throbber
Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1477 Page 1 of 13
`
`EXHIBIT B
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1478 Page 2 of 13
`
`FOURTH ESTATE PUBLIC CORP v. WALL-STREET.COM, LLC
`Cite as 139 S.Ct. 881 (2019)
`
`881
`
`to 100 percent and so Rimini’s reading of
`the word
`‘‘full’’ now adds nothing to
`‘‘costs.’’ If we assume that Congress in
`1976 did not intend ‘‘full’’ to be surplusage,
`Oracle argues that Congress must have
`employed the term ‘‘full’’ to mean expenses
`beyond the costs specified in §§ 1821 and
`1920.
`For several reasons, that argument does
`not persuade us.
`To begin with, even if the term ‘‘full’’
`lacked any continuing significance after
`1976, the meaning of
`‘‘costs’’ did not
`change. The term ‘‘costs’’ still means those
`costs specified in §§ 1821 and 1920. It
`makes little sense to think that Congress
`in 1976, when it made the award of full
`costs discretionary rather than mandatory,
`silently expanded the kinds of expenses
`that a court may otherwise award as costs
`in copyright suits.3
`Moreover, Oracle’s interpretation would
`create its own redundancy problem by ren-
`dering the second sentence of § 505 large-
`ly redundant. That second sentence pro-
`vides: ‘‘Except as otherwise provided by
`this title, the court may also award a rea-
`sonable attorney’s fee to the prevailing
`party as part of the costs.’’ 17 U.S.C.
`§ 505. If Oracle were right that ‘‘full costs’’
`covers all of a party’s litigation expendi-
`tures, then the first sentence of § 505
`would presumably already cover attorney’s
`fees and the second sentence would be
`largely unnecessary. In order to avoid
`some redundancy, Oracle’s interpretation
`would create other redundancy.
`[5] Finally, even if Oracle is correct
`that the term ‘‘full’’ has become unneces-
`sary or redundant as a result of the 1976
`amendment, Oracle overstates the signifi-
`cance of statutory surplusage or redundan-
`
`cy. Redundancy is not a silver bullet. We
`have recognized that some ‘‘redundancy is
`‘hardly unusual’
`in statutes addressing
`costs.’’ Marx v. General Revenue Corp.,
`568 U.S. 371, 385, 133 S.Ct. 1166, 185
`L.Ed.2d 242 (2013). If one possible inter-
`pretation of a statute would cause some
`redundancy and another
`interpretation
`would avoid redundancy, that difference in
`the two interpretations can supply a clue
`as to the better interpretation of a statute.
`But only a clue. Sometimes the better
`overall reading of the statute contains
`some redundancy.
`*
`*
`*
`The Copyright Act authorizes federal
`district courts to award ‘‘full costs’’ to a
`party in copyright litigation. That term
`means the costs specified in the general
`costs statute, §§ 1821 and 1920. We re-
`verse in relevant part the judgment of the
`Court of Appeals, and we remand the case
`for further proceedings consistent with
`this opinion.
`It is so ordered.
`
`,
`
`
`
`
`
`FOURTH ESTATE PUBLIC BENEFIT
`CORPORATION, Petitioner
`v.
`WALL-STREET.COM, LLC, et al.
`No. 17-571
`Supreme Court of the United States.
`Argued January 8, 2019
`Decided March 4, 2019
`Background: Licensor filed copyright in-
`fringement action against former licensee
`
`3. Rimini further suggests that ‘‘full’’ still has
`meaning after 1976 because the statute gives
`the district court discretion to award either
`full costs or no costs, unlike statutes that refer
`
`only to ‘‘costs,’’ which allow courts to award
`any amount of costs up to full costs. In light
`of our disposition of the case, we need not
`and do not consider that argument.
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1479 Page 3 of 13
`
`882
`
`139 SUPREME COURT REPORTER
`
`and its owner. The United States District
`Court for the Southern District of Florida,
`No. 0:16-cv-60497-RNS, Robert N. Scola,
`Jr., J., dismissed complaint, and licensor
`appealed. The Court of Appeals for the
`Eleventh Circuit, William Pryor, Circuit
`Judge, 856 F.3d 1338, affirmed. Certiorari
`was granted.
