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`Paper No.
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
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`VOLUSION, INC.
`Petitioner
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`v.
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`VERSATA DEVELOPMENT
`GROUP, INC.
`Patent Owner
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`AND
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`VERSATA SOFTWARE, INC.
`Real Party-In-Interest
`___________________
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`Case CBM2013-00017
`Patent 6,834,282
`_____________________
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`PATENT OWNER’S MOTION FOR OBSERVATION REGARDING CROSS-
`EXAMINATION OF PHILIP GREENSPUN
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`Pursuant to the Board’s Order – Conduct of the Proceedings issued April 25, 2014
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`(Paper 36), Patent Owner submits the following Motion for Observation Regarding Cross-
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`Examination of Philip Greenspun, Petitioner’s reply witness. The Declaration of Philip
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`Greenspun, Ph.D. In Support of Volusion’s Reply to Patent Owner Response (Under 37
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`C.F.R. § 1.68) was previously filed as Exhibit 1017. The transcript of Dr. Greenspun’s
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`deposition was previously filed as Exhibit 2009. Citations to Exhibit 2009 are provided in
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`page:line format.
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`Observation 1:
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`In Exhibit 2009, at 116:7-20, Dr. Greenspun testified that claim 11
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`would not preempt all practical implementations of the Board’s abstract idea. This
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`testimony is relevant because it confirms Dr. Nettles’ conclusions in at least paragraph 35 of
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`Exhibit 2003. This testimony is also relevant because it contradicts the Board’s statements
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`in the Institution Decision at least at page 15. This testimony is also relevant because it
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`supports the Patent Owner’s argument that claim 11 is statutory subject matter. See e.g.,
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`Patent Owner’s Response, p. 17.
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`Observation 2:
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`In Exhibit 2009, at 95:15-96:1, Dr. Greenspun testified that none of the
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`embodiments explicitly taught by the ‘282 Patent Specification would not use a computer.
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`This testimony is relevant because it supports Patent Owner’s conclusion that the method
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`claims are incapable of being performed in the human mind or using pen and paper. See,
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`e.g., Patent Owner Response at 29. This testimony is also relevant because it contradicts
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`Petitioner’s position that claims 11-20 could be done by an individual with a pen and paper.
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`–1–
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`Petition at 24. This testimony is also relevant because, prior to the cited portion, he testifies
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`that “browsing,” as used in the ‘282 Patent, is broad enough to include browsing without a
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`computer, for example, in Exhibit 2009 at 95:4-9. Thus, his testimony is internally
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`inconsistent.
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`Observation 3:
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`In Exhibit 2009, at 14:7-18, Dr. Greenspun testified that his opinions
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`that allege that certain claim elements of the ‘282 Patent would have been well-known,
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`conventional, or routine would have been the same in 2001. This testimony is relevant to
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`Petitioner’s position that the submission of Dr. Greenspun’s declaration complies with 37
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`C.F.R. § 42.23(b), and is also relevant to Petitioner’s position and Dr. Greenspun’s position
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`that Exhibit 1017 is a proper rebuttal to Dr. Nettles’ declaration. This testimony is also
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`relevant to Patent Owner’s position that the submission of Dr. Greenspun’s declaration does
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`not comply with 37 C.F.R. § 42.223.
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`Observation 4:
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`In Exhibit 2009, at 56:22-57:1, Dr. Greenspun testified that his opinion
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`of the qualifications of a person of ordinary skill in the art (Exh. 1017, ¶ 29) would not have
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`been different had he drafted his declaration when the ‘282 Patent issued in 2004. This
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`testimony is relevant to Petitioner’s position that the submission of Dr. Greenspun’s
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`declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to Petitioner’s position
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`and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to Dr. Nettles’
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`declaration. This testimony is also relevant to Patent Owner’s position that the submission
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`of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`–2–
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`Observation 5:
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`In Exhibit 2009, at 103:16-105:19, Dr. Greenspun testified that his
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`statement that “an implementation of the hierarchy described in the ‘282 patent on a
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`computer would be a well-known, routine, and conventional use of a general purpose
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`computer” (Exh. 1017, ¶ 66) would have been the same at the filing of the Petition. This
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`testimony is relevant to Petitioner’s position that the submission of Dr. Greenspun’s
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`declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to Petitioner’s position
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`and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to Dr. Nettles’
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`declaration. This testimony is also relevant to Patent Owner’s position that the submission
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`of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`Observation 6:
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`In Exhibit 2009, at 114:25-115:8, Dr. Greenspun testified that his
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`proposed abstract idea, articulated in paragraph 71 of his declaration (Exh. 1017, ¶ 71),
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`would have been the same had he provided his opinion at the time of the Petition. This
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`testimony is relevant to Petitioner’s position that the submission of Dr. Greenspun’s
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`declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to Petitioner’s position
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`and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to Dr. Nettles’
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`declaration. This testimony is also relevant to Patent Owner’s position that the submission
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`of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`Observation 7:
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`In Exhibit 2009, at 120:12-122:4, Dr. Greenspun testified that his
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`opinion that claims 11 through 20 could be performed using a pen and paper (see Exh.
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`1017, ¶¶ 73-93) would have been the same had he provided his opinion at the time of the
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`–3–
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`Petition. This testimony is relevant to Petitioner’s position that the submission of Dr.
