throbber
Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19419 Filed 06/20/24 Page 1 of 26
`
`Exhibit V
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19420 Filed 06/20/24 Page 2 of 26
`
`NEO-AUTO_0002245
`
`$2i¢ese
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`~t."Q)M:GD,'llQ)W!I,~,A'Jlii!E~ .mms~N~ Sm\'!tlt, ~0~ 10•~
`UNITED STATES DEPARTMENT OF CO_ IMERCE
`United States Patent and Trademark Office
`
`February 17, 2022
`
`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF A DOCUMENT RECORDED ON
`
`December 12, 2019
`
`By Authority of the
`Under Sec1·etary of Commerce for Intellectual ProJlerty
`and Director of the United States Patent and Trademark Office
`
`•-y'\ _.........-....
`Rodney Glover
`Certifying Officer
`
`OSOSSSCONRESSSee
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`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19421 Filed 06/20/24 Page 3 of 26
`
`NEO-AUTO_0002246
`
`12/12/2019
`505816698
`PATENT ASSIGNMENT COVER SHEET
`
`EPAS ID: PAT5863528
`
`NEW ASSIGNMENT
`ASSIGNMENT
`
`Name
`
`Execution Date
`04/08/2005
`04/08/2005
`04/08/2005
`04/08/2005
`
`Electronic Version v1.1
`Stylesheet Version v1 .2
`
`SUBMISSION TYPE:
`NATURE OF CONVEYANCE:
`
`CONVEYING PARTY DATA
`
`XIAODONG L1
`TITUS LO
`HAIMING HUANG
`KEMIN Ll
`
`RECEIVING PARTY DATA
`WAL TICAL SOLUTIONS, INC.
`Name:
`1750 112TH AVENUE NE
`Street Address:
`SUITE 0159
`Internal Address:
`BELLEVUE
`City:
`WASHINGTON
`State/Country:
`98004
`Postal Code:
`
`Number
`
`PROPERTY NUMBERS Total: 6
`Property Type
`Patent Number:
`Application Number:
`Patent Number:
`Patent Number:
`Application Number:
`Application Number:
`
`8027367
`13246677
`9301296
`10075941
`16126896
`6054452 1
`
`CORRESPONDENCE DATA
`(704)378-2057
`Fax Number:
`Correspondence w/11 be sent to the e-mail address first; If that is unsuccessful, it will be sent
`using a fax number, if provided; if that is unsuccessful, it will be sent via US Mail.
`7043312359
`Phone:
`iplaw@mvalaw .com, cindigraser@mvalaw .com
`Email:
`MOORE & VAN ALLEN PLLC
`Correspondent Name :
`100 NORTH TRYON STREET
`Address Line 1:
`SUITE 4700
`Address Line 2:
`CHARLOTTE , NORTH CAROLINA 28202
`Address Line 4:
`
`ATTORNEY DOCKET NUMBER:
`
`045057.000010
`
`505816698
`
`t"AII::NI
`REEL: 051261 FRAME: 0382
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19422 Filed 06/20/24 Page 4 of 26
`
`NEO-AUTO_0002247
`
`PETER B. STEWART
`/Peter B. Stewart!
`12/12/2019
`
`NAME OF SUBMITTER:
`SIGNATURE:
`DATE SIGNED:
`Total Attachments: 22
`sou rce=045057 -1 0-assig nment -1-2-10583529#page 1.tit
`source=045057 -1 0-assignment-1-2-1 0583529#page2.tit
`source=045057-1 0-assignment-1-2-1 0583529#page3.tit
`source=045057-1 0-assignment-1-2-1 0583529#page4.tif
`source=045057-1 0-assignment-1-2-1 0583529#page5.tif
`source=045057-1 0-assignment-1-2-1 0583529#page6.tit
`source=045057-1 0-assignment-1-2-1 0583529#page7.tit
`source==045057-1 0-assignment-1-2-1 0583529#page8.tit
`source==045057 -1 0-assignment-1-2-1 0583529#page9.tif
`sou rce=045057-1 0-assignment-1-2-1 0583529#page 10. tif
`source=045057-1 0-assignment-1-2-1 0583529#page11.tit
`source==045057-1 0-assignment-1-2-1 0583529#page12.tit
`sou rce=045057 -1 0-assig nment -1-2-1 0583529#page 13. tit
`source=045057 -1 0-assignment-1-2-1 0583529#page 14. tit
`source=045057-1 0-assignment-1-2-1 0583529#page15.tit
`source==045057 -1 0-assignment-1-2-1 0583529#page16.tit
`source==045057-1 0-assignment-1-2-1 0583529#page 17. tit
`source=045057-1 0-assignment-1-2-1 0583529#page18.tit
`source=045057 -1 0-assignment-1-2-1 0583529#page 19. tit
`source==045057-1 0-assignment-1-2-1 0583529#page20.tit
`source=045057-1 o-assignment-1-2-1 0583529#page21.tit
`sou rce==045057 -1 0-assig n ment -1 -2-1 0583529#page22. tif
`
`PATENT
`REEL: 051261 FRAME: 0383
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19423 Filed 06/20/24 Page 5 of 26
`
`NEO-AUTO_0002248
`
`./
`
`ASSIGNMENT BY INVENTORS
`
`This Assignment is by Xiaodong Li; Titus Lo; Halming Huang; and Kemin Li (the
`"Assignors"), residing at 9919 129th PL NE, Kirkland, Washington 98033; 10501 181sl
`Ave. NE, Redmond, Washington 98052; 605141st CT SE #0203, Bellevue,
`Washington 98007; and 4228 144th LN SE, Bellevue, 98006, respectively. The
`Assignors have. invented one or more certain inventions (the. "lnvention(s)") described in