`Holding:
` The Supreme Court, Justice
`Ginsburg, held that registration of a copy-
`right claim occurs, and a copyright claim-
`ant may commence an infringement suit,
`when the Copyright Office registers a
`copyright, not when a copyright owner
`submits the application, materials, and
`registration fee to the Copyright Office,
`abrogating Cosmetic Ideas, Inc. v. IAC/In-
`teractivecorp., 606 F.3d 612.
`Affirmed.
`
`1. Copyrights and Intellectual Property
`O75.5
`Upon registration of a copyright, the
`copyright owner can recover for infringe-
`ment that occurred both before and after
`registration. 17 U.S.C.A. § 411(a).
`
`2. Copyrights and Intellectual Property
`O50.30
`Register of Copyrights is the director
`of the Copyright Office of the Library of
`Congress, and is appointed by the Librari-
`an of Congress. 17 U.S.C.A. § 701(a).
`
`3. Copyrights and Intellectual Property
`O50.30
`Copyright Act delegates to the Regis-
`ter of Copyrights all administrative func-
`tions and duties under title 17.
` 17
`U.S.C.A. § 701(a).
`
`4. Copyrights and Intellectual Property
`O4
`Under the Copyright Act, as amend-
`ed, copyright protection attaches to ‘‘origi-
`nal works of authorship,’’ prominent
`among them, literary, musical, and dra-
`
`matic works fixed in any tangible medium
`of expression. 17 U.S.C.A. § 102(a).
`
`5. Copyrights and Intellectual Property
`O36
`Under the Copyright Act, an author
`gains ‘‘exclusive rights’’ in her work imme-
`diately upon the work’s creation, including
`rights of reproduction, distribution, and
`display. 17 U.S.C.A. § 106.
`
`6. Copyrights and Intellectual Property
`O76
`Copyright Act entitles a copyright
`owner to institute a civil action for in-
`fringement of her exclusive rights. 17
`U.S.C.A. § 501(b).
`
`7. Copyrights and Intellectual Property
`O75.5
`infringement
`Before pursuing an
`claim in court, a copyright claimant gener-
`ally must comply with the requirement of
`the Copyright Act that registration of the
`copyright claim has been made.
` 17
`U.S.C.A. § 411(a).
`
`8. Copyrights and Intellectual Property
`O75.5
`Although a copyright owner’s rights
`exist apart from registration, registration
`is akin to an administrative exhaustion re-
`quirement that the owner must satisfy be-
`fore suing to enforce ownership rights. 17
`U.S.C.A. §§ 408(a), 411(a).
`
`9. Copyrights and Intellectual Property
`O50.16, 75.5
`In limited circumstances, copyright
`owners may file an infringement suit be-
`fore undertaking registration; for example,
`if a copyright owner is preparing to dis-
`tribute a work of a type vulnerable to
`predistribution
`infringement, notably, a
`movie or musical composition, the owner
`may
`apply
`for preregistration.
` 17
`U.S.C.A.
`§ 408(f)(2);
`37
`C.F.R.
`§ 202.16(b)(1).
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1480 Page 4 of 13
`
`FOURTH ESTATE PUBLIC CORP v. WALL-STREET.COM, LLC
`Cite as 139 S.Ct. 881 (2019)
`
`883
`
`10. Copyrights and Intellectual Property
`O50.20
`If a copyright owner has applied for
`preregistration, the Copyright Office will
`conduct a limited review of the application
`and notify the claimant upon completion of
`the
`preregistration.
` 17 U.S.C.A.
`§ 408(f)(2); 37 C.F.R. §§ 202.16(c)(7),
`202.16(c)(10).
`
`11. Copyrights and Intellectual Property
`O75.5
`Once preregistration has been made, a
`copyright claimant may institute a suit for
`infringement. 17 U.S.C.A. § 411(a).
`
`12. Copyrights and Intellectual Property
`O50.16
`Preregistration of a copyright claim
`serves only as a preliminary step prior to a
`full registration. 17 U.S.C.A. § 408(f)(2).
`
`13. Copyrights and Intellectual Property
`O75.5
`Infringement suit brought in reliance
`on preregistration risks dismissal unless
`the copyright owner applies for registra-
`tion promptly after the preregistered
`work’s publication or infringement.
` 17
`U.S.C.A. § 408(f)(3)-(4).
