changes we call
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`Marketbusters’ and that Microsoft. founder Bill Gates personally nominated Ameranth’s
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`products/inventions for a major technology award with the accolade that ‘[Ameranth] is one
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`of the leading pioneers of the information technology revolution for the betterment of
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`mankind’.
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`22.
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`I respectfully request that the Examiner consider this Supplemental Nexus
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`Declaration (along with the attached ‘Nexus Overview Summary’) and the previously
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`provided 1.131 and 1.132 declarations and evidence together,
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`as conclusive rebuttal
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`evidence of nonobviousness and that the presently pending 11/112,990 claims (as amended)
`be allowed.
`.
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`I hereby declare that all statements made herein of my own knowledge are true and
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`that all statements made on information and belief are believed to be true; and further, that
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`these statements are made with the knowledge that Willfill false statements, and the like so
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`made are punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of the
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`United States Code, and that such willful false statements may jeopardize the validity of the
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`application or any patent issued thereon.
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`.
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`’
`
`Keith R. McNally
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`10
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`‘ EXHIBIT“A”
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