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`Greenspun’s declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to
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`Petitioner’s position and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to
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`Dr. Nettles’ declaration. This testimony is also relevant to Patent Owner’s position that the
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`submission of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`Observation 8:
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`In Exhibit 2009, at 126:11-127:1, Dr. Greenspun testified that his
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`opinion regarding claim elements that would be well-known, routine, and conventional (see
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`Exh. 1017, ¶¶ 73-93) would have been the same had he provided his opinion at the time of
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`the Petition. This testimony is relevant to Petitioner’s position that the submission of Dr.
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`Greenspun’s declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to
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`Petitioner’s position and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to
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`Dr. Nettles’ declaration. This testimony is also relevant to Patent Owner’s position that the
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`submission of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`Observation 9:
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`In Exhibit 2009, at 128:4-129:8, Dr. Greenspun testified that his
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`opinion regarding claim limitations that would be well-known, routine, and conventional (see
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`Exh. 1017, ¶¶ 94-103) would have been the same had he provided his opinion at the time of
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`the Petition. This testimony is relevant to Petitioner’s position that the submission of Dr.
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`Greenspun’s declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to
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`Petitioner’s position and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to
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`–4–
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`Dr. Nettles’ declaration. This testimony is also relevant to Patent Owner’s position that the
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`submission of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`Observation 10:
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`In Exhibit 2009, at 132:6-23, Dr. Greenspun testified that his opinion
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`that the “apportioning” step of claim 11 of the ‘282 Patent does not require a computer, or
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`only requires the conventional use of a general purpose computer (see Exh. 1017, ¶105),
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`would have been the same had he provided his opinion at the time of the Petition. This
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`testimony is relevant to Petitioner’s position that the submission of Dr. Greenspun’s
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`declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to Petitioner’s position
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`and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to Dr. Nettles’
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`declaration. This testimony is also relevant to Patent Owner’s position that the submission
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`of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`Observation 11:
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`In Exhibit 2009, at 135:16-136:19, Dr. Greenspun testified that his
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`opinion that the “representing” step of claim 11 of the ‘282 Patent does not require a
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`computer, or only requires the conventional use of a general purpose computer (see Exh.
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`1017, ¶106), would have been the same had he provided his opinion at the time of the
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`Petition. This testimony is relevant to Petitioner’s position that the submission of Dr.
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`Greenspun’s declaration complies with 37 C.F.R. § 42.23(b), and is also relevant to
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`Petitioner’s position and Dr. Greenspun’s position that Exhibit 1017 is a proper rebuttal to
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`Dr. Nettles’ declaration. This testimony is also relevant to Patent Owner’s position that the
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`submission of Dr. Greenspun’s declaration does not comply with 37 C.F.R. § 42.223.
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`–5–
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`Observation 12:
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`In Exhibit 2009, at 116:7-20, Dr. Greenspun testified that claim 11
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`would not preempt all practical implementations of the Board’s abstract idea. This
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`testimony is relevant because it confirms Dr. Nettles’ conclusions in at least paragraph 35 of
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`Exhibit 2003. This testimony is also relevant because it contradicts the Board’s statements
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`in the Institution Decision at least at page 15. This testimony is also relevant because it
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`supports the Patent Owner’s argument that claim 11 is statutory subject matter. See e.g.,
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`Patent Owner’s Response, p. 17.
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`Observation 13:
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`In Exhibit 2009, at 56:12-21, Dr. Greenspun testified that his opinions
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`would have been the same if he had used Dr. Nettles’ proposed level of ordinary skill in the
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`art. This testimony is relevant to at least paragraph 27 and 28 of his declaration, where he
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`states that he believes the level of ordinary skill in the art proposed by Dr. Nettles to be
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`inadequate.
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`Observation 14:
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`In Exhibit 2009, at 75:8-14, Dr. Greenspun testified that he believes
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`claim 11 to preempt practical real-world implementations of the abstract idea articulated in
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`paragraph 71 of Exhibit 1017. In Exhibit 2009, at 108:7-19, Dr. Greenspun confirmed that
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`the abstract idea he articulated in paragraph 71 was different from the one advanced by
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`Petitioner in the opening Petition. In Exhibit 2009, at 110:8-20, Dr. Greenspun confirmed
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`that the abstract idea he articulated in paragraph 71 was different from the one advanced by
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`the Board in the Institution Decision. He further confirms this difference at page 111, line 20
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`to page 112, line 2. This testimony is relevant because he confirms the abstract idea
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`–6–
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`Patent Owner’s Motion for Observations
`CBM2013-00017 (Patent 6,834,282)
`articulated in paragraph 71 of Exhibit 1017 is a new issue introduced with the Reply and
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`which was neither proposed by Petitioner nor adopted by the Board in its Institution
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`Decision.
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`Observation 15:
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`In Exhibit 2009, at 116:22-25, Dr. Greenspun testified that the analysis
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`in his declaration is based on the abstract idea articulated in paragraph 71 of Exhibit 1017.
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`This testimony is relevant because it confirms that his analysis is based on a newly
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`presented abstract idea different from the abstract ideas proposed by the Petitioner or
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`adopted by the Board.
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`Dated: April 30, 2014
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`/David W. OBrien/
`David W. O’Brien, Reg. No. 40,107
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`–7–
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