Case 2:22-md-03034-TGB ECF No. 108-5, PageID.8636 Filed 12/16/22 Page 1 of 5
`
`EXHIBIT D
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`

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`Case 2:22-md-03034-TGB ECF No. 108-5, PageID.8637 Filed 12/16/22 Page 2 of 5
`
`DECLARATION {37 CFR 1.53} F~R UT;'C~~ ~~'~ES;~;' APPUCAT!ON ~-;~~~-;~--------------1
`
`.. _ ...... ..,.. ..................... ..,._
`
`Tltlu of
`!nvm:iHon
`
`APPLICATION DATA SHEET {37 CFR 1,76)
`.,.,.,.,~"'-"~~---""'°-~.,..-~,....._-,_~_.,,,...~ .............................. .....,.v,,.,-..v.,,.-..--.. ...... -.-..-..-..-..-..-,.,y,,~-...---v..-..-..-..,,,
`METHODS AND APPARATUS FOR SIGNAL TRANSMISSION ANO RECEPTION lt'J A
`BROADBAND COMMUNICATION SYSTEM
`
`'>,n;:,;:,>;:, nnnn,n
`
`As the below named irwentot, ! hereby declare that:
`
`This declaration D The attached applicaiion,.or
`,s directed to:
`[~] United States epplk:ation or PCT·intematiomil app!ioation number ............... 1'.;l/8f3\,9.""4"--2 ___ .
`04/12/2013 ............ ..
`filed on
`
`Th0 above-.identified Elpplicat:on was mBde or m.ithor1wd lo be made by me.
`
`I believe th<i! i am th8 original Inventor or an original joint kiv$nfor of a claimed invention in the application.
`
`! hm-et1y acknowledge that any willful f~lsE,sllterne:1t made in thls <lec!arntlon is pu:,ii,h:::blf: unll<sr i 8 U,S.C .. i OOi
`hy f,ne or lmprisonment of not more than flv~i (5) years. or both.
`
`• I hereby state that I have reviewed and undernt~md the contents ofthe above identified application, incl;;ding .the d,ims,
`as rnnenqed by any amendment.
`
`I acknowledge the duty to disclose !nforrn?tlon material to paten!ab!!ity as aefinE?(j in 37 CY .R. 1.56 including for
`ccnti:1uatio1:•in-prni applications, material information which became available between the ming date of the prior
`appticaUon and the national or PCT inlemailonal fi:!ng t;latt;i of the continuation-in-pert appllrntion.
`
`p.~3\jf:;)::~~rh~ppHt:·ant is cautioned ~o ~ivoid subm!tting pernonai inforrrmtlon :n doc:.Hl1\:!nW rn~2:d fn 2t patent ap;J!!cat;on th:~t n1,::ly
`cor;t:lbute to identity theft. Pecsonal lnforrn;:llion such ,3S soda I secudty numbers .. bank acco:..ml nurr.bem, or cmdit card nurnbm:,
`(t>ih,fr ihm1 ;~ check or credit card a:Jthorlza!lon forn'1 PTO--:'.o:~it~ submr,!ed for p,iy,nent pu1-poses) is never required by the USPTO
`to B~7~pp:;)rt·~~ p::~titkJn.9( .Bn ap:,::Ik~JJ~:::n~ ~fth~~ htp~; of p~~rs(ff~j} infq.£-r=-ta~ii~n •~·S:•int~ftJfi~-<l· itf doC1:.tf:1!~rtt~ t>.ubrni.U~~d tt>.ti1-~~(J~1PT(},
`t1~t%1;j10!~t~~;:~,~::)~~;;i<:;:: i:(~::t::·(;\TI::r::~~?·/~~tf~;;~~~~;;!:t~~;~G:~;i,:::):; ;::tit!t!~:(~i;~::~ t:tt-::* ;!~t!:1~;;~:!1
`;~,;~:~
`J1;;::
`~~ppl:ic~~tlpr~ •(i,~:r~:~~~~~ a· nt)t~p1.Jbl~t:~~H~'rt r~U~3'.$t in ~~>ff:pli:c.Jn~~~~: 'i-9Hh ~rt :Cff~ ·t ,2 ·t ~~{-:~) l:~} r1:~d~· ~t~ ·~h(; .~;ppHe~~=HkJn} or i:~·s·t~nr::ci~ ti·;~
`t~~!~~t~t ~~1jr:t!;~~r.h~of~ 1 ~hi t~~Cf~i :ffr~:n ~~rt <:3b:~in;k~f.:~~~\ ~~p~)}}C:~fa)~. ~1-~~y at~9 ~~ •:~y~i!f~~b}f .t:~J .fri.~~ J~Gbllp·}t thtt ·2~ppHq~~t-~9rt ·~~:=
`:~~~~~:·~15:-?.tJ·in,.a f~nbHst:1Hd ~~ppH~~~t~~i~ orBn iG~~:J~:d .P~t~3~:t !s:~ 0?·Cr~ :1. i.~}. t~:,E~~kt· ~~f~j (::~~ct1t {~fftLa<ith?;!i?{k):n !~j::i~-::~
`:·)1 {J-.-~~·.:dU· ~<u~rfat~t~~-:.~ ~~w-p;:~.y}Yl$nt purp9~,e~:.~3f?> n{)t r~~t~tn:~~J ~r~ ·!~1\:~ ~~t.:tph~~tt90 h~~~ ~i~l!J U~:i:"::~:{3:~.q:1?:? :~r~=--· ~--:ot pt~t=iiJ;ty ~).v:.:·m~tJlfl.