`
`14. Copyrights and Intellectual Property
`O50.16, 75.5
`Copyright owner may sue for infringe-
`ment of a live broadcast before registra-
`tion has been made, but faces dismissal of
`her suit if she fails to make registration for
`the work within three months of its first
`transmission. 17 U.S.C.A. § 411(c).
`
`15. Copyrights and Intellectual Property
`O75.5
`Even
`in the exceptional scenarios
`when copyright owners may file an in-
`fringement suit before undertaking regis-
`tration, an owner must eventually pursue
`registration in order to maintain a suit for
`
`infringement.
`411(c).
`
` 17 U.S.C.A. §§ 408(f)(2),
`
`16. Copyrights and Intellectual Property
`O50.16, 75.5
`‘‘Registration’’ of a copyright claim oc-
`curs, and a copyright claimant may com-
`mence an
`infringement suit, when the
`Copyright Office registers a copyright, not
`when a copyright owner submits the appli-
`cation, materials, and registration fee to
`the Copyright Office; abrogating Cosmetic
`Ideas, Inc. v. IAC/Interactivecorp., 606
`F.3d 612. 17 U.S.C.A. § 411(a).
`See publication Words and Phrases
`for other judicial constructions and
`definitions.
`
`17. Statutes O1375
`In reading statute, court would resist
`‘‘improbable construction’’ that would re-
`quire implausible assumption that Con-
`gress gave a word different meanings in
`consecutive, related sentences within a sin-
`gle statutory provision.
`
`18. Copyrights and Intellectual Property
`O75.5
`Preregistration allows the author of a
`work vulnerable to predistribution copy-
`right infringement to enforce her exclusive
`rights in court before obtaining registra-
`tion or refusal thereof.
` 17 U.S.C.A.
`§ 408(f)(2).
`
`19. Copyrights and Intellectual Property
`O75.5
`In enacting the section of the Copy-
`right Act providing that a copyright claim-
`ant may not commence an infringement
`suit until registration of the copyright
`claim has been made in accordance with
`title 17, Congress both reaffirmed the gen-
`eral rule that registration must precede an
`infringement suit, and added an exception
`to cover instances in which registration is
`refused. 17 U.S.C.A. § 411(a).
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1481 Page 5 of 13
`
`884
`
`139 SUPREME COURT REPORTER
`
`20. Copyrights and Intellectual Property
`O36
`Copyright Act safeguards copyright
`owners,
`irrespective of registration, by
`vesting them with exclusive rights upon
`creation of their works and prohibiting
`infringement from that point forward. 17
`U.S.C.A. §§ 106, 408(a).
`
`21. Copyrights and Intellectual Property
`O75.5, 87(3.1)
`If infringement occurs before a copy-
`right owner applies for registration, that
`owner may eventually recover damages for
`the past infringement, as well as the in-
`fringer’s profits; she must simply apply for
`registration and receive the Copyright Of-
`fice’s decision on her application before
`instituting suit. 17 U.S.C.A. § 504.
`
`22. Copyrights and Intellectual Property
`O71, 75.5, 86
`Once
`the Register of Copyrights
`grants or refuses registration, the copy-
`right owner may seek an injunction bar-
`ring the infringer from continued violation
`of her exclusive rights and an order re-
`quiring the infringer to destroy infringing
`materials. 17 U.S.C.A. §§ 502, 503(b).
`
`23. Copyrights and Intellectual Property
`O50.20
`Copyright Office allows copyright
`claimants to seek expedited processing of a
`claim for an additional $800 fee.
`
`24. Copyrights and Intellectual Property
`O75.5
`Delays in the Copyright Office’s pro-
`cessing of applications, though unfortunate
`and sometimes resulting in registration
`processing times of many months, did not
`permit court to revise the congressionally
`composed text of the section of the Copy-
`right Act providing that a copyright claim-
`
`ant may not commence an infringement
`suit until registration of the copyright
`claim has been made.
` 17 U.S.C.A.
`§ 411(a).
`
`Syllabus *
`Petitioner Fourth Estate Public Bene-
`fit Corporation (Fourth Estate), a news
`organization, licensed works to respondent
`Wall-Street.com, LLC
`(Wall-Street), a
`news website. Fourth Estate sued Wall-
`Street and its owner for copyright in-
`fringement of news articles that Wall-
`Street failed to remove from its website
`after canceling the parties’ license agree-
`ment. Fourth Estate had filed applications
`to register the articles with the Copyright
`Office, but the Register of Copyrights had
`not acted on those applications. Title 17
`U.S.C. § 411(a) states that ‘‘no civil action
`for infringement of the copyright in any
`United States work shall be instituted until
`TTT registration of the copyright claim has
`been made in accordance with this title.’’
