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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
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`BLOOMBERG INC.; BLOOMBERG L.P.;
`BLOOMBERG FINANCE L.P.;
`THE CHARLES SCHWAB CORPORATION;
`CHARLES SCHWAB & CO., INC.;
`E*TRADE FINANCIAL CORPORATION; E*TRADE SECURITIES LLC;
`E*TRADE CLEARING LLC; OPTIONSXPRESS HOLDINGS INC.;
`OPTIONSXPRESS, INC.; TD AMERITRADE HOLDING CORP.;
`TD AMERITRADE, INC.; TD AMERITRADE IP COMPANY, INC.; and
`THINKORSWIM GROUP INC.
`Petitioner,
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`v.
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`MARKETS-ALERT PTY LTD.
`Patent Owner.
`____________
`
`Case CBM2013-00005 (JYC)
`Patent 7,941,357
`____________
`
`
` Before JAMESON LEE, SALLY C. MEDLEY, and JONI Y. CHANG,
`Administrative Patent Judges.
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`PATENT OWNER MARKETS-ALERT
`LIST OF PROPOSED MOTIONS
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`803021.1
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`Case No. CBM2013-00005 (JYC)
`Patent 7,941,357
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`In advance of the initial conference call scheduled for April 30, 2013, Patent
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`Owner Markets-Alert Pty Ltd. (“Markets-Alert”) hereby submits its list of
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`proposed motions.
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`I. Motions for Discovery Under 37 C.F.R. §42.51
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`To the extent that Petitioners do not agree to provide the discovery requested
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`by Markets-Alert:
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`Pursuant to 37 C.F.R. §42.51(a)(2), Markets-Alert anticipates requesting the
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`Board’s authorization to seek discovery with respect to the items identified as
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`mandatory initial disclosures in the Office Patent Trial Practice Guide, 77 Fed. Reg.
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`48756, 48761-62.
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`Pursuant to 37 C.F.R. §42.51(b)(2), Markets-Alert anticipates requesting the
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`Board’s authorization to seek additional discovery with respect to at least (i) any
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`other prior art known to, but not submitted by, Petitioners, (ii) the testimony of
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`Steven R. Kursh (Petitioners’ expert) and the underlying bases thereof, and (iii)
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`any supplemental information submitted by Petitioners.
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`Pursuant to 37 C.F.R. §42.51(b)(1), Markets-Alert also anticipates taking the
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`deposition of at least Steven R. Kursh.
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`II. Motion to Amend Under 37 C.F.R. §42.221
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`Markets-Alert may move to amend one or more of the claims under review.
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`803021.1
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`1
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`
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`Case No. CBM2013-00005 (JYC)
`Patent 7,941,357
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`Any such claim amendments will be made to respond to one or more of the
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`grounds for unpatentability involved in the trial (37 C.F.R. § 42.221(a)(2)(i)) but
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`not enlarge the scope of the claims or introduce new matter (37 C.F.R. §
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`42.221(a)(2)(ii)).
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`
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`Dated: April 26, 2013
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`803021.1
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`Respectfully submitted,
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`
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`
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`
`
`/s/
`Andrew Choung (USPTO Reg. No. 46622)
`Email: achoung@glaserweil.com
`Adrian M. Pruetz (Pro Hac Vice)
`Email: apruetz@glaserweil.com
`GLASER WEIL FINK JACOBS
`HOWARD AVCHEN & SHAPIRO LLP
`10250 Constellation Boulevard, 19th Floor
`Los Angeles, CA 90067
`Tel: 310-553-3000
`Fax: 310-785-3506
`
`
`William Fitzpatrick (USPTO Reg. No.
`58332)
`Email: bill@frobbeintl.com
`F.ROBBE INTERNATIONAL
`3700 Newport Blvd, Ste. 101
`Newport Beach, CA 92663
`Tel: 949-660-1134
`Fax: 949-612-8477
`
`Attorneys for
`Patent Owner Markets-Alert Pty Ltd.
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`
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`2
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`CERTIFICATE OF SERVICE
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`I certify that a copy of the foregoing PATENT OWNER MARKETS-
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`ALERT LIST OF PROPOSED MOTIONS was served on April 26, 2013 to
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`counsel of record for Petitioners at the following addresses:
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`
`Michael T. Rosato
`USPTO Reg. No. 52,182
`WILSON SONSINI GOODRICH & ROSATI
`701 Fifth Avenue
`Suite 5100
`Seattle, WA 98104-7036
`Tel.: 206-883-2529
`Fax: 206-883-2699
`Email: mrosato@wsgr.com
`
`Brian D. Range
`USPTO Reg. No. 48,437
`WILSON SONSINI GOODRICH & ROSATI
`900 South Capital of Texas Hwy Las Cimas IV, Fifth Floor
`Austin, TX 78746-5546
`Tel.: 512-338-5478
`Fax: 512-338-5499
`Email: brange@wsgr.com
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`
`
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`
`
`/s/
`William Fitzpatrick
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`803021.1
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