`a Patent application for Letters Patent of the United. States entitled METHODS AND
`APPARATUS FOR MULTI-CARRIER COMMUNICATION SYSTEMS WITH ADAPTIVE
`TRANSMISSION AND FEEDBACK (the "Application"), executed concurrently herewith
`and naming the Assignors as inventors. The Assignors authorize the Assignee,
`identified below, or its representatives to insert the application number of the Application
`tA~o.r/o4tb /when known.
`
`Waltical Solution, Inc. (formerly Walbell Technologies, Inc.), a corporation of
`Washington having its principal place of business at Suite. 0159, 1750 112th Ave. NE,
`Bellevue, Washington 98004 ("Assignee"), desires to acquire the entire right, title and
`interest in and. to the lnvention(s). and the Application, and in and to any patents
`(collectively. "Patents") that may be granted for the lnvention(s) in the United States or
`in any foreign countries.
`
`For valuable. consideration, the receipt and sufficiency of which Assignors
`acknowledge, Assignors hereby sell, assign, and transfer to Assignee, its successors,
`legal representatives and assigns, the entire right, title and interest in and to: the
`lnvention(s), the Application, and any Patents; any divisions, continuations, and
`continuations-in-part of the Application and any other application claiming priority rights
`from the Application; any reissues, reexaminations, or extensions of any and all
`Patents: the right to file foreign applications directly in the name of Assignee; and the
`right to claim priority rights deriving from the Application (collectively, the "Rights").
`Assignors warrant that Assignors own the Rights, and that the Rights are
`unencumbered. Assi~nors also agree to not sign any writing or do any act conflicting
`
`1
`
`429388002US
`IM1811t
`Nllbi o~~~=®M3
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19424 Filed 06/20/24 Page 6 of 26
`
`NEO-AUTO_0002249
`
`with this assignment, and, without further compensation, sign all documents and do
`such additional acts as Assignee deems necessary or desirable to: perfect Assignee's
`enjoyment o f the Rightsi conduct proceedings regarding the Rights, including any
`litigation or interference proceedings; or perfect or defend title to the Rights. Assignors
`request the Commissioner o f Patents to issue any Patent o f the United States that may
`be issued on the lnvention(s) to Assignee. This Assignment may be executed in
`
`counterparts.
`
`2
`
`~~29388002US
`Nllbr 02~ ~:QMf6
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19425 Filed 06/20/24 Page 7 of 26
`
`NEO-AUTO_0002250
`
`! / / . g·j' J - C ' w _s;-·
`Date:
`)
`f
`United States o f America
`(;:.:J..-.;__; ~,.., ) ss.:
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`State o f
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`County o f
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`described in and v1ho ~;~ecut~d the foregoing Instrument, a n d a c k n o w l e d g e d execution
`Xiao o n g U
`On this
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`FRAME:(PAS
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19426 Filed 06/20/24 Page 8 of 26
`
`NEO-AUTO_0002251
`
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`United States o f America
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`State o f
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`County o f
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`...;:- 5 - , before me
`M
`fi p\o- r 1 L -
`, to me known to be the individual
`day o f
`described In and who executed the foregoing instrument, and acknowledged execution
`Titus L o
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`PATENT
`REEL: 058296 RAINE:
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19427 Filed 06/20/24 Page 9 of 26
`
`NEO-AUTO_0002252
`
`frtXil.. 8 . j .. . . . .J ·
`
`rhatuny Henane
`Haiming Huang
`
`‘
`
`Date:
`)
`.f
`United States o f Amerl~a ( •
`) ss.:
`L\ 1 ~-..... Y "-( ~-,r~ 0
`)
`~ k\ ~==-D _
`State of
`County of
`, before me
`~ r~ _s·-
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`eft-
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`, to me known to be the individual
`$$'
`day of
`On this
`Haiming Huang
`described in and who executed the foregoing instrument, and acknowledged execution
`personally came
`eraesfo tia
`Now Public
`
`of the same.