`The District Court dismissed the com-
`plaint, and the Eleventh Circuit affirmed,
`holding that ‘‘registration TTT has [not]
`been made’’ under § 411(a) until the Copy-
`right Office registers a copyright.
`
`Held: Registration occurs, and a copy-
`right claimant may commence an infringe-
`ment suit, when the Copyright Office reg-
`isters a copyright. Upon registration of the
`copyright, however, a copyright owner can
`recover for
`infringement that occurred
`both before and after registration. Pp.
`887 – 892.
`
`(a) Under the Copyright Act of 1976,
`as amended, a copyright author gains ‘‘ex-
`clusive rights’’ in her work immediately
`upon the work’s creation. 17 U.S.C. § 106.
`A copyright owner may institute a civil
`
`* The syllabus constitutes no part of the opinion
`of the Court but has been prepared by the
`Reporter of Decisions for the convenience of
`
`the reader. See United States v. Detroit Timber
`& Lumber Co., 200 U.S. 321, 337, 26 S.Ct.
`282, 50 L.Ed. 499.
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1482 Page 6 of 13
`
`FOURTH ESTATE PUBLIC CORP v. WALL-STREET.COM, LLC
`Cite as 139 S.Ct. 881 (2019)
`
`885
`
`action for infringement of those exclusive
`rights, § 501(b), but generally only after
`complying with § 411(a)’s requirement
`that ‘‘registration TTT has been made.’’
`Registration is thus akin to an administra-
`tive exhaustion requirement that the own-
`er must satisfy before suing to enforce
`ownership rights. Pp. 887 – 888.
`(b) In limited circumstances, copy-
`right owners may file an infringement suit
`before undertaking registration. For ex-
`ample, a copyright owner who is preparing
`to distribute a work of a type vulnerable to
`predistribution infringement—e.g., a movie
`or musical composition—may apply to the
`Copyright Office
`for preregistration.
`§ 408(f)(2). A copyright owner may also
`sue for infringement of a live broadcast
`before ‘‘registration TTT has been made.’’
`§ 411(c). Outside of statutory exceptions
`not applicable here, however, § 411(a) bars
`a copyright owner from suing for infringe-
`‘‘registration TTT has been
`ment until
`made.’’ Fourth Estate advances the ‘‘appli-
`cation approach’’ to this provision, arguing
`that registration occurs when a copyright
`owner submits a proper application for
`registration. Wall-Street advocates the
`‘‘registration approach,’’ urging that regis-
`tration occurs only when the Copyright
`Office grants registration of a copyright.
`The registration approach reflects the only
`satisfactory reading of § 411(a)’s text. Pp.
`887 – 892.
`(1) Read together, § 411(a)’s first two
`sentences focus on action by the Copyright
`Office—namely, its registration or refusal
`to register a copyright claim. If application
`alone sufficed to
`‘‘ma[ke]’’ registration,
`§ 411(a)’s second sentence—which permits
`a copyright claimant to file suit when the
`Register has refused her application—
`would be superfluous. Similarly, § 411(a)’s
`third sentence—which allows the Register
`to ‘‘become a party to the action with
`respect to the issue of registrability of the
`copyright claim’’—would be negated if an
`
`infringement suit could be filed and re-
`solved before the Register acted on an
`application. The registration approach
`reading of § 411(a) is supported by other
`provisions of the Copyright Act. In partic-
`ular, § 410 confirms that application is dis-
`crete from, and precedes, registration,
`while § 408(f)’s preregistration option
`would have little utility if a completed ap-
`plication sufficed to make registration. Pp.
`888 – 890.