`
`1,
`
`Nole: An ,mplicslion data st1eet (PTO/SB/:14 or equlva.lenl), induding naming the entire irwe:-itive entity, :11u5l acco:11p;my !his fonn or
`must have been previous!y med. Use an addilionai PTO/AIN01,f,::ir:11 Jor.em:h sddi!lonal inventor.
`~~~~-,.,,.,.,-~,.,,. ...................................................... .;,.,..,...,.,.;.,.,,
`
`61240~8006. USD31LE GAL~G318973. 1
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`

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`Case 2:22-md-03034-TGB ECF No. 108-5, PageID.8638 Filed 12/16/22 Page 3 of 5
`
`DECLARATION (37 CfR 1.63} FOR t!TU.JTY OR DESIGN APPLICATION USING AN
`APPUCAT!ON DATA SHEET (37 CFR 1.15)
`~------:...,,r----- -----------------..-..-.. ................. ,""' ......... ~v-.~""''"""''''''''''''''''~" ....................... ,,,,,, .... ,,,".;>,.""'"''_,,,-.: _ _ _ _ _ _ _ ~
`l METHODS AND APPARATUS FOR SlGN.AL TRANSMISSION AND f."{ECEPTION lN /:,
`Tnleef
`l l BROADBAND COMMUNiCATlON SYSTEM
`Invention
`:-:,.,,,-..:-...._,,..._,,..._.._-._...__~:-.......................... ~ .............. ~,-..~,~>~>~1'1'~>~>==~,;,~n~n~>~>=> ,=,~1-1-~1-,~n~,-=-,~---------------------------,.,.,,....
`As tl1e below named lnve:-itor, I ht,rnby dE,darr:, ihaL
`
`Tt,l;; dedm;~tion
`ls directed 10:
`
`The ::it!achec application, or
`[~~J United S!;3[es application or PCT International ;,pplk;;~tlon mm,ber '"'""" _____ 13/861.942 ____________ __
`. . .... ,,,, .. }4!12/~":013 ----------
`filed on
`The abDve-ldentlt1ed application wa:s mmje or Bulhor,z.ed to be made by me.
`
`I b1,,ie,1e th8t I am the qrlglnal inventor Gr ,m ori[Jin;il joht lnwmlor of a claimed i1wer:;Hon In the application.
`I hefeby acx:nowlE,dge that any willful false siatemimt made in this declarntion is p:.mis,'!8ble under rn U.S..C. rno1
`by fine or imp:i:sonrrnmt ii not more th;3n five (ti) yeant or both,
`
`I hereby st8k, \hal I have reviewed and understand tl'm content~ of the above iden;ified applicaticm, indudlng lhe dalms,
`as amended by any amendment.
`I. cl<~:{;nitii~~~H:it~$ th~~ ~hJt)t tq .(]l.~t.k~~~~~ trrfc)ra1fttion rn~~l~r.l,al .to patanl~.blW:i ~:t: .ck~fjr1(~d in ~~7 ().F,f:<. ·i --f~l~:lnc~udh~~i·},)r
`.conHnt:~~Uon--}n~pflft~p-PHb.atioo~>} fni~t(~r~::-i.~ tnft~nt1~:~tJi)ltV~{hh::h 00½'.~rn~ a~.;1~f1:~~t~k:_ bHh~·t:-f~n th~}; rm~-~-g d~}t(:~ oft~>~~ .pd~-r
`tl/)p!ii,nti<in ;,i1Kl \!rn i1t1!im1a1 <ir PCT in!rmwlk1m:c! fil!n9 rl;:ilB i:-if th!> ;:,ontkitm!lnn-J,1,1,wrt ,ippliG1:itk,n,
`
`f.l~t\th>n$11~~f~:p}1<:~~f~{ .[? .<~~~l~tif?~~'.d tc~ ~)v~~~(t~~lf~?1i.H],r:g.p:-=:::r~>Oftt:1 i~1~~)::r-n~~:t:?r~·in ?°<J.~~~:>r:t~$ni'~· f~~t~~J h) •~l p~tf~~ UPP!i~~~k:•n ~J-K-:1:} !-,1~?