`
`te eek,
`Fran,
`
`aq
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`
`REEL:
`
`PATENT
`IRAE:ORA6D
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19428 Filed 06/20/24 Page 10 of 26
`
`NEO-AUTO_0002253
`
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`wre
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`Date:
`United States of America 0 . ~ )
`W'~~y,. ) ss.:
`State of
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`(q~~-, L
`, before me
`:U.:. o £
`'2;~ day of
`On this
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`Kemi L1
`personally came
`described in and who executed the foregoing instrument, and acknowledged execution
`_yervereinns,
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`W. TAWe
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`
`RECORDED: 11/05/2009
`
`REEL: ossan’FRA : (BAD
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19429 Filed 06/20/24 Page 11 of 26
`
`NEO-AUTO_0002254
`
`10/28/2011 14:04 FAX
`
`PERKINS COlE SEAFAX
`
`PATENT ASSIGNMENT
`
`~002
`Page 1 of5
`II
`
`Assignment
`,,
`
`Electronic Version v1.1
`Stylesheet Version v1.1
`
`I SUBMISSION TYPE:
`
`—
`
`NATURE OF CONVEYANCE:
`
`CONVEYING PARTY DATA
`
`I[ CORRECTIVE ASSIGNMENT
`
`cl)rret>b'l>ll .~fd~Oi,.ohor'\
`GoFFeetiV& Assi~AmeRt to correct the spelling of assignee's name previously
`recorded on Reel 023479 Frame 0163. Assignor(s) hereby confirms the correct
`spelling of assignee's name is Waltical Solutions, Inc.
`
`I
`
`Execution Data
`
`11
`104/08/2005
`1104/08/2005
`]104/08/2005
`1104/08/2005
`
`I
`]
`I
`I
`
`I
`I
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`I
`
`I
`
`Number
`
`||
`
`hlaodong ll
`!Titus Lo
`~aiming Huang
`IKemin Li
`
`Nama
`
`'
`
`RECEIVING PARTY DATA
`I Watticat Solutions. Inc.
`j1750 112th Ave. NE
`llsuite 0159
`llsenevue
`llwASHINGTON
`1198004
`
`INarne:
`!street Address:
`llntemal Address:
`I city:
`!state/Country:
`)!:ostal Code;
`iLi
`PROPERTY NUMBERS Total: 1
`
`Property Type
`
`II
`I Application Number.
`
`CORRESPONDENCE DATA
`
`J10583529
`
`(206)359· 7196
`Fax Number.
`assignmentconfirmations@perkinscoie.com
`Email:
`Correspondence wr71 be sent to the e-mail addl'e$$ litsl; if that Is unsucoeS$M, it will be sent
`via US Mail.
`Correspondent Name:
`Address Line 1:
`Address Line 4:
`
`Perkins Cole LLP Patent • SEA
`P.O. Box 1247
`Seattle, WASHINGTON 98111·1247
`I ATTORNEY DOCKET NUMBER:
`I 61240·8002. US01
`004741 69 Tae
`nanl Castine Taranoram: Tntoemet
`
`ne
`
`M'TENT
`Bi EPL:027265FRAME:
`
`1
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19430 Filed 06/20/24 Page 12 of 26
`
`NEO-AUTO_0002255
`
`10/28/2011 14:04 FAX
`
`PERKINS COlE SEAFAX
`
`Assignment
`~AME OF SUBMITTER:
`I Signature:
`~ate:
`
`II Stephen C. Bishop
`
`11/SCB/
`
`11 10/21/2011
`
`~003
`Page 2 of5
`
`I
`I
`I
`
`a
`
`Total Attachments: 191
`source=CorrectiveAssignmentAsFIIed#page1. tif
`source=CorrectlveAssignmentAsFiled#page2. tif
`source=CorrectiVeAssignmentAsFiled#page3. tif
`source=-CorrectiveAssignmantAsFIIed#page4. tif
`source=CorrectlveAssignmentAsFiled#page5.tif
`source=CorrectlveAssignmentAsFiled#page6.tif
`source=CorrectiveAssignmentAsFIIed#page 7. tif
`souroe=CorrectiveAssignmentAsFlled#page8. tif
`source=CorrectiveAssignmentAsFlled#page9. tif
`source=CorrectiveAsslgnmentAsFiled#page1 O.tif
`source..,CorreotiveAssignmentAsFiled#page11.tlf
`source=CorrectlveAssignmentAsFiled#page12.tif
`source=CorrectiveAsslgnmentAsFiled#page13.tlf
`source=CorreotiveAsslgnmentAsFiled#page14. tlf