`(2) Fourth Estate primarily contends
`that the Copyright Act uses the phrases
`‘‘make registration’’ and ‘‘registration has
`been made’’ to describe submissions by the
`copyright owner. Fourth Estate therefore
`insists that § 411(a)’s requirement that
`‘‘registration TTT has been made in accor-
`dance with this title’’ most likely refers to
`a copyright owner’s compliance with statu-
`tory requirements for registration applica-
`tions. Fourth Estate points to other Copy-
`right Act provisions that appear to use the
`phrase ‘‘make registration’’ or one of its
`variants to describe what a copyright
`claimant does. Fourth Estate acknowl-
`edges, however, that determining how the
`Copyright Act uses the word ‘‘registration’’
`in a particular provision requires examin-
`ing the ‘‘specific context’’ in which the
`term is used. The ‘‘specific context’’ of
`§ 411(a) permits only one sensible reading:
`The phrase ‘‘registration TTT has been
`made’’ refers to the Copyright Office’s act
`granting registration, not to the copyright
`claimant’s request for registration.
`Fourth Estate’s contrary reading
`stems in part from its misapprehension of
`the significance of certain 1976 revisions to
`the Copyright Act. But
`in enacting
`§ 411(a), Congress both reaffirmed the
`general rule that registration must pre-
`cede an infringement suit and added an
`exception in that provision’s second sen-
`tence to cover instances in which registra-
`tion is refused. That exception would have
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1483 Page 7 of 13
`
`886
`
`139 SUPREME COURT REPORTER
`
`no work to do if Congress intended the
`1976 revisions to clarify that a copyright
`claimant may sue immediately upon apply-
`ing for registration. Noteworthy, too, in
`years following the 1976 revisions, Con-
`gress resisted efforts to eliminate § 411(a),
`which contains the registration require-
`ment.
`Fourth Estate also argues that, be-
`cause ‘‘registration is not a condition of
`copyright protection,’’ § 408(a), § 411(a)
`should not bar a copyright claimant from
`enforcing that protection in court once she
`has applied for registration. But the Copy-
`right Act safeguards copyright owners by
`vesting them with exclusive rights upon
`creation of their works and prohibiting
`infringement from that point forward. To
`recover for such infringement, copyright
`owners must simply apply for registration
`and await the Register’s decision. Further,
`Congress has authorized preregistration
`infringement suits with respect to works
`vulnerable to predistribution infringement,
`and Fourth Estate’s fear that a copyright
`owner might lose the ability to enforce her
`rights entirely is overstated. True, regis-
`tration processing times have increased
`from one to two weeks in 1956 to many
`months today. Delays, in large part, are
`the result of Copyright Office staffing and
`budgetary shortages that Congress can al-
`leviate, but courts cannot cure. Unfortu-
`nate as the current administrative lag may
`be, that factor does not allow this Court to
`revise § 411(a)’s congressionally composed
`text. Pp. 889 – 892.
`856 F.3d 1338, affirmed.
`GINSBURG, J., delivered the opinion
`for a unanimous Court.
`
`Peter K. Stris, Los Angeles, CA, for
`Respondents.
`Aaron M. Panner, Washington, DC, for
`Petitioner.
`
`Jonathan Y. Ellis for the United States
`as amicus curiae, by special leave of the
`Court, supporting the Respondents.
`
`David A. Geller, FL, Peter K. Stris,
`Brendan S. Maher, Elizabeth Brannen,
`Rachana A. Pathak, Douglas D. Geyser,
`Victor O’Connell, John Stokes, Stris &
`Maher LLP, Los Angeles, CA, for Respon-
`dents.
`
`Joel B. Rothman, Jerold I. Schneider,
`Schneider Rothman, Intellectual Property
`Law Group, PLLC, FL, Aaron M. Panner,
`Gregory G. Rapawy, Grace W. Knofczyn-
`ski, Kellogg, Hansen, Todd, Figel & Fred-
`erick, P.L.L.C., Washington, DC, for Peti-
`tioner.
`
`For U.S. Supreme Court briefs, see:
`2018 WL 5962886 (Reply.Brief)
`2018 WL 4091715 (Pet.Brief)
`2018 WL 5013769 (Resp.Brief)
`
`Justice GINSBURG delivered the
`opinion of the Court.
`
`[1] Impelling prompt registration of
`copyright claims, 17 U.S.C. § 411(a) states
`that ‘‘no civil action for infringement of the
`copyright in any United States work shall
`be instituted until TTT registration of the
`copyright claim has been made in accor-
`dance with this title.’’ The question this
`case presents: Has ‘‘registration TTT been
`made in accordance with [Title 17]’’ as
`soon as the claimant delivers the required
`application, copies of the work, and fee to
`the Copyright Office; or has ‘‘registration
`TTT been made’’ only after the Copyright
`Office reviews and registers the copyright?
