`
`Filed on behalf of: Versata Development Group, Inc.
`
`By: Nancy J. Linck, Lead Counsel
`
`Martin M. Zoltick, Backup Counsel
`
`Rothwell, Figg, Ernst & Manbeck, P.C.
`607 14th St., N.W., Suite 800
`
`
`Washington, DC 20005
`
`Phone: 202-783-6040
`
`Facsimile: 202-783-6031
`
`E-mail: nlinck@rfem.com
`
`
` mzoltick@rfem.com
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`SAP AMERICA, INC. ET AL.
`Petitioner
`
`v.
`
`VERSATA DEVELOPMENT GROUP, INC.
`Patent Owner
`_______________
`
`Case CBM2012-00001 (MPT)
`Patent 6,553,350
`_______________
`
`
`
`
`
`PATENT OWNER VERSATA DEVELOPMENT GROUP, INC.’S
`EXHIBIT LIST
`(as of February 12, 2013)
`
`
`
`1
`2
`3
`4
`5
`6
`7
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`8
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`9
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`10
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`11
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`12
`
`Case CBM2012-00001
`Patent 6,553,350
`Attorney Docket No: 4117-101
`
`
`MAIL STOP PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Versata Development
`
`Group, Inc. (“Versata”) hereby furnishes below a current listing of Versata’s
`
`Exhibits to the Board and counsel for Petitioners SAP America, Inc. and SAP AG
`
`(“SAP”). Patent Owner Versata hereby certifies that copies of Versata Exhibits
`
`2001 - 2069 have been served on counsel for SAP.
`
`Exhibit
`No.
`
`2001
`
`2002
`
`2003
`2004
`2005
`2006
`2007
`2008
`2009
`2010
`2011
`
`
`
`
`
`Description
`Final Protective Order Governing Discovery of Confidential and
`Proprietary Information, filed on March 6, 2008, in Versata Software,
`Inc. et al. v. SAP America, Inc. et al., No. 2:07-cv-153 (E.D. TX).
`Amendment to Final Protective Order Governing Discovery of
`Confidential and Proprietary Information, filed on May 5, 2009, in
`Versata Software, Inc. et al. v. SAP America, Inc. et al., No. 2:07-cv-
`153 (E.D. TX).
`Transcript of October 31, 2012, Teleconference Hearing in Case
`CBM2012-00001.
`Protective Order in Case CBM2012-00001.
`Transcript of November 14, 2012, Teleconference Hearing in Case
`CBM2012-00001.
`Excerpts of District Court Trial Transcript (Aug. 17, 2009 AM)
`Exhibit Number Not Being Used
`Excerpts of District Court Trial Transcript (May 9, 2011 AM)
`Excerpts of District Court Trial Transcript (May 9, 2011 PM)
`Excerpts of District Court Trial Transcript (Aug. 17, 2009 PM)
`Excerpts of District Court Trial Transcript (Aug. 18, 2009 AM)
`
`2
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`
`
`Case CBM2012-00001
`Patent 6,553,350
`Attorney Docket No: 4117-101
`
`
`Description
`Excerpts of District Court Trial Transcript (May 11, 2011 AM)
`Excerpts of District Court Trial Transcripts (Aug. 19, 2009 AM)
`“Software Pioneers Take the Pain out of Pricing” USA TODAY (Feb.
`24, 1998) (PX 1283)
`Excerpts of Product Profile: Trilogy’s Selling Chain Pricer (Nov. 24,
`1997) (PX 581)
`Excerpts of Distribution Pricing to the Extended Selling Enterprise
`(Nov. 24, 1997) (PX 582)
`Research Note - SAP’s CRM Field Sales Strategy (Oct. 13, 1998) (PX
`665)
`Excerpts of SAP Strategic Sales Initiatives – Applications Business
`Plan: Sales Configuration Engine (PX 493)
`Exhibit 14: Trilogy Revenue Pricer Customers FY 1996-FY2010 (DX
`2644)
`Email from B. Neumann to J. Biddle, et al. (Aug. 17, 1997) (PX 70)
`Gartner Analysis (PX 736)
`Research Note - SAP’s CRM Field Sales Strategy (PX 1132)
`Email from K. Fairbairn to Sapphire re Media Alert Quotes (Sep. 2,
`1997) (PX 1996)
`Email from B. Neumann to B. Neumann, et al. (Oct. 15, 1997) (PX
`1134)
`Excerpts of District Court Trial Transcripts (May 11, 2011 PM)
`Excerpts of District Court Trial Transcripts (Aug. 19, 2009 PM)
`Excerpt of Email from B. Neumann to W. Merkel (May 13, 1998)
`(PX 1082)
`Excerpt of Email from E. Reeves to J. Arck, et al. (Oct. 2, 1997) (PX
`28)
`Email from B. Neumann to M. Daban, et al. (Jan. 9, 1998) (PX 89)
`Email from B. Neumann to P. Zencke, et al. (Aug. 21, 1997) (PX
`1088)
`Email from G. Murray to E. Reeves (Nov. 21, 1997) (PX 7)
`Excerpts of District Court Trial Transcripts (Aug. 24, 2009 AM)
`Email from B. Neumann to P. Lorenz, et al. (May 14, 1997) (PX
`1089)
`Excerpts of District Court Trial Transcripts (Aug. 20, 2009 AM)
`Email from B. Neumann to L. Cahoon (May 23, 1997) (PX 150)
`
`Exhibit
`No.