`source=CorrectlveAsslgnmentAsFIIed#page15. tif
`souroe"'CorrectlveAsslgnmentAsFIIed#page16.tif
`source=CorrectiVeAssignmentAsFlled#page17. tlf
`source=CorrectiveAssignmentAsFiled#page18. tif
`source=CorrectiveAssignmentAsFIIed#page19.tlf
`saurce=CorrectiveAsslgnmentAsFIIed#page20.tif
`source=CorreotiveAssignmentAsFiled#page21.tif
`souroe=CorrectiveAsslgnmentAsFiled#page22.tif
`source=CorrectiveAsslgnmentAsFJied#page23.tif
`source=CorrectiveAssignmentAsFiled#page24.tlf
`souroe=CorrectlveAssignmentAsFiled#page25. tif
`source=CorrectiveAssignmentAsFiled#page26.tif
`source=CorrectiveAssignmentAsFiled#page27 .tif
`source=CorreotiveAssignmentAsFiled#page28.tif
`source=CorrectiveAssignmentAsFIIed#page29.tif
`source=CorrectiveAssignmentAsFIIed#page30.tif
`source=CorrectlveAssignmentAsFlled#page31. tif
`source=CorrectlveAssignmentAsFiled#page32.tlf
`source=CorrectiveAssignmentAsFiled#page33.tif
`source=CorrectlveAssignmentAsFlled#page34.tif
`source=CorrectiveAssignmentAsFiled#page36. tif
`source=CorrectiveAssignmentAsFIIed#page36.tif
`source==CorrectiveAsslgnmentAsFiled#page37 .tlf
`source=CorrectiveAsslgnmentAsFiled#page38.tif
`source=CorrectiveAssignmentAsFIIed#page39.tif
`source=CorrectiveAsslgnmentAsFUed#page40.tif
`source=CorrectlveAssignmentAsFiled#page41.tlf
`source=CorrectlveAssignmentAsFI1ed#page42.tif
`source=CorrectiveAssignmentAsFIIed#page43.tif
`source=CorrectiveAsslgnmentAsflled#page44. tit
`source'"'CorrectiveAssignmentAsFIIed#page45.tif
`PA HAN cence ucta and Gatiane\Tallal! acal Gattines\Temnorary InternetFats on
`
`PATENT
`adobROE:
`
`2011
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19431 Filed 06/20/24 Page 13 of 26
`
`NEO-AUTO_0002256
`
`10/28/2011 14:05 FAX
`
`PERKINS COlE SEAFAX
`
`Assignment
`
`~004
`Page 3 of5
`
`source=CorrectiveAssignmentAsFiled#page46. tif
`source=CorrectiveAsslgnmentAsFIIed#page47 .tit
`source=CorrectiveAssignmentAsFiled#page48.tif
`source=CorrectlveAssignmentAsFiled#page49. tif
`source=<CorrectiveAssignmentAsFiled#page50.tlf
`source=CorrectiveAssignmentAsFiled#page51.tif
`source=CorrectiveAsslgnmentAsFiled#page52.tif
`souroe=CorrectiveAssignmentAsFIIed#page53.tlf
`source=CorrectiveAssignmentAsFiled#page54 .tif
`source=CorrectiveAsslgnmentAsFIIed#page55. tif
`source=CorrectiveAssignmentAsFiled#page56. tif
`source=CorrectiveAssignmentAsFiled#page57.tif
`souroe=CorrectiveAsslgnmentAsFiled#page58.tif
`source:::CorrectiveAssignmentAsFIIed#page59.tlf
`source=CorrectiveAssignmentAsFiled#page60. tif
`source::.CorrectiveAssignmentAsFiled#page61.tif
`source=CorrectiveAssignmentAsFIIed#page62.tif
`source=CorrectiveAssignmentAsFiled#page63.tif
`source=CorrectiveAsslgnmentAsFiled#page64.tlf
`source=CorrectiveAsslgnmentAsFiled#page65. tif
`source=CorrectlveAssignmentAsFiled#page66.tlf
`source=CorrectiveAssignmentAsFIIed#page67.tif
`source=CorrectiveAssignmentAsFiled#page68.t1f
`source=CorrectiveAssignmentAsFIIed#page69.tif
`source=CorrectiveAssignmentAsFiled#page70.tif
`source=CorrectiveAssignmentAsFiled#page71. tlf
`source=CorrectlveAssignmentAsFiled#page72. tif
`source=CorrectiveAssignmentAsFIIed#page73.tif
`source=CorrectiveAssignmentAsFlled#page 7 4.tif
`source=CorrectiveAssignmentAsFiled#page 75. tif
`source=CorrectlveAssignmentAsFiled#page 76. tif
`source=CorrectiveAssignmentAsFIIed#page 77. tif
`source=CorrectiveAssignmentAsFiled#page 78. tif
`source=CorrectlveAssignmentAsFiled#page 79 .tif
`source=CorrectiveAssignmentAsFIIed#page80.tif
`source=CorrectiveAsslgnmentAsFiled#page81 .tif
`source=CorrectiveAssignmentAsFiled#page82.tif