`We hold, in accord with the United States
`Court of Appeals for the Eleventh Circuit,
`that registration occurs, and a copyright
`claimant may commence an infringement
`suit, when the Copyright Office registers a
`copyright. Upon registration of the copy-
`right, however, a copyright owner can re-
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1484 Page 8 of 13
`
`FOURTH ESTATE PUBLIC CORP v. WALL-STREET.COM, LLC
`Cite as 139 S.Ct. 881 (2019)
`
`887
`
`cover for infringement that occurred both
`before and after registration.
`
`[2, 3] Petitioner Fourth Estate Public
`Benefit Corporation (Fourth Estate) is a
`news organization producing online jour-
`nalism. Fourth Estate licensed journalism
`works
`to respondent Wall-Street.com,
`LLC (Wall-Street), a news website. The
`license agreement required Wall-Street to
`remove from its website all content pro-
`duced by Fourth Estate before canceling
`the agreement. Wall-Street canceled, but
`continued to display articles produced by
`Fourth Estate. Fourth Estate sued Wall-
`Street and its owner, Jerrold Burden, for
`copyright infringement. The complaint al-
`leged that Fourth Estate had filed ‘‘appli-
`cations to register [the] articles [licensed
`to Wall-Street] with the Register of Copy-
`rights.’’ App. to Pet. for Cert. 18a.1 Be-
`cause the Register had not yet acted on
`Fourth Estate’s applications,2 the District
`Court, on Wall-Street and Burden’s mo-
`tion, dismissed the complaint, and the
`Eleventh Circuit affirmed. 856 F.3d 1338
`(2017). Thereafter, the Register of Copy-
`rights refused registration of the articles
`Wall-Street had allegedly infringed.3
`We granted Fourth Estate’s petition for
`certiorari to resolve a division among U.S.
`Courts of Appeals on when registration
`occurs in accordance with § 411(a). 585
`U.S. ––––, 138 S.Ct. 2707, 201 L.Ed.2d
`1095 (2018). Compare, e.g., 856 F.3d at
`1341 (case below) (registration has been
`made under § 411(a) when the Register of
`Copyrights registers a copyright), with,
`
`1. The Register of Copyrights is the ‘‘director
`of the Copyright Office of the Library of Con-
`gress’’ and is appointed by the Librarian of
`Congress. 17 U.S.C. § 701(a). The Copyright
`Act delegates to the Register ‘‘[a]ll administra-
`tive functions and duties under [Title 17].’’
`Ibid.
`
`2. Consideration of Fourth Estate’s filings was
`initially delayed because the check Fourth
`
`e.g., Cosmetic Ideas, Inc. v. IAC/Interacti-
`vecorp, 606 F.3d 612, 621 (C.A.9 2010)
`(registration has been made under
`§ 411(a) when the copyright claimant’s
`‘‘complete application’’ for registration is
`received by the Copyright Office).
`
`I
`[4–6] Under the Copyright Act of 1976,
`as amended, copyright protection attaches
`to ‘‘original works of authorship’’—promi-
`nent among them, literary, musical, and
`dramatic works—‘‘fixed in any tangible
`medium of expression.’’ 17 U.S.C. § 102(a).
`An author gains ‘‘exclusive rights’’ in her
`work immediately upon the work’s cre-
`ation, including rights of reproduction, dis-
`tribution, and display. See § 106; Eldred v.
`Ashcroft, 537 U.S. 186, 195, 123 S.Ct. 769,
`154 L.Ed.2d 683 (2003) (‘‘[F]ederal copy-
`right protection TTT run[s] from the work’s
`creation.’’). The Copyright Act entitles a
`copyright owner to institute a civil action
`for infringement of those exclusive rights.
`§ 501(b).
`
`[7, 8] Before pursuing an infringement
`claim in court, however, a copyright claim-
`ant generally must comply with § 411(a)’s
`requirement that ‘‘registration of the copy-
`right claim has been made.’’ § 411(a).
`Therefore, although an owner’s rights exist
`apart from registration, see § 408(a), reg-
`istration is akin to an administrative ex-
`haustion requirement that the owner must
`satisfy before suing to enforce ownership
`rights, see Tr. of Oral Arg. 35.
`
`Estate sent in payment of the filing fee was
`rejected by Fourth Estate’s bank as uncollect-
`ible. App. to Brief for United States as Amicus
`Curiae 1a.