`contnhti~.c~ lt.< .id~~r~t!ty jhEHl F~r.~~t.Jn:a~ ink:r{1:~: t~on ~:.U!)h {t~:. ~::or,~H1 ·s~~{1~·Jtft-:l n~Ji))~~~~:~ ~ t><~r~}~ :r.:t(:(:{1qt r:.vn:tJ~jJ~~ tw :.."':~~::dlt c~~i}~S qp~yifi:t~~'S
`
`. USPT(). :P~~ti((~n~~/$))pJ:J~~~nt is.·tl~)y~S{:/l 'fJm} lhti -r~~~J.~X~·Qf tt .pttt~nt ~Pl)li~3:tj(~f} t; ·i~'l~~ikfbf~ tu t}:,t:f,pt:01!-c ~~Ji:~( p~:btf0;1H,1'..)tt •(:tf ~J~i}
`~~P.:.J}i·t.;~lk.)n t,~nk~$~~ ~~ r~~Xf:p.ut~Hta~k:-n t~~~~J~~-t ~n c(.1rP1j}j~it\(iit~·iU:l ~~7{J~·R. :1.Z:t~{~:).h:: n<~j::i~i fn \h~~-~~ppfit~iilq;~) p~· it~:tH:::'.:~tH ~::-f <f
`p~~.t::::rt ... t~.~~tl·:H~n:{Jft:t t~1~. ~-~:t~1~-~· fr.orn ;~~l .. ;xt:Hn~~\:Jn{:~d }~pp{ka~kcn rn~y ii~so. b~i· a.)~-'2tH?~:t~t3· tq. thff_pub~iG if Ur.-s·. ~tppHt::;::C<i~1 iS
`r'(i~trt:.~~?~"'~ k~ .{3 'pu b~J!~h~xi <')pr~Jf{~$~~6rt or :2-Wt i~~~}~j-cj P~1t~:ll :(~'<f~'}. :~~?: Cr~ f{ i ..:·t •t}. ~~~h~t~!~~~ .e~~:~d ·;~r~1~gt ~~: c~ti ~ l!{h:.)t!;~~rt!Of~ f?i~-n~
`PTO--::?H3fJ.:S1Jt1fn~tt~~! ..tor p~fr~er;~ puqx::~~~~~ ;~B~· r~ot· re!:;3:n~~d.:in- U1~~ ~ppik ... ~t}~~n· fft~~· ;~fk~~ tfif?:r:.:::t1x<~- ~~rt~ n<it in.;b!i(j)l ~~~~<~}!~bi~~-
`
`LEGAL NAME OF INVENTOR
`
`lrwent(;;r: N~:::~::==-~~§:~::.:::,,~: m, e,li~ ,,,,0,11,,,~lit=y=:=~J-
`
`must t:ave beer. prnv1cus!y filed . .Utse an adl~itio:1a: Pr01Al,<.\/(}.j fonn for e;.~ch additional ir.-,1e:ito,
`
`, ............... .;.,,. ___ ..,.,_ ________ ........... __ ,_,,,,__,,,,_ __ ,._ ............ , .................... ..._..._...__~,,,,, .... ~ .. ....,. ........ -. ... --,,.,---w .. ..,.,.,.,._ .................... ...,,.,,..._
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`--··
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`""-S,:
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`

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`Case 2:22-md-03034-TGB ECF No. 108-5, PageID.8639 Filed 12/16/22 Page 4 of 5
`
`As the below namml lnvm,tor. ! hereby drn~lare that
`
`This decl::1rntion
`'
`is ·din~c:ted to:
`
`The attached application, or
`
`[~] Unlted States Bppl:cation ,ar PCT international 1:.;pplicafo:i numb1~r
`filed on
`(Mt12/20i3
`
`-----------••••••••••••••••••••••••••n•••n•••••••
`
`I beli<;ve trmt I mn tti,~ rnigin;:1! invent():' o,· an origioal joint inventor of;;; claimecl invenfon in tri:~ application.
`
`I hereby acknowledge that any wiiiful folse •statmiwnt m::1de !i1 this deciarat,on ,s punishable under 18 U.S.C. 1 OOi
`by fine .or lmprlscmrne,-,! of no! morn than fiv;, (5) yems, Gt both.