`source=CorrectlveAsslgnmentAsFIIed#page83. tif
`source=CorrectiveAssignmentAsFiled#page84.tlf
`source=CorrectiveAssignmentAsFiled#page85.tif
`source=CorrectiveAssignmentAsFiled#page86.tif
`souroe=CorrectiveAssignmentAsFiled#page87 .tlf
`source=CorrectlveAsslgnmentAsFiled#page68.tif
`source=CorrectiveAssignmentAsFiled#page89. tit
`source=CorrectiveAssignmentAsFiled#page90.tif
`source=CorrectiveAsslgnmentAsFiled#page91.tif
`source:;;CorreotiveAssignmentAsFiled#page92.tif
`source=CorrectlveAssignmentAsFJied#page93.tif
`source""CorrectiveAssignmentAsFIIed#page94. tlf
`source=CorrectiveAssignmentAsFiled#page95.tif
`source=CorrectlveAssignmentAsFiled#page96.tif
`source=CorrectiveAsslgnmentAsFiled#page97 .tif
`
`|
`
`Fe tem eV erationscane TatornatFOES OTA FRAG:
`
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`PATENT
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19432 Filed 06/20/24 Page 14 of 26
`
`NEO-AUTO_0002257
`
`10/28/2011 14:05 FAX
`
`PERKINS COlE SEAFAX
`
`Assignment
`
`~005
`Page 4 of5
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`||
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`source=CorrectlveAssignmentAsFIIed#page149.tif
`cod Qattinen\ Tallall anal Cattinee\Temnnrary Internet PRE
`
`el
`
`ENVATN
`
`ceeue
`
`PATENT
`QeCatFRAME:
`
`1
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19433 Filed 06/20/24 Page 15 of 26
`
`NEO-AUTO_0002258
`
`10/ 28/2011 14:05 FAX
`
`PERKINS COlE SEAFAX
`
`Assignment
`
`~006
`Page 5 of5
`
`source=CorrectiveAsslgnmentAsFiled#page150.tif
`source .. CorrectiveAsslgnmentAsFiled#page151. tif
`source=CorrectiveAsslgnmentAsFiled#page152. tlf
`source=CorrectiveAssignmentAsFiled#page153.tlf
`source=CorreotiveAsslgnmentAsFiled#page 154. tlf
`source=CorrectiveAssignmentAsFiled#page155.tif
`source=CorrectiveAssignmentAsFiled#page156. tif
`source=CorrectiveAssignmentAsFiled#page157. tif
`source=CorrectiveAssignmentAsFiled#page158.tif
`souroe=CorrectlveAssignmentAsFiled#page159.tlf
`source=CorrectiveAsslgnmentAsFiled#page160.tif
`source=CorrectiveAsslgnmentAsFIIed#page161. tif
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`source=CorrectiveAssignmentAsFiled#page163.tif
`source=CorrectiveAssignmentAsFiled#page164.tif
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`source=CorrectiveAsslgnmentAsFiled#page166. tif
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`source=CorractiveAssignmentAsFiled#page173.tif
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`source=CorrecthteAssignmentAsFiled#page 175.tif
`source::CorrectiveAsslgnmentAsFiled#page176.tif
`source=COrre~tiveAsslgnmentAsFlled#page 177 .tif
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`source=CorrectiveAssignmentAsFiled#page189.tif
`source=CorrectiveAssignmentAsFIIed#page190.tif
`sourceo:::CorrectiveAsslgnmentAsFiled#page191 . tlf
`
`RECEIPT INFORMATION
`
`EPAS 10:
`Receipt Date:
`Fee Amount
`ES
`
`PAT1730432
`10/21/2011
`$40
`
`|
`
`PATENT
`.. . -·· .J " .. ...:--~'"'"11,.\T ,,. ... 1 l:!affinm,\'T ... m1'Vl1'ln'" TntP.mf'lt ~~~bQ!l~!a~~~ .. ~6~9f28/2011
`
`wei
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19434 Filed 06/20/24 Page 16 of 26
`
`NEO-AUTO_0002259
`
`10/28/2011 14:05 FAX
`
`PERKINS COlE SEAFAX
`
`~007
`
`Docket No.: 612408000
`(PATENT)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`DECLARATION OF TITUS LO UNDER MPEP 323.01(b)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`I am Vice President of Technology and Operations at NEOCIFIC, INC.,
`1.