`
`3. The merits of the Copyright Office’s decision
`refusing registration are not at issue in this
`Court.
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1485 Page 9 of 13
`
`888
`
`139 SUPREME COURT REPORTER
`
`[9–15] In limited circumstances, copy-
`right owners may file an infringement suit
`before undertaking registration. If a copy-
`right owner is preparing to distribute a
`work of a type vulnerable to predistribu-
`tion
`infringement—notably, a movie or
`musical composition—the owner may apply
`for preregistration. § 408(f)(2); 37 CFR
`§ 202.16(b)(1) (2018). The Copyright Office
`will ‘‘conduct a limited review’’ of the appli-
`cation and notify the claimant ‘‘[u]pon com-
`pletion
`of
`the
`preregistration.’’
`§ 202.16(c)(7), (c)(10). Once ‘‘preregistra-
`tion TTT has been made,’’ the copyright
`claimant may institute a suit for infringe-
`ment. 17 U.S.C. § 411(a). Preregistration,
`however, serves only as ‘‘a preliminary
`step prior to a full registration.’’ Preregis-
`tration of Certain Unpublished Copyright
`Claims, 70 Fed. Reg. 42286 (2005). An
`infringement suit brought in reliance on
`preregistration risks dismissal unless the
`copyright owner applies for registration
`promptly after the preregistered work’s
`publication or infringement. § 408(f)(3)–
`(4). A copyright owner may also sue for
`infringement of a live broadcast before
`‘‘registration TTT has been made,’’ but
`faces dismissal of her suit if she fails to
`‘‘make registration for the work’’ within
`three months of its first transmission.
`§ 411(c). Even in these exceptional scenar-
`ios, then, the copyright owner must even-
`tually pursue registration in order to main-
`tain a suit for infringement.
`
`II
`[16] All parties agree that, outside of
`statutory exceptions not applicable here,
`
`§ 411(a) bars a copyright owner from su-
`ing for
`infringement until
`‘‘registration
`TTT has been made.’’ Fourth Estate and
`Wall-Street dispute, however, whether
`‘‘registration TTT has been made’’ under
`§ 411(a) when a copyright owner submits
`the application, materials, and fee re-
`quired for registration, or only when the
`Copyright Office grants
`registration.
`Fourth Estate advances the former view—
`the
`‘‘application approach’’—while Wall-
`Street urges the latter reading—the ‘‘reg-
`istration approach.’’ The registration ap-
`proach, we conclude, reflects the only sat-
`isfactory reading of § 411(a)’s text. We
`therefore reject Fourth Estate’s applica-
`tion approach.
`
`A
`Under § 411(a), ‘‘registration TTT has
`been made,’’ and a copyright owner may
`sue for infringement, when the Copyright
`Office registers a copyright.4 Section
`411(a)’s first sentence provides that no civil
`infringement action ‘‘shall be instituted un-
`til preregistration or registration of the
`copyright claim has been made.’’ The sec-
`tion’s next sentence sets out an exception
`to this rule: When the required ‘‘deposit,
`application, and fee TTT have been deliv-
`ered to the Copyright Office in proper
`form and registration has been refused,’’
`the claimant ‘‘[may] institute a civil action,
`if notice thereof TTT is served on the Reg-
`ister.’’ Read together, § 411(a)’s opening
`sentences focus not on the claimant’s act of
`applying for registration, but on action by
`the Copyright Office—namely, its registra-
`
`4. Section 411(a) provides, in principal part:
`‘‘[N]o civil action for infringement of the
`copyright in any United States work shall be
`instituted until preregistration or registration
`of the copyright claim has been made in ac-
`cordance with this title. In any case, however,
`where the deposit, application, and fee re-
`quired for registration have been delivered to
`
`the Copyright Office in proper form and regis-
`tration has been refused, the applicant is enti-
`tled to institute a civil action for infringement
`if notice thereof, with a copy of the complaint,
`is served on the Register of Copyrights. The
`Register may, at his or her option, become a
`party to the action with respect to the issue of
`registrability of the copyright claim TTTT’’
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1486 Page 10 of 13
`
`FOURTH ESTATE PUBLIC CORP v. WALL-STREET.COM, LLC
`Cite as 139 S.Ct. 881 (2019)
`
`889
`
`tion or refusal to register a copyright
`claim.
