IN RE: January 2021 Short Squeeze Trading Litigation

1:21-md-02989 | Florida Southern District Court

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Division Miami
Judge Chief Judge Cecilia M. Altonaga
Filed April 1, 2021
Terminated May 29, 2024
Case Flags CLOSED, MDL, and MEDCLK
Nature of Suit 190 Contract - Other
Cause 28:1407 Multidistrict Litigation
Jury Demand Plaintiff
Last Updated: 1 day, 14 hours ago Show Interactive Timeline
Filing Date # Docket Text
3/20/2025
  • Motion to Dismiss (Demurrer)Granted
Order Dismissing Without Prejudice Party Aaron Fassinger. Signed by Chief Judge Cecilia M. Altonaga on 3/20/2025. See attached document for full details. (jas) (Entered: 03/20/2025)
3/13/2025
  • Motion to RemandDenied
ORDER denying 720 Motion to Recommend Days for Remand. Signed by Chief Judge Cecilia M. Altonaga on 3/13/2025. See attached document for full details. (jas) (Entered: 03/13/2025)
3/7/2025ORDER of Dismissal as to FCT Claims (With Prejudice). Ordered and Adjudged that: (1) all claims brought by Plaintiffs Josh Gossett, James Laplant, Danielle Perreault, and Maurice Scarborough, are dismissed with prejudice. Signed by Chief Judge Cecilia M. Altonaga on 3/7/2025. See attached document for full details. (jas) (Entered: 03/07/2025)
3/6/2025
  • Motion to Dismiss (Demurrer)
STIPULATION of Dismissal with Prejudice by Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc. (Attachments: # 1 Text of Proposed Order)(Danon, Samuel) (Entered: 03/06/2025)
2/17/2025
  • Response
RESPONSE to 732 Order by Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc.. (Danon, Samuel) (Entered: 02/17/2025)
2/12/2025
  • Motion to Compel Arbitration (Arbitration Demand)
ORDER re 713 MOTION to Compel Arbitration and for Stay Pending Arbitration. Signed by Chief Judge Cecilia M. Altonaga on 2/12/2025. See attached document for full details. (jas) (Entered: 02/12/2025)
2/7/2025
  • Motion to Withdraw as CounselGranted
ORDER granting 730 Renewed MOTION to Withdraw as Attorney. Richard Scott Geller representing Maplelane Capital, LLC (Consol Defendant) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 2/7/2025. See attached document for full details. (jas) (Entered: 02/07/2025)
2/7/2025
  • Motion to Withdraw as Counsel
Renewed MOTION to Withdraw as Attorney by Richard Geller for / by Richard S Geller. Responses due by 2/21/2025. (Attachments: # 1 Text of Proposed Order)(Geller, Richard) (Entered: 02/07/2025)
1/31/2025
  • Motion to Withdraw as CounselGranted
ORDER granting 728 Motion to Withdraw as Attorney. Andrew Joseph Obergfell representing Fassinger, Aaron (Consol Plaintiff); Attorney Sarah Nicole Westcot representing Fassinger, Aaron (Consol Plaintiff) withdrawn from case. Deadline to obtain new counsel 2/14/2025. Signed by Chief Judge Cecilia M. Altonaga on 1/31/2025. See attached document for full details. (jas) (Entered: 01/31/2025)
1/31/2025
  • Motion to Withdraw as Counselby Π
MOTION to Withdraw as Attorney for Plaintiff Aaron Fassinger by Sarah N. Westcot, Andrew J. Obergfell, and Bursor & Fisher, P.A. for / by Aaron Fassinger. Responses due by 2/14/2025. (Attachments: # 1 Declaration of Andrew Obergfell, # 2 Declaration of Stephen Beck, # 3 Declaration of Jade Greer, # 4 Text of Proposed Order)(Westcot, Sarah) (Entered: 01/31/2025)
1/30/2025
  • Motion to Dismiss ClaimGranted
ORDER Dismissing Claims (With Prejudice) as to Plaintiffs Abe Kurdi, Eric Quat, Igor Kravchenko, Jordan Krumenacker, Michael McFadden, Michael Ross, Teodoro Russell Pueyrredon, and Tenzin Woiser re 725 Joint Stipulation of Voluntary Dismissal With Prejudice. Signed by Chief Judge Cecilia M. Altonaga on 1/30/2025. See attached document for full details. (jas) (Entered: 01/31/2025)
1/30/2025726
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 717 Motion to Withdraw as Attorney due to the failure to supply a proposed order, as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 01/30/2025)
1/29/2025
  • Motion to Dismiss (Demurrer)
STIPULATION of Dismissal with Prejudice by Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc. (Attachments: # 1 Text of Proposed Order)(Danon, Samuel) (Entered: 01/29/2025)
1/27/2025
  • Motion to Compel Arbitration (Arbitration Demand)
REPLY in Support of Motion re 713 MOTION to Compel Arbitration and for Stay Pending Arbitration. filed by Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc.. (Attachments: # 1 Exhibit Zhang Declaration, # 2 Exhibit O'Such Declaration)(Danon, Samuel) (Entered: 01/27/2025)
1/27/2025
  • Motion to Remand
RESPONSE in Opposition re 720 MOTION to Remand Motion to Recommend Days for Remand filed by Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc.. Replies due by 2/3/2025. (Attachments: # 1 Exhibit Days' Individual Complaint)(Danon, Samuel) (Entered: 01/27/2025)
1/27/2025
  • Motion to Extend Time to File ReplyGranted
ORDER granting 721 Motion for Extension of Time to File Reply (Other) to 718 Response in Opposition re 713 MOTION to Compel Arbitration and for Stay Pending Arbitration. Replies due by 2/10/2025. Signed by Chief Judge Cecilia M. Altonaga on 1/25/2025. See attached document for full details. (jas) (Entered: 01/27/2025)
1/24/2025
  • Motion to Extend Time to File Response
Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to 713 MOTION to Compel Arbitration and for Stay Pending Arbitration, 718 Response in Opposition to Motion, by Robinhood Financial LLC, Robinhood Securities, LLC, Robinhood Markets, Inc.. (Attachments: # 1 Text of Proposed Order)(Schulte, Thomas) (Entered: 01/24/2025)
1/14/2025
  • Motion to Remand
MOTION to Recommend Days for Remand by Robert Days. (Attachments: # 1 Text of Proposed Order [Proposed] Order Granting Motion to Recommend Days for Remand)(Venezia, Matthew) (Entered: 01/14/2025)
1/13/2025
  • Motion to Compel Arbitration (Arbitration Demand)
RESPONSE in Opposition re 713 MOTION to Compel Arbitration and for Stay Pending Arbitration filed by Robert Days. Replies due by 1/21/2025. (Venezia, Matthew) (Entered: 01/13/2025)
1/13/2025
  • Motion to Compel Arbitration (Arbitration Demand)by Π
RESPONSE in Opposition re 713 MOTION to Compel Arbitration and for Stay Pending Arbitration filed by Aaron Fassinger, Igor Kravchenko, Jordan Krumenacker, Michael McFadden, Eric Quat, Mike Ross, Tenzin Woiser. Attorney Sarah Nicole Westcot added to party Jordan Krumenacker(pty:conpla). Replies due by 1/21/2025. (Westcot, Sarah) (Entered: 01/13/2025)
1/9/2025
  • Motion to Withdraw as Counselby Π
MOTION to Withdraw as Attorney for Plaintiff Aaron Fassinger by Sarah N. Westcot, Andrew J. Obergfell, and Bursor & Fisher, P.A. for / by Aaron Fassinger. Responses due by 1/23/2025. (Attachments: # 1 Declaration of Andrew Obergfell, # 2 Declaration of Stephen Beck, # 3 Declaration of Jade Greer, # 4 Text of Proposed Order)(Westcot, Sarah) (Entered: 01/09/2025)
12/16/2024
  • OrderGranted
ORDER granting 715 Motion to Establish Briefing Schedule. The remaining Plaintiffs shall file their response(s) to Robinhood's Motion to Compel Arbitration and for Stay Pending Arbitration, ECF No. 713 , by January 13, 2025. Robinhood has until January 27, 2025 to file its reply. Signed by Chief Judge Cecilia M. Altonaga on 12/16/2024. See attached document for full details. (pes) (Entered: 12/17/2024)
12/13/2024
  • Motion
MOTION to Set Briefing Schedule re 713 MOTION to Compel Arbitration and for Stay Pending Arbitration by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Attachments: # 1 Text of Proposed Order)(Schulte, Thomas) (Entered: 12/13/2024)
12/10/2024TRANSCRIPT of Status Conference (Zoom) held on 09/18/2024 before Chief Judge Cecilia M. Altonaga, 1-18 pages, Court Reporter: Stephanie McCarn, 305-523-5518 / Stephanie_McCarn@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/31/2024. Redacted Transcript Deadline set for 1/10/2025. Release of Transcript Restriction set for 3/10/2025. (ps1) (Entered: 12/10/2024)
12/9/2024
  • Motion to Compel Arbitration (Arbitration Demand)
MOTION to Compel Arbitration and for Stay Pending Arbitration by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 12/23/2024. (Attachments: # 1 Exhibit A - Customer Agreement, # 2 Exhibit B - Declaration in Support)(Danon, Samuel) (Entered: 12/09/2024)
12/5/2024MANDATE of USCA (certified copy). We affirm the district court's order dismissing Plaintiffs' complaint for failure to state a claim under Rule 12(b)(6) re 528 Notice of Appeal, filed by Plaintiffs' Liaison Counsel, Plaintiffs' Lead Counsel-Other Broker Tranche; BILL OF COSTS: Costs are hereby taxed in the amount of $294.50 against Appellants and are payable directly to Appellees. Date Issued: 12/05/2024; USCA Case Number: 23-10436-DD (jgo) (Entered: 12/06/2024)
12/2/2024
  • Motion to Dismiss (Demurrer)
ORDER re 710 Stipulation of Dismissal: All claims brought by Plaintiff Justina Carrasco are DISMISSED with prejudice. The Court retains jurisdiction for the sole purpose of enforcing the agreement entered into by Plaintiff with Defendants to dismiss Plaintiff's individual claims. Signed by Chief Judge Cecilia M. Altonaga on 12/2/2024. See attached document for full details. (pes) (Entered: 12/04/2024)
12/2/2024
  • Motion for Voluntary Dismissal
Joint Stipulation of Voluntary Dismissal by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Attachments: # 1 Text of Proposed Order)(Danon, Samuel) Modified Text on 12/4/2024 (ls). (Entered: 12/02/2024)
11/7/2024CONDITIONAL REMAND ORDER transferring case 21-cv-00541 to the Northern District of Illinois re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Robert W. Gettleman. (Signed by Marcella R. Lockert, Acting Clerk of the Panel). (jas) (Entered: 11/07/2024)
10/18/2024
  • Order
ORDER All claims brought by Plaintiffs Uniqueka Best, Rasheed Best, Jacob Rosmarin, and Ariel Rubenstein are DISMISSED with prejudice. Signed by Chief Judge Cecilia M. Altonaga on 10/18/2024. See attached document for full details. (mee) (Entered: 10/18/2024)
10/17/2024
  • Motion to Dismiss (Demurrer)
STIPULATION of Dismissal with Prejudice by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Attachments: # 1 Text of Proposed Order)(Danon, Samuel) (Entered: 10/17/2024)
10/9/2024
  • Motion for Arbitration
ORDER on Arbitration Motion Deadline re 704 Status Report filed by Robinhood Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc.. Ordered that Robinhood has until 12/9/2024 to file its motion to compel arbitration. Signed by Chief Judge Cecilia M. Altonaga on 10/9/2024. See attached document for full details. (jas) (Entered: 10/09/2024)
10/9/2024ORDER of Dismissal re 703 Stipulation of Dismissal. All claims brought by Plaintiff Damon Muncy are Dismissed with Prejudice. Signed by Chief Judge Cecilia M. Altonaga on 10/8/2024. See attached document for full details. (jas) (Entered: 10/09/2024)
10/9/2024STATUS REPORT Regarding Arbitration Conferrals by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Danon, Samuel) (Entered: 10/09/2024)
10/8/2024
  • Motion to Dismiss (Demurrer)by Π
STIPULATION of Dismissal , Joint and Voluntary with Prejudice by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier (Attachments: # 1 Text of Proposed Order)(Rosen, Laurence) (Entered: 10/08/2024)
9/30/2024
  • Motion to SeverGranted
AMENDED ORDER granted in part 694 Second MOTION to Sever filed by Marcus Lagmanson. The Court's September 19, 2024 Order [ECF No. 700] is SET ASIDE. Signed by Chief Judge Cecilia M. Altonaga on 9/30/2024. See attached document for full details. (mee) (Entered: 09/30/2024)
9/19/2024701CLERK'S NOTICE of Compliance re 700 ORDER granting 694 Second Motion to Sever. Case 21-cv-21298 has been transferred to the Northern District of Illinois. (jas) (Entered: 09/19/2024)
9/19/2024SET ASIDE-ORDER granting 694 Second Motion to Sever. Case 21-cv-21298 is transferred to the Northern District of Illinois. Signed by Chief Judge Cecilia M. Altonaga on 9/18/2024. See attached document for full details. Text Modified on 9/30/2024 (mee). Per Order [ECF No. 702]. (Entered: 09/19/2024)
9/18/2024699Minute Entry for proceedings held before Chief Judge Cecilia M. Altonaga: Status Conference held on 9/18/2024. Court Reporter: Stephanie McCarn, 305-523-5518 / Stephanie_McCarn@flsd.uscourts.gov. (syg) (Entered: 09/18/2024)
9/17/2024 NOTICE of Filing Case List by Plaintiffs' Liaison Counsel (Attachments: # 1 Exhibit A) (Furst, Rachel) (Entered: 09/17/2024)
9/10/2024
  • Order
ORDER Setting Status Conference: Status Conference set for 9/18/2024 03:30 PM before Chief Judge Cecilia M. Altonaga. Signed by Chief Judge Cecilia M. Altonaga on 9/9/2024. See attached document for full details. (jas) (Entered: 09/10/2024)
9/4/2024STATUS REPORT Responding to Court's Order re Second Amended Motion to Sever by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier (Rosen, Laurence) (Entered: 09/04/2024)
8/21/2024
  • Motion to SeverDenied
ORDER denying 693 Motion to Sever. Status Report due by 9/4/2024. Signed by Chief Judge Cecilia M. Altonaga on 8/21/2024. See attached document for full details. (jas) (Entered: 08/21/2024)
8/15/2024
  • Motion to Sever
Second MOTION to Sever by Marcus Lagmanson. Responses due by 8/29/2024. (de Silva, R.) (Entered: 08/15/2024)
8/15/2024
  • Motion to Sever
Plaintiff's MOTION to Sever by Marcus Lagmanson. Responses due by 8/29/2024. (de Silva, R.) (Entered: 08/15/2024)
8/14/2024ORDER of Dismissal re 691 Stipulation of Dismissal filed by Robinhood Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc.. Signed by Chief Judge Cecilia M. Altonaga on 8/14/2024. See attached document for full details. (jas) (Entered: 08/14/2024)
8/13/2024
  • Motion to Dismiss (Demurrer)
STIPULATION of Dismissal by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Attachments: # 1 Text of Proposed Order)(Danon, Samuel) (Entered: 08/13/2024)
7/30/2024
  • Order
ORDER that the parties have until August 13, 2024 to file a stipulation of dismissal. Signed by Chief Judge Cecilia M. Altonaga on 7/30/2024. See attached document for full details. (mee) (Entered: 07/30/2024)
7/29/2024
  • Motion to Dismiss (Demurrer)by Π
STIPULATION re 680 Order Dismissing/Closing Case, 682 Order, and Time to File Stipulation for Dismissal by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier (Rosen, Laurence) (Entered: 07/29/2024)
7/29/2024
  • Motion to SeverDenied
ORDER denying 687 Motion to Sever Claims. Signed by Chief Judge Cecilia M. Altonaga on 7/29/2024. See attached document for full details. (ps1) (Entered: 07/29/2024)
7/28/2024
  • Motion to Sever
Plaintiff's MOTION to Sever Claims by Marcus Lagmanson. Responses due by 8/12/2024. (de Silva, R.) (Entered: 07/28/2024)
7/25/2024MANDATE of USCA (certified copy). Plaintiffs' complaint fails to state a claim because it does not allege anticompetitive effects in a relevant market defined by the Amended Complaint, and therefore does not allege an unreasonable restraint of trade. Thus, we AFFIRM the district court re 474 Notice of Appeal, filed by Plaintiffs' Lead Counsel-Antitrust Tranche; Date Issued: 7/25/2024; USCA Case Number: 22-11873-DD. (apz) (Entered: 07/26/2024)
7/24/2024685Clerk's Notice to Filer re 683 Plaintiff's MOTION for Contempt Motion Objecting to Settlement MOTION to Continue . Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see DE# 684 . It is not necessary to refile this document. (jas) (Entered: 07/24/2024)
7/24/2024684Objection to Settlement re 678 Notice of Settlement by Marcus Lagmanson. (See DE# 683 for document image). (jas) (Entered: 07/24/2024)
7/24/2024
  • Motion
Plaintiff's MOTION for Contempt Motion Objecting to Settlement ( Responses due by 8/7/2024.), MOTION to Continue by Marcus Lagmanson. (de Silva, R.) (Entered: 07/24/2024)
6/28/2024
  • Order
ORDER re 681 Stipulation, filed by Doi Nguyen, Thomas Cash, Ava Bernard, Abraham Huacuja, Marcel Poirier, Blue Laine-Beveridge, Brian Harbison, Joseph Gurney, Sandy Ng, Brendan Clarke, Santiago Gil Bohrquez; the parties have until July 29, 2024 to file a stipulation of dismissal. Signed by Chief Judge Cecilia M. Altonaga on 6/28/2024. See attached document for full details. (ps1) (Entered: 06/28/2024)
6/28/2024
  • Motion to Dismiss (Demurrer)by Π
STIPULATION re 680 Order Dismissing/Closing Case and Time to File Stipulation for Dismissal by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier (Rosen, Laurence) (Entered: 06/28/2024)
5/29/2024
  • Order
ORDER ADMINISTRATIVELY CLOSING CASE (Without Prejudice) . Signed by Chief Judge Cecilia M. Altonaga on 5/29/2024. See attached document for full details. (jas) (Entered: 05/29/2024)
5/29/2024679
  • Motion for Reconsideration
PAPERLESS ORDER denying as moot 668 Motion for Reconsideration re 668 MOTION for Reconsideration re 622 Order on Motion to Certify Class, Order on Motion for Miscellaneous Relief filed by Doi Nguyen, Thomas Cash, Ava Bernard, Abraham Huacuja, Marcel Poirier, Blue Laine-Beveridge, Brian Harbison, Joseph Gurney, Sandy Ng, Brendan Clarke, and Santiago Gil Bohrquez, given the Notice of Settlement [ECF No. 678]. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 05/29/2024)
5/28/2024NOTICE of Settlement (Joint) by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Danon, Samuel) (Entered: 05/28/2024)
5/27/2024677
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 669 Motion to Withdraw as Attorney due to the failure to supply a proposed order, as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 05/27/2024)
5/23/2024
  • Motion for Reconsiderationby Π
RESPONSE in Support re 668 MOTION for Reconsideration re 622 Order on Motion to Certify Class, Order on Motion for Miscellaneous Relief filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. (Rosen, Laurence) (Entered: 05/23/2024)
5/16/2024
  • Motion for Reconsideration
RESPONSE in Opposition re 668 MOTION for Reconsideration re 622 Order on Motion to Certify Class, Order on Motion for Miscellaneous Relief filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 5/23/2024. (Danon, Samuel) (Entered: 05/16/2024)
5/6/2024674CLERK'S NOTICE - Attorney Admissions has updated the address information for PHV attorneys Antony L. Ryan and Kevin J. Orsini (pt) (Entered: 05/06/2024)
5/6/2024673CLERK'S NOTICE - Attorney Admissions has updated the address information for PHV attorney Brittany L. Sukiennik re 671 Notice of Change of Address, Email or Law Firm Name (pt) (Entered: 05/06/2024)
5/3/2024NOTICE of Change of Address, Email or Law Firm Name by Thomas Kiernan Schulte (Schulte, Thomas) (Entered: 05/03/2024)
5/3/2024NOTICE of Change of Address, Email or Law Firm Name by Thomas Kiernan Schulte (Schulte, Thomas) (Entered: 05/03/2024)
5/3/2024NOTICE of Change of Address, Email or Law Firm Name by Thomas Kiernan Schulte (Schulte, Thomas) (Entered: 05/03/2024)
5/3/2024
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Richard Geller for / by Richard S Geller. Attorney Richard Scott Geller added to party Richard S Geller(pty:dft). Responses due by 5/17/2024. (Geller, Richard) (Entered: 05/03/2024)
5/2/2024
  • Motion for Reconsiderationby Π
MOTION for Reconsideration re 622 Order on Motion to Certify Class, Order on Motion for Miscellaneous Relief by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. (Attachments: # 1 Declaration of Laurence M. Rosen, # 2 Text of Proposed Order)(Rosen, Laurence) (Entered: 05/02/2024)
4/26/2024
  • Motion to Withdraw as CounselGranted
ORDER granting 666 Motion to Withdraw as Attorney. Steven Noel Williams representing Cheng, Shane (Consol Plaintiff) and Sterling, Terell (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 4/26/2024. See attached document for full details. (jas) (Entered: 04/26/2024)
4/25/2024
  • Motion to Withdraw as Counselby Π
MOTION to Withdraw as Attorney Steven N. Williams by Joseph R. Saveri for / by Plaintiffs' Lead Counsel-Antitrust Tranche. Responses due by 5/9/2024. (Attachments: # 1 Text of Proposed Order)(Saveri, Joseph) (Entered: 04/25/2024)
4/19/2024
  • Motion to FileDenied
ORDER denying 624 Unopposed Motion for Leave to File Renewed Motion for Class Certification and to Set Related Schedule. Signed by Chief Judge Cecilia M. Altonaga on 4/18/2024. See attached document for full details. (jas) (Entered: 04/19/2024)
4/11/2024NOTICE of Change of Address, Email or Law Firm Name by Joseph R. Saveri (Saveri, Joseph) (Entered: 04/11/2024)
4/5/2024
  • Motion to WithdrawGranted
