`571-272-7822
`
`
`
`
`
`Paper No. 8
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`REGIONS FINANCIAL CORPORATION
`Petitioner
`
`v.
`
`RETIREMENT CAPITAL ACCESS MANAGEMENT COMPANY LLC
`Patent Owner
`____________
`
`Case CBM2014-00012
`Patent 6,625,582
`____________
`
`Mailed: October 23, 2013
`
`
`
`Before Althea Wilburn, Trial Paralegal.
`
`
`
`NOTICE OF FILING DATE ACCORDED TO PETITION
`AND
`TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE
`
`
`The petition for covered business method patent review in the above
`
`proceeding has been accorded the filing date of October 16, 2013.
`
`
`
`Case CBM2014-00012
`Patent 6,625,582
`
`
`Administrative Patent Judge Thomas Giannetti has been designated to
`
`manage the proceeding. 37 C.F.R. § 42.5.
`
`A review of the petition identified the following defect(s):
`
` Sections of the Petition are improperly spaced.
`
`1. The footnote on page 17 should be double
`spaced.
`2. The charts on pages 18-22 should be double
`spaced.
`3. The block quotes on pages 23, 26-27, and 29
`should have 1.5 spacing.
`Petitioner must correct the defect(s) within FIVE BUSINESS DAYS
`
`from this notice. Failure to correct the defect(s) may result in an order to
`
`show cause as to why the Board should institute the trial. No substantive
`
`changes (e.g., new grounds) may be made to the petition.
`
`Patent Owner may file a preliminary response to the petition no later
`
`than three months from the date of this notice. The preliminary response is
`
`limited to setting forth the reasons why the requested review should not be
`
`instituted. Patent Owner may also file an election to waive the preliminary
`
`response to expedite the proceeding. For more information, please consult
`
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48756 (Aug. 14, 2012),
`
`which is available on the Board Web site at http://www.uspto.gov/PTAB.
`
`Patent Owner is advised of the requirement to submit mandatory
`
`notice information under 37 C.F.R. § 42.8(a)(2) within 21 days of service of
`
`the petition.
`
`The parties are encouraged to use the heading on the first page of this
`
`Notice for all future filings in the proceeding.
`
`
`
`2
`
`
`
`Case CBM2014-00012
`Patent 6,625,582
`
`
`The parties are advised that under 37 C.F.R. § 42.10(c), recognition of
`
`counsel pro hac vice requires a showing of good cause. The parties are
`
`authorized to file motions for pro hac vice admission under 37 C.F.R.
`
`§ 42.10(c). Such motions shall be filed in accordance with the “Order --
`
`Authorizing Motion for Pro Hac Vice Admission” in Case IPR2013-00639,
`
`Paper 7, a copy of which is available on the Board Web site under
`
`“Representative Orders, Decisions, and Notices.”
`
`The parties are reminded that unless otherwise permitted by 37 C.F.R.
`
`§ 42.6(b)(2), all filings in this proceeding must be made electronically in the
`
`Patent Review Processing System (PRPS), accessible from the Board Web
`
`site at http://www.uspto.gov/PTAB.
`
`If there are any questions pertaining to this notice, please contact
`
`Althea Wilburn at 571-272-6230 or the Patent Trial and Appeal Board at
`
`571-272-7822.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`3
`
`
`
`Case CBM2014-00012
`Patent 6,625,582
`
`
`
`
`
`PETITIONER:
`
`John Caracappa
`jcaracappa@steptoe.com
`
`
`Harold Fox
`hfox@steptoe.com
`
`
`Gretchen Miller
`gmiller@steptoe.com
`
`
`William Barrow
`wbarrow@steptoe.com
`
`Mark Deming
`modeming@polsinelli.com
`
`Robyn Ast-Gmoser
`rast@polsinelli.com
`
`Christopher Chan
`chris.chan@sutherland.com
`
`Mia Fiedler
`mia.fiedler@steptoe.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`4
`
`
`
`Case CBM2014-00012
`Patent 6,625,582
`
`
`
`PATENT OWNER:
`
`Casey L. Griffith
`Austin S. Champion
`Shital A. Desai
`KLEMCHUK KUBASTA LLP
`8150 North Central Expwy., 10th Floor
`Dallas, Texas 75206
`
`
`Randy Lipsitz
`Richard L. Moss
`KRAMER LEVIN NAFTALIS & FRANKEL LLP
`1177 Avenue of the Americas
`New York, NY 10036
`
`
`
`5
`
`