`2012
`2013
`2014
`
`2015
`
`2016
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`2017
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`2018
`
`2019
`2020
`2021
`2022
`2023
`
`2024
`2025
`2026
`2027
`
`2028
`2029
`2030
`2031
`2032
`2033
`2034
`2035
`
`
`
`3
`
`
`
`Case CBM2012-00001
`Patent 6,553,350
`Attorney Docket No: 4117-101
`
`
`Description
`Pricing and Conditions (SD-BF-PR) (PX 19)
`Amended Permanent Injunction (Sept. 26, 2011) (Dkt. 586)
`Email from A. Steiner to W. Nieswand (Nov. 26, 2003) (PX 2105)
`Jury Verdict Form (Aug. 26, 2009) (Dkt. 318)
`Order Granting-in-Part and Denying-in-Part SAP’s Motions for
`Judgment as a Matter of Law on Liability Issues (Dec. 21, 2010) (Dkt.
`409)
`Memorandum Opinion and Order Granting SAP’s Motion to Exclude
`the Expert Testimony of Neeraj Gupta, Christopher Bakewell and Roy
`Weinstein (Sep. 9, 2011) (Dkt. 570)
`Order Granting-in-Part and Denying-in-Part SAP’s Motion for
`Judgment as a Matter of Law, Remittitur, or New Trial (Jan. 6, 2011)
`(Dkt. 412)
`Excerpts of District Court Trial Transcripts (May 10, 2011 AM)
`CAFC Brief of Defendants-Appellants SAP America, Inc. and SAP
`AG (Feb. 17, 2012)
`Renewed Motion for Judgment as a Matter of Law, and/or New Trial,
`Regarding Liability Issues (Oct. 6, 2009) – FILED UNDER SEAL
`Excertps of Opening Expert Report of Dr. E. Andrew Boyd Regarding
`Invalidity (June 2, 2009) – FILED UNDER SEAL
`Excerpts of Deposition of Dr. E. Andrew Boyd (July 2, 2009) –
`FILED UNDER SEAL
`12 U.S.C. § 5537(a)(2)
`12 U.S.C. § 5481(15)
`16 C.F.R. § 313.3(1)
`Section 4(k) of the Bank Holding Company Act
`12 C.F.R. § 216.3(1)
`Excerpts of Fell, L., “An Introduction to Financial Products and
`Markets,” Continuum (2000)
`Philippon, T., “Finance vs. Wal-Mart: Why are Financial Services so
`Expensive,” RSF Review (2012)
`Excerpts of Khan, M., “Financial Management,” Tata McGraw-Hill
`(2007)
`NAICS Sector: 52 Finance and Insurance, found at
`http://www.census.gov/epcd/ec97/def/52.HTM
`
`Exhibit
`No.
`2036
`2037
`2038
`2039
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`2040
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`2041
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`2042
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`2043
`2044
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`2045
`
`2046
`
`2047
`2048
`2049
`2050
`2051
`2052
`2053
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`2054
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`2055
`
`2056
`
`
`
`4
`
`
`
`Case CBM2012-00001
`Patent 6,553,350
`Attorney Docket No: 4117-101
`
`
`Description
`“The Financial Services Industry in the United States,” SelectUSA,
`found at http://selectusa.commerce.gov/industry-snapshots/financial-
`services-industry-united-states
`International Standard Industrial Classification of All Economic
`Activities (ISIC), United Nations Publication, Dept. of Economic and
`Social Affairs, Statistics Division (Rev. 4, 2008), found at
`http://unstats.un.org/unsd/publication/seriesM/seriesm_4rev4e.pdf
`Sutton, C. and Jenkins, B., “The Role of the Financial Services Sector
`in Expanding Economic Opportunity,” Harvard University (2007)
`Privacy of Consumer Financial Information, 65 F.R. 33646 (May 24,
`2000)
`Excerpts of District Court Trial Transcripts (Aug. 26, 2009 AM)
`Versata Software, Inc. v. SAP America, Inc., 758 F. Supp. 2d 389, 396
`(E.D. Tex. 2010)
`Excerpts of District Court Trial Transcripts (Aug. 24, 2009 PM)
`Excerpts of District Court Trial Transcripts (Aug. 24, 2009 AM)
`Response of Appellee-Director of the United States Patent and
`Trademark Office Opposing Rehearing and Rehearing En Banc, In re
`Baxter Int’l Inc., No. 2011-1073 (Fed. Cir. Sep. 10, 2012)
`SAP America Inc.’s and SAP AG’s Patent Rule 3-3 and 3-6 Amended
`Invalidity Contentions for U.S. Patent Nos. 5,708,798, 6,002,854,
`5,878,400, 6,553,350, and 7,069,235 (Nov. 10, 2008)
`SAP America Inc.’s and SAP AG’s Second Amended Answer and
`Counterclaims (Feb. 20, 2009) (Dkt. 147)
`Claim Chart for The U.S. Patent No. 6,553,350 (Pricing) SAP AG,
`R/3 2.2 Online Documentation CD (1994)
`Transcript of February 5, 2013, Teleconference Hearing in Case
`CBM2012-00001.
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`5
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`Exhibit
`No.
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`2057
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`2058
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`2059
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`2060
`2061
`2062
`2063
`2064
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`2065
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`2066
`
`2067
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`2068
`
`2069
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`2
`3
`4
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`7
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`Date: February 12, 2013
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`15
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`By:
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`
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`Case CBM2012-00001
`Patent 6,553,350
`Attorney Docket No: 4117-101
`
`
`Respectfully submitted,
`
`
`
`
`
`
`/s/ Martin M. Zoltick
`
`Nancy J. Linck, Lead Counsel
`Martin M. Zoltick, Back-up Counsel
`ROTHWELL, FIGG, ERNST
` & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`
`Attorneys for Patent Owner Versata
`Development Group, Inc.
`
`
`
`6