ORDER granting 661 Plaintiff Francis Shaeffer, Kristi Stahnke McGregor's Motion to Withdraw Appearance. Kristi Stahnke McGregor representing Shaeffer, Francis (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 4/5/2024. See attached document for full details. (wc) (Entered: 04/05/2024)
4/3/2024662CLERK'S NOTICE - Attorney Admissions has not updated address and/or email information for attorney Kristi Stahnke McGregor re 660 Notice of Change of Address, Email or Law Firm Name. Attorney Kristi Stahnke McGregor has not completed the required procedures for updating their information with the Court. After filing something in any pending cases, Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their information. The Court is NOT responsible for updating secondary email addresses. See the Courts website for detailed instructions. www.flsd.uscourts.gov/updating-your-information (pt) (Entered: 04/03/2024)
4/2/2024
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Kristi Stahnke McGregor for / by Francis Shaeffer. Responses due by 4/16/2024. (Attachments: # 1 Text of Proposed Order)(McGregor, Kristi) (Entered: 04/02/2024)
4/2/2024NOTICE of Change of Address, Email or Law Firm Name by Kristi Stahnke McGregor (McGregor, Kristi) (Entered: 04/02/2024)
3/18/2024
  • Motion to Extend TimeGranted
ORDER granting 652 Motion for Extension of Time of Fact Discovery Cutoff Deadline. Fact Discovery due by 4/15/2024. Signed by Chief Judge Cecilia M. Altonaga on 3/18/2024. See attached document for full details. (jas) (Entered: 03/19/2024)
3/15/2024
  • Order
ORDER Relating to the Actions in the Federal Securities Tranche. Signed by Chief Judge Cecilia M. Altonaga on 3/15/2024. See attached document for full details. (jas) (Entered: 03/15/2024)
3/15/2024STIPULATION re 443 Stipulation re Protective Order, REVISED by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier (Rosen, Laurence) (Entered: 03/15/2024)
3/15/2024STIPULATION re 442 Stipulation re Rule 502(d) and Privileged Materials Order, REVISED by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier (Rosen, Laurence) (Entered: 03/15/2024)
3/14/2024
  • Motion to Extend Timeby Π
REPLY to Response to Motion re 652 MOTION for Extension of Time of Discovery Cutoff Deadline filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. (Rosen, Laurence) (Entered: 03/14/2024)
3/12/2024
  • Motion to Extend Time
RESPONSE in Opposition re 652 MOTION for Extension of Time of Discovery Cutoff Deadline filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 3/19/2024. (Danon, Samuel) (Entered: 03/12/2024)
3/7/2024
  • Order
ORDER setting expedited briefing schedule on 652 MOTION for Extension of Time of Discovery Cutoff Deadline filed by Doi Nguyen, Thomas Cash, Ava Bernard, Abraham Huacuja, Marcel Poirier, Blue Laine-Beveridge, Brian Harbison, Joseph Gurney, Sandy Ng, Brendan Clarke, Santiago Gil Bohrquez; Responses due by 3/12/2024. Replies due by 3/14/2024. Signed by Chief Judge Cecilia M. Altonaga on 3/7/2024. See attached document for full details. (ps1) (Entered: 03/07/2024)
3/6/2024
  • Motion to Extend Timeby Π
MOTION for Extension of Time of Discovery Cutoff Deadline by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. (Attachments: # 1 Exhibit A - Discovery Requests)(Rosen, Laurence) (Entered: 03/06/2024)
2/5/2024
  • Motion to File
SUR REPLY to Response to Motion re 624 Unopposed MOTION for Leave to File Renewed Motion for Class Certification and to Set Related Schedule filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 02/05/2024)
2/5/2024
  • Motion to FileGranted
ORDER granting 638 Motion for Leave to File a Sur-Reply to Plaintiffs Motion for Leave to File a Renewed Motion for Class Certification. Clerks Notice: Filer must separately re-file the amended pleading pursuant to Local Rule 15.1, unless otherwise ordered by the Judge. Signed by Chief Judge Cecilia M. Altonaga on 2/5/2024. See attached document for full details. (jas) (Entered: 02/05/2024)
1/31/2024NOTICE of Change of Address, Email or Law Firm Name by James M. Evangelista (Evangelista, James) (Entered: 01/31/2024)
1/31/2024CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Eric D. Selden. (NEF sent to Attorney Admissions (ATTYADM)) (jas) (Entered: 01/31/2024)
1/31/2024CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Thomas A. Barr. (NEF sent to Attorney Admissions (ATTYADM)) (jas) (Entered: 01/31/2024)
1/26/2024
  • Motion to File
REPLY to Response to Motion re 638 MOTION for Leave to File Sur-Reply to 624 Plaintiffs' Motion for Leave to File Renewed Motion for Class Certification and to Set Related Schedule filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 01/26/2024)
1/25/2024TRANSCRIPT of Discovery Hearing held on 1/23/2024 before Magistrate Judge Melissa Damian, 1-22 pages, re: 528 Notice of Appeal,, Court Reporter: Joanne Mancari, jemancari@gmail.com. USCA Case Number: 23-10436-D. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/15/2024. Redacted Transcript Deadline set for 2/26/2024. Release of Transcript Restriction set for 4/24/2024. (jgo) (Entered: 01/30/2024)
1/24/2024
  • Order
Corrected ORDER FOLLOWING DISCOVERY HEARING granting in part 632 Motion for Leave to Take Additional Depositions filed by Robinhood Financial LLC, Robinhood Markets, Inc., and Robinhood Securities, LLC. Signed by Magistrate Judge Melissa Damian on 1/24/2024. See attached document for full details. (oco) (Entered: 01/24/2024)
1/23/2024
  • Order
ORDER FOLLOWING DISCOVERY HEARING granting in part 632 Motion for Leave to Take Additional Depositions filed by Robinhood Financial LLC, Robinhood Markets, Inc., and Robinhood Securities, LLC. Signed by Magistrate Judge Melissa Damian on 1/23/2024. See attached document for full details. (oco) (Entered: 01/23/2024)
1/23/2024
  • Motion to Fileby Π
RESPONSE in Opposition re 638 MOTION for Leave to File Sur-Reply to 624 Plaintiffs' Motion for Leave to File Renewed Motion for Class Certification and to Set Related Schedule filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. Replies due by 1/30/2024. (Attachments: # 1 Exhibit A)(Rosen, Laurence) (Entered: 01/23/2024)
1/23/2024641PAPERLESS Minute Entry for proceedings held before Magistrate Judge Melissa Damian: Discovery Hearing held on 1/23/2024. Order to follow. Total time in court: 33 minutes. Attorney Appearance(s): Laurence Matthew Rosen, Jonathan Stern, Antony L. Ryan, Samuel Alberto Danon, and Hussein Elbatkri. (Digital MD_ZOOM_2_23_2024/DAR_16:10:25) (jbs) (Entered: 01/23/2024)
1/22/2024NOTICE of Attorney Appearance by Jonathan Stern on behalf of Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. Attorney Jonathan Stern added to party Ava Bernard(pty:pla), Attorney Jonathan Stern added to party Santiago Gil Bohrquez(pty:pla), Attorney Jonathan Stern added to party Thomas Cash(pty:pla), Attorney Jonathan Stern added to party Brendan Clarke(pty:pla), Attorney Jonathan Stern added to party Joseph Gurney(pty:pla), Attorney Jonathan Stern added to party Brian Harbison(pty:pla), Attorney Jonathan Stern added to party Abraham Huacuja(pty:pla), Attorney Jonathan Stern added to party Blue Laine-Beveridge(pty:mov), Attorney Jonathan Stern added to party Sandy Ng(pty:pla), Attorney Jonathan Stern added to party Doi Nguyen(pty:pla), Attorney Jonathan Stern added to party Marcel Poirier(pty:pla). (Stern, Jonathan) (Entered: 01/22/2024)
1/19/2024639
  • Order
PAPERLESS ORDER. The parties shall use the information below to access the Discovery Hearing via Zoom scheduled for 1/23/2024 at 4:00 PM before Magistrate Judge Melissa Damian. The parties may join the video conference at least five minutes prior to the scheduled hearing.

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Signed by Magistrate Judge Melissa Damian on 1/19/2024. (oco) (Entered: 01/19/2024)
1/16/2024
  • Motion to File
MOTION for Leave to File Sur-Reply to 624 Plaintiffs' Motion for Leave to File Renewed Motion for Class Certification and to Set Related Schedule by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Attachments: # 1 Exhibit A - Proposed Sur-Reply)(Danon, Samuel) (Entered: 01/16/2024)
1/16/2024637
  • Order
PAPERLESS ORDER Setting Discovery Hearing. Please take notice that the Court will hold a Discovery Hearing by Zoom on 1/23/2024 at 4:00 PM in the Miami Division before Magistrate Judge Melissa Damian on 632 Defendants' Motion for Leave to Take Additional Depositions, filed January 5, 2024. The Court will provide Zoom information to all counsel of record prior to the hearing by separate Order. Signed by Magistrate Judge Melissa Damian on 1/16/2024. (oco) (Entered: 01/16/2024)
1/12/2024
  • Motion to Fileby Π
REPLY to Response to Motion re 624 Unopposed MOTION for Leave to File Renewed Motion for Class Certification and to Set Related Schedule , in Support filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. (Attachments: # 1 Affidavit of Laurence Rosen)(Rosen, Laurence) (Entered: 01/12/2024)
1/12/2024CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jonathan Stern. (NEF sent to Attorney Admissions (ATTYADM)) (jas) (Entered: 01/12/2024)
1/10/2024
  • Responseby Π
RESPONSE to Motion re 632 MOTION For Leave to Take Additional Depositions filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. Replies due by 1/17/2024. (Attachments: # 1 Exhibit A)(Rosen, Laurence) (Entered: 01/10/2024)
1/8/2024633
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 625 Motion to Withdraw as Attorney due to the failure to submit a proposed order, as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 01/08/2024)
1/5/2024
  • Motion
MOTION For Leave to Take Additional Depositions by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 01/05/2024)
1/5/2024
  • Motion to File
RESPONSE in Opposition re 624 Unopposed MOTION for Leave to File Renewed Motion for Class Certification and to Set Related Schedule filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 1/12/2024. (Attachments: # 1 Exhibit 2023.11.16 17:08 Email from L. Rosen to K. Orsini, # 2 Exhibit 2023.11.20 15:54 Email from L. Rosen to K. Orsini)(Danon, Samuel) (Entered: 01/05/2024)
1/4/2024630CLERK'S NOTICE - Attorney Admissions has updated the email information as submitted through attorney's PACER account for attorney Patrick Shanan Montoya. Attorneys are responsible for updating their secondary email addresses. (cw) (Entered: 01/04/2024)
1/4/2024629CLERK'S NOTICE - Attorney Admissions has updated the address information as submitted through attorney's PACER account for attorney Patrick Shanan Montoya. (cw) (Entered: 01/04/2024)
1/3/2024628CLERK'S NOTICE - Attorney Admissions has not updated address or email information for attorney Patrick Shanan Montoya. Attorney has not followed the required procedures for updating their information with the Court. Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their information. The Court is not responsible for updating secondary email addresses. See the Court's website for detailed instructions. www.flsd.uscourts.gov/updating-your-information. (cw) (Entered: 01/03/2024)
1/2/2024NOTICE of Change of Address, Email or Law Firm Name by Patrick Shanan Montoya (Montoya, Patrick) (Entered: 01/02/2024)
12/28/2023
  • Order
ORDER that Defendants, Robinhood Markets, Inc., Robinhood Financial LLC, and Robinhood Securities, LLC shall file a response to the Unopposed Motion for a Briefing Schedule 624 by January 5, 2024. Signed by Chief Judge Cecilia M. Altonaga on 12/28/2023. See attached document for full details. (wc) (Entered: 12/28/2023)
12/19/2023
  • Motion to Withdraw as Counselby Π
MOTION to Withdraw as Attorney - Steven N. Williams by Joseph R. Saveri for / by Plaintiffs' Lead Counsel-Antitrust Tranche. Responses due by 1/2/2024 (Attachments: # 1 Text of Proposed Order)(Saveri, Joseph) (Entered: 12/19/2023)
12/13/2023
  • Motion to Fileby Π
Unopposed MOTION for Leave to File Renewed Motion for Class Certification and to Set Related Schedule by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier. (Attachments: # 1 Text of Proposed Order)(Rosen, Laurence) (Entered: 12/13/2023)
11/13/2023
  • Motion to Withdraw as CounselGranted
ORDER granting 618 MOTION to Withdraw as Attorney by Elizabeth Robben Murray and Kevin A. Crass, filed by Robinhood Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Attorney Kevin A. Crass representing Robinhood Financial LLC (Consol Defendant) and Robinhood Securities, LLC (Consol Defendant) and Robinhood Markets, Inc. (Consol Defendant); ; Attorney Elizabeth Robben Murray representing Robinhood Financial LLC (Consol Defendant) and Robinhood Securities, LLC (Consol Defendant); and Robinhood Markets, Inc. (Consol Defendant); terminated. Notice of Termination delivered by US Mail to Kevin Crass, Elizabeth Murray. Signed by Chief Judge Cecilia M. Altonaga on 11/10/2023. See attached document for full details. (jas) (Entered: 11/14/2023)
11/13/2023
  • Motion for Class CertificationDenied
ORDER denying 559 Motion to Certify Class; denying as moot 566 Motion to Exclude Opinion of Adam Werner. Signed by Chief Judge Cecilia M. Altonaga on 11/13/2023. See attached document for full details. (jas) (Entered: 11/13/2023)
11/9/2023ORDER granting 619 Motion to Amend/Correct 517 SCHEDULING ORDER Setting Trial and Pre-Trial Schedule. Expert Discovery due by 6/28/2024. Fact Discovery due by 3/15/2024. In Limine Motions due by 9/16/2024. Pretrial Motions due by 7/26/2024. Joint Pretrial Stipulation due by 9/16/2024. Calendar Call set for 12/10/2024 09:00 AM before Chief Judge Cecilia M. Altonaga. Jury Trial set for 12/16/2024 before Chief Judge Cecilia M. Altonaga. Signed by Chief Judge Cecilia M. Altonaga on 11/9/2023. See attached document for full details. (jas) (Entered: 11/09/2023)
11/8/2023620
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 618 Motion to Withdraw as Attorney for failure to submit a proposed order. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 11/08/2023)
11/6/2023 Joint MOTION to Amend/Correct 517 Scheduling Order,,,, Order Referring Case to Mediation,,,, Order Referring Case to Magistrate Judge,,, by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. Responses due by 11/20/2023 (Attachments: # 1 Text of Proposed Order, # 2 Affidavit of Laurence M. Rosen and Kevin J. Orsini)(Rosen, Laurence) (Entered: 11/06/2023)
10/24/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Elizabeth Robben Murray and Kevin A. Crass for Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 11/7/2023 (Attachments: # 1 Text of Proposed Order)(jas) (Entered: 10/24/2023)
10/18/2023617
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 615 Motion to Withdraw as Attorney for the reasons stated in the Clerk's Notice of Filing Deficiency [ECF No. 616]. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 10/18/2023)
10/3/2023Clerk's Notice of Filing Deficiency Re: 615 MOTION to Withdraw as Attorney by Elizabeth Robben Murray, Kevin A. Crass for / filed by Robinhood Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc.. Document(s) missing required signature(s) (Fed.R.Civ.P. 11(a)). (jas) (Entered: 10/03/2023)
10/3/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Elizabeth Robben Murray, Kevin A. Crass for/by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 10/17/2023 (Attachments: # 1 Text of Proposed Order)(jas) (Entered: 10/03/2023)
9/22/2023614CLERK'S NOTICE - Attorney Admissions has updated the address and email information as submitted through attorney's PACER account for attorney Lena Marguerite Mirilovic. (cw) (Entered: 09/22/2023)
9/21/2023
  • Motion to Dismiss PartyGranted
Order Dismissing Party Eric Eisen re 610 Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 9/20/2023. See attached document for full details. (jas) (Entered: 09/21/2023)
9/21/2023
  • Motion to ConsolidateGranted
ORDER granting 605 MOTION to Consolidate Cases Pursuant to Rule 42. Signed by Chief Judge Cecilia M. Altonaga on 9/21/2023. See attached document for full details. (jas) (Entered: 09/21/2023)
9/21/2023NOTICE of Change of Address, Email or Law Firm Name by Lena Marguerite Mirilovic (Mirilovic, Lena) (Entered: 09/21/2023)
9/19/2023NOTICE of Voluntary Dismissal / NOTICE of Joint Stipulation and Proposed Order for Voluntary Dismissal with Prejudice by Apex Clearing Corporation (Pace, Jack) (Entered: 09/19/2023)
9/8/2023609Clerk's Notice of Docket Correction re 608 USCA Mandate. Document Filed in Wrong Case; Document restricted and docket text modified. Document refiled in correct case 19-cv-60929-AMC. (apz) (Entered: 09/13/2023)
9/8/2023MANDATE of USCA (certified copy). AFFIRMED Order of the district court with USCA court's opinion re 457 Notice of Appeal, filed by Julie Moody, Cody Hill, Plaintiffs' Liaison Counsel, Plaintiffs' Lead Counsel-Robinhood Tranche, Joseph Daniluk, Andrea Juncadella, Patryk Krasowski. Date Issued: 09/08/2023; USCA Case Number: 22-10669-JJ (jgo) (Entered: 09/11/2023)
9/7/2023
  • Motion to ConsolidateGranted
ORDER granting 565 Motion to Consolidate and Discontinue the Noticed Lead Plaintiff Process as Moot; denying as moot 572 MOTION to Appoint Lead Plaintiff. Signed by Chief Judge Cecilia M. Altonaga on 9/7/2023. See attached document for full details. (jas) (Entered: 09/07/2023)
9/6/2023 NOTICE by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas re 605 MOTION to Consolidate Cases Pursuant to Rule 42 [Proposed] Order Granting Plaintiffs' Motion to Consolidate Pursuant to Rule 42 (Rosen, Laurence) (Entered: 09/06/2023)
9/5/2023
  • Motion to Consolidateby Π
MOTION to Consolidate Cases Pursuant to Rule 42 by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. Responses due by 9/19/2023 (Rosen, Laurence) (Entered: 09/05/2023)
9/1/2023TRANSCRIPT of Discovery Hearing held on 8/15/2023 before Magistrate Judge Melissa Damian, 1-32 pages, Court Reporter: Bonnie Joy Lewis, 305-523-5635. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/22/2023. Redacted Transcript Deadline set for 10/2/2023. Release of Transcript Restriction set for 11/30/2023. (kpe) (Entered: 09/01/2023)
9/1/2023603Clerk's Notice of Docket Correction re 602 Transcript. Document modified and restricted as the incorrect file date was entered. See DE 604 Transcript (kpe) (Entered: 09/01/2023)
8/23/2023STATUS REPORT , (JOINT) by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas (Attachments: # 1 Affidavit of Laurence Rosen, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Rosen, Laurence) (Entered: 08/23/2023)
8/16/2023
  • Order
ORDER Following Discovery Hearing granting in part and denying in part 598 Motion to Compel Robinhood's Attendance at Rule 30(b)(6) Deposition and granting in part and denying in part 599 Motion to Compel Robinhood's Discovery Production. Signed by Magistrate Judge Melissa Damian on 8/16/2023. See attached document for full details. (oco) (Entered: 08/16/2023)
8/16/2023599
  • Motion to Compel Discovery
Ore Tenus MOTION to Compel Robinhood's Discovery Production by Lead Plaintiff Blue Laine-Beveridge and Named Plaintiffs Abraham Huacuja, Ava Bernard, Brendan Clarke, Brian Harbison, Cecilia Rivas, Doi Nguyen, Joseph Gurney, Marcel Poirier, Sandy Ng, Santiago Gil Bohrquez, and Thomas Cash. (oco) (Entered: 08/16/2023)
8/16/2023598
  • Motion to Compel Attendance
Ore Tenus MOTION to Compel Robinhood's Attendance at Rule 30(b)(6) Deposition by Lead Plaintiff Blue Laine-Beveridge and Named Plaintiffs Abraham Huacuja, Ava Bernard, Brendan Clarke, Brian Harbison, Cecilia Rivas, Doi Nguyen, Joseph Gurney, Marcel Poirier, Sandy Ng, Santiago Gil Bohrquez, and Thomas Cash. (oco) (Entered: 08/16/2023)
8/15/2023597PAPERLESS Minute Entry for proceedings held before Magistrate Judge Melissa Damian: Zoom Discovery Hearing held on 8/15/2023. Order to follow. Total time in court: 45 minutes. Attorney Appearance(s): Laurence Matthew Rosen, Antony L. Ryan, Brittany L. Sukiennik and Thomas Kiernan Schulte. (Digital MD_ZOOM_8_15_2023/DAR_15:38:30) (jbs) (Entered: 08/15/2023)
8/14/2023 NOTICE by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas , regarding Sealed Filing (Rosen, Laurence) (Entered: 08/14/2023)
8/14/2023SYSTEM ENTRY - Docket Entry 595 restricted/sealed until further notice. (857769) (Entered: 08/14/2023)
8/11/2023594
  • Order
PAPERLESS ORDER. The parties shall use the information below to access the Discovery Hearing via Zoom scheduled for August 15, 2023, at 3:30 p.m., before the undersigned. The parties may join the video conference at least five minutes prior to the scheduled hearing.

