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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`BLOOMBERG INC.; BLOOMBERG L.P.;
`BLOOMBERG FINANCE L.P.;
`THE CHARLES SCHWAB CORPORATION;
`CHARLES SCHWAB & CO., INC.;
`E*TRADE FINANCIAL CORPORATION; E*TRADE SECURITIES LLC;
`E*TRADE CLEARING LLC; OPTIONSXPRESS HOLDINGS INC.;
`OPTIONSXPRESS, INC.; TD AMERITRADE HOLDING CORP.;
`TD AMERITRADE, INC.; TD AMERITRADE IP COMPANY, INC.; and
`THINKORSWIM GROUP INC.
`Petitioners,
`
`v.
`
`MARKETS-ALERT PTY LTD.
`Patent Owner.
`____________
`
`Case CBM2013-00005 (JYC)
`Patent 7,941,357
`____________
`
`
` Before JAMESON LEE, SALLY C. MEDLEY, and JONI Y. CHANG,
`Administrative Patent Judges.
`
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`EXHIBIT LIST OF PATENT OWNER
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`Exhibit 2001 (corrected numbering for Exhibit 1)
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`U.S. Patent No. 7,941,357 (issued May 10, 2011)
`
`Exhibit 2002 (corrected numbering for Exhibit 2)
`
`Senate debate on Senate Bill 23, 157 Cong. Rec. S5402 (daily ed. Sep. 8,
`2011), available at:
`http://www.uspto.gov/aia_implementation/20110908 debate_s23_s5402-
`s5443.pdf
`
`Exhibit 2003 (corrected numbering for Exhibit 3)
`
`Declaration of Jeffrey Bruce McGeorge in Support of Responsive Brief of
`Plaintiff Markets Pty. Ltd. in Opposition to Defendants’ Motion to Stay
`
`Exhibit 2004 (corrected numbering for Exhibit 4)
`
`Congressional Record containing Senator Schumer’s remarks, 157 Cong.
`Rec. S1053 (daily ed. Mar. 1, 2011), available at:
`http://www.uspto.gov/aia_implementation/20110301-schumer_rmrks
`_s1053.pdf.
`
`Exhibit 2005 (corrected numbering for Exhibit 5)
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`U.S. Patent No. 7,941,357, Notice of Allowability (Dec. 8, 2010)
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`Exhibit 2006 (corrected numbering for Exhibit 6)
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`Bloomberg’s Foreign Exchange Professional Service, available at:
`http://www.bloomberg.com/professional/markets/foreign-exchange/
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`Exhibit 2007 (corrected numbering for Exhibit 7)
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`U.S. Patent No. 7,941,357, Office Action Response (Jun. 10, 2010)
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`Exhibit 2008 (corrected numbering for Exhibit 8)
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`Senate debate on Senate Bill 23, 157 Cong. Rec. S5370 (daily ed. September
`7, 2011), available at:
`
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`
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`http://www.uspto.gov/aia_implementation/20110907-debate_s23_s5370-
`s5378.pdf
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`Exhibit 2009 (corrected numbering for Exhibit 9)
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`House debate on House Rule 1249, 157 Cong. Rec. H4420 (daily ed. June
`22, 2011), available at:
`http://www.uspto.gov/aia_implementation/20110622debate_on_the_rule_h4
`420-h4452.pdf.
`
`Exhibit 2010 (corrected numbering for Exhibit 10)
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`Wayback Machine FAQs, available at:
`http://archive.org/about/faqs.php#The_Wayback_Machine
`
`Exhibit 2011 (corrected numbering for Exhibit 11)
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`Internet Archive’s Policy for Responding to Information Requests, available
`at:
`http://archive.org/legal/
`
`Exhibit 2012 (corrected numbering for Exhibit 12)
`
`Internet Archive’s Terms of Use, Privacy Policy, and Copyright Policy,
`available at:
`http://archive.org/about/terms.php
`
`Exhibit 2013 (corrected numbering for Exhibit 13)
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`Internet Archive’s Standard Affidavit, available at:
`http://archive.org/legal/affidavit.php
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`Exhibit 2014 (corrected numbering for Exhibit 14)
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`U.S. Patent No. 7,941,357, Office Action (Sept. 3, 2008)
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`Exhibit 2015 (corrected numbering for Exhibit 15)
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`U.S. Patent No. 7,941,357, Office Action Response (July 17, 2007)
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`Exhibit 2016 (corrected numbering for Exhibit 16)
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`U.S. Patent No. 7,941,357, Office Action Response (Feb. 27, 2008)
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`Exhibit 2017 (expunged)
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`Patent Owner Markets-Alert Motion for and to Compel Discovery
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`Exhibit 2018 (expunged)
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`Patent Owner Markets-Alert Request for Routine Discovery
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`Exhibit 2019 (expunged)
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`Patent Owner Markets-Alert Request for Additional Discovery
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`Exhibit 2020 (expunged)
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`Patent Owner Markets-Alert Request for Mandatory Initial Disclosures
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`Exhibit 2021
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`Patent Owner Markets-Alert Request for Additional Discovery
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`Exhibit 2022
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`Complaint for Patent Infringement
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