`assignee of the patent applications listed in the attached table (the "Applications .. ).
`Through my work at NEOCIFIC, INC., I have first-hand knowledge of the patents and
`applications owned by NEOCIFIC, INC.
`
`I understand that the rights in the
`Through knowledge and belief,
`2.
`Applications were assigned to NEOCIFIC, INC. from WAL TICAL SOLUTIONS, INC. as
`reflected in the assignments recorded at the Reel/Frame numbers in column (3) of the
`attached table. A copy of the assignment document from WAL TICAL SOLUTIONS,
`INC. to NEOCIFIC, INC. for each application is provided in an exhibit as noted in
`column (4) of the table. A copy of the Notice of Recordation of each assignment
`document is provided in an exhibit as noted in column (5) of the table.
`
`I was previously Vice President of Engineering and Operations at
`3.
`WALTICAL SOLUTIONS, INC. Through my work at WALTICAL SOLUTIONS, INC., I
`have first-hand knowledge of the patents and applications owned by WAL TICAL
`In 2005, a portion of the assets of WAL TICAL SOLUTIONS, INC.
`SOLUTIONS, INC.
`were transferred to NEOCIFIC, INC., including the Applications.
`
`Through knowledge and belief, I understand that the rights of the inventors
`4.
`in the Applications were initially assigned to WALTICAL SOLUTIONS, INC. as reflected
`in the assignments recorded at the Reel/Frame numbers in column (6) of the attached
`
`6124 ()-8000/LEOAL:Z !949989.1
`
`PATENT
`REEL: 011215 FRAME: 0883
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19435 Filed 06/20/24 Page 17 of 26
`
`NEO-AUTO_0002260
`
`10/28/2011 14:05 FAX
`
`PERKINS COlE SEAFAX
`
`~008
`
`inventors to WALTICAL
`the
`A copy of the assignment document from
`table.
`SOLUTIONS, INC . for each application is provided in an exhibit as noted In column (7)
`of the table . A copy of the Notice of Recordation of each assignment document is
`provided in an exhibit as noted in column {8) of the table.
`
`Each assignment recorded from the inventors to WAL TICAL SOLUTIONS,
`5.
`INC. includes an inadvertent error. The error is that WALTICAL SOLUTIONS, INC. is
`identified in each assignment as WAL TICAL SOLUTION, INC. The omission of the "s"
`was a typographical error. The correct spelling of the company name is WAL TICAL
`SOLUTION§, INC. Attached as Exhibit J is an online printout from the Washington
`Secretary of State showing that the correct spelling of the company name is WAL TICAL
`SOLUTIONS, INC., as Incorporated in Washington on November 7, 2003. Accordingly,
`the current assignee, NEOCIFIC, INC. hereby requests correction of the inadvertent
`error in each assignment recorded at the Reel/Frame numbers listed in column (6) of
`the table.
`
`I further declare that all statements herein made of my own knowledge are
`6.
`true, and that all statements made on Information or belief are believed to be true; and
`further, that the statements are made with the knowledge that the making of willful or
`false statements or the like is punishable by fine or imprisonment, or both, under
`Section 1001 of Title 18 of the United States Code, · and may jeopardize the validity of
`any patents Issuing from the present patent applications.
`
`Soe
`
`Name: Titus Lo
`Title: Vice President of Technology and Operations
`
`Neocific, Inc.
`Date: to /t? /2.--o II
`
`· 612-40-8000/LEOAL21949989.2
`
`2
`
`PATENT
`REEL: 017215 FRAME: 0881
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19436 Filed 06/20/24 Page 18 of 26
`
`NEO-AUTO_0002261
`
`.....
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`Docket No.: 612408000
`
`Patent AppJications
`
`AppJication
`Seriat No.