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Signed by Magistrate Judge Melissa Damian on 8/11/2023. (oco) (Entered: 08/11/2023)
8/10/2023 NOTICE by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC re 587 Notice (Other), Opposition to Plaintiffs' Motion to Compel regarding Production of Documents (Schulte, Thomas) (Entered: 08/10/2023)
8/10/2023 NOTICE by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC re 586 Notice (Other), Opposition to Plaintiffs' Motion to Compel regarding 30(b)(6) Witness (Schulte, Thomas) (Entered: 08/10/2023)
8/10/2023591
  • Motion to FileGranted
PAPERLESS ORDER granting 590 Plaintiffs' Unopposed Motion for Leave to File Under Seal. Finding good cause shown and noting that the Motion is unopposed, the Court GRANTS the Motion. Plaintiffs may file under seal an unredacted copy of Exhibit B to their Discovery Memorandum which shall remain under seal until the conclusion of this litigation or until further order of the Court, whichever is earlier. Signed by Magistrate Judge Melissa Damian on 8/10/2023. (oco) (Entered: 08/10/2023)
8/10/2023
  • Motion to Sealby Π
MOTION to Seal Exhibit B to Plaintiffs' Discovery Memorandum Regarding Requests for Production of Documents per Local Rule 5.4 by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. (Rosen, Laurence) (Entered: 08/10/2023)
8/9/2023
  • Order
STATUS REPORT ORDER. Joint Status Report due by 8/23/2023. Signed by Chief Judge Cecilia M. Altonaga on 8/9/2023. See attached document for full details. (jas) (Entered: 08/10/2023)
8/9/2023588
  • Order
PAPERLESS ORDER Setting Discovery Hearing. Please take notice that the Court will hold a Discovery Hearing by Zoom on 8/15/2023 at 3:30 PM in the Miami Division before Magistrate Judge Melissa Damian on Plaintiffs' Discovery Memoranda, ECF Nos. 586 and 587 , filed August 7, 2023. The Court will provide Zoom information to all counsel of record prior to the hearing. Signed by Magistrate Judge Melissa Damian on 8/9/2023. (oco) (Entered: 08/09/2023)
8/7/2023 NOTICE by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas of Discovery Memorandum Regarding Requests for Production of Documents (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Rosen, Laurence) (Entered: 08/07/2023)
8/7/2023 NOTICE by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier of Discovery Memorandum in Support of Motion to Compel Attendance of Defendant at Properly Noticed 30(B)(6) Deposition (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D) (Rosen, Laurence) (Entered: 08/07/2023)
6/30/2023
  • Motion for Class Certificationby Π
REPLY to Response to Motion re 559 MOTION to Certify Class filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. (Attachments: # 1 Declaration of Laurence M. Rosen, # 2 Exhibit 35 to Declaration, # 3 Exhibit 36 to Declaration, # 4 Exhibit 37 to Declaration, # 5 Exhibit 38 to Declaration, # 6 Exhibit 39 to Declaration, # 7 Exhibit 40 to Declaration, # 8 Exhibit 41 to Declaration, # 9 Exhibit 42 to Declaration, # 10 Exhibit 43 to Declaration, # 11 Exhibit 44 to Declaration, # 12 Exhibit 45 to Declaration, # 13 Exhibit 46 to Declaration, # 14 Exhibit 47 to Declaration, # 15 Exhibit 48 to Declaration, # 16 Exhibit 49 to Declaration)(Rosen, Laurence) (Entered: 06/30/2023)
6/30/2023NOTICE of Attorney Appearance by Rebeca Martinez, Jr on behalf of Jimmy Lomax, Ryan Wong, Daniel Hollenback, Maulik Shah. Attorney Rebeca Martinez, Jr added to party Jimmy Lomax(pty:conpla), Attorney Rebeca Martinez, Jr added to party Ryan Wong(pty:conpla), Attorney Rebeca Martinez, Jr added to party Daniel Hollenback(pty:conpla), Attorney Rebeca Martinez, Jr added to party Maulik Shah(pty:conpla). (Martinez, Rebeca) (Entered: 06/30/2023)
6/28/2023
  • Motion to Exclude
REPLY to Response to Motion re 566 MOTION to Exclude Opinion of Adam Werner filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7)(Danon, Samuel) (Entered: 06/28/2023)
6/21/2023
  • Motion to Excludeby Π
RESPONSE in Opposition re 566 MOTION to Exclude Opinion of Adam Werner filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. Replies due by 6/28/2023. (Attachments: # 1 Affidavit Declaration of Laurence Rosen, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8)(Rosen, Laurence) (Entered: 06/21/2023)
6/19/2023579
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 576 Motion to Withdraw as Attorney due to the failure to submit a proposed order, as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 06/19/2023)
6/19/2023578
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 575 Motion to Withdraw as Attorney due to the failure to submit a proposed order, as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 06/19/2023)
6/16/2023
  • Motion to Withdraw as Counsel
ORDER re 576 MOTION to Withdraw as Attorney. Attorney Andrew D. Huynh representing Robinhood Financial LLC (Consol Defendant) and Robinhood Securities, LLC (Consol Defendant) and Robinhood Markets, Inc. (Consol Defendant); terminated. Notice of Termination delivered by US Mail to Andrew Huynh. Signed by Chief Judge Cecilia M. Altonaga on 6/15/2023. See attached document for full details. (jas) (Entered: 06/20/2023)
6/16/2023
  • Motion to Consolidateby Π
REPLY to Response to Motion re 565 MOTION to Consolidate Cases and Discontinue the Noticed Lead Plaintiff Process as Moot filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. (Attachments: # 1 Affidavit of Laurence M. Rosen, # 2 Exhibit F, # 3 Exhibit G, # 4 Exhibit H, # 5 Exhibit I, # 6 Exhibit J)(Rosen, Laurence) (Entered: 06/16/2023)
6/15/2023
  • Motion to Withdraw as CounselGranted
ORDER granting 575 MOTION to Withdraw as Attorney. Attorney Chad Andrew Justice representing Schaff, Austin (Consol Plaintiff) terminated. Signed by Chief Judge Cecilia M. Altonaga on 6/15/2023. See attached document for full details. (jas) (Entered: 06/20/2023)
6/15/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Andrew D. Huynh for / by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 6/29/2023 (Attachments: # 1 Text of Proposed Order)(Schulte, Thomas) (Entered: 06/15/2023)
6/15/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Chad A Justice for / by Austin Schaff. Responses due by 6/29/2023 (Attachments: # 1 Exhibit)(Justice, Chad) (Entered: 06/15/2023)
6/14/2023574Clerk's Notice to Filer re 561 MOTION to Withdraw as Attorney by Chad A Justice for /, 562 MOTION to Withdraw as Attorney by Sam Doxsee. Proposed Order Docketed as Main Document; CORRECTIVE ACTION REQUIRED WITHIN 3 DAYS - Filer must File a Notice of Striking, then resubmit the proposed order as instructed in the CM/ECF Administrative Procedures. (ps1) (Entered: 06/14/2023)
6/12/2023 NOTICE by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC Notice of Filing Certificates of Understanding (Attachments: # 1 Exhibit Certificates of Understanding) (Schulte, Thomas) (Entered: 06/12/2023)
6/9/2023
  • Motionby Π
MOTION to Appoint Lead Plaintiff Maurice Scarborough and Scott Schiller by Maurice Scarborough, Scott Schiller. Responses due by 6/23/2023 (Attachments: # 1 Text of Proposed Order, # 2 Declaration of Jeffrey A. Klafter, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E)(Klafter, Jeffrey) (Entered: 06/09/2023)
6/9/2023
  • Motion to Consolidateby Π
RESPONSE in Opposition re 565 MOTION to Consolidate Cases and Discontinue the Noticed Lead Plaintiff Process as Moot filed by Maurice Scarborough, Scott Schiller. Attorney Jeffrey A. Klafter added to party Maurice Scarborough(pty:conpla), Attorney Jeffrey A. Klafter added to party Scott Schiller(pty:conpla). Replies due by 6/16/2023. (Attachments: # 1 Declaration of Maurice D. Pessah, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E)(Klafter, Jeffrey) (Entered: 06/09/2023)
6/9/2023570CLERK'S NOTICE - Attorney Admissions has updated the email information for attorney Rachel Wagner Furst re 535 Notice of Change of Address, Email or Law Firm Name. (cw) (Entered: 06/09/2023)
6/8/2023NOTICE of Striking 567 Response in Opposition to Motion,,,,,,,, filed by Robinhood Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc. by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Schulte, Thomas) (Entered: 06/08/2023)
6/8/2023
  • Motion for Class Certification
RESPONSE in Opposition re 559 MOTION to Certify Class filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 6/15/2023. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11, # 12 Exhibit Exhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit Exhibit 14, # 15 Exhibit Exhibit 15, # 16 Exhibit Exhibit 16, # 17 Exhibit Exhibit 17, # 18 Exhibit Exhibit 18, # 19 Exhibit Exhibit 19, # 20 Exhibit Exhibit 20, # 21 Exhibit Exhibit 21, # 22 Exhibit Exhibit 22, # 23 Exhibit Exhibit 23, # 24 Exhibit Exhibit 24, # 25 Exhibit Exhibit 25, # 26 Exhibit Exhibit 26, # 27 Exhibit Exhibit 27, # 28 Exhibit Exhibit 28, # 29 Exhibit Exhibit 29, # 30 Exhibit Exhibit 30, # 31 Exhibit Exhibit 31, # 32 Exhibit Exhibit 32, # 33 Exhibit Exhibit 33, # 34 Exhibit Exhibit 34, # 35 Exhibit Exhibit 35, # 36 Exhibit Exhibit 36, # 37 Exhibit Exhibit 37, # 38 Exhibit Exhibit 38, # 39 Exhibit Exhibit 39, # 40 Exhibit Exhibit 40, # 41 Exhibit Exhibit 41, # 42 Exhibit Exhibit 42, # 43 Exhibit Exhibit 43, # 44 Exhibit Exhibit 44, # 45 Exhibit Exhibit 45, # 46 Exhibit Exhibit 46, # 47 Exhibit Exhibit 47, # 48 Exhibit Exhibit 48, # 49 Exhibit Exhibit 49, # 50 Exhibit Exhibit 50, # 51 Exhibit Exhibit 51, # 52 Exhibit Exhibit 52, # 53 Exhibit Exhibit 53, # 54 Exhibit Exhibit 54, # 55 Exhibit Exhibit 55, # 56 Exhibit Exhibit 56, # 57 Exhibit Exhibit 57, # 58 Exhibit Exhibit 58, # 59 Exhibit Exhibit 59, # 60 Exhibit Exhibit 60, # 61 Exhibit Exhibit 61, # 62 Exhibit Exhibit 62, # 63 Exhibit Exhibit 63, # 64 Exhibit Exhibit 64, # 65 Exhibit Exhibit 65, # 66 Exhibit Exhibit 66, # 67 Exhibit Exhibit 67, # 68 Exhibit Exhibit 68, # 69 Exhibit Exhibit 69, # 70 Exhibit Exhibit 70, # 71 Exhibit Exhibit 71, # 72 Exhibit Exhibit 72)(Danon, Samuel) (Entered: 06/08/2023)
6/7/2023
  • Motion for Class Certification
RESPONSE in Opposition re 559 MOTION to Certify Class filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 6/14/2023. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11, # 12 Exhibit Exhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit Exhibit 14, # 15 Exhibit Exhibit 15, # 16 Exhibit Exhibit 16, # 17 Exhibit Exhibit 17, # 18 Exhibit Exhibit 18, # 19 Exhibit Exhibit 19, # 20 Exhibit Exhibit 20, # 21 Exhibit Exhibit 21, # 22 Exhibit Exhibit 22, # 23 Exhibit Exhibit 23, # 24 Exhibit Exhibit 24, # 25 Exhibit Exhibit 25, # 26 Exhibit Exhibit 26, # 27 Exhibit Exhibit 27, # 28 Exhibit Exhibit 28, # 29 Exhibit Exhibit 29, # 30 Exhibit Exhibit 30, # 31 Exhibit Exhibit 31, # 32 Exhibit Exhibit 32, # 33 Exhibit Exhibit 33, # 34 Exhibit Exhibit 34, # 35 Exhibit Exhibit 35, # 36 Exhibit Exhibit 36, # 37 Exhibit Exhibit 37, # 38 Exhibit Exhibit 38, # 39 Exhibit Exhibit 39, # 40 Exhibit Exhibit 40, # 41 Exhibit Exhibit 41, # 42 Exhibit Exhibit 42, # 43 Exhibit Exhibit 43, # 44 Exhibit Exhibit 44, # 45 Exhibit Exhibit 45, # 46 Exhibit Exhibit 46, # 47 Exhibit Exhibit 47, # 48 Exhibit Exhibit 48, # 49 Exhibit Exhibit 49, # 50 Exhibit Exhibit 50, # 51 Exhibit Exhibit 51, # 52 Exhibit Exhibit 52, # 53 Exhibit Exhibit 53, # 54 Exhibit Exhibit 54, # 55 Exhibit Exhibit 55, # 56 Exhibit Exhibit 56, # 57 Exhibit Exhibit 57, # 58 Exhibit Exhibit 58, # 59 Exhibit Exhibit 59, # 60 Exhibit Exhibit 60, # 61 Exhibit Exhibit 61, # 62 Exhibit Exhibit 62, # 63 Exhibit Exhibit 63, # 64 Exhibit Exhibit 64, # 65 Exhibit Exhibit 65, # 66 Exhibit Exhibit 66, # 67 Exhibit Exhibit 67, # 68 Exhibit Exhibit 68, # 69 Exhibit Exhibit 69, # 70 Exhibit Exhibit 70, # 71 Exhibit Exhibit 71, # 72 Exhibit Exhibit 72)(Danon, Samuel) (Entered: 06/07/2023)
6/7/2023
  • Motion to Exclude
MOTION to Exclude Opinion of Adam Werner by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11, # 12 Exhibit Exhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit Exhibit 14, # 15 Exhibit Exhibit 15, # 16 Exhibit Exhibit 16, # 17 Exhibit Exhibit 17, # 18 Exhibit Exhibit 18, # 19 Exhibit Exhibit 19, # 20 Exhibit Exhibit 20, # 21 Exhibit Exhibit 21, # 22 Exhibit Exhibit 22, # 23 Exhibit Exhibit 23, # 24 Exhibit Exhibit 24, # 25 Exhibit Exhibit 25, # 26 Exhibit Exhibit 26, # 27 Exhibit Exhibit 27)(Danon, Samuel) (Entered: 06/07/2023)
5/26/2023
  • Motion to Consolidateby Π
MOTION to Consolidate Cases and Discontinue the Noticed Lead Plaintiff Process as Moot by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. Responses due by 6/9/2023 (Attachments: # 1 Text of Proposed Order, # 2 Affidavit of Laurence M. Rosen, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E)(Rosen, Laurence) (Entered: 05/26/2023)
5/24/2023
  • Motion to Withdraw as CounselGranted
ORDER granting 560 Motion to Withdraw as Attorney. Luis A. Cabassa representing Schaff, Austin (Consol Plaintiff); Attorney Colleen E. Heyler representing Barclays Bank PLC (Consol Defendant); Attorney Brandon J Hill representing Schaff, Austin (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 5/24/2023. See attached document for full details. (pes) (Entered: 05/25/2023)
5/24/2023STATUS REPORT on Mediation by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Danon, Samuel) (Entered: 05/24/2023)
5/24/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Sam Doxsee for / by Austin Schaff. Responses due by 6/7/2023 (Justice, Chad) (Entered: 05/24/2023)
5/24/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Chad A Justice for / by Austin Schaff. Responses due by 6/7/2023 (Justice, Chad) (Entered: 05/24/2023)
5/23/2023
  • Motion to Withdraw as Counselby Π
MOTION to Withdraw as Attorney by Brandon J. Hill, Luis A. Cabassa and Amanda E. Heystek for / by Austin Schaff. Responses due by 6/6/2023 (Attachments: # 1 Text of Proposed Order)(Hill, Brandon) (Entered: 05/23/2023)
4/28/2023
  • Motion for Class Certificationby Π
MOTION to Certify Class by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. Responses due by 5/12/2023 (Attachments: # 1 Text of Proposed Order, # 2 Affidavit of Laurence M. Rosen in Support of the Motion for Class Certification, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9, # 12 Exhibit 10, # 13 Exhibit 11, # 14 Exhibit 12, # 15 Exhibit 13, # 16 Exhibit 14, # 17 Exhibit 15, # 18 Exhibit 16, # 19 Exhibit 17, # 20 Exhibit 18, # 21 Exhibit 19, # 22 Exhibit 20, # 23 Exhibit 21, # 24 Exhibit 22, # 25 Exhibit 23, # 26 Exhibit 24, # 27 Exhibit 25, # 28 Exhibit 26, # 29 Exhibit 27, # 30 Exhibit 28, # 31 Exhibit 29, # 32 Exhibit 30, # 33 Exhibit 31, # 34 Exhibit 32, # 35 Exhibit 33, # 36 Exhibit 34)(Rosen, Laurence) (Entered: 04/28/2023)
4/26/2023
  • Motion to FileGranted
ORDER granting in part 549 Motion for Leave to File Excess Pages. Signed by Chief Judge Cecilia M. Altonaga on 4/26/2023. See attached document for full details. (ps1) (Entered: 04/27/2023)
4/26/2023
  • Motion to Fileby Π
RESPONSE in Support re 549 MOTION for Leave to File Excess Pages , Expedited filed by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. (Rosen, Laurence) (Entered: 04/26/2023)
4/25/2023
  • Motion to File
RESPONSE in Opposition re 549 MOTION for Leave to File Excess Pages , Expedited filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 5/2/2023. (Schulte, Thomas) (Entered: 04/25/2023)
4/25/2023
  • Order
ORDER based on electronic mail ("e-mail") titled, "Case: 2:23-cv-02622-FLA-PD---Conditional Transfer Order by JPML to MDL No. 2989 In Re: January 2021 Short Squeeze Trading Litigation Case No. 1:21-md-02989-CMA," received on April 24, 2023, from Stuart N. Chelin. The Court disregards the contents of the e-mail. Signed by Chief Judge Cecilia M. Altonaga on 4/25/2023. See attached document for full details. (ps1) (Entered: 04/25/2023)
4/25/2023
  • Order
CONDITIONAL TRANSFER ORDER (CTO-7) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by John W. Nichols, Clerk of the Panel). (pes) (Entered: 04/25/2023)
4/24/2023553Pursuant to 11th Cir. R. 11-2 and 11th Cir. R. 11-3, the Clerk of the District Court for the Southern District of Florida certifies that the record is complete for purposes of this appeal re 528 Notice of Appeal, Appeal No. 23-10436-DD. The entire record on appeal is available electronically. (jes) (Entered: 04/24/2023)
4/24/2023
  • Motion to Withdraw as CounselGranted
ORDER granting 550 Motion to Withdraw as Attorney. Stephen H. Galloway representing Robinhood Markets, Inc. (Consol Defendant); Attorney Joel A. Mullin representing Robinhood Markets, Inc. (Consol Defendant) withdrawn from case. Notice of Termination delivered by US Mail to Stephen Galloway, Joel Mullin. Signed by Chief Judge Cecilia M. Altonaga on 4/24/2023. See attached document for full details. (pes) (Entered: 04/24/2023)
4/24/2023
  • Motion to File
ORDER re 549 MOTION for Leave to File Excess Pages , Expedited filed by Doi Nguyen, Thomas Cash, Ava Bernard, Abraham Huacuja, Marcel Poirier, Cecilia Rivas, Blue Laine-Beveridge, Brian Harbison, Joseph Gurney, Sandy Ng, Brendan Clarke, Santiago Gil Bohrquez: Responses due by 4/25/2023, Replies due by 4/26/2023. Signed by Chief Judge Cecilia M. Altonaga on 4/24/2023. See attached document for full details. (ps1) (Entered: 04/24/2023)
4/21/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Joel A. Mullin, Stephen H. Galloway, and Stoel Rives LLP for / by Robinhood Markets, Inc. Responses due by 5/5/2023 (Attachments: # 1 Text of Proposed Order)(pes) (Entered: 04/24/2023)
4/21/2023
  • Motion to Fileby Π
MOTION for Leave to File Excess Pages , Expedited by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Sandy Ng, Doi Nguyen, Marcel Poirier, Cecilia Rivas. (Attachments: # 1 Text of Proposed Order)(Rosen, Laurence) (Entered: 04/21/2023)
4/14/2023548
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 542 Motion to Withdraw as Attorney due to the failure to supply a proposed order, as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 04/14/2023)
4/3/2023
  • Motion to Withdraw as CounselGranted
ORDER granting 546 Motion to Withdraw as Attorney. Marguerite Clare Racher Snyder representing Scalia, Michael D (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 4/3/2023. See attached document for full details. (pes) (Entered: 04/03/2023)
4/3/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Marguerite Snyder for / by Michael D Scalia. Responses due by 4/17/2023 (Snyder, Marguerite) (Entered: 04/03/2023)
3/24/2023
  • Motion to Withdraw as CounselGranted
ORDER granting 544 Motion to Withdraw as Attorney. Gregory M. Boyle representing The Depository Trust Company (Consol Defendant) and The Depository Trust & Clearing Corporation (Consol Defendant); Attorney Brian Hauck representing The Depository Trust & Clearing Corporation (Consol Defendant) withdrawn from case. Notice of Termination delivered by US Mail to Brian Hauck. Signed by Chief Judge Cecilia M. Altonaga on 3/24/2023. See attached document for full details. (pes) (Entered: 03/27/2023)
3/23/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Gregory M. Boyle, Brian Hauck, and Jenner & Block LLP for / by The Depository Trust & Clearing Corporation, The Depository Trust Company. Responses due by 4/6/2023 (Attachments: # 1 Text of Proposed Order)(Boyle, Gregory) (Entered: 03/23/2023)
3/21/2023NOTICE of Attorney Appearance by Thomas Kiernan Schulte on behalf of Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Attorney Thomas Kiernan Schulte added to party Robinhood Financial LLC(pty:condft), Attorney Thomas Kiernan Schulte added to party Robinhood Markets, Inc.(pty:condft), Attorney Thomas Kiernan Schulte added to party Robinhood Securities, LLC(pty:condft). (Schulte, Thomas) (Entered: 03/21/2023)
3/14/2023
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Joel A. Mullin, Stephen H. Galloway, and Stoel Rives LLP for / by Robinhood Markets, Inc. Responses due by 3/28/2023 (Attachments: # 1 Text of Proposed Order)(pes) (Entered: 03/14/2023)
3/11/2023
  • Order
ORDER Following Discovery Hearing on 532 Discovery Memorandum filed by Robinhood Securities, LLC, Robinhood Financial LLC, and Robinhood Markets, Inc. Signed by Magistrate Judge Melissa Damian on 3/11/2023. See attached document for full details. (oco) (Entered: 03/11/2023)
3/10/2023540PAPERLESS Minute Entry for proceedings held before Magistrate Judge Melissa Damian: Zoom Discovery Hearing held on 3/10/2023. Order to follow. Total time in court: 55 minutes. Attorney Appearance(s): Phillip C. Kim, Brittany L. Sukiennik, and Samuel Alberto Danon. (Digital MD_ZOOM_3_10_2023/DAR_11:35:29) (jbs) (Entered: 03/10/2023)
3/10/2023539
  • Order
PAPERLESS ORDER. The parties shall use the information below to access the Discovery Hearing via Zoom scheduled for March 10, 2023, at 11:30 a.m., before the undersigned. The parties shall join the video conference at least five minutes in advance of the scheduled hearing.