`
`I hereby stat$ that ! have reviewed and Ufldersta1~d the contents of the above identified .appllcation, Including the c!alms,
`;;,~i mrnmded hy any amendment.
`
`! acknowledg(~ the duty to disdose inform0tion material to patentabiHiy m, defomd in 37 C.F ,R i ,56 irldudlng for
`q,ritin,,~\ili>ri,),1,ptn:t ~ipp!i!),,t!i()n~,, m;:l'i:miHi lnt,m,silk,n whicil became av;:,iiabl.i beiweeh tha filirig. ,:!ale or the pdor
`appliCBtkm am:! the nalk:irn~l or PGT !nti,irrnifa:,t.i;~l !mt~J date of the continuation-in-part applicatkm,
`
`WARNlNG:
`Petltii:inerlappiicantia ,;,~utionetl !o BVoid submitting personal informat.:on in documm~ts ti!ed in;~ p,i\~1m ;~ppl!cafax1 that may
`t:f~nt~·tt:ufx'} tcf !~J~nHtyJh~::ft r•·~r~br:~f inftl~r1~:ti:qt\ ~~}qt~ ~='t ~tir;~~3t ~>{:~ttritl nu:l~t1i}~J i bilnk (~~~~~:<:n~~n{ nlfnl~itf~\ .~)t ci~{~.it .~~:rd r~•Utft~!t3n~
`(,)t]·t~rtt12Jn a ch~t;K (~r ~rrKiH' ~:~srd ~3~:~HJt:!':·iz.~-:-t~uri -fr;rrn PT(J~~QSfi .[~;Jt~fnlh~:tt frt·J~~yfn~i~t pt~tp6$.Z=~:}i:'.> n~:'.YY~~~ rt~1t)frid_ by t;·~t?. qt1f~T()
`t<l f Ut:iiX~f~ ~1 pt:{iiUq:1 -~r ~n ~xt{}ff~.~~~~~~~r. l-f. :t~~f~. typ,.s. ~~.f Pt~~~911~~- l~~fon~-~lt\~~r:- ~~- /t~-~;.!iJd~}fi lq d1>;~~f'.?!3nt~~ -~~t!l~:r:JHr~(~ lo lh~; ~S{~-q"(\
`01;~,;~~~;:1!-~~~::::~~::i~:~:~~::1 (;~~1:~;:1;,;;~:;)}:11! ,:;;~;~f;;;~';;:;t;~;-:~:~:;;;~;;it:r:; ,;:;,~;t)i:1;~~;;;!·~,;;~~TI: ,::;;;r~;;;::~,:~if~'.~l (:: !;~::
`;~;!~:::~r!l~-;;;i~:~;;\~$~r:,11~:'t:~~~~t:~/;,';;';~~:;;;~'.t;:~'.~:11:~;~;~i<lj~;:~ ;;,;~:;1;!:!~~l1~1t;;;;'t;~;}l!l·~~::ii:;~~11!;~1;~~);~;!~1;i~!;,,~l of si
`
`referenced In a published spplk:.citio:: er w1 :ssu2d ;,~tent (see 37 DFR i. 14). Checks and credit card author!z.::,ticn forrrH
`PTG-2038 :lubrnlited for paym,mt purposes am not re1ained k, the app:icaibri file .;md ih~mfore me rio! publicly avai,ab:e.
`
`n,nn >~,,._..._,,,,._...._....,v,.,,..:.,._=====-
` LEGAL NAME OF lNVENTOR
`
`I
`
`1.
`
`invi:mtor:
`
`•••••••••••nn•n•nnnnn•nn•••••••. ••••"""'""""...,,,_,.., • •._..,..,..,._._._._._._ • ................... -. .. -.-.-.-..._-, .. -,-,.._, ••,••
`
`Kamin Li
`
`i,!(:,,ki: t,n epplica!ion de!a shr:Jet (PTO/S8/'l4 or equlVflitmt), Including nmn:ng the enke i=ivet~!ive ,mtity, m,wt accot~1pi:my th!& term or
`rnt,:;t ll;sve been pmvimisly llied. Use an additional P'l"OIA!A!Oi form for each ~dditicn;:il ifNimk~r.
`
`B 1240-fJQ(lU,USQ3/ltGAL25376973. ·1
`
`

`

`Case 2:22-md-03034-TGB ECF No. 108-5, PageID.8640 Filed 12/16/22 Page 5 of 5
`
`, ____ ,,_._.., ~
`
`D!;:CLARATION {37 CFR. H33) FOR :t.JTIUTY OR DESIGN APPUCAllON USING AN
`APPUCA.TION DATA SHEET {37 CFR 176}
`............. ,.. ........................ ------"' .
