`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`
`
`BLOOMBERG INC.; BLOOMBERG L.P.;
`BLOOMBERG FINANCE L.P.;
`THE CHARLES SCHWAB CORPORATION;
`CHARLES SCHWAB & CO., INC.;
`E*TRADE FINANCIAL CORPORATION; E*TRADE SECURITIES LLC;
`E*TRADE CLEARING LLC; OPTIONSXPRESS HOLDINGS INC.;
`OPTIONSXPRESS, INC.; TD AMERITRADE HOLDING CORP.;
`TD AMERITRADE, INC.; TD AMERITRADE IP COMPANY, INC.; and
`THINKORSWIM GROUP INC.
`Petitioners,
`
`v.
`
`MARKETS-ALERT PTY LTD.
`Patent Owner.
`____________
`
`Case CBM2013-00005 (JYC)
`Patent 7,941,357
`____________
`
`
`Before JAMESON LEE, SALLY C. MEDLEY, and JONI Y. CHANG,
`Administrative Patent Judges.
`
`
`
`PATENT OWNER MARKETS-ALERT
`REQUEST FOR ORAL ARGUMENT PURSUANT TO 37 C.F.R § 42.70
`
`
`
`Case No. CBM2013-00005 (JYC)
`Patent 7,941,357
`
`
`
`Pursuant to 37 C.F.R. § 42.70, Patent Owner Markets-Alert Pty. Ltd.
`
`(“Markets-Alert”) hereby respectfully submits this Request for Oral Argument for
`
`December 19, 2013, the date set by the Board’s Scheduling Order. See Scheduling
`
`Order, Paper 19. The issues requested for argument are:
`
`1.
`
`That proposed substitute Claims 5-8 should be granted pursuant to 37
`
`C.F.R. § 42.221 because they are supported, do not enlarge scope or introduce new
`
`matter, and respond to the unpatentability grounds granted review;
`
`2.
`
`That the claims of U.S. Patent No. 7,941,357 are patentable over the
`
`prior art of record; and
`
`3.
`
`That Exhibit Nos. 1036-1041 and portions of Exhibit No. 1043 should
`
`be excluded for failure to comport with the Federal Rules of Evidence.
`
`If the Board has any questions, comments, or suggestions, the undersigned
`
`attorney respectfully requests a telephone conference.
`
`
`
`Dated: November 19, 2013
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`Andrew Choung (USPTO Reg. No. 46622)
`Email: achoung@glaserweil.com
`Arlyn Alonzo (USPTO Reg. No. 44,502)
`Email:aalonzo@glaserweil.com
`Adrian M. Pruetz (Pro Hac Vice)
`Email: apruetz@glaserweil.com
`
`1
`
`
`
`Case No. CBM2013-00005 (JYC)
`Patent 7,941,357
`
`
`
`GLASER WEIL FINK JACOBS
`HOWARD AVCHEN & SHAPIRO LLP
`10250 Constellation Boulevard, 19th Floor
`Los Angeles, CA 90067
`Tel: 310-553-3000
`Fax: 310-785-3506
`
`Attorneys for
`Patent Owner Markets-Alert Pty Ltd.
`
`2
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`I certify that a copy of the foregoing PATENT OWNER MARKETS-
`
`ALERT REQUEST FOR ORAL ARGUMENT PURSUANT TO 37 C.F.R §
`
`42.70 was served on November 19, 2013 to counsel of record for Petitioners via
`
`electronic mail:
`
`
`Michael T. Rosato
`USPTO Reg. No. 52,182
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue
`Suite 5100
`Seattle, WA 98104-7036
`Tel.: 206-883-2529
`Fax: 206-883-2699
`Email: mrosato@wsgr.com
`
`Brian D. Range
`USPTO Reg. No. 48,437
`WILSON SONSINI GOODRICH & ROSATI
`900 South Capital of Texas Hwy Las Cimas IV, Fifth Floor
`Austin, TX 78746-5546
`Tel.: 512-338-5478
`Fax: 512-338-5499
`Email: brange@wsgr.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`/s/ Arlyn Alonzo
`Arlyn Alonzo
`
`
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