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Signed by Magistrate Judge Melissa Damian on 3/10/2023. (oco) (Entered: 03/10/2023)
3/2/2023
  • Responseby Π
Plaintiff's RESPONSE to 532 Notice (Other) re Discovery Memorandum re Robinhood's Requests for Production by Ava Bernard, Santiago Gil Bohrquez, Thomas Cash, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Sandy Ng, Doi Nguyen, Marcel Poirier. (Rosen, Laurence) (Entered: 03/02/2023)
3/2/2023537
  • Order
PAPERLESS ORDER Re-Setting Discovery Hearing. Please take notice that the Discovery Hearing previously set on 3/3/2023 at 2:00 P.M. is now reset for 3/10/2023 at 11:30 A.M. in the Miami Division before Magistrate Judge Melissa Damian on 532 Defendants' Discovery Memorandum, filed February 27, 2023. The Court will provide Zoom information to all parties prior to the hearing. Signed by Magistrate Judge Melissa Damian on 3/2/2023. (oco) (Entered: 03/02/2023)
3/2/2023536CLERK'S NOTICE - Attorney Admissions has not updated email information for attorney Rachel Wagner Furst re 535 Notice of Change of Address, Email or Law Firm Name. Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their email information. The Court is not responsible for updating secondary email addresses. See the Court's website for detailed instructions. www.flsd.uscourts.gov/updating-your-information. (cw) (Entered: 03/02/2023)
3/1/2023NOTICE of Change of Address, Email or Law Firm Name by Rachel Wagner Furst (Furst, Rachel) (Entered: 03/01/2023)
3/1/2023534
  • Order
PAPERLESS ORDER. The parties shall use the information below to access the Discovery Hearing via Zoom scheduled for March 3, 2023, at 2:00 p.m., before the undersigned. The parties shall join the video conference at least five minutes in advance of the scheduled hearing.

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Meeting ID: 160 906 0227
Passcode: 700401

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https://www.zoomgov.com/skype/1609060227 Signed by Magistrate Judge Melissa Damian on 3/1/2023. (oco) (Entered: 03/01/2023)
2/28/2023533
  • Order
PAPERLESS ORDER Setting Discovery Hearing. Please take notice that the Court will hold a Zoom Discovery Hearing on 3/3/2023 at 2:00 P.M. in the Miami Division before Magistrate Judge Melissa Damian on 532 Defendants' Discovery Memorandum, filed February 27, 2023. Plaintiffs shall file a Responsive Memorandum in accordance with the undersigned's Discovery Procedures by close of business on 3/2/2023. The Court will provide Zoom information to all parties prior to the hearing. Signed by Magistrate Judge Melissa Damian on 2/28/2023. (oco) (Entered: 02/28/2023)
2/27/2023NOTICE by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC of Discovery Memorandum Regarding Defendants' Requests for Production Directed to Plaintiffs (Attachments: # 1 Exhibit) (Danon, Samuel) (Entered: 02/27/2023)
2/23/2023
  • Order
CONDITIONAL TRANSFER ORDER (CTO-6) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by John W. Nichols, Clerk of the Panel). (pes) (Entered: 02/23/2023)
2/16/2023TRANSCRIPT INFORMATION FORM by Plaintiffs' Liaison Counsel re 528 Notice of Appeal,,. No Transcript Requested. (Furst, Rachel) (Entered: 02/16/2023)
2/14/2023Acknowledgment of Receipt of NOA from USCA re 528 Notice of Appeal, filed by Plaintiffs' Liaison Counsel, Plaintiffs' Lead Counsel-Other Broker Tranche. Date received by USCA: 02/10/2023. USCA Case Number: 23-10436-D. (jes) (Entered: 02/15/2023)
2/6/2023Transmission of Notice of Appeal, Order under appeal and Docket Sheet to US Court of Appeals re 528 Notice of Appeal. Notice has been electronically mailed. (jes) (Entered: 02/10/2023)
2/6/2023Notice of Appeal as to 525 Order on Motion to Dismiss, by Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Liaison Counsel. Filing fee $ 505.00 receipt number AFLSDC-16300458. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under All Forms and look for Transcript Order Form www.flsd.uscourts.gov/forms/all-forms. (Attachments: # 1 Exhibit)(Furst, Rachel) (Entered: 02/06/2023)
1/17/2023
  • Complaintby Π
AMENDED COMPLAINT against Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, filed by Abraham Huacuja, Santiago Gil Bohrquez, Ava Bernard, Thomas Cash, Joseph Gurney, Sandy Ng, Brendan Clarke, Doi Nguyen, Marcel Poirier, Brian Harbison, Cecilia Rivas. (Attachments: # 1 Exhibit A)(Rosen, Laurence) (Entered: 01/17/2023)
1/17/2023STIPULATION re Filing of Amended Complaint by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Cecilia Rivas, Doi Nguyen, Marcel Poirier, Sandy Ng, Thomas Cash (Rosen, Laurence) (Entered: 01/17/2023)
1/9/2023
  • OrderGranted
ORDER granting 491 Defendant, Apex Clearing Corporation's Rule 12 Motion to Dismiss Plaintiffs' (Fourth) Class Action Complaint. Plaintiffs' Amended Class Action Complaint 483 is DISMISSED. Signed by Chief Judge Cecilia M. Altonaga on 1/9/2023. See attached document for full details. (wc) (Entered: 01/09/2023)
12/1/2022524
  • Motion to Withdraw as CounselDenied
PAPERLESS ORDER denying 518 Motion to Withdraw as Attorney due to the failure to supply a proposed order as is required by the Local Rules. Signed by Chief Judge Cecilia M. Altonaga (CMA) (Entered: 12/01/2022)
10/31/2022
  • Order
ORDER Scheduling Mediation before Robert A. Meyer. Mediation Hearing set for 5/17/2023 at 9:00 AM. Signed by Chief Judge Cecilia M. Altonaga on 10/31/2022. See attached document for full details. (pes) (Entered: 10/31/2022)
10/28/2022
  • Motionby Π
Request for Clerk to Appoint Mediator(Rosen, Laurence) (Entered: 10/28/2022)
10/26/2022Plaintiff's Certificate of Other Affiliates/Corporate Disclosure Statement by Aaron Kolysko, Timothy A. Nordeen (Carlin, Gary) (Entered: 10/26/2022)
10/20/2022520Pursuant to 11th Cir. R. 11-2 and 11th Cir. R. 11-3, the Clerk of the District Court for the Southern District of Florida certifies that the record is complete for purposes of this appeal re: 474 Notice of Appeal, Appeal No. 22-11873-DD. The entire record on appeal is available electronically. (apz) (Entered: 10/20/2022)
10/18/2022 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gary R. Carlin (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 10/18/2022)
10/15/2022
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Marguerite Snyder for / by Michael D Scalia. Responses due by 10/31/2022 (Weil, Ronald) (Entered: 10/15/2022)
10/7/2022
  • Scheduling Order
SCHEDULING ORDER Setting Trial and Pre-Trial Schedule: ( Trial set for 8/12/2024 in Miami Division before Chief Judge Cecilia M. Altonaga., Calendar Call set for 8/6/2024 at 9:00 AM in Miami Division before Chief Judge Cecilia M. Altonaga.), ORDER REFERRING CASE to Mediation. ( Mediation Deadline 3/29/2024.), ORDER REFERRING CASE to Magistrate Judge Melissa Damian for Discovery Matters. Signed by Chief Judge Cecilia M. Altonaga on 10/7/2022. See attached document for full details. (pes)

Pattern Jury Instruction Builder - To access the latest, up to date changes to the 11th Circuit Pattern Jury Instructions go to https://pji.ca11.uscourts.gov or click here. (Entered: 10/11/2022)
10/7/2022
  • Motion to Withdraw as CounselGranted
ORDER granting 512 Motion to Withdraw as Attorney. Abraham Zev Wolf Melamed representing Wieg, David (Consol Plaintiff) withdrawn from case. Notice of Termination delivered by US Mail to Abraham Melamed. Signed by Chief Judge Cecilia M. Altonaga on 10/7/2022. See attached document for full details. (pes) (Entered: 10/11/2022)
10/6/2022Joint SCHEDULING REPORT - Rule 26(f) by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Brandon Martin, Garland Jr. Ragland, Cecilia Rivas, Trevor Tarvis (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Rosen, Laurence) (Entered: 10/07/2022)
10/6/2022 Corporate Disclosure Statement and Certificate of Interested Parties by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Brandon Martin, Garland Jr. Ragland, Cecilia Rivas, Trevor Tarvis (Rosen, Laurence) (Entered: 10/06/2022)
10/6/2022 Corporate Disclosure Statement and Certificate of Interested Persons by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Danon, Samuel) (Entered: 10/06/2022)
10/3/2022
  • Motion to Withdraw as Counselby Π
MOTION to Withdraw as Attorney by Abraham Z. Melamed, Esq. for / by David Wieg. Attorney Caroline Hope Miller added to party David Wieg(pty:conpla). Responses due by 10/17/2022 (Attachments: # 1 Text of Proposed Order)(Miller, Caroline) (Entered: 10/03/2022)
9/22/2022
  • Order
ORDER REQUIRING SCHEDULING REPORT AND CERTIFICATES OF INTERESTED PARTIES. Joint Scheduling Report and Certificates of Interested Parties due by 10/6/2022. Signed by Chief Judge Cecilia M. Altonaga on 9/22/2022. See attached document for full details. (wc) (Entered: 09/22/2022)
9/12/2022
  • Answer
Robinhood's ANSWER and Affirmative Defenses to Complaint (Federal Securities Tranche) by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 09/12/2022)
9/7/2022509Pursuant to 11th Cir. R. 11-2 and 11th Cir. R. 11-3, the Clerk of the District Court for the Southern District of Florida certifies that the record is complete for purposes of this appeal re: 457 Notice of Appeal, Appeal No. 22-10669-JJ. The entire record on appeal is available electronically. (apz) (Entered: 09/07/2022)
8/24/2022
  • Motion to Extend Time to File ResponseGranted
ORDER granting 504 Motion for Extension of Time to File Response/Answer to a Complaint or Other Case Initiating Document. The deadline for Robinhood to file an Answer to Plaintiffs Federal Securities Tranche Complaint is extended to September 12, 2022. Signed by Chief Judge Cecilia M. Altonaga on 8/24/2022. See attached document for full details. (pes) (Entered: 08/25/2022)
8/23/2022NOTICE of Change of Address, Email or Law Firm Name by Patrick Shanan Montoya (Montoya, Patrick) (Entered: 08/23/2022)
8/23/2022ORDER denying as moot 495 Motion Requesting Entry of a Scheduling Order Re: Amendment of Complaint. Signed by Chief Judge Cecilia M. Altonaga on 8/23/2022. See attached document for full details. (pes) (Entered: 08/23/2022)
8/22/2022NOTICE by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Brandon Martin, Garland Jr. Ragland, Cecilia Rivas, Trevor Tarvis re 503 Order on Motion to Dismiss for Failure to State a Claim, and Intent Not to Proceed (Rosen, Laurence) (Entered: 08/22/2022)
8/19/2022
  • Motion to Extend Time to File Response
Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to 446 MDL Amended Complaint, by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Attachments: # 1 Text of Proposed Order)(Danon, Samuel) (Entered: 08/19/2022)
8/10/2022
  • Order
  • Motion to Dismiss (Demurrer)Granted
ORDER granting in part 449 Motion to Dismiss the Securities Tranche Complaint. Count I's misrepresentation claim under 15 U.S.C. section 78i(a)(4) is DISMISSED. Signed by Chief Judge Cecilia M. Altonaga on 8/10/2022. See attached document for full details. (pes) (Entered: 08/11/2022)
8/2/2022RESPONSE in Support re 495 MOTION for entry of a scheduling order re Amendment of Complaint filed by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Brandon Martin, Garland Jr. Ragland, Cecilia Rivas, Trevor Tarvis. (Rosen, Laurence) (Entered: 08/02/2022)
8/1/2022501CLERK'S NOTICE - Attorney Admissions has updated the address for attorney Elizabeth Ann Brehm re 500 Notice of Change of Address, Email or Law Firm Name. (cw) (Entered: 08/01/2022)
8/1/2022NOTICE of Change of Address, Email or Law Firm Name by Elizabeth Ann Brehm (Brehm, Elizabeth) (Entered: 08/01/2022)
7/26/2022RESPONSE in Opposition re 495 MOTION for entry of a scheduling order re Amendment of Complaint filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Replies due by 8/2/2022. (Danon, Samuel) (Entered: 07/26/2022)
7/20/2022498CLERK'S NOTICE - Attorney Admissions has not updated address information for attorney Gary Steven Graifman re 497 Notice of Change of Address, Email or Law Firm Name. Attorney has not followed the required procedures for updating their information with the Court. Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their information. See the Court's website for detailed instructions. www.flsd.uscourts.gov/updating-your-information. (cw) (Entered: 07/20/2022)
7/20/2022NOTICE of Change of Address, Email or Law Firm Name by Gary S. Graifman (Graifman, Gary) (Entered: 07/20/2022)
7/13/2022
  • Motion to Dismiss (Demurrer)
REPLY to Response to Motion re 491 MOTION to Dismiss with Prejudice 483 Amended Complaint/Amended Notice of Removal filed by Apex Clearing Corporation. (Pace, Jack) (Entered: 07/13/2022)
7/12/2022 MOTION for entry of a scheduling order re Amendment of Complaint by Ava Bernard, Santiago Gil Bohrquez, Brendan Clarke, Joseph Gurney, Brian Harbison, Abraham Huacuja, Blue Laine-Beveridge, Brandon Martin, Garland Jr. Ragland, Cecilia Rivas, Trevor Tarvis. (Attachments: # 1 Text of Proposed Order, # 2 Affidavit Declaration of Laurence M. Rosen in Support of Motion Requesting Entry of a Scheduling Order, # 3 Exhibit A)(Rosen, Laurence) (Entered: 07/12/2022)
7/6/2022
  • Motion to Dismiss (Demurrer)
RESPONSE in Opposition re 491 MOTION to Dismiss with Prejudice 483 Amended Complaint/Amended Notice of Removal filed by Erik Chavez, Peter Jang. Replies due by 7/13/2022. (Attachments: # 1 Affidavit (Decl. of Peter Safirstein, Esq. In Opp. To Motion to Dismiss), # 2 Exhibit 1 To Safirstein Decl., # 3 Exhibit 2 To Safirstein Decl.)(Graifman, Gary) (Entered: 07/06/2022)
6/28/2022NOTICE of Change of Address, Email or Law Firm Name by Sean Alexander Burstyn (Burstyn, Sean) (Entered: 06/28/2022)
6/23/2022Acknowledgment of Receipt of NOA from USCA re 474 Notice of Appeal, filed by Plaintiffs' Lead Counsel-Antitrust Tranche. Date received by USCA: 6/3/22. USCA Case Number: 22-11873-F. (vjk) (Entered: 06/24/2022)
6/22/2022
  • Motion to Dismiss (Demurrer)
MOTION to Dismiss with Prejudice 483 Amended Complaint/Amended Notice of Removal by Apex Clearing Corporation. Responses due by 7/6/2022 (Attachments: # 1 Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 2 Exhibit 1 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 3 Exhibit 2 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 4 Exhibit 3 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 5 Exhibit 4 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 6 Exhibit 5 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 7 Exhibit 6 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 8 Exhibit 7 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 9 Exhibit 8 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 10 Exhibit 9 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 11 Exhibit 10 to Declaration of Jack E. Pace III in Support of Motion to Dismiss)(Pace, Jack) (Entered: 06/22/2022)
6/17/2022
  • OrderGranted
ORDER granting 487 Motion for Expansion of Page Limitations for Briefing on its Motion to Dismiss Plaintiffs Chavez and Jang's Amended Class Action Complaint. Signed by Chief Judge Cecilia M. Altonaga on 6/16/2022. See attached document for full details. (pes) (Entered: 06/17/2022)
6/16/2022
  • Order
ORDER re 483 Amended Complaint filed by Erik Chavez, Peter Jang; Apex Clearing Corporation response/answer due 6/22/2022. Signed by Chief Judge Cecilia M. Altonaga on 6/16/2022. See attached document for full details. (pes) (Entered: 06/17/2022)
6/16/2022
  • Motion to File
RESPONSE in Opposition re 487 MOTION for Leave to File Excess Pages / Defendant Apex Clearing Corporation's Motion and [Proposed] Order for Expansion of Page Limitations for Briefing on its Motion to Dismiss Plaintiffs Chavez and Jang's Amended Class Action Complaint filed by Erik Chavez, Peter Jang. Replies due by 6/23/2022. (Graifman, Gary) (Entered: 06/16/2022)
6/15/2022
  • Motion to File
MOTION for Leave to File Excess Pages / Defendant Apex Clearing Corporation's Motion and [Proposed] Order for Expansion of Page Limitations for Briefing on its Motion to Dismiss Plaintiffs Chavez and Jang's Amended Class Action Complaint [ECF No. 483] by Apex Clearing Corporation. (Attachments: # 1 Text of Proposed Order)(Pace, Jack) (Entered: 06/15/2022)
6/15/2022NOTICE of Change of Address, Email or Law Firm Name by Peter G.A. Safirstein (Safirstein, Peter) (Entered: 06/15/2022)
6/15/2022TRANSCRIPT INFORMATION FORM by Plaintiffs' Lead Counsel-Antitrust Tranche re 474 Notice of Appeal,,. No Transcript Requested. (Saveri, Joseph) (Entered: 06/15/2022)
6/15/2022
  • Motion to File
ORDER denying as moot 480 Motion for Leave to File Excess Pages. Signed by Chief Judge Cecilia M. Altonaga on 6/15/2022. See attached document for full details. (pes) (Entered: 06/15/2022)
6/15/2022
  • Complaint
AMENDED COMPLAINT against Apex Clearing Corporation filed in response to Order Granting Motion for Leave, filed by Erik Chavez, Peter Jang.(Graifman, Gary) (Entered: 06/15/2022)
6/14/2022
  • Motion to File
RESPONSE in Opposition re 480 MOTION for Leave to File Excess Pages / Defendant Apex Clearing Corporation's Motion for Expansion of Page Limitations for Briefing on Its Motion to Dismiss Plaintiffs Chavez and Jang's Class Action Complaint filed by Erik Chavez, Peter Jang. Replies due by 6/21/2022. (Graifman, Gary) (Entered: 06/14/2022)
6/13/2022
  • Order
ORDER: Plaintiffs Erik Chavez and Peter Jang shall file an amended complaint clarifying their citizenship by June 15, 2022. Failure to do so will result in dismissal without prejudice without further notice. Signed by Chief Judge Cecilia M. Altonaga on 6/13/2022. See attached document for full details. (pes) (Entered: 06/14/2022)
6/13/2022
  • Motion to File
MOTION for Leave to File Excess Pages / Defendant Apex Clearing Corporation's Motion for Expansion of Page Limitations for Briefing on Its Motion to Dismiss Plaintiffs Chavez and Jang's Class Action Complaint by Apex Clearing Corporation. (Attachments: # 1 Text of Proposed Order)(Pace, Jack) (Entered: 06/13/2022)
6/10/2022NOTICE by Erik Chavez, Peter Jang of Filing of Complaint in MDL Docket Pursuant to Court Order of June 8, 2022 [ECF 478] together with Exhibit A (Complaint). Attorney Gary S. Graifman added to party Erik Chavez(pty:conpla), Attorney Gary S. Graifman added to party Peter Jang(pty:conpla). (Graifman, Gary) (Entered: 06/10/2022)
6/9/2022
  • Order
ORDER Re: 475 TRANSFER ORDER transferring 1:22-cv-01233 (S.D.N.Y. 2022), to this Court for consolidated pretrial proceedings. ( Amended Complaint due by 6/10/2022.) Plaintiffs, Erik Chavez and Peter Jang, shall file Complaint on the MDL docket on or before June 10, 2022. Defendant, Apex Clearing Corporation shall file its response to the Complaint on or before June 17, 2022. Signed by Chief Judge Cecilia M. Altonaga on 6/8/2022. See attached document for full details. (pes) (Entered: 06/09/2022)
6/8/2022
  • Motion to Consolidate
ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Chief Judge Cecilia M. Altonaga on 6/8/2022. See attached document for full details. (pes) (Entered: 06/09/2022)
6/8/2022476MDL Transfer In Case Receipt from District of Southern District of New York. Case Number 1:22-cv-01233 with documents 1-18. Assigned FLSD Case Number 1:22-cv-21747-CMA. Re: FLSD MDL Case Number 1:21-md-02989-CMA. Clerks Note: JPML notified (pes) (Entered: 06/08/2022)
6/3/2022Transmission of Notice of Appeal, Order under appeal and Docket Sheet to US Court of Appeals re 474 Notice of Appeal, Notice has been electronically mailed. (apz) (Entered: 06/03/2022)
6/2/2022
  • Order
TRANSFER ORDER transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Honorable Cecilia M. Altonaga. (Signed by Karen K. Caldwell). (pes) (Entered: 06/02/2022)
6/1/2022Notice of Appeal as to 470 Order on Motion to Dismiss for Failure to State a Claim, by Plaintiffs' Lead Counsel-Antitrust Tranche. Filing fee $ 505.00 receipt number BFLSDC-15683778. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under Transcript Information. (Attachments: # 1 Exhibit A)(Saveri, Joseph) (Entered: 06/01/2022)
5/31/2022NOTICE of Change of Address, Email or Law Firm Name by Marc H. Edelson (pes) (Entered: 06/01/2022)
5/23/2022NOTICE of Change of Address, Email or Law Firm Name by Stuart Neil Chelin (pes) (Entered: 05/24/2022)
5/19/2022NOTICE by Plaintiffs' Lead Counsel-Robinhood Tranche of Filing Order by Eleventh Circuit Court of Appeals Granting Plaintiff's Motion to Amend the Amended Complaint (Attachments: # 1 Exhibit A- Order Granting Appellants' Motion to Amend Jurisdictional Pleadings, # 2 Exhibit B- Robinhood Tranche Amended Consolidated Class Action Complaint (Amended on Appeal)) (Salas, Natalia) (Entered: 05/19/2022)
