`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`BLOOMBERG INC.; BLOOMBERG L.P.;
`BLOOMBERG FINANCE L.P.;
`THE CHARLES SCHWAB CORPORATION;
`CHARLES SCHWAB & CO., INC.;
`E*TRADE FINANCIAL CORPORATION; E*TRADE SECURITIES LLC;
`E*TRADE CLEARING LLC; OPTIONSXPRESS HOLDINGS INC.;
`OPTIONSXPRESS, INC.; TD AMERITRADE HOLDING CORP.;
`TD AMERITRADE, INC.; TD AMERITRADE IP COMPANY, INC.; and
`THINKORSWIM GROUP INC.
`Petitioners,
`
`v.
`
`MARKETS-ALERT PTY LTD.
`Patent Owner.
`____________
`
`Case CBM2013-00005 (JYC)
`Patent 7,941,357
`____________
`
`
`
`
`
`
` Before JAMESON LEE, SALLY C. MEDLEY, and JONI Y. CHANG,
`Administrative Patent Judges.
`
`
`
`PATENT OWNER MARKETS-ALERT
`OBJECTIONS TO EVIDENCE
`
`
`
`
`
`
`Pursuant to 37 C.F.R. § 42.64, Patent Owner Markets-Alert Pty. Ltd.
`
`(“Markets-Alert”) hereby notices its objections to the October 2, 2013 submission
`
`by Petitioners of new evidence in Exhibit Nos. 1036 (U.S. Patent No. 7,873,555);
`
`1037 (PCT Pub. No. WO00/28487); 1038 (PCT Pub. No. WO98/58356); 1039
`
`(PCT Pub. No. WO00/33217); 1040 (U.S. Patent No. 5,938,732); 1041 (U.S.
`
`Patent No. 4,554,418); and 1043 (Second Declaration of Steven R. Kursh (“Kursh
`
`Declaration”)).
`
`Markets-Alert objects to Exhibit Nos. 1036-1041 and 1043 because they are
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`untimely and/or unauthorized, cumulative, prejudicial, and outside the proper
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`scope of these proceedings. Markets-Alert also objects to Exhibit No. 1043 as
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`lacking foundation and constituting an improper circumvention of the page limits
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`(37 C.F.R. § 42.24 (b) and (c)) on Petitioners’ briefs filed on October 2, 2013.
`
`Exhibit No. 1043 contains a lengthy claim chart for U.S. Patent No. 4,554,418,
`
`which was pointed to but not included in Petitioners’ briefs.
`
`
`
`Dated: October 08, 2013
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`
`
`Respectfully submitted,
`
`
`
`/s/ Andrew Choung
`Andrew Choung (USPTO Reg. No. 46,622)
`Email: achoung@glaserweil.com
`Adrian M. Pruetz (Pro Hac Vice)
`Email: apruetz@glaserweil.com
`GLASER WEIL FINK JACOBS
`HOWARD AVCHEN & SHAPIRO LLP
`
`
`
`10250 Constellation Boulevard, 19th Floor
`Los Angeles, CA 90067
`Tel: 310-553-3000
`Fax: 310-785-3506
`
`Arlyn Alonzo (USPTO Reg. No. 44,502)
`Email: IPLAW@alonzoasso.com
`531 Main Street #818
`El Segundo, CA 90245
`Tel: 310-648-8473
`Fax: 310-322-2363
`Attorneys for
`Patent Owner Markets-Alert Pty Ltd.
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`I certify that a copy of the foregoing PATENT OWNER MARKETS-
`
`ALERT OBJECTIONS TO EVIDENCE was served on October 08, 2013 to
`
`counsel of record for Petitioners via electronic mail:
`
`
`
`Michael T. Rosato
`USPTO Reg. No. 52,182
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue
`Suite 5100
`Seattle, WA 98104-7036
`Tel.: 206-883-2529
`Fax: 206-883-2699
`Email: mrosato@wsgr.com
`
`Brian D. Range
`USPTO Reg. No. 48,437
`WILSON SONSINI GOODRICH & ROSATI
`900 South Capital of Texas Hwy Las Cimas IV, Fifth Floor
`Austin, TX 78746-5546
`Tel.: 512-338-5478
`Fax: 512-338-5499
`Email: brange@wsgr.com
`
`/s/Arlyn Alonzo
`Arlyn Alonzo
`
`
`
`
`
`
`
`