`Column (1)
`
`101563,529
`10/583,2-39
`10/583,229
`10/583,158
`11/568,385
`11/569,064
`11/571.468
`11/571,469
`
`I
`
`Filing Date
`Column (2)
`
`6/16/2006
`10116/2.008
`8127/2008
`8/27/2008
`8116/2.007
`6112(2007
`11/28/2007
`10/912008
`
`Ree"Frame
`Number
`Column (3}
`
`017363/0370
`017363/ 0370
`0173631 0370
`017363/0370
`017363 I 0370
`017363 I 0370
`023492/ 0200
`023492/ 0371
`
`Notice of
`Assignment Recordation of
`Assignment
`Column (4)
`Column (5)
`ExhmitA2
`Exhibit B2
`Exhibit C2
`Exhibit D2
`ExhibitE2
`Exhibit F2
`ExhibitH2
`Exhibit 12
`
`ExhibitA1
`Exhibit 81
`Exhibit C1
`Exhibit 01
`Exhibit E1
`'Exhibit F1
`Exhibit H1
`Exhibit 11
`
`ReeiJFrame
`Number
`Column(~)
`
`Assignment
`CoiUmll (7}
`
`023479 I 0163
`021757 1 0963
`023489 I 0816
`023491 I 0649
`023175/0461
`023491 I 0061
`I 023492 1 o1n
`I o23492_l_oJso
`
`ExhibitA3
`Exhiblt B3
`ExhibitC3
`EKhibit 03
`ExhibitE3
`Exhibit F3
`ExhibitH3
`Exhibit 13
`
`Notice of
`of
`rdation of
`Recordation of
`Assignment
`Assignment
`(8)|
`Column (8)
`A4
`Exhibit A4
`B4
`Exhibit 84
`C4
`Exhibit C4
`Exhibit D4
`E4
`ExhibitE4
`F4
`Exhibit F4
`ExhibitH4
`Exhibit14
`
`I
`
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`0 • .... .,
`=)> Ul-4
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`..
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`(I)
`ca
`
`6l 240-80001LEGAL219499~.2
`
`3
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19437 Filed 06/20/24 Page 19 of 26
`
`NEO-AUTO_0002262
`
`10/28/2011 14:06 FAX
`
`PERKINS COlE SEAFAX
`
`~010
`
`1116/2009 8:47:65 AM
`USPTO
`TO:STEPHANIE OLSON COMPANY:PO SOX 1247
`
`PAGE
`
`4/005
`
`Fax Server
`
`PATENT ASSIGNMENT
`
`:
`
`!I
`
`E.lectronlc Von~ion v1.1
`Stylesheat Version v1.1
`
`11/05/2009
`501008023
`
`SUBMISSION 'TYPE;
`
`NEW AS$1GNMENT
`
`Nt\TUAE OF CONVEYANCE;
`
`AS:i!IQINMENT
`
`CONVEYING PARTY DATA
`
`Name
`
`!XIacnlona Lf
`~Lo
`a~Nu.,g
`
`RECEJ\IING PAFllY DATA
`
`Name:
`stnletMdrDSB:
`~Add1"881:
`City.
`
`6taleiCountty.
`Poraal Code:
`
`Waltllilll Bofutlal'l, Inc.
`112111Av.. NE
`Bulla 0158
`Be116YU&
`iWASHING'TON
`98004
`
`.
`
`I
`I
`
`Ela:cutlon Dallt
`lo410Moos
`0410W2005
`0410812005
`04108r2005
`
`Esa)
`
`ein
`
`II
`
`=N~b~
`
`:-
`
`PROPERlY NUMBERS Taml: 1
`
`~ .. =~ 1111583521
`
`CORRESPONUSNCEDATA
`
`(200)359-8219
`Fax Numbllr.
`~ rr1!1 bt:1 Wt1 1M tJS Mill llllhrm lha Ita sllwnpl II lJMUDf)f)$i$1iJ.