5/12/2022
  • Motion to Dismiss (Demurrer)Granted
ORDER granting 456 Motion to Dismiss the Amended Antitrust Tranche Complaint. The Amended Consolidated Class Action Complaint, ECF No. 451 , is DISMISSED. Signed by Chief Judge Cecilia M. Altonaga on 5/12/2022. See attached document for full details. (pes) (Entered: 05/13/2022)
5/9/2022
  • Motion to Withdraw as CounselGranted
ORDER granting 468 Motion to Withdraw as Attorney. Gustavo Javier Membiela representing Robinhood Financial LLC (Consol Defendant) and Robinhood Securities, LLC (Consol Defendant) and Robinhood Markets, Inc. (Consol Defendant); withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 5/9/2022. See attached document for full details. (pes) (Entered: 05/10/2022)
5/5/2022
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Gustavo J. Membiela for / by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 5/19/2022 (Attachments: # 1 Text of Proposed Order)(Membiela, Gustavo) (Entered: 05/05/2022)
4/6/2022
  • Motion to Withdraw as CounselGranted
ORDER granting 466 Motion to Withdraw as Attorney. Anupama Reddy representing Cheng, Shane (Consol Plaintiff) and Sterling, Terell (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 4/6/2022. See attached document for full details. (pes) (Entered: 04/07/2022)
4/5/2022
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Anupama K. Reddy for / by Plaintiffs' Lead Counsel-Antitrust Tranche. Responses due by 4/19/2022 (Attachments: # 1 Proposed Order Granting Motion to Withdraw Appearance)(Reddy, Anupama) (Entered: 04/05/2022)
4/1/2022
  • Motion to Withdraw as CounselGranted
ORDER granting 464 Motion to Withdraw as Attorney. Luke Thomas Jacobs representing Scalia, Michael D (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 4/1/2022. See attached document for full details. (pes) (Entered: 04/01/2022)
3/31/2022
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Luke Jacobs for / by Michael D Scalia. Responses due by 4/14/2022 (Attachments: # 1 Text of Proposed Order)(Snyder, Marguerite) (Entered: 03/31/2022)
3/25/2022
  • Motion to Dismiss (Demurrer)
Defendant's REPLY to Response to Motion re 456 MOTION TO DISMISS 451 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche filed by Citadel Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 03/25/2022)
3/24/2022
  • Motion to Withdraw as CounselGranted
ORDER granting 461 Motion to Withdraw as Attorney. Amir Alimehri representing Krasowski, Patryk (Consol Plaintiff) and Parker, Nick (Consol Plaintiff) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 3/24/2022. See attached document for full details. (gp) (Entered: 03/25/2022)
3/24/2022
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Amir Alimehri for / by Patryk Krasowski, Nick Parker. Responses due by 4/7/2022 (Attachments: # 1 Text of Proposed Order)(Klafter, Jeffrey) (Entered: 03/24/2022)
3/14/2022TRANSCRIPT INFORMATION FORM by Plaintiffs' Lead Counsel-Robinhood Tranche, Plaintiffs' Liaison Counsel re 457 Notice of Appeal,,. No Transcript Requested. (Furst, Rachel) (Entered: 03/14/2022)
3/11/2022
  • Motion to Dismiss (Demurrer)
RESPONSE in Opposition re 456 MOTION TO DISMISS 451 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche filed by Plaintiffs' Lead Counsel-Antitrust Tranche. Replies due by 3/18/2022. (Saveri, Joseph) (Entered: 03/11/2022)
3/7/2022Acknowledgment of Receipt of NOA from USCA re 457 Notice of Appeal, filed by Julie Moody, Cody Hill, Plaintiffs' Liaison Counsel, Plaintiffs' Lead Counsel-Robinhood Tranche, Joseph Daniluk, Andrea Juncadella, Patryk Krasowski. Date received by USCA: 3/2/22. USCA Case Number: 22-10669-F. (hh) (Entered: 03/07/2022)
3/2/2022Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 457 Notice of Appeal. Notice has been electronically mailed. (hh) (Entered: 03/02/2022)
2/28/2022Notice of Appeal as to 453 Order on Motion to Dismiss for Failure to State a Claim, by Joseph Daniluk, Cody Hill, Andrea Juncadella, Patryk Krasowski, Julie Moody, Plaintiffs' Lead Counsel-Robinhood Tranche, Plaintiffs' Liaison Counsel. Filing fee $ 505.00 receipt number AFLSDC-15433629. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under Transcript Information. (Attachments: # 1 Exhibit)(Furst, Rachel) (Entered: 02/28/2022)
2/18/2022
  • Motion to Dismiss (Demurrer)
MOTION TO DISMISS 451 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche by Citadel Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 3/4/2022 (Attachments: # 1 Exhibit Comparison between ECF No. 416 and ECF No. 451)(Danon, Samuel) (Entered: 02/18/2022)
2/11/2022
  • Motion to Dismiss (Demurrer)
REPLY to Response to Motion re 449 MOTION TO DISMISS 446 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to Federal Securities Tranche filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 02/11/2022)
1/28/2022
  • Motion to Dismiss (Demurrer)by Π
RESPONSE in Opposition re 449 MOTION TO DISMISS 446 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to Federal Securities Tranche filed by Ava Bernard, Santiago Gil Bohrquez, Joseph Gurney, Brian Harbison, Abraham Huacuja, Brandon Martin, Garland Jr. Ragland, Cecilia Rivas, Trevor Tarvis. Replies due by 2/4/2022. (Attachments: # 1 Exhibit A)(Rosen, Laurence) (Entered: 01/28/2022)
1/26/2022
  • Motion to Dismiss (Demurrer)Granted
ORDER granting 421 Defendants' Motion to Dismiss the Robinhood Tranche Complaint. The Amended Consolidated Class Action Complaint (ECF No. 409 ) is dismissed with prejudice. Signed by Chief Judge Cecilia M. Altonaga on 1/26/2022. See attached document for full details. (mc) (Entered: 01/27/2022)
1/24/2022
  • Order
ORDER re 451 Amended Consolidated Class Action Complaint. Defendants shall file responses to the Amended Consolidated Class Action Complaint on or before February 18, 2022. If Defendants file a motion to dismiss, it shall be a combined motion that shall not exceed 40 pages. If Defendants file a motion to dismiss, Plaintiffs' response in opposition shall be filed by March 11, 2022 and shall be no more than 40 pages. Defendants' reply to Plaintiff's response shall be filed by March 25, 2022 and shall be no more than 20 pages. Signed by Chief Judge Cecilia M. Altonaga on 1/24/2022. See attached document for full details. (mc) (Entered: 01/24/2022)
1/20/2022 MDL AMENDED COMPLAINT Amended Consolidated Class Action Complaint for the Antitrust Tranche against Citadel Securities, LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, filed by Plaintiffs' Lead Counsel-Antitrust Tranche.(Saveri, Joseph) (Entered: 01/20/2022)
1/10/2022
  • Motion to Dismiss (Demurrer)
  • OrderGranted
ORDER granting 422 Defendant Apex Clearing Corporation's Rule 12 Motion to Dismiss Plaintiffs' Amended Consolidated Other Broker Tranche Class Action Complaint. The Amended Consolidated Class Action Complaint (ECF No. 410 ) is DISMISSED without prejudice. Plaintiffs in the Other Broker Tranche of this Multidistrict Litigation have until February 14, 2022 to file a final amended complaint. (Amended Complaint due by 2/14/2022). Signed by Chief Judge Cecilia M. Altonaga on 1/10/2022. See attached document for full details. (mc) (Entered: 01/10/2022)
1/7/2022
  • Motion to Dismiss (Demurrer)
MOTION TO DISMISS 446 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to Federal Securities Tranche by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 1/21/2022 (Danon, Samuel) (Entered: 01/07/2022)
12/20/2021
  • Motion to WithdrawGranted
ORDER granting 447 Motion to Withdraw Appearance. Rachel Morowitz representing Spencer Lybrook (Consol Plaintiff), Cody Hill (Consol Plaintiff), Alec English (Consol Plaintiff), and Michael Watson, (Consol Plaintiff); withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 12/20/2021. See attached document for full details. (mc) (Entered: 12/21/2021)
12/20/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney for Plaintiffs Spencer Lybrook, Alec English, Michael Watson and Cody Hill by Rachel Morowitz for / by Alec English, Cody Hill, Spencer Lybrook, Michael Watson. Responses due by 1/3/2022 (Attachments: # 1 Proposed Order)(Morowitz, Rachel) (Entered: 12/20/2021)
11/30/2021 MDL AMENDED COMPLAINT against Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, filed by Blue Laine-Beveridge, Santiago Gil Bohrquez, Brian Harbison, Abraham Huacuja, Garland Jr. Ragland, Brendan Clarke, Ava Bernard, Trevor Tarvis, Cecilia Rivas, Brandon Martin, Joseph Gurney. (Attachments: # 1 Exhibit A)(Rosen, Laurence) (Entered: 11/30/2021)
11/30/2021
  • Motion to Extend TimeGranted
ORDER granting 444 Motion for Extension of Time. Amended Complaint due by 1/20/2022. Signed by Chief Judge Cecilia M. Altonaga on 11/30/2021. See attached document for full details. (ps1) (Entered: 11/30/2021)
11/29/2021
  • Motion to Extend Time to File Amended Complaint
Unopposed MOTION for Extension of Time to file amended complaint in Antitrust Tranche by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel. Responses due by 12/13/2021 (Attachments: # 1 Text of Proposed Order)(Furst, Rachel) (Entered: 11/29/2021)
11/23/2021STIPULATION re Protective Order by Blue Laine-Beveridge (Rosen, Laurence) (Entered: 11/23/2021)
11/23/2021STIPULATION re Rule 502(d) and Privileged Materials Order by Blue Laine-Beveridge (Rosen, Laurence) (Entered: 11/23/2021)
11/23/2021STIPULATION re ESI Protocol and Format of Productions by Blue Laine-Beveridge (Rosen, Laurence) (Entered: 11/23/2021)
11/19/2021
  • Motion to Dismiss (Demurrer)
REPLY in Support re 422 MOTION to Dismiss with Prejudice 410 MDL Amended Complaint /Defendant Apex Clearing Corporation's Reply in Support of its Rule 12 Motion to Dismiss Plaintiffs' Amended Consolidated Other Broker Tranche Class Action Complaint filed by Apex Clearing Corporation. (Attachments: # 1 Affidavit /Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 2 Exhibit 8 - SPAC's, GameStop and cyrpto Q&A with Apex, # 3 Exhibit 9 - French v. Bache Halsey USCFTC)(Pace, Jack) Modified title text on 11/22/2021 (mc). (Entered: 11/19/2021)
11/19/2021
  • Motion to Dismiss (Demurrer)
REPLY in Support re 421 Defendant's MOTION TO DISMISS 409 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Robinhood Tranche filed by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) Modified title text on 11/22/2021 (mc). (Entered: 11/19/2021)
11/17/2021
  • Motion to Dismiss (Demurrer)Denied
ORDER denying 408 Defendants' Motion to Dismiss the Antitrust Tranche Complaint. The 416 MDL Amended Complaint is dismissed without prejudice. Plaintiffs have until 12/20/2021 to file their final amended complaint in the Antitrust Tranche of this Multidistrict Litigation. Denying as moot 437 Motion to Strike Defendant Citadel Securities LLC's Notice of Supplemental Authority. Signed by Chief Judge Cecilia M. Altonaga on 11/17/2021. See attached document for full details. (ps1) (Entered: 11/17/2021)
11/12/2021
  • Motion to Strike
MOTION to Strike 430 Notice of Supplemental Authority, Antitrust Plaintiffs' Motion to Strike Defendant Citadel Securities LLC's Notice of Supplemental Authority in Support of Defendants' Motion to Dismiss the Antitrust Tranche Complaint by Plaintiffs' Lead Counsel-Antitrust Tranche. Responses due by 11/29/2021 (Saveri, Joseph) (Entered: 11/12/2021)
11/5/2021
  • Motion to Dismiss (Demurrer)
RESPONSE in Opposition re 421 Defendant's MOTION TO DISMISS 409 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Robinhood Tranche filed by Plaintiffs' Lead Counsel-Robinhood Tranche, Plaintiffs' Liaison Counsel. Replies due by 11/12/2021. (Furst, Rachel) (Entered: 11/05/2021)
11/5/2021
  • Motion to Dismiss (Demurrer)
RESPONSE in Opposition re 422 MOTION to Dismiss with Prejudice 410 MDL Amended Complaint filed by Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Liaison Counsel. Replies due by 11/12/2021. (Attachments: # 1 Appendix Declaration, # 2 Exhibit Decl. Ex. 1, # 3 Exhibit Decl. Ex. 2, # 4 Exhibit Decl. Ex. 3, # 5 Exhibit Decl. Ex. 4)(Furst, Rachel) (Entered: 11/05/2021)
11/5/2021
  • Motion to StrikeDenied
ORDER denying 433 Motion to Strike 430 Notice of Supplemental Authority, Antitrust Plaintiffs' Motion to Strike Defendant Citadel Securities LLC's Notice of Supplemental Authority in Support of Defendants' Motion to Dismiss the Antitrust Tranch. Signed by Chief Judge Cecilia M. Altonaga on 11/5/2021. See attached document for full details. (ps1) (Entered: 11/05/2021)
11/4/2021
  • Motion to Strike
MOTION to Strike 430 Notice of Supplemental Authority, Antitrust Plaintiffs' Motion to Strike Defendant Citadel Securities LLC's Notice of Supplemental Authority in Support of Defendants' Motion to Dismiss the Antitrust Tranche Complaint by Plaintiffs' Lead Counsel-Antitrust Tranche. Responses due by 11/18/2021 (Saveri, Joseph) (Entered: 11/04/2021)
10/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Alexander N. Loftus (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 10/26/2021)
10/26/2021Notice of Supplemental Authority re 408 Corrected MOTION TO DISMISS 388 MDL Amended Complaint,, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche Defendant Citadel Securities LLC's Notice of Supplemental Authority in Support of Defendants' Motion to Dismiss the Antitrust Tranche Complaint by Citadel Securities, LLC (Attachments: # 1 Exhibit A - SEC Report) (O'Sullivan, John) (Entered: 10/26/2021)
10/25/2021
  • Order
ORDER re 428 Joint Status Report. The Lead Plaintiff shall file a master complaint on or before November 30, 2021. Defendants shall file responses to the Lead Plaintiff's master complaint on or before January 7, 2022. If Defendants file a motion to dismiss, the Lead Plaintiff's response in opposition shall be filed by January 28, 2022. Defendants' reply to Lead Plaintiff's response shall be filed by February 11, 2022. A protective order governing confidential information and materials shall be filed by November 23, 2021. Signed by Chief Judge Cecilia M. Altonaga on 10/25/2021. See attached document for full details. (mc) (Entered: 10/26/2021)
10/22/2021Notice of Supplemental Authority re 413 Response to Motion, Antitrust Plaintiffs' Notice of Supplemental Authority in Support of Opposition to Defendants' Motion to Dismiss the Complaint by Plaintiffs' Lead Counsel-Antitrust Tranche (Attachments: # 1 Exhibit A) (Saveri, Joseph) (Entered: 10/22/2021)
10/22/2021STATUS REPORT (Joint Status Report and Proposed Scheduling Order) by Blue Laine-Beveridge (Rosen, Laurence) (Entered: 10/22/2021)
10/22/2021
  • Motion to WithdrawGranted
ORDER granting 426 Motion to Withdraw Appearance. Attorney Janet Jones-Duffey representing E Trade Financial Corp (Consol Defendant), ETrade Financial Holdings, LLC (Consol Defendant), Morgan Stanley Smith Barney LLC (Consol Defendant), and ETrade Securities LLC (Consol Defendant) withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 10/22/2021. See attached document for full details. (mc) (Entered: 10/22/2021)
10/22/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Janet Jones-Duffey for / by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC. Responses due by 11/5/2021 (Attachments: # 1 Text of Proposed Order)(Homer, Peter) (Entered: 10/22/2021)
10/21/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Robert K. Shelquist (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 10/21/2021)
10/21/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Robin Bronzaft Howald (NEF sent to Attorney Admissions (ATTYADM)) (mc) Modified to correct last name on 10/21/2021 (mc). (Entered: 10/21/2021)
10/21/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Rebecca A. Peterson (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 10/21/2021)
10/15/2021
  • Motion to Dismiss (Demurrer)
MOTION to Dismiss with Prejudice 410 MDL Amended Complaint by Apex Clearing Corporation. Responses due by 10/29/2021 (Attachments: # 1 Declaration of Jack E. Pace III in Support of Apex Motion to Dismiss the Amended Other Broker Tranche Complaint Pursuant to Rules 12(B)(1) and 12(B)(6), # 2 Exhibit 1 to Declaration of Jack E. Pace in Support of Motion to Dismiss, # 3 Exhibit 2 to Declaration of Jack E. Pace in Support of Motion to Dismiss, # 4 Exhibit 3 to Declaration of Jack E. Pace in Support of Motion to Dismiss, # 5 Exhibit 4 to Declaration of Jack E. Pace in Support of Motion to Dismiss, # 6 Exhibit 5 to Declaration of Jack E. Pace in Support of Motion to Dismiss, # 7 Exhibit 6 to Declaration of Jack E. Pace in Support of Motion to Dismiss, # 8 Exhibit 7 to Declaration of Jack E. Pace in Support of Motion to Dismiss)(Pace, Jack) (Entered: 10/15/2021)
10/15/2021
  • Motion to Dismiss (Demurrer)
Defendant's MOTION TO DISMISS 409 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Robinhood Tranche by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 10/29/2021 (Danon, Samuel) (Entered: 10/15/2021)
10/14/2021
  • OrderDenied
ORDER denying 365 MOTION to Appoint Lead Plaintiff ; granting 366 MOTION to Appoint Lead Plaintiff ; granting 366 MOTION to Appoint Lead Counsel Rosen Law Firm. Pursuant to 15 U.S.C. § 78u-4(a)(3)(B), Blue Laine-Beveridge is appointed to serve as Lead Plaintiff in this action, and the Rosen Law Firm is approved as Lead Counsel. To better manage the orderly progress of the case, it is ORDERED that Lead Counsel in the federal securities actions shall confer and file a joint status report on or before October 22, 2021, proposing procedural and/or other next steps the Court should take to ensure the just and efficient disposition of the federal securities cases in this MDL. Signed by Chief Judge Cecilia M. Altonaga on 10/14/2021. See attached document for full details. (pes) (Entered: 10/15/2021)
10/5/2021
  • Motion to Dismiss (Demurrer)
Defendant's REPLY to 413 Response to Motion, 408 Corrected MOTION TO DISMISS 388 MDL Amended Complaint,, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche by Apex Clearing Corporation, Citadel Securities, LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Electronic Transaction Clearing, Inc., Interactive Brokers, LLC, PEAK6 Investments LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. (Danon, Samuel) (Entered: 10/05/2021)
9/23/2021
  • Order
ORDER denying as moot 405 Defendant Apex Clearing Corporation's Rule 12 Motion to Dismiss Plaintiffs' Consolidated Robinhood and Other Broker Tranche Class Action Complaint; denying as moot 406 Defendants Robinhood Markets, Inc., Robinhood Financial LLC and Robinhood Securities, LLC's Motion to Dismiss the Robinhood Tranche Complaint. Defendants in each Tranche shall file a joint motion to dismiss on or before October 15, 2021; the two motions shall be no more than 50 pages each. Signed by Chief Judge Cecilia M. Altonaga on 9/23/2021. See attached document for full details. (wc) (Entered: 09/23/2021)
9/23/2021417PAPERLESS Minute Entry for proceedings held before Chief Judge Cecilia M. Altonaga: Status Conference held on 9/23/2021. Total time in court: 0 hour(s) : 10 minutes. Attorney Appearance(s): Natalia Maria Salas, Peter G.A. Safirstein, Kevin J. Orsini, Court Reporter: Stephanie McCarn, 305-523-5518 / Stephanie_McCarn@flsd.uscourts.gov. With respect to the Robinhood and Other Broker Tranches: Motions to Dismiss due 10/15/21; Responses due 11/5/21; Replies due 11/19/21. Defendants' request for an additional 10 pages of briefing is granted. With respect to the Antitrust Tranche, the Reply remains due 10/5/21. A post-hearing order will follow. (edr) (Entered: 09/23/2021)
9/22/2021Corrected MDL AMENDED COMPLAINT Corrected Consolidated Class Action Complaint (Partially Unredacted) against Ally Financial Inc., Alpaca Securities, LLC, Apex Clearing Corporation, Citadel Securities, LLC, Dough LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Electronic Transaction Clearing, Inc., Interactive Brokers Corp, Open to the Public Investing, Inc., PEAK6 Investments LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, SoFi Securities LLC, Tastyworks, Inc., Webull Financial, LLC, filed by Plaintiffs' Lead Counsel-Antitrust Tranche.(Saveri, Joseph) (Entered: 09/22/2021)
9/22/2021NOTICE of Striking 411 MDL Amended Complaint,, filed by Plaintiffs' Lead Counsel-Antitrust Tranche by Plaintiffs' Lead Counsel-Antitrust Tranche (Saveri, Joseph) (Entered: 09/22/2021)
9/22/2021414PAPERLESS NOTICE re 412 Order Setting Status Conference for Thursday, September 23, 2021 at 8:30 a.m. before Chief Judge Cecilia M. Altonaga.

