`
`
`
`Arnold B. Calmann (ACalmann@saiber.com)
`Katherine A. Escanlar (KEscanlar@saiber.com)
`SAIBER LLC
`One Gateway Center, Suite 1000
`Newark, New Jersey 07102
`Telephone: (973) 622-3333
`
`Natalie J. Morgan (nmorgan@wsgr.com)
`WILSON SONSINI GOODRICH & ROSATI P.C.
`12235 El Camino Real
`San Diego, California 92130
`Telephone: (858) 350-2300
`
`Attorneys for Defendants GAIN Capital
`Holdings, Inc. and GAIN Capital Group, LLC
`
`
`
`
`
`OANDA CORPORATION,
`
`Plaintiff,
`
`v.
`
`GAIN CAPITAL HOLDINGS, INC., and GAIN
`CAPITAL GROUP, LLC,
`
`Defendants.
`
`UNITED STATES DISTRICT COURT
`DISTRICT OF NEW JERSEY
`
`Michael B. Levin (mlevin@wsgr.com)
`Jamie Y. Otto (jotto@wsgr.com)
`WILSON SONSINI GOODRICH & ROSATI P.C.
`650 Page Mill Road
`Palo Alto, CA 94304-1050
`Telephone: (650) 493-9300
`
`
`
`
`
`Civil Action No. 20-05784-BRM-DEA
`
`CORPORATE DISCLOSURE
`STATEMENT PURSUANT
`TO FEDERAL RULE OF
`CIVIL PROCEDURE 7.1
`
`
`Document Filed Electronically
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`
`
`
`
`Pursuant to Federal Rule of Civil Procedure 7.1, Defendants GAIN Capital
`
`Holdings, Inc. and GAIN Capital Group, LLC (“Defendants”) make the following disclosures:
`
`1. Defendants are non-governmental corporate parties.
`
`2. GAIN Capital Holdings, Inc. is the ultimate parent of GAIN Capital Group,
`
`LLC. There is currently an executed Agreement and Plan of Merger whereby INTL FCStone
`
`Inc. will become the ultimate parent of both entities, but the merger has not yet been
`
`completed. INTL FCStone Inc. has changed its name to StoneX Group Inc.
`
`
`
`
`1
`
`
`
`Case 3:20-cv-05784-BRM-DEA Document 25 Filed 07/17/20 Page 2 of 2 PageID: 739
`
`
`
`3. No publicly held corporation owns 10% or more of GAIN Capital Holdings,
`
`Inc.’s stock.
`
`Dated: July 17, 2020
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`Michael B. Levin (mlevin@wsgr.com)
`Jamie Y. Otto (jotto@wsgr.com)
`WILSON SONSINI GOODRICH & ROSATI
`P.C.
`650 Page Mill Road
`Palo Alto, CA 94304-1050
`Telephone: (650) 493-9300
`
`Natalie J. Morgan (nmorgan@wsgr.com)
`WILSON SONSINI GOODRICH & ROSATI
`P.C.
`12235 El Camino Real
`San Diego, California 92130
`Telephone: (858) 350-2300
`
`
`
`
`s/ Arnold B. Calmann
`Arnold B. Calmann (ACalmann@saiber.com)
`Katherine A. Escanlar (KEscanlar@saiber.com)
`SAIBER LLC
`One Gateway Center, Suite 1000
`Newark, New Jersey 07102
`Telephone: (973) 622-3333
`
`
`Attorneys for Defendants GAIN Capital Holdings,
`Inc. and GAIN Capital Group, LLC
`
`
`
`
`
`2
`
`