`li011011GP&t1dnscale.com
`M\all:
`stephanle Olecln
`cornsponcfent Nama;
`POBox 1247
`Add1888Une1:
`SEA-¥AT
`Mdrua Uno 2:
`Seallle, WASHINGTON IIB11H247
`Addre&8 Une 4:
`
`AlTORNeY DOa<ET NUMBER:
`
`NAME OF SUBMITTER:
`
`81240.8002 U901
`
`Stephen C. BliMp
`
`|
`
`'
`
`PATENT
`REEL: 017215 FRAME: 0885
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19438 Filed 06/20/24 Page 20 of 26
`
`NEO-AUTO_0002263
`
`10 / 28 / 2011 14:06 FAX
`
`PERKINS COlE SEAFAX
`
`~011
`
`11/6/2009 8;47:55 AM
`USPTO
`'l'O:STEPHANJE OLSON COMPANY:PO BOX 1.247
`
`PACE
`
`5/005
`
`Fax Server
`
`Totai.Ntaclvnallla: e
`aoun;eaG1240.8002 US01 Exec Allal'gnment lrwunll:n 10 WaiUca~get.ur
`eollf"C8881240.8002 US01 EMc Aaslgnmant lnvet\101'810 Walllcal#paQe2.tif
`soura~ae1240.8002 USOt Exac Asslgnmont fnvenrors 10 Waltlcalfpage3.11f
`souaw•&1240.8002 U801 r;:xso Asa!gnmont Jnvantars to Waltlcallpa;o4,t)f
`aourm .. B124D.BOD2 UB01 ~ Aaelgnment lnvenfore Ill Wa1Ucal#lpaQe5Jtr
`~1240.8002 U801 Ex8a Aall/;nn11ad Inventors to Waftlaalfilpa;t~G.llf
`
`PATENT
`REEL: 017215 FRAME: 088&
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19439 Filed 06/20/24 Page 21 of 26
`
`NEO-AUTO_0002264
`
`10/ 28 / 2011 14:06 FAX
`
`PERKINS COlE SEAFAX
`
`141012
`
`./
`
`ASSIGNMENT BY INVENTORS
`
`This Assignment is by Xiaodong ll: Titus Lo: Harming Huang; and Kemln Li (the
`"Assignors"), residing at 9919 129th PL NE, Kirkland, Washington 98033; 10501181st
`Ave. NE, Redmond, Washington96052; 605141st CT SE #0203, Bellevue,
`Washington 90007; and. 4226 144th LN SE, Bellevue, 98006, respectively. The
`Assignors have. invented one or more certain Inventions (tha "lnvention(sn described In
`a Patent application for Letters Patent of the United States entflled METHODS AND
`APPARATUS. FOR MULTI-CARRIER COMMUNICATION SYSTEMS WITH ADAPTIVE
`TRANSMISSION AND FEEDBACK (the 11A,PIIcation'•), executed concurrently herewith
`and namtng the Assignors as Inventors. The Assignors authorize the Assignee,
`identined below, or its representatives to insert the application number of the Application
`tA~oJ/olfob I when known.
`
`I
`
`Waltlcal Solution, Inc. (formerly Walbell Technologies, Inc.). a corporation of
`Washington having Its principal place. of business at Suite. 0159~ 1750 112th Ave. NE 1
`Bellevue, Washington 98004 ("Assignee"), desires. to acquire the entire right, title and
`Interest in and to the lnventlon(s} and the. Application, and fn and to any patents
`(collectively. "Patents'") that may be granted for the lnvention(s) in the United States or
`in any foreign countries~
`
`For valuable. con$lderation, the receipt and. sufficiency of which. Assignors
`acknowledge, Assignors hereby sell,. aS$Ign, and transfer to Assignee, its successors,
`legal representatives and. a.ssigns, the entire right, tiUe and interest ln. and to: the
`lnvention(s), the Application, and any Patents; any divisions. continuations, and
`conlinuations.ln·part of the Application and any other application claiming priority rights
`from the Application; any reissues, reexamrnaUons. or extensions of any and all
`Patents; the right to file foreign applications directly in the nama of Assignee; and the
`right to clafm priority rights deriving from the Application (collectively. the ••Rights'').
`Assignors warrant that Assignors own the Rights, and that the Rights are
`unencumbered. Assi~nors also agree to not sign any writing or do any act conflicting
`
`1
`
`429388002US
`
`PATENT
`REEL: 011215 FRAME: 0188
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19440 Filed 06/20/24 Page 22 of 26
`
`NEO-AUTO_0002265
`
`10 12812011 14:0B FAX
`
`PERKINS COIE SEAFAX
`
`~013
`
`with this assignment. and, without further compensation, sign aU documents and do
`such acfdltlonal acts as Assignee deems necessary or desirable to: perlect Assignee's
`enjoyment of the Rightsi conduct proceedings regarding the Rights, Including any
`litigation or interference proceedings; or perfect or defend title to the Rights. Assignors
`request the Commissioner o f Patents to issue any Patent of the United States that may
`be issued on the lnvention(s) to Assignee. Ttns Assignment may be executed in
`
`.
`
`.
`
`counterparts.
`
`‘
`
`.
`
`2
`
`429388002US
`P A T E N T
`REEL: 017'215 FRAME: OI&J'
`
`

`

`Case 2:22-md-03034-TGB ECF No. 255-15, PageID.19441 Filed 06/20/24 Page 23 of 26
`
`NEO-AUTO_0002266
`
`1 0 / 2 8 / 2 0 1 1 1 4 : 0 6 FAX
`
`PERKINS COlE SEAFAX
`
`@

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