Please note the Zoom login information below:

https://www.zoomgov.com/j/1607698333?pwd=L1ozS25LK2hScHVDMHV3YVZ6a0RPdz09

Meeting ID: 160 769 8333

Passcode: 161498

(wc) (Entered: 09/22/2021)
9/21/2021
  • Motion to Dismiss (Demurrer)
RESPONSE to Motion re 408 Corrected MOTION TO DISMISS 388 MDL Amended Complaint,, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche Antitrust Plaintiffs' Opposition to Defendants' Motion to Dismiss the Complaint filed by Plaintiffs' Lead Counsel-Antitrust Tranche. Replies due by 9/28/2021. (Saveri, Joseph) (Entered: 09/21/2021)
9/21/2021
  • Order
ORDER SETTING STATUS CONFERENCE: Status Conference set for 9/23/2021 at 8:30 AM in Miami Division before Chief Judge Cecilia M. Altonaga. The parties should be prepared to discuss case management and scheduling issues, particularly with respect to Plaintiffs' recently-filed Amended Consolidated Class Action Complaints 409 , 410 . Signed by Chief Judge Cecilia M. Altonaga on 9/21/2021. See attached document for full details. (wc) (Entered: 09/21/2021)
9/21/2021(STRICKEN per DE 415 ) Corrected MDL AMENDED COMPLAINT Corrected Consolidated Class Action Complaint (Partially Redacted) against Ally Financial Inc., Alpaca Securities, LLC, Apex Clearing Corporation, Citadel Securities, LLC, Dough LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Electronic Transaction Clearing, Inc., Interactive Brokers, LLC, Open to the Public Investing, Inc., PEAK6 Investments LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, SoFi Securities LLC, Tastyworks, Inc., Webull Financial, LLC, filed by Plaintiffs' Lead Counsel-Antitrust Tranche.(Saveri, Joseph) Modified text on 9/23/2021 (mc). (Entered: 09/21/2021)
9/21/2021Amended MDL AMENDED COMPLAINT Consolidated Class Action Complaint as to Other Broker Tranche against Apex Clearing Corporation, filed by Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Liaison Counsel.(Furst, Rachel) (Entered: 09/21/2021)
9/21/2021First MDL AMENDED COMPLAINT Consolidated Class Action Complaint against Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, filed by Plaintiffs' Liaison Counsel, Plaintiffs' Lead Counsel-Robinhood Tranche. (Attachments: # 1 Exhibit A. RH Customer Agreement, # 2 Exhibit B. Customer Relationship Summary)(Furst, Rachel) (Entered: 09/21/2021)
8/30/2021
  • Motion to Dismiss (Demurrer)
Corrected MOTION TO DISMISS 388 MDL Amended Complaint,, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche by Apex Clearing Corporation, Citadel Securities, LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Electronic Transaction Clearing, Inc., Interactive Brokers, LLC, PEAK6 Investments LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 9/13/2021 (Danon, Samuel) (Entered: 08/30/2021)
8/30/2021
  • Motion to Dismiss (Demurrer)
Defendant's MOTION TO DISMISS 388 MDL Amended Complaint,, FOR FAILURE TO STATE A CLAIM pertaining to the Antitrust Tranche by Apex Clearing Corporation, Citadel Securities, LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Electronic Transaction Clearing, Inc., Interactive Brokers, LLC, PEAK6 Investments LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 9/13/2021 (Danon, Samuel) (Entered: 08/30/2021)
8/30/2021
  • Motion to Dismiss (Demurrer)
Defendant's MOTION TO DISMISS 359 MDL Amended Complaint, FOR FAILURE TO STATE A CLAIM pertaining to the Robinhood Tranche by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 9/13/2021 (Attachments: # 1 Exhibit Robinhood Financial LLC and Robinhood Securities LLC Customer Agreement)(Danon, Samuel) (Entered: 08/30/2021)
8/30/2021
  • Motion to Dismiss (Demurrer)
MOTION to Dismiss with Prejudice 359 MDL Amended Complaint, by Apex Clearing Corporation. Responses due by 9/13/2021 (Attachments: # 1 Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 2 Exhibit 1 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 3 Exhibit 2 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 4 Exhibit 3 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 5 Exhibit 4 to Declaration of Jack E. Pace III in Support of Motion to Dismiss, # 6 Exhibit 5 to Declaration of Jack E. Pace III in Support of Motion to Dismiss)(Pace, Jack) (Entered: 08/30/2021)
8/30/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, SoFi Securities LLC re 403 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/30/2021. See attached document for full details. (mc) (Entered: 08/30/2021)
8/27/2021NOTICE of Voluntary Dismissal as to SoFi Securities LLC by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/27/2021)
8/25/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, Webull Financial, LLC re 395 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/25/2021. See attached document for full details. (mc) (Entered: 08/25/2021)
8/25/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, Tastyworks, Inc. re 394 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/25/2021. See attached document for full details. (mc) (Entered: 08/25/2021)
8/25/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, Dough LLC re 393 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/25/2021. See attached document for full details. (mc) (Entered: 08/25/2021)
8/24/2021
  • Motion to Consolidate
ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Chief Judge Cecilia M. Altonaga on 8/24/2021. See attached document for full details. (mc) (Entered: 08/24/2021)
8/24/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, Alpaca Securities, LLC re 392 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/24/2021. See attached document for full details. (mc) (Entered: 08/24/2021)
8/24/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, Ally Financial Inc. re 391 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/24/2021. See attached document for full details. (mc) (Entered: 08/24/2021)
8/24/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendant, Open to the Public Investing, Inc. re 390 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/24/2021. See attached document for full details. (mc) (Entered: 08/24/2021)
8/24/2021NOTICE of Voluntary Dismissal as to Webull Financial LLC by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/24/2021)
8/24/2021NOTICE of Voluntary Dismissal as to tastyworks, Inc. by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/24/2021)
8/24/2021NOTICE of Voluntary Dismissal as to Dough LLC by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/24/2021)
8/24/2021NOTICE of Voluntary Dismissal as to Alpaca Securities LLC by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/24/2021)
8/24/2021NOTICE of Voluntary Dismissal as to Ally Financial, Inc. by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/24/2021)
8/24/2021NOTICE of Voluntary Dismissal as to Open to the Public Investing, Inc. by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/24/2021)
8/23/2021389MDL Transfer In Case Receipt from Central District of California. Case Number 2:21-cv-02230 with documents 1-36. Assigned FLSD Case Number 1:21-cv-23026-CMA Taylor Thompson v. Robinhood Financial LLC on 8/20/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA (mc) (Entered: 08/24/2021)
8/23/2021Corrected MDL AMENDED COMPLAINT Corrected Consolidated Class Action Complaint against Ally Financial Inc., Alpaca Securities, LLC, Apex Clearing Corporation, Citadel Securities, LLC, Dough LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Electronic Transaction Clearing, Inc., Interactive Brokers Corp, Open to the Public Investing, Inc., PEAK6 Investments LLC, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, SoFi Securities LLC, Stash Financial, Inc., Tastyworks, Inc., Webull Financial, LLC, filed by Plaintiffs' Lead Counsel-Antitrust Tranche.(Saveri, Joseph) (Entered: 08/23/2021)
8/18/2021
  • Motion to Lift StayGranted
ORDER granting 384 Plaintiffs' Motion and Memorandum of Law in Support of an Order to Lift the Discovery Stay for Limited Purpose. The stay of discovery in the non-federal securities actions is lifted for the limited purpose of allowing Plaintiffs to issue DTCC a Rule 45 subpoena commanding the production of records within the scope of the Court's June 3, 2021 Order 323 . Signed by Chief Judge Cecilia M. Altonaga on 8/17/2021. See attached document for full details. (wc) (Entered: 08/18/2021)
8/17/2021
  • Replyby Π
REPLY to Response to Motion re 366 MOTION to Appoint Lead Plaintiff Blue Laine-Beveridge MOTION to Appoint Lead Counsel The Rosen Law Firm, P.A. filed by Blue Laine-Beveridge. (Rosen, Laurence) (Entered: 08/17/2021)
8/17/2021
  • Replyby Π
REPLY to Response to Motion re 365 MOTION to Appoint Lead Plaintiff Abe Kurdi and Teodoro Russell Pueyrredon filed by Abe Kurdi, Teodoro Russell Pueyrredon. (Westcot, Sarah) (Entered: 08/17/2021)
8/17/2021
  • Motion
Plaintiff's MOTION for Discovery Lifting the Discovery Stay for Limited Purpose by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Lead Counsel-Robinhood Tranche, Plaintiffs' Liaison Counsel. Responses due by 8/31/2021 (Attachments: # 1 Text of Proposed Order)(Furst, Rachel) (Entered: 08/17/2021)
8/16/2021NOTICE of Attorney Appearance by Ana Romes on behalf of SoFi Securities LLC. Attorney Ana Romes added to party SoFi Securities LLC(pty:dft). (Romes, Ana) (Entered: 08/16/2021)
8/16/2021JOINT ADDENDUM TO STIPULATED ORDER REGARDING ESI PROTOCOL AND FORMAT OF PRODUCTIONS re 341 Stipulated Order Regarding ESI Protocol and Format of Productions. Signed by Chief Judge Cecilia M. Altonaga on 8/16/2021. See attached document for full details. (mc) (Entered: 08/16/2021)
8/14/2021
  • Motion
Joint MOTION to Enter Joint Addendum re 341 Stipulation and Order Re: ESI Protocol and Format of Production by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Lead Counsel-Robinhood Tranche, Plaintiffs' Liaison Counsel. (Attachments: # 1 Exhibit A. Addendum to ESI Protocol)(Furst, Rachel) (Entered: 08/14/2021)
8/13/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER dismissing without prejudice Defendant Stash Financial, Inc. re 379 Antitrust Tranche Plaintiffs' Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 8/13/2021. This Document Relates to: All Antitrust Actions. See attached document for full details. (mc) (Entered: 08/13/2021)
8/12/2021NOTICE of Voluntary Dismissal (Stash Financial, Inc.) by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Liaison Counsel (Furst, Rachel) (Entered: 08/12/2021)
8/10/2021RESPONSE in Opposition re 365 MOTION to Appoint Lead Plaintiff Abe Kurdi and Teodoro Russell Pueyrredon filed by Blue Laine-Beveridge. Replies due by 8/17/2021. (Rosen, Laurence) (Entered: 08/10/2021)
8/10/2021RESPONSE in Opposition re 366 MOTION to Appoint Lead Plaintiff Blue Laine-Beveridge MOTION to Appoint Lead Counsel The Rosen Law Firm, P.A. filed by Abe Kurdi, Teodoro Russell Pueyrredon. Replies due by 8/17/2021. (Westcot, Sarah) (Entered: 08/10/2021)
8/10/2021MDL Transmittal Letter Requesting Case from the Central District of California Case Number 2:21-02230 Thompson v. Robinhood Financial LLC with enclosed copy of the 375 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 08/10/2021)
8/10/2021
  • Order
TRANSFER ORDER (TO-Dated 8/10/2021) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by Karen K. Caldwell, Chair). (mc) (Entered: 08/10/2021)
8/6/2021ACKNOWLEDGMENT OF SERVICE Proof of Service on SoFi Securities LLC filed by Plaintiffs' Lead Counsel-Antitrust Tranche. (Saveri, Joseph) (Entered: 08/06/2021)
8/6/2021ACKNOWLEDGMENT OF SERVICE Proof of Service on Peak6 Investments LLC filed by Plaintiffs' Lead Counsel-Antitrust Tranche. (Saveri, Joseph) (Entered: 08/06/2021)
8/6/2021ACKNOWLEDGMENT OF SERVICE Proof of Service on Electronic Transaction Clearing, Inc. filed by Plaintiffs' Lead Counsel-Antitrust Tranche. (Saveri, Joseph) (Entered: 08/06/2021)
8/6/2021NOTICE of Attorney Appearance by Michael P Matthews on behalf of SoFi Securities LLC. Attorney Michael P Matthews added to party SoFi Securities LLC(pty:dft). (Matthews, Michael) (Entered: 08/06/2021)
8/5/2021370FIRST Clerk's Notice of Undeliverable Mail re 329 Order on Motion for Protective/Confidentiality Order. US Mail returned for: Larry Cherry. Updated address found and document resent to new address. (mc) (Entered: 08/05/2021)
7/28/2021
  • Motion to Consolidate
ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Chief Judge Cecilia M. Altonaga on 7/28/2021. See attached document for full details. (mc) (Entered: 07/28/2021)
7/28/2021
  • Order
ORDER on Motion of Movants Abe Kurdi and Teodoro Russell Pueyrredon (ECF No. 365 ) and the Motion of Movant Blue Laine-Beveridge to: (1) Appoint Lead Plaintiff; and (2) Approve Selection of Lead Counsel (ECF No. 366 ). Pursuant to Local Rule 7.1(c)(1), any responses in opposition to those motions shall be filed on or before August 10, 2021, and replies are due on or before August 17, 2021. (Responses due by 8/10/2021, Replies due by 8/17/2021). Signed by Chief Judge Cecilia M. Altonaga on 7/28/2021. See attached document for full details. (mc) (Entered: 07/28/2021)
7/28/2021367MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 1:21-cv-21458-CMA D'agostino et al v. Ally Financial Inc. et al with documents 1-19. Re: FLSD MDL Case Number 1:21-md-02989-CMA (mc) (Entered: 07/28/2021)
7/27/2021
  • Motionby Π
MOTION to Appoint Lead Plaintiff Blue Laine-Beveridge ( Responses due by 8/10/2021), MOTION to Appoint Lead Counsel The Rosen Law Firm, P.A. by Blue Laine-Beveridge. Attorney Laurence Matthew Rosen added to party Blue Laine-Beveridge(pty:mov). (Attachments: # 1 Declaration of Laurence M. Rosen in Support of the Motion of Blue Laine-Beveridge, # 2 Exhibit 1 - PSLRA Notice, # 3 Exhibit 2 - PSLRA Certification, # 4 Exhibit 3 - Loss Chart, # 5 Exhibit 4 - Firm Resume, # 6 Text of Proposed Order)(Rosen, Laurence) (Entered: 07/27/2021)
7/27/2021
  • Motionby Π
MOTION to Appoint Lead Plaintiff Abe Kurdi and Teodoro Russell Pueyrredon by Abe Kurdi, Teodoro Russell Pueyrredon. Attorney Sarah Nicole Westcot added to party Abe Kurdi(pty:conpla), Attorney Sarah Nicole Westcot added to party Teodoro Russell Pueyrredon(pty:conpla). Responses due by 8/10/2021 (Attachments: # 1 Declaration of Sarah N. Westcot, # 2 Exhibit A - PSLRA Certifications, # 3 Exhibit B - Kwon Order, # 4 Exhibit C - Bursor & Fisher, P.A. Resume, # 5 Exhibit D - Zicam Order)(Westcot, Sarah) (Entered: 07/27/2021)
7/27/2021Summons Issued as to Electronic Transaction Clearing, Inc., PEAK6 Investments LLC, SoFi Securities LLC. (mc) (Entered: 07/27/2021)
7/27/2021NOTICE of Filing Proposed Summons(es) by Plaintiffs' Lead Counsel-Antitrust Tranche re 358 MDL Amended Complaint,, filed by Plaintiffs' Lead Counsel-Antitrust Tranche (Furst, Rachel) (Entered: 07/27/2021)
7/27/2021
  • Motion to FileDenied
ORDER denying 357 Plaintiffs' Unopposed Motion for Leave to File Under Seal. This Order does not otherwise modify the Stipulated Protective Order (ECF No. 329 ). Signed by Chief Judge Cecilia M. Altonaga on 7/27/2021. See attached document for full details. (mc) (Entered: 07/27/2021)
7/27/2021
  • Motion to Consolidate
ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Chief Judge Cecilia M. Altonaga on 7/27/2021. See attached document for full details. (mc) (Entered: 07/27/2021)
7/27/2021360MDL Transfer In Case Receipt from Central District of California. Case Number 8:21-cv-01202 with documents 1-38. Assigned FLSD Case Number 1:21-cv-22702-CMA Justina Carrasco v. Robinhood Financial LLC et al on 7/27/21. Re: FLSD MDL Case Number 1:21-md-02989-CMA pursuant to Conditional Transfer Order 4. (mc) (Entered: 07/27/2021)
7/27/2021 MDL AMENDED COMPLAINT (Robinhood and Other Broker) against Apex Clearing Corporation, Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, filed by Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Lead Counsel-Robinhood Tranche.(Furst, Rachel) (Entered: 07/27/2021)
7/27/2021 MDL AMENDED COMPLAINT (ANTITRUST) against Ally Financial Inc., Alpaca Securities, LLC, Apex Clearing Corporation, Citadel Securities, LLC, Dough LLC, ETrade Financial Holdings, LLC, ETrade Securities LLC, Interactive Brokers, LLC, Open to the Public Investing, Inc., Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC, Stash Financial, Inc., Tastyworks, Inc., Webull Financial, LLC, SoFi Securities LLC, PEAK6 Investments LLC, Electronic Transaction Clearing, Inc., filed by Plaintiffs' Lead Counsel-Antitrust Tranche.(Furst, Rachel) (Entered: 07/27/2021)
7/26/2021
  • Motion to Seal
Unopposed MOTION to Seal per Local Rule 5.4 by Plaintiffs' Lead Counsel-Antitrust Tranche, Plaintiffs' Lead Counsel-Other Broker Tranche, Plaintiffs' Lead Counsel-Robinhood Tranche, Plaintiffs' Liaison Counsel. (Furst, Rachel) (Entered: 07/26/2021)
7/23/2021MDL Transmittal Letter Requesting Case from the Central District of California Case Number 8:21-01202 Justina Carrasco v. Robinhood Financial LLC et al with enclosed copy of the 355 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 07/23/2021)
7/23/2021
  • Order
CONDITIONAL TRANSFER ORDER (CTO-4) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by John W. Nichols, Clerk of the Panel). (mc) (Entered: 07/23/2021)
7/21/2021 Attorney H. Gregory Howard representing Webull Financial, LLC (Consol Defendant), eToro USA Securities, Inc. (Consol Defendant), Fumi Holdings, Inc. (Consol Defendant), and Alpaca Securities, LLC (Consol Defendant) terminated per DE 354 Order. (mc) (Entered: 07/21/2021)
7/21/2021
  • OrderGranted
ORDER granting 352 Attorney Howard Gregory Baker's Motion to Withdraw and Substitution of Counsel. Signed by Chief Judge Cecilia M. Altonaga on 7/21/2021. See attached document for full details. (wc) (Entered: 07/21/2021)
7/20/2021NOTICE of Attorney Appearance by Ana Jara on behalf of Alpaca Securities, LLC, Fumi Holdings, Inc., Webull Financial, LLC, eToro USA Securities, Inc.. Attorney Ana Jara added to party Alpaca Securities, LLC(pty:condft), Attorney Ana Jara added to party Fumi Holdings, Inc.(pty:condft), Attorney Ana Jara added to party Webull Financial, LLC(pty:condft), Attorney Ana Jara added to party eToro USA Securities, Inc.(pty:condft). (Jara, Ana) (Entered: 07/20/2021)
7/20/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney & Substitution of Counsel by Howard Gregory Baker for / by Alpaca Securities, LLC, Fumi Holdings, Inc., Webull Financial, LLC, eToro USA Securities, Inc.. Attorney Rachel Maimin added to party Alpaca Securities, LLC(pty:condft), Attorney Rachel Maimin added to party Fumi Holdings, Inc.(pty:condft), Attorney Rachel Maimin added to party Webull Financial, LLC(pty:condft), Attorney Rachel Maimin added to party eToro USA Securities, Inc.(pty:condft). Responses due by 8/3/2021 (Maimin, Rachel) (Entered: 07/20/2021)
7/16/2021
  • Motion to WithdrawGranted
ORDER granting 349 , 350 Motions to Withdraw Appearance. Attorneys Robert N. Feltoon, and Andrew Kabnick Garden representing Robinhood Financial LLC, Robinhood Securities, LLC, and Robinhood Markets, Inc. withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 7/16/2021. See attached document for full details. (mc) (Entered: 07/19/2021)
7/16/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Andrew K. Garden for / by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 7/30/2021 (Garden, Andrew) (Entered: 07/16/2021)
7/16/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Robert N. Feltoon for / by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 7/30/2021 (Feltoon, Robert) (Entered: 07/16/2021)
7/16/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Ana Jara (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 07/16/2021)
7/16/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Robert N. Feltoon (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 07/16/2021)
7/16/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Andrew K. Garden (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 07/16/2021)
7/14/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Without Prejudice Defendants Robinhood Markets, Inc., Robinhood Financial LLC, and Robinhood Securities, LLC re 343 Plaintiff Mark Milhouse's Notice of Voluntary Dismissal. Signed by Chief Judge Cecilia M. Altonaga on 7/14/2021. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21446-CMA. See attached document for full details. (mc) . (Entered: 07/14/2021)
7/14/2021
  • Motion to WithdrawGranted
ORDER granting 332 , 333 Motions to Withdraw Appearance. Attorneys Thomas P. Cimino, Jr., and Zachary J. Watters representing Robinhood Financial LLC, Robinhood Securities, LLC, and Robinhood Markets, Inc. withdrawn from case. Signed by Chief Judge Cecilia M. Altonaga on 7/14/2021. See attached document for full details. (mc) (Entered: 07/14/2021)
7/13/2021NOTICE of Voluntary Dismissal without Prejudice by Mark Milhouse (Rapp, Eve-Lynn) (Entered: 07/13/2021)
7/13/2021STIPULATED RULE 502(D) AND PRIVILEGED MATERIALS ORDER. Signed by Chief Judge Cecilia M. Altonaga on 7/13/2021. See attached document for full details. (mc) (Entered: 07/13/2021)
7/13/2021STIPULATION ORDER REGARDING ESI PROTOCOL AND FORMAT OF PRODUCTIONS. Signed by Chief Judge Cecilia M. Altonaga on 7/13/2021. See attached document for full details. (mc) (Entered: 07/13/2021)
7/10/2021NOTICE by Plaintiffs' Liaison Counsel of Filing Joint Proposed Order Re: ESI Protocol (Attachments: # 1 Exhibit Ex. A. ESI Protocol Stipulation) (Furst, Rachel) (Entered: 07/10/2021)