`
`[17] If application alone sufficed to
`‘‘ma[ke]’’ registration, § 411(a)’s second
`sentence—allowing suit upon refusal of
`registration—would be superfluous. What
`utility would that allowance have if a copy-
`right claimant could sue for infringement
`immediately after applying for registration
`without awaiting the Register’s decision on
`her application? Proponents of the applica-
`tion approach urge that § 411(a)’s second
`sentence serves merely to require a copy-
`right claimant to serve ‘‘notice [of an in-
`fringement suit] TTT on the Register.’’ See
`Brief for Petitioner 29–32. This reading,
`however, requires the implausible assump-
`tion that Congress gave ‘‘registration’’ dif-
`ferent meanings in consecutive, related
`sentences within a single statutory provi-
`sion. In § 411(a)’s first sentence, ‘‘registra-
`tion’’ would mean the claimant’s act of
`filing an application, while in the section’s
`second sentence, ‘‘registration’’ would en-
`tail the Register’s review of an application.
`We resist this improbable construction.
`See, e.g., Mid-Con Freight Systems, Inc. v.
`Michigan Pub. Serv. Comm’n, 545 U.S.
`440, 448, 125 S.Ct. 2427, 162 L.Ed.2d 418
`(2005) (declining to read ‘‘the same words’’
`in consecutive sentences as ‘‘refer[ring] to
`something totally different’’).
`
`The third and final sentence of § 411(a)
`further persuades us that the provision
`requires action by the Register before a
`copyright claimant may sue for infringe-
`ment. The sentence allows the Register to
`‘‘become a party to the action with respect
`to the issue of registrability of the copy-
`right claim.’’ This allowance would be ne-
`gated, and the court conducting an in-
`fringement suit would lack the benefit of
`the Register’s assessment, if an infringe-
`ment suit could be filed and resolved be-
`fore the Register acted on an application.
`
`Other provisions of the Copyright Act
`support our reading of ‘‘registration,’’ as
`used in § 411(a), to mean action by the
`Register. Section 410 states that, ‘‘after
`examination,’’ if the Register determines
`that ‘‘the material deposited constitutes
`copyrightable subject matter’’ and ‘‘other
`legal and formal requirements TTT [are]
`met, the Register shall register the claim
`and issue to the applicant a certificate of
`registration.’’ § 410(a). But if the Register
`determines that the deposited material
`‘‘does not constitute copyrightable subject
`matter or that the claim is invalid for any
`other reason, the Register shall refuse
`registration.’’ § 410(b). Section 410 thus
`confirms that application is discrete from,
`and precedes, registration. Section 410(d),
`furthermore, provides that if the Copy-
`right Office registers a claim, or if a court
`later determines that a refused claim was
`registrable, the
`‘‘effective date of [the
`work’s] copyright registration is the day
`on which’’ the copyright owner made a
`proper submission to the Copyright Office.
`There would be no need thus to specify the
`‘‘effective date of a copyright registration’’
`if submission of the required materials
`qualified as ‘‘registration.’’
`
`[18] Section 408(f)’s preregistration op-
`tion, too, would have little utility if a com-
`pleted application constituted registration.
`Preregistration, as noted supra, at 887 –
`888, allows the author of a work vulnerable
`to predistribution infringement to enforce
`her exclusive rights in court before obtain-
`ing registration or refusal thereof. A copy-
`right owner who fears prepublication in-
`fringement would have no reason to apply
`for preregistration, however, if she could
`instead simply complete an application for
`registration and immediately commence an
`infringement suit. Cf. TRW Inc. v. An-
`drews, 534 U.S. 19, 29, 122 S.Ct. 441, 151
`L.Ed.2d 339 (2001) (rejecting an interpre-
`tation that ‘‘would in practical effect ren-
`
`

`

`Case 2:19-cv-12240-SFC-APP ECF No. 65-3 filed 12/16/19 PageID.1487 Page 11 of 13
`
`890
`
`139 SUPREME COURT REPORTER
`
`der [a provision] superfluous in all but the
`most unusual circumstances’’).
`
`B
`
`Challenging the Eleventh Circuit’s judg-
`ment, Fourth Estate primarily contends
`that the Copyright Act uses ‘‘the phrase
`‘make registration’ and its passive-voice
`counterpart ‘registration has been made’ ’’
`to describe

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket