`Filed: August 8, 2013
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________________
`
`Bloomberg Inc., Bloomberg L.P., Bloomberg Finance L.P., The Charles Schwab
`Corporation, Charles Schwab & Co., Inc., E*TRADE Financial Corporation,
`E*TRADE Securities LLC, E*TRADE Clearing LLC, optionsXpress Holdings
`Inc., optionsXpress, Inc., TD Ameritrade Holding Corp., TD Ameritrade, Inc., TD
`Ameritrade IP Company, Inc., and thinkorswim Group Inc.
`Petitioner,
`
`v.
`
`MARKETS-ALERT PTY LTD.
`Patent Owner.
`_____________________________
`
`Case CBM2013-00005 (JYC)
`Patent No. 7,941,357
`_____________________________
`
`NOTICE OF DEPOSITION OF GRAHAM MAXWELL LINDSAY
`
`
`
`Pursuant to 37 C.F.R. § 42.53, Petitioner Bloomberg Inc. et al.
`
`("Bloomberg"), by and through its attorneys, will conduct examination by
`
`deposition of Graham Maxwell Lindsay. Mr. Lindsay's deposition will take place
`
`commencing at 9:00AM (local time) on August 20, 2013, continuing day-to-day if
`
`necessary, at the offices of Glaser Weil Fink Jacobs Howard Avchen & Shapiro
`
`LLP, 10250 Constellation Blvd., 19th Floor, Los Angeles, CA 90067. The
`
`deposition will be taken before a Notary Public or other officer authorized by law
`
`to administer oaths and will be recorded by video and using audiotape and/or
`
`stenographic means. The arrangement for the reporter and videographer will be
`
`made by counsel for Bloomberg.
`
`Date:
`
`August 8, 2013
`
`Respectfully submitted,
`
`/Michael T. Rosato/
`Michael T. Rosato
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104-7036
`Tel.: 206-883-2529; Fax: 206-883-2699
`Email: mrosato@wsgr.com
`
`.
`
`Attorneys for Petitioner Bloomberg Inc. et al.
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that the foregoing Notice of Deposition of Graham Maxwell
`Lindsay was served electronically on August 8, 2013 to the following addresses of record for the
`subject patent:
`
`Andrew Y. Choung
`Adrian Pruetz (Pro Hac Vice)
`GLASER WEIL FINK JACOBS HOWARD AVCHEN & SHAPIRO LLP
`10250 Constellation Boulevard, 19th Floor
`Los Angeles, CA 90067
`achoung@glaserweil.com
`apruetz@glaserweil.com
`Tel.: 310-553-3000
`Fax: 310-785-3506
`
`William Fitzpatrick
`3700 Newport Blvd., Suite 101
`Newport Beach, CA 92663
`bill@frobbeintl.com
`Tel.: 518-573-2879
`
`/Michael T. Rosato/
`Michael T. Rosato
`
`2
`
`