7/9/2021
  • Motion
Joint MOTION for Entry of Order Re: Rule 502(D) & Priv. Materials by Plaintiffs' Liaison Counsel. (Attachments: # 1 Text of Proposed Order Proposed 502(d), Priv. Materials Order)(Furst, Rachel) (Entered: 07/09/2021)
7/9/2021338CLERK'S NOTICE - Attorney Admissions has not updated address and/or email information for attorney Jason David Sternberg re 337 Notice of Change of Address, Email or Law Firm Name. Attorney Jason David Sternberg has not completed the required procedures for updating their information with the Court. After filing a Notice in all pending cases, Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their information. The Court is NOT responsible for updating secondary email addresses. See the Courts website for detailed instructions. www.flsd.uscourts.gov/updating-your-information (pt) (Entered: 07/09/2021)
7/9/2021NOTICE of Change of Address, Email or Law Firm Name by Jason David Sternberg (Sternberg, Jason) (Entered: 07/09/2021)
7/9/2021NOTICE of Change of Address, Email or Law Firm Name by John F. O'Sullivan (O'Sullivan, John) (Entered: 07/09/2021)
7/8/2021
  • Motion to Extend TimeGranted
ORDER granting 334 Plaintiffs' Unopposed Motion for Extension of Time. The deadline for Plaintiffs to file master complaints is extended to July 26, 2021. Defendants' joint motions to dismiss are due on August 30, 2021. Plaintiffs' responses in opposition to Defendants' joint motions to dismiss are due on September 21, 2021. Defendants' replies to Plaintiffs responses are due on October 5, 2021. (Motions due by 8/30/2021. Responses due by 9/21/2021 Replies due by 10/5/2021). Signed by Chief Judge Cecilia M. Altonaga on 7/8/2021. See attached document for full details. (mc) (Entered: 07/08/2021)
7/7/2021Unopposed MOTION for Extension of Time to file Master Complaints, Responsive Motions by Plaintiffs' Liaison Counsel. Responses due by 7/21/2021 (Furst, Rachel) (Entered: 07/07/2021)
7/2/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Zachary J. Watters for / by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 7/16/2021 (Watters, Zachary) (Entered: 07/02/2021)
7/2/2021
  • Motion to Withdraw as Counsel
MOTION to Withdraw as Attorney by Thomas P. Cimino for / by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Responses due by 7/16/2021 (Cimino, Thomas) (Entered: 07/02/2021)
7/2/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Zachary J. Watters (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 07/02/2021)
7/2/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Thomas P. Cimino, Jr. (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 07/02/2021)
6/30/2021STIPULATED PROTECTIVE ORDER. The Joint Motion for Entry of Stipulated Protective Order (ECF No. 328 ) is GRANTED. Signed by Judge Cecilia M. Altonaga on 6/30/2021. See attached document for full details. (mc) (Entered: 07/01/2021)
6/29/2021
  • Motion for Protective Order
Joint MOTION for Protective Order by Plaintiffs' Liaison Counsel. (Attachments: # 1 Exhibit A. Protective Order)(Furst, Rachel) (Entered: 06/29/2021)
6/23/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Rachel Maimin (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 06/24/2021)
6/8/2021TRANSCRIPT of the Status Conference held on 04/19/21, before Judge Cecilia M. Altonaga, 1-64 pages, Court Reporter: Stephanie McCarn, 305-523-5518 / Stephanie_McCarn@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/29/2021. Redacted Transcript Deadline set for 7/9/2021. Release of Transcript Restriction set for 9/7/2021. (smn) (Entered: 06/08/2021)
6/7/2021NOTICE of Attorney Appearance by Jason David Sternberg on behalf of Citadel Enterprise Americas, LLC, Citadel Securities, LLC. Attorney Jason David Sternberg added to party Citadel Enterprise Americas, LLC(pty:condft), Attorney Jason David Sternberg added to party Citadel Securities, LLC(pty:condft). (Sternberg, Jason) (Entered: 06/07/2021)
6/7/2021NOTICE of Attorney Appearance by John F. O'Sullivan on behalf of Citadel Enterprise Americas, LLC, Citadel Securities, LLC. Attorney John F. O'Sullivan added to party Citadel Enterprise Americas, LLC(pty:condft), Attorney John F. O'Sullivan added to party Citadel Securities, LLC(pty:condft). (O'Sullivan, John) (Entered: 06/07/2021)
6/3/2021
  • Order
ORDER re 322 Joint Status Report. The Plaintiffs shall file a single master complaint per Tranche on or before July 12, 2021. Defendants in each Tranche shall file a joint motion to dismiss on or before August 16, 2021. Plaintiffs' responses in opposition to Defendants' joint motions to dismiss shall be filed by September 7, 2021. Defendants' replies to Plaintiffs' responses shall be filed by September 21, 2021. (Motions due by 8/16/2021, Responses due by 9/7/2021, Replies due by 9/21/2021). Signed by Judge Cecilia M. Altonaga on 6/3/2021. See attached document for full details. (mc) (Entered: 06/03/2021)
6/2/2021STATUS REPORT (JOINT) (Per D.E. 310) by Plaintiffs' Liaison Counsel (Attachments: # 1 Exhibit A. Case List, # 2 Exhibit B. Proposed Order)(Furst, Rachel) (Entered: 06/02/2021)
5/28/2021NOTICE by DAMON MUNCY, Cody Todd re 307 Order on Motion to Appoint Lead Plaintiff,,, Order on Motion to Appoint Lead Counsel,,,,, Regarding the Republication of Notice Pursuant to the Private Securities Litigation Reform Act of 1995 (Rosen, Laurence) (Entered: 05/28/2021)
5/27/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Selin Demir (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 05/27/2021)
5/27/2021
  • Order
ORDER that Defendant Barclays Bank PLC is dismissed from this action without prejudice re ( 318 in case 1:21-md-02989-CMA) Notice of Voluntary Dismissal. Signed by Judge Cecilia M. Altonaga on 5/27/2021. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21478-CMA, 1:21-cv-21451-CMA, 1:21-cv-21441-CMA, 1:21-cv-21338-CMA, 1:21-cv-21318-CMA. See attached document for full details. (mc) (Entered: 05/27/2021)
5/26/2021NOTICE of Voluntary Dismissal Without Prejudice of Barclays Bank PLC by Shane Cheng (Saveri, Joseph) (Entered: 05/26/2021)
5/25/2021NOTICE of Attorney Appearance by Daniel B. Rehns on behalf of Dan Dechirico, Angel Guzman, Joshua Palmer. Attorney Daniel B. Rehns added to party Dan Dechirico(pty:conpla), Attorney Daniel B. Rehns added to party Angel Guzman(pty:conpla), Attorney Daniel B. Rehns added to party Joshua Palmer(pty:conpla). (Rehns, Daniel) (Entered: 05/25/2021)
5/24/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Daniel B. Rehns (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 05/24/2021)
5/24/2021 Attorney Dennis S. Ellis representing Steering Committe Members (Movant) terminated per DE 315 Order. (mc) (Entered: 05/24/2021)
5/21/2021
  • Order
ORDER Re: New Applicants Seeking Appointment to the Steering Committee. Signed by Judge Cecilia M. Altonaga on 5/21/2021. See attached document for full details. (pes) (Entered: 05/21/2021)
5/21/2021Statement of: Renewed Application Of Melissa R. Emert For Leadership Position To Fill Vacated Seat by Michael Oberlin (Graifman, Gary) (Entered: 05/21/2021)
5/21/2021Statement of: Application for Appointment of Jason S. Rathod to the Plaintiffs' Steering Committee to Fill Vacated Seat by Mark Feeney, Jason Fossella re 312 Statement (Attachments: # 1 Exhibit 1 - Resume)(Rathod, Jason) (Entered: 05/21/2021)
5/20/2021Statement of: Application to Replace Dennis Ellis with Matthew L. Venezia on Plaintiff's Steering Committee by Robert Days (Venezia, Matthew) (Entered: 05/20/2021)
5/20/2021TRANSCRIPT of hearing held on 05/17/2021 before Judge Cecilia M. Altonaga, 1-113 pages, Court Reporter: Sharon Velazco, 305-523-5636 / Sharon_PellVelazco@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2021. Redacted Transcript Deadline set for 6/21/2021. Release of Transcript Restriction set for 8/18/2021. (Pell Velazco, Sharon) (Entered: 05/20/2021)
5/18/2021
  • Order
ORDER on Leadership Structure and Appointing Counsel to Designated Leadership Roles. (Status Report due by 6/2/2021). Signed by Judge Cecilia M. Altonaga on 5/18/2021. This Document Relates to 1:21-md-2989-CMA and to All Actions. See attached document for full details. (mc) (Entered: 05/18/2021)
5/18/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Heather L. Blaise (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 05/18/2021)
5/18/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for James M. Evangelista (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 05/18/2021)
5/17/2021
  • OrderDenied
ORDER denying 26 Movant Cody Todd's Motion to: (1) Appoint Lead Plaintiff; and (2) Approve Selection of Lead Counsel; denying 144 Plaintiffs Eric Quat, Aaron Fassinger, Mike Ross, Igor Kravchenko, Michael McFadden and Tenzin Woiser's Motion to Appoint Lead Plaintiffs and Approve Their Selection of Lead Counsel. Signed by Judge Cecilia M. Altonaga on 5/17/2021. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21261-CMA, 1:21-cv-21293-CMA, 1:21-cv-21298-CMA, 1:21-cv-21307-CMA, 1:21-cv-21310-CMA, 1:21-cv-21343-CMA, 1:21-cv-21404-CMA, 1:21-cv-21534-CMA. See attached document for full details. (mc) (Entered: 05/18/2021)
5/17/2021306PAPERLESS Minute Entry for proceedings held before Judge Cecilia M. Altonaga: Miscellaneous Hearing held on 5/17/2021. Total time in court: 2 hour(s) : 15 minutes. Attorney Appearance(s): Natalia Maria Salas, Gabriel Amin Assaad, Rachel Wagner Furst, Joseph R. Saveri, Dennis S. Ellis, Frank R. Schirripa, Maurice David Pessah, Jeffrey A. Klafter, Roy T. Willey, IV, Peter G.A. Safirstein, Court Reporter: Sharon Velazco, 305-523-5636 / Sharon_PellVelazco@flsd.uscourts.gov. (edr) (Entered: 05/17/2021)
5/14/2021Statement of: Written Disclosures of Gary S. Graifman And Melissa R. Emert Application For Plaintiffs Leadership by Michael Oberlin (Graifman, Gary) (Entered: 05/14/2021)
5/14/2021Statement of: Written Disclosures of Peter Safirstein Application For Plaintiffs Leadership by Michael Oberlin (Graifman, Gary) (Entered: 05/14/2021)
5/14/2021NOTICE of Attorney Appearance by Tamara Rozina on behalf of Maplelane Capital, LLC. Attorney Tamara Rozina added to party Maplelane Capital, LLC(pty:condft). (Rozina, Tamara) (Entered: 05/14/2021)
5/14/2021NOTICE of Attorney Appearance by Jack Yoskowitz on behalf of Maplelane Capital, LLC. Attorney Jack Yoskowitz added to party Maplelane Capital, LLC(pty:condft). (Yoskowitz, Jack) (Entered: 05/14/2021)
5/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Tamara Rozina (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 05/14/2021)
5/14/2021Statement of: WRITTEN DISCLOSURES OF MAURICE D. PESSAH, APPLICANT FOR PLAINTIFFS LEADERSHIP by Josh Gossett, Ryan Heitz, James LaPlant, Danielle Perreault, Taylor Perri, Kevin Sheehan (Pessah, Maurice) (Entered: 05/14/2021)
5/14/2021Statement of: Written Disclosures of Lead Counsel Applicant Dennis S. Ellis by Robert Days re 286 Order,,, Set/Reset Deadlines/Hearings,, (Venezia, Matthew) (Entered: 05/14/2021)
5/14/2021Statement of: Written Disclosures for Plaintiffs' Leadership Applicant Natalia M. Salas by Omar Alsaedi, Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle re 286 Order,,, Set/Reset Deadlines/Hearings,, (Salas, Natalia) (Entered: 05/14/2021)
5/14/2021Statement of: Written Disclosures of Rachel W. Furst, Applicant for Plaintiffs' Leadership by Sagi Cezana re 286 Order,,, Set/Reset Deadlines/Hearings,, (Furst, Rachel) (Entered: 05/14/2021)
5/14/2021Statement of: Written Disclosures of Frank R. Schirripa in Support of his Application for Appointment by Dan Dechirico, Angel Guzman, Joshua Palmer re 286 Order,,, Set/Reset Deadlines/Hearings,, (Schirripa, Frank) (Entered: 05/14/2021)
5/13/2021300 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Tamara Rozina (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 05/14/2021)
5/13/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jack Yoskowitz (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 05/14/2021)
5/13/2021Statement of: Written Disclosures in Support of Motion to Appoint Joseph R. Saveri as Interim Lead Counsel by Shane Cheng, Terell Sterling re 286 Order,,, Set/Reset Deadlines/Hearings,, (Saveri, Joseph) (Entered: 05/13/2021)
5/12/2021
  • Order
ORDER re 286 Order on Interviews for Leadership Structure. Signed by Judge Cecilia M. Altonaga on 5/12/2021. See attached document for full details. (pes) (Entered: 05/13/2021)
5/11/2021Statement of: Written Disclosures of Roy T. Willey, IV in Support of his Application for Appointment by David Moody, Julie Moody re 286 Order,,, Set/Reset Deadlines/Hearings,, 251 Notice (Other), (Willey, Roy) (Entered: 05/11/2021)
5/11/2021Statement of: JEFFREY A. KLAFTER'S WRITTEN DISCLOSURES IN FURTHER SUPPORT OF HIS APPLICATION FOR APPOINTMENT AS AN INTERIM LEAD COUNSEL by Patryk Krasowski, Nick Parker re 249 Notice (Other), 286 Order,,, Set/Reset Deadlines/Hearings,, 243 Notice (Other), (Klafter, Jeffrey) (Entered: 05/11/2021)
5/11/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Melissa R. Emert by Michael Oberlin (NEF sent to Attorney Admissions (ATTYADM)) (Graifman, Gary) (Entered: 05/11/2021)
5/10/2021Statement of: Written Disclosures of Gabriel A. Assaad, Applicant for Plaintiffs' Leadership by C. Louis Bunya, Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross (Assaad, Gabriel) (Entered: 05/10/2021)
5/6/2021NOTICE of Attorney Appearance by Richard Scott Geller on behalf of Maplelane Capital, LLC, Richard S Geller. Attorney Richard Scott Geller added to party Maplelane Capital, LLC(pty:condft). (Geller, Richard) (Entered: 05/06/2021)
5/5/2021
  • Order
ORDER on Interviews for Leadership Structure re 209 Case Management Order, 243 Notice of Filing Leadership Applications of Plaintiffs' Attorneys. Leadership presentations/interviews will be conducted in one session, on May 17, 2021 beginning at 11:00 a.m. The Court directs each applicant for Plaintiffs' leadership to file on the docket with the Court written responses to the questions by May 14, 2021. Signed by Judge Cecilia M. Altonaga on 5/5/2021. See attached document for full details. (mc) (Entered: 05/05/2021)
5/4/2021
  • Motion to Consolidate
TENTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 5/4/2021. See attached document for full details. (mc) (Entered: 05/05/2021)
5/4/2021284MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 1:21-cv-21665-CMA Eisen v. Apex Clearing Corporation et al with documents 1-2. Re: FLSD MDL Case Number 1:21-md-02989-CMA (mc) (Entered: 05/04/2021)
5/4/2021
  • Order
ORDER adopting (3 in case 1:21-cv-21448-CMA) Report and Recommendations. Plaintiffs' Class Action Complaint (1 in case 1:21-cv-21448-CMA) is DISMISSED without prejudice. The Clerk of the Court is directed to CLOSE this case. Clerks Note: JPML notified. Signed by Judge Cecilia M. Altonaga on 5/3/2021. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21448-CMA. See attached document for full details. (mc) (Entered: 05/04/2021)
5/4/2021282CLERK'S NOTICE - Attorney Admissions has not updated address and/or email information for attorney Lawrence E. Buterman re 278 Notice of Change of Address, Email or Law Firm Name. Attorney Lawrence E. Buterman has not completed the required procedures for updating their information with the Court. After filing a Notice in all pending cases, Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their information. The Court is NOT responsible for updating secondary email addresses. See the Courts website for detailed instructions. www.flsd.uscourts.gov/updating-your-information (pt) (Entered: 05/04/2021)
5/3/2021
  • Reply
REPLY to Response to Motion re 26 MOTION to Appoint Lead Plaintiff Cody Todd under the federal securities laws MOTION to Appoint Lead Counsel The Rosen Law Firm, P.A. under the federal securities laws filed by Cody Todd. (Rosen, Laurence) (Entered: 05/03/2021)
5/3/2021
  • Reply
REPLY to Response to Motion re 144 MOTION to Appoint Lead Plaintiff Eric Quat, Aaron Fassinger, Mike Ross, Igor Kravchenko, Michael McFadden and Tenzin Woiser filed by Aaron Fassinger, Igor Kravchenko, Michael McFadden, Eric Quat, Mike Ross, Tenzin Woiser. (Attachments: # 1 Declaration of Sarah N. Westcot, # 2 Exhibit A)(Westcot, Sarah) (Entered: 05/03/2021)
5/3/2021NOTICE of Change of Address, Email or Law Firm Name by Richard D. Owens (Owens, Richard) (Entered: 05/03/2021)
5/3/2021NOTICE of Change of Address, Email or Law Firm Name by Lawrence E. Buterman (Buterman, Lawrence) (Entered: 05/03/2021)
5/3/2021NOTICE of Change of Address, Email or Law Firm Name by Lilia B. Vazova (Vazova, Lilia) (Entered: 05/03/2021)
4/30/2021NOTICE of Attorney Appearance by Theodore J. Boutrous, Jr on behalf of Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corp, TD Ameritrade, Inc., The Charles Schwab Corporation. Attorney Theodore J. Boutrous, Jr added to party Charles Schwab & Co., Inc.(pty:condft), Attorney Theodore J. Boutrous, Jr added to party TD Ameritrade Clearing, Inc.(pty:condft), Attorney Theodore J. Boutrous, Jr added to party TD Ameritrade Holding Corp(pty:condft), Attorney Theodore J. Boutrous, Jr added to party TD Ameritrade, Inc.(pty:condft), Attorney Theodore J. Boutrous, Jr added to party The Charles Schwab Corporation(pty:condft). (Boutrous, Theodore) (Entered: 04/30/2021)
4/30/2021NOTICE of filing OBJECTIONS to (3 in case 1:21-cv-21448-CMA) Report and Recommendations by Marina Siruk, Petro Siruk (mc) (Entered: 04/30/2021)
4/29/2021NOTICE by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC of Filing Robinhood's Response to Plaintiffs' Objection to the Report and Recommendation (Attachments: # 1 Exhibit) (Danon, Samuel) (Entered: 04/29/2021)
4/29/2021NOTICE of Attorney Appearance by H. Gregory Howard on behalf of Alpaca Securities, LLC, Fumi Holdings, Inc., Webull Financial, LLC, eToro USA Securities, Inc.. Attorney H. Gregory Howard added to party Alpaca Securities, LLC(pty:condft), Attorney H. Gregory Howard added to party Fumi Holdings, Inc.(pty:condft), Attorney H. Gregory Howard added to party Webull Financial, LLC(pty:condft), Attorney H. Gregory Howard added to party eToro USA Securities, Inc.(pty:condft). (Howard, H.) (Entered: 04/29/2021)
4/28/2021
  • Order
ORDER that Consol Jonathan Diamond is dismissed from this action without prejudice re ( 271 in case 1:21-md-02989-CMA) Notice of Voluntary Dismissal. Signed by Judge Cecilia M. Altonaga on 4/28/2021. Clerks Note: JPML notified. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21263-CMA. See attached document for full details. (mc) (Entered: 04/29/2021)
4/28/2021NOTICE of Voluntary Dismissal by Jonathan Diamond (Varnell, Janet) (Entered: 04/28/2021)
4/28/2021270MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 1:21-cv-21600-CMA Oberlin v. TD Ameritrade, Inc. with documents 1-3. Re: FLSD MDL Case Number 1:21-md-02989-CMA (mc) (Entered: 04/28/2021)
4/28/2021NOTICE by Omar Alsaedi, Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle re 246 Notice (Other),, 243 Notice (Other), of Filing Updated Exhibit A in Support of Leadership Application of Natalia M. Salas (Attachments: # 1 Exhibit Updated Exhibit A- List of Law Firms and Plaintiffs' Lawyers Supporting Natalia M. Salas as Lead Counsel) (Salas, Natalia) (Entered: 04/28/2021)
4/27/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Kevin S. Hannon (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/28/2021)
4/27/2021NOTICE of Change of Address, Email or Law Firm Name by Anupama Reddy (Reddy, Anupama) (Entered: 04/27/2021)
4/27/2021NOTICE of Change of Address, Email or Law Firm Name by Christopher Kar-Lun Young (Young, Christopher) (Entered: 04/27/2021)
4/27/2021NOTICE of Change of Address, Email or Law Firm Name by Steven Noel Williams (Williams, Steven) (Entered: 04/27/2021)
4/27/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gary S. Graifman by Michael Oberlin (NEF sent to Attorney Admissions (ATTYADM)) (Graifman, Gary) (Entered: 04/27/2021)
4/27/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Theodore J. Boutrous, Jr. (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 04/27/2021)
4/27/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for David A. Domina (NEF sent to Attorney Admissions (ATTYADM)) (pes) (Entered: 04/27/2021)
4/27/2021261Clerks Notice to Filer re 244 Notice (Other),. Document Not Linked; ERROR - The filed document was not linked to the related docket entry. The correction was made by the Clerk. It is not necessary to refile this document. (cds) (Entered: 04/27/2021)
4/27/2021NOTICE of Attorney Appearance by William Rey Ogden on behalf of C. Louis Bunya, Drew Hunnicutt, Erika Mercado, Ryan Zachary Ross (Ogden, William) (Entered: 04/27/2021)
4/27/2021259Clerks Notice to Filer re 249 Notice (Other),. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, See DE# 257 . It is not necessary to refile this document. (cds) (Entered: 04/27/2021)
4/27/2021258Clerks Notice to Filer re 248 Notice (Other),,. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, See DE# 256 . It is not necessary to refile this document. (cds) (Entered: 04/27/2021)