`,.... ......... ··
`j METHODS AND APPARATUS FOR SIGNAL TRANSMlSSION AND RECEPTION IN A
`'Title of
`j BROADBAr'-JD COMMUNICATION SYSTEM
`. lnvsnforn
`._.~..,...,-.1.l..,,.,,__,,,_~,...,.,. .............. ...,. .. ~..,,.'.'o» ........................... .,..,=-......... ,.,,. ......................................... . ,.. ........ ~---...... -·,.. ........................................................................................................................................................................................ ...
`
`As t11e below named inventor, I hereby declare that:
`
`Thts dm:l,~ratkm
`is dirncted to;
`
`flied on
`
`04/12/2013
`............................ , .. , ................................................................. ..,- ....... -.-
`
`The above-idenllfied application was rn,~de or authorized to be madeby me,
`
`I beiieve that I ani the original inven1m or an origi':]al join! iriver,tor of a claimed irrv>,:1n!iori ln th0 application,
`
`I hereby ackno,vledg0 that any wtllful fa;m;, tfateme;~t mads ,irnhis dec,amtion is punishable under 18 U,S,C. i 001
`by fine or impri~;,)mmmt of not morn lhan five (5) years, or.both,
`
`I hereby state thaH h;;we rnv:s:wed Bnd understand trm contents of ihe above identified application, including the claims,
`as amended by any amendment.
`
`I acknowledge the duty to disclose information rnatsr,al to patsntabtlity as ddined In 37 G.F,R i ,5e• indud,:1g far
`1 ,;:ontinu;~tion,in~p,~rl applic:a!lons, material information which became available betwtiNl lhti fi,:nn date of ihs prior
`1 ;;,pplic:aikm ,md the rn~tkmal or PCT intsnwt:on;,d filing date of the con!inuation-ln,parl: applicatkm.
`
`WARNING:
`Petitionerlappllc:m1! is cautioned to avoid submiWng personal information In docun,en\s filed in 2 patent 2pplic..a\ion that n~;:1y
`;::ontrib;;te to identltv flleft Personal info,·matlcn sucn as social secudtv r:umbms, tmnk w;wunt numbern, or credit crntl nwnbers
`(other ihan a ched~· or credit c.ard ,~,!thori..:mion form :PT0-2038 su::imltted for paymentpmposes) is never required by the USPTO
`tci 1,uppmt a petition or an application, 11 this type of personal Information is included in docurn,~nw mJbmitied io tr,a USPTO.
`petitionersh::pp!lc.ants should consider redm;ting mJch pHrson;~i inforrnaiior1 irom the doc:1men!s before subm:Uing them to th,1
`USPTO. Peiitiorwr/applic;~r1t ii, advised tt1a!the record ale patent appl:c.atlon is avrnlable b !he public aft;~r public.a,ion of ihe;,
`application (unless a non-pl!bl:c.atlon request in compl:ar:cB wilh :w CFR 121 ;1(a) is n;ml0 lri .!he appllcatlon) m Issuance oi e
`patent. Furthermore, tt1,:> record from an ;:1bandoned,;ipplication rmy also bs avai,able to the public if the app:icatio:1 is
`mfornnc:~:d in;~ pub:ished application 01· an issued paten! (see Tl CFR 1, 14). Ghee!,;, ,l:'ld ,;red!t ;;ard ;~uthofi..:,!tlo:'1 fcrrrn;
`PT0-2036 subm,tted for payment purpo;,,,s ::;:1~ ncl rdaim:·d in th!l ;:1ppli\latior; rne w;d therefore are not publicly evailable.
`
`=A~~=~:aitn!MuHua,m _
`"'' s ig na, u re : ______________________________ :~:,:~::~,··•·":>i:i.~:),,•·'/' .............. , ................. ,., ...... , __ , mmm, ··, ' " , ...... ,,,,,, ·"""····· '"'""""""""""""'"j
`
`.,..~~._ ... ._.
`
`o,m __ t¥ / =1J---1
`
`Note, ,t\n appllcatlcn data :shee, (PTOiS8i 14 r,r 0qt:1vaim1l), incll:dmg r:mning the entim 1:1v,miive amity, 1T1tmt ;iccompar.y \his farm or
`iwi.,, have been previously filed, Use ;cm additional PTOiA:NO'l form for ,,ach addi\iomil lnvemor.
`---~--·--~----:0..-...-...--.,,,~, .. ~..
`... ..................................... ..
`
`