4/27/2021255CLERK'S NOTICE - Attorney Admissions has not updated address and/or email information for attorney Joseph R. Saveri re 242 Notice of Change of Address, Email or Law Firm Name. Attorney Joseph R. Saveri has not completed the required procedures for updating their information with the Court. After filing a Notice in all pending cases, Attorney is instructed to go to their PACER account, Manage My Account, to complete the process of updating their information. The Court is NOT responsible for updating secondary email addresses. Also, each attorney must file their own Notice and complete the Pacer process as well. One Notice is not sufficient for all attorneys in the same firm. See the Courts website for detailed instructions. www.flsd.uscourts.gov/updating-your-information (pt) (Entered: 04/27/2021)
4/26/2021257DECLARATION signed by: Jeffrey A. Klafter in Support re 243 Notice (Other), by Patryk Krasowski, Nick Parker. (For Image See DE# 249 ) (cds) (Entered: 04/27/2021)
4/26/2021256DECLARATION signed by: Dennis S. Ellis in Support re 243 Notice (Other), by Robert Days (For Image See DE# 248 ) (cds) (Entered: 04/27/2021)
4/26/2021RESPONSE in Opposition re 144 MOTION to Appoint Lead Plaintiff Eric Quat, Aaron Fassinger, Mike Ross, Igor Kravchenko, Michael McFadden and Tenzin Woiser filed by Cody Todd. Replies due by 5/3/2021. (Rosen, Laurence) (Entered: 04/26/2021)
4/26/2021RESPONSE in Opposition re 26 MOTION to Appoint Lead Plaintiff Cody Todd under the federal securities laws MOTION to Appoint Lead Counsel The Rosen Law Firm, P.A. under the federal securities laws filed by Aaron Fassinger, Igor Kravchenko, Michael McFadden, Eric Quat, Mike Ross, Tenzin Woiser. Replies due by 5/3/2021. (Attachments: # 1 Declaration of Sarah N. Westcot, # 2 Exhibit A)(Westcot, Sarah) (Entered: 04/26/2021)
4/26/2021NOTICE by Shane Cheng, Terell Sterling Notice of Filing in Support of Plaintiffs Shane Cheng and Terell Sterling's Motion to Appoint Joseph R. Saveri as Interim Lead Counsel (Attachments: # 1 Declaration of Joseph R. Saveri in Support of Cheng Plaintiffs' Motion to Appoint Joseph R. Saveri as Interim Lead Counsel, # 2 Exhibit A - Firm Resume of Joseph Saveri Law Firm, LLP, # 3 Exhibit B - JSLF Team Member Biographies, # 4 Exhibit C - Proposed Time-Keeping and Expense Protocols, # 5 Declaration of Anupama K. Reddy in Support of Cheng Plaintiffs' Motion to Appoint Joseph R. Saveri as Interim Lead Counsel, # 6 Declaration of Christopher K.L. Young in Support of Cheng Plaintiffs' Motion to Appoint Joseph R. Saveri as Interim Lead Counsel, # 7 Declaration of Catherine K. Smith in Support of Cheng Plaintiffs' Motion to Appoint Joseph R. Saveri as Interim Lead Counsel, # 8 Declaration of Austin B. Cohen in Support of Cheng Plaintiffs' Motion to Appoint Joseph R. Saveri as Interim Lead Counsel) (Saveri, Joseph) (Entered: 04/26/2021)
4/26/2021NOTICE by David Moody, Julie Moody re 243 Notice (Other), Notice of Declaration of Roy T. Willey, IV and Exhibit in Support of Application for Appointment of Roy T. Willey, IV (Attachments: # 1 Declaration of Roy T. Willey, IV, # 2 Exhibit 1 - Career Highlights of William M. Audet) (Willey, Roy) (Entered: 04/26/2021)
4/26/2021NOTICE by Sagi Cezana re 243 Notice (Other), Notice of Filing Rachel Furst CV (Attachments: # 1 Exhibit Rachel Furst CV) (Furst, Rachel) (Entered: 04/26/2021)
4/26/2021NOTICE by Patryk Krasowski, Nick Parker re 243 Notice (Other), of Declaration and Exhibits in Support of Jeffrey A. Klafter Application for Interim Lead Counsel (Attachments: # 1 Exhibit A - Klafter Lesser LLP Firm Resume, # 2 Exhibit B - Juncadella Complaint, # 3 Exhibit C - Krasowski Complaint, # 4 Exhibit D - Byrd McDonald's Complaint) (Klafter, Jeffrey) (Entered: 04/26/2021)
4/26/2021NOTICE by Robert Days re 243 Notice (Other), Declaration of Dennis S. Ellis in Support of Application to be Appointed as Co-Lead Interim Counsel (Attachments: # 1 Exhibit A - Browne George Ross, et al. Firm Information, # 2 Exhibit B - Browne George Ross, et al. Firm Articles, # 3 Exhibit C - Dennis S. Ellis Bio, # 4 Exhibit D - Katherine F. Murray Bio, # 5 Exhibit E - Carl A. Roth Bio, # 6 Exhibit F - Matthew L. Venezia Bio, # 7 Exhibit G - Law Firm Support List) (Venezia, Matthew) (Entered: 04/26/2021)
4/26/2021AFFIDAVIT of Frank R. Schirripa in Support of Application for Leadership signed by: F. Schirripa re 243 Notice (Other), by Dan Dechirico, Angel Guzman, Joshua Palmer (Attachments: # 1 Exhibit 1 - HRSC Firm Bio, # 2 Exhibit 2 - Chart of Counsel Support for Salas-Ellis-Schirripa Slate)(Hettler, Kathryn) (Entered: 04/26/2021)
4/26/2021NOTICE by Omar Alsaedi, Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle re 243 Notice (Other), of Filing Exhibits in Support of Leadership Application of Natalia M. Salas (Attachments: # 1 Exhibit List of Law Firms and Pls' Lawyers Supporting Application of Natalia M. Salas, # 2 Exhibit CV of Natalia M. Salas and The Ferraro Law Firm, P.A., # 3 Exhibit CV of Bruce S. Rogow) (Salas, Natalia) (Entered: 04/26/2021)
4/26/2021NOTICE by Josh Gossett, James LaPlant, Danielle Perreault, Maurice Scarborough, Scott Schiller re 243 Notice (Other), of Exhibits in Support of Application of Maurice D. Pessah for Appointment to Plaintiff's Leadership Committee (Attachments: # 1 Exhibit A. Gossett, et al. v. Robinhood Financial, et al. First Amended Complaint, # 2 Exhibit B. CV of Pessah Law Group's Attorneys, # 3 Exhibit C. Pessah Law Group's MDL Resources Page, # 4 Exhibit D. Spreadsheet of Cases Submitted to the JPML) (Pessah, Maurice) (Entered: 04/26/2021)
4/26/2021NOTICE by Michael Oberlin re 243 Of Filing Of Exhibits To Appl. For Appointment Of Lead Plaintiff And Selection Of Counsel. Attorney Gary S. Graifman added to party Michael Oberlin(pty:pla). (Attachments: # 1 Exhibit A To Appl. For Appointment Of Lead Plaintiff--Firm Resume Of Safirstein Metcalf LLP, # 2 Exhibit B To Appl. For Appointment Of Lead Plaintiff--Firm Resume Of KGG) (Graifman, Gary) Modified to add document link on 4/27/2021 (cds). (Entered: 04/26/2021)
4/26/2021NOTICE by Sagi Cezana Notice of Filing Plaintiffs' Leadership Applications (Attachments: # 1 Exhibit Assaad Application, # 2 Exhibit Ellis Application, # 3 Exhibit Furst Application, # 4 Exhibit Klafter Application, # 5 Exhibit Oberlin Application, # 6 Exhibit Pessah Application, # 7 Exhibit Salas Application, # 8 Exhibit Saveri Application, # 9 Exhibit Schirripa Application, # 10 Exhibit Willey Application) (Furst, Rachel) (Entered: 04/26/2021)
4/26/2021NOTICE of Change of Address, Email or Law Firm Name by Joseph R. Saveri (Saveri, Joseph) (Entered: 04/26/2021)
4/26/2021Statement of: PLAINTIFF DANILUK'S STATEMENT ON LEADERSHIP OF THIS MDL by Joseph Daniluk (Attachments: # 1 Exhibit A)(Green, Robert) (Entered: 04/26/2021)
4/26/2021Statement of: Recommendation for Jeffrey Klafter for Appointment as Interim Lead Counsel by Mark Feeney, Jason Fossella (Attachments: # 1 Exhibit 1 - Resume of Jason S. Rathod)(Rathod, Jason) (Entered: 04/26/2021)
4/26/2021NOTICE of Exhibit 1 - Assaad Aplication - 3M Combat Arms Leadership Structure by Ryan Zachary Ross (Attachments: # 1 Exhibits 2 - Assaad Application 3M Combat Arms CMO 4, # 2 Exhibits 3 - Assaad Application - CV 2021-Short Squeeze) (Assaad, Gabriel) Modified text per attorney's requests on 4/26/2021 (mc). (Entered: 04/26/2021)
4/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for William Rey Ogden (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/26/2021)
4/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Ryan McDevitt (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/26/2021)
4/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Rachel E. Morowitz (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/26/2021)
4/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Maxwell Goins (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/26/2021)
4/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gretchen Freeman Cappio (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/26/2021)
4/26/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Stuart J. Guber (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/26/2021)
4/26/2021
  • Motion to Consolidate
NINTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/26/2021. See attached document for full details. (mc) (Entered: 04/26/2021)
4/23/2021NOTICE of Attorney Appearance by Kristi Stahnke McGregor on behalf of Francis Shaeffer (McGregor, Kristi) (Entered: 04/23/2021)
4/23/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jason S. Rathod (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/23/2021)
4/23/2021229MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 1:21-cv-21534-CMA Best et al v. Robinhood Financial, LLC. et al with documents 1-4. Re: FLSD MDL Case Number 1:21-md-02989-CMA (mc) (Entered: 04/23/2021)
4/23/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Evan Selik (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/23/2021)
4/22/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Erica L. Stone (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/22/2021)
4/22/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Michael A. Cohen (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/22/2021)
4/22/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Leiv Blad (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/22/2021)
4/22/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Allison Vissichelli (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/22/2021)
4/22/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for H. Gregory Howard (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/22/2021)
4/21/2021
  • Motion to Consolidate
EIGHTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/21/2021. See attached document for full details. (mc) (Entered: 04/21/2021)
4/21/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Adrian Gucovschi (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/21/2021)
4/21/2021NOTICE of Attorney Appearance by Joshua H. Grabar on behalf of Sabrina Clapp. Attorney Joshua H. Grabar added to party Denise Redfield(pty:conpla). (Grabar, Joshua) Modified party name on 4/21/2021 (mc). (Entered: 04/21/2021)
4/21/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Joshua H. Grabar (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/21/2021)
4/21/2021NOTICE of Attorney Appearance by Blake Abbott on behalf of David Moody, Julie Moody. Attorney Blake Abbott added to party David Moody(pty:conpla), Attorney Blake Abbott added to party Julie Moody(pty:conpla). (Abbott, Blake) (Entered: 04/21/2021)
4/20/2021NOTICE of Change of Address, Email or Law Firm Name by Eve-Lynn J. Rapp (Rapp, Eve-Lynn) (Entered: 04/20/2021)
4/20/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Kathryn A. Hettler (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/20/2021)
4/20/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Frank R. Schirripa (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/20/2021)
4/20/2021
  • Motion to Dismiss (Demurrer)Granted
ORDER Dismissing Consol Plaintiff Daniel S. Kadin from this action without prejudice re (7 in case 1:21-cv-21511-CMA) Notice of Voluntary Dismissal Without Prejudice. Signed by Judge Cecilia M. Altonaga on 4/20/2021. Clerks Note: JPML notified. See attached document for full details. (mc) (Entered: 04/20/2021)
4/20/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Blake G. Abbott (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/20/2021)
4/20/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Peter Safirstein (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/20/2021)
4/20/2021211MDL Transfer In Case Receipt from Southern District of New York. Case Number 1:21-cv-02566 with documents 1-8. Assigned FLSD Case Number 1:21-cv-21511-CMA on 4/20/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/20/2021)
4/20/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Richard C. Dalton (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/20/2021)
4/19/2021
  • Order
ORDER of Procedures for Appointment of Counsel re 202 Initial Conference. Signed by Judge Cecilia M. Altonaga on 4/19/2021. (Responses due by 4/26/2021, Replies due by 5/3/2021 re 26 , 144 Motions to Appoint Lead Plaintiff and Lead Counsel). See attached document for full details. (mc) (Entered: 04/19/2021)
4/19/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Charles D. Marshall by Joseph Daniluk (NEF sent to Attorney Admissions (ATTYADM)) (Green, Robert) (Entered: 04/19/2021)
4/19/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Linda J. Brewer (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/19/2021)
4/19/2021NOTICE of Attorney Appearance by Richard C. Tarlowe on behalf of Point72 Asset Management, L.P.. Attorney Richard C. Tarlowe added to party Point72 Asset Management, L.P.(pty:condft). (Tarlowe, Richard) (Entered: 04/19/2021)
4/19/2021NOTICE of Attorney Appearance by Daniel J. Kramer on behalf of Point72 Asset Management, L.P.. Attorney Daniel J. Kramer added to party Point72 Asset Management, L.P.(pty:condft). (Kramer, Daniel) (Entered: 04/19/2021)
4/19/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Korinna S. Anderson (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/19/2021)
4/19/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Harry A. Olivar (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/19/2021)
4/19/2021202PAPERLESS Minute Entry for proceedings held before Judge Cecilia M. Altonaga: Status Conference held on 4/19/2021. Total time in court: 1 hour(s) : 10 minutes. Attorney Appearance(s): Natalia Maria Salas, Sean Alexander Burstyn, Rachel Wagner Furst, William M. Audet, Jason J. Mendro, Joseph R. Saveri, Sean A. Byrstyn, Jeffrey A. Klafter, Roy T. Willey, IV, Kevin J. Orsini, Phillip Kim. Court Reporter: Stephanie McCarn, 305-523-5518 / Stephanie_McCarn@flsd.uscourts.gov. (edr) (Entered: 04/19/2021)
4/18/2021NOTICE by Sagi Cezana, Sagi Cezana Notice of Filing Case List (Attachments: # 1 Exhibit Pending Case List) (Furst, Rachel) (Entered: 04/18/2021)
4/18/2021Notice of Pending, Refiled, Related or Similar Actions by Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC (Castellanos Alvarado, Maria) (Entered: 04/18/2021)
4/16/2021
  • Order
ORDER that Consol Plaintiffs Taylor Perri, Ryan Heitz, and Kevin Sheehan are dismissed from this action without prejudice re ( 194 in case 1:21-md-02989-CMA) Notice of Voluntary Dismissal. Signed by Judge Cecilia M. Altonaga on 4/16/2021. Clerks Note: JPML notified. Related Cases: 1:21-md-02989-CMA, 1:21-cv-21266-CMA. See attached document for full details. (mc) (Entered: 04/19/2021)
4/16/2021NOTICE of Striking 142 Certificate of Understanding, filed by ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, ETrade Securities LLC, E Trade Financial Corp, 141 Certificate of Understanding, filed by ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, ETrade Securities LLC, E Trade Financial Corp by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (Homer, Peter) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Marc H. Edelson on behalf of Sabrina Clapp. Attorney Marc H. Edelson added to party Sabrina Clapp(pty:conpla). (Edelson, Marc) (Entered: 04/16/2021)
4/16/2021196MDL Transfer In Case Receipt from Southern District of Texas. Case Number 4:21-cv-01083 with documents 1-5. Assigned FLSD Case Number 1:21-cv-21479-CMA on 4/16/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021195MDL Transfer In Case Receipt from District of Minnesota. Case Number 0:21-cv-00689 with documents 1-11. Assigned FLSD Case Number 1:21-cv-21478-CMA on 4/16/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021NOTICE of Voluntary Dismissal without Prejudice by Ryan Heitz, Taylor Perri, Kevin Sheehan (Taaffe, Michael) (Entered: 04/16/2021)
4/16/2021
  • Motion to Consolidate
SEVENTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/16/2021. See attached document for full details. (mc) (Entered: 04/16/2021)
4/16/2021NOTICE of Striking 136 Certificate of Understanding, filed by ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, ETrade Securities LLC, E Trade Financial Corp by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (Homer, Peter) (Entered: 04/16/2021)
4/16/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Kenneth R. O'Rourke (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/16/2021)
4/16/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Marc H. Edelson (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Paul T. Llewellyn on behalf of FF Trade Republic Growth, LLC (Llewellyn, Paul) (Entered: 04/16/2021)
4/16/2021188Clerks Notice to Filer re 141 Certificate of Understanding, 142 Certificate of Understanding. Missing Signature; CORRECTIVE ACTION REQUIRED - No electronic signature accepted for the Certificate of Understanding, original signature is required. The Filer must file a Notice of Striking, then refile the document with the original signature (mc) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Jennifer Ann McLoone on behalf of Ally Financial Inc.. Attorney Jennifer Ann McLoone added to party Ally Financial Inc.(pty:condft). (McLoone, Jennifer) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Maria Alina Castellanos Alvarado on behalf of Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Attorney Maria Alina Castellanos Alvarado added to party Robinhood Financial LLC(pty:condft), Attorney Maria Alina Castellanos Alvarado added to party Robinhood Markets, Inc.(pty:condft), Attorney Maria Alina Castellanos Alvarado added to party Robinhood Securities, LLC(pty:condft). (Castellanos Alvarado, Maria) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Gustavo Javier Membiela on behalf of Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Attorney Gustavo Javier Membiela added to party Robinhood Financial LLC(pty:condft), Attorney Gustavo Javier Membiela added to party Robinhood Markets, Inc.(pty:condft), Attorney Gustavo Javier Membiela added to party Robinhood Securities, LLC(pty:condft). (Membiela, Gustavo) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Samuel Alberto Danon on behalf of Robinhood Financial LLC, Robinhood Markets, Inc., Robinhood Securities, LLC. Attorney Samuel Alberto Danon added to party Robinhood Financial LLC(pty:condft), Attorney Samuel Alberto Danon added to party Robinhood Markets, Inc.(pty:condft), Attorney Samuel Alberto Danon added to party Robinhood Securities, LLC(pty:condft). (Danon, Samuel) (Entered: 04/16/2021)
4/16/2021Corrected CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gina Cora by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) (Entered: 04/16/2021)
4/16/2021NOTICE of Attorney Appearance by Scott David Hirsch on behalf of Julie Fox, Preenon Huq. Attorney Scott David Hirsch added to party Julie Fox(pty:conpla), Attorney Scott David Hirsch added to party Preenon Huq(pty:conpla). (Hirsch, Scott) (Entered: 04/16/2021)
4/16/2021Corrected CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Janet Jones-Duffey by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) (Entered: 04/16/2021)
4/16/2021Corrected CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Brian S. Weinstein by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) (Entered: 04/16/2021)
4/16/2021179MDL Transfer In Case Receipt from District of Oregon. Case Number 3:21-cv-00319 with documents 1-7. Assigned FLSD Case Number 1:21-cv-21453-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021178MDL Transfer In Case Receipt from Eastern District of New York. Case Number 1:21-cv-00677 with documents 1-66. Assigned FLSD Case Number 1:21-cv-21451-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021177MDL Transfer In Case Receipt from District of Nebraska. Case Number 8:21-cv-00093 with documents 1-25. Assigned FLSD Case Number 1:21-cv-21450-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021176MDL Transfer In Case Receipt from District of Minnesota. Case Number 0:21-cv-00415 with documents 1-4. Assigned FLSD Case Number 1:21-cv-21448-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021175MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-01643 with documents 1-9. Assigned FLSD Case Number 1:21-cv-21447-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021174MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-01601 with documents 1-9. Assigned FLSD Case Number 1:21-cv-21446-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021173MDL Transfer In Case Receipt from Middle District of Florida. Case Number 8:21-cv-00329 with documents 1-14. Assigned FLSD Case Number 1:21-cv-21445-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/16/2021172MDL Transfer In Case Receipt from Southern District of California. Case Number 3:21-cv-00238 with documents 1-4. Assigned FLSD Case Number 1:21-cv-21444-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/16/2021)
4/15/2021NOTICE of Attorney Appearance by Russell B. Balikian on behalf of Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corp, TD Ameritrade, Inc., The Charles Schwab Corporation. Attorney Russell B. Balikian added to party Charles Schwab & Co., Inc.(pty:condft), Attorney Russell B. Balikian added to party TD Ameritrade Clearing, Inc.(pty:condft), Attorney Russell B. Balikian added to party TD Ameritrade Holding Corp(pty:condft), Attorney Russell B. Balikian added to party TD Ameritrade, Inc.(pty:condft), Attorney Russell B. Balikian added to party The Charles Schwab Corporation(pty:condft). (Balikian, Russell) (Entered: 04/15/2021)
4/15/2021NOTICE of Striking 134 Certificate of Understanding, filed by ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, ETrade Securities LLC, E Trade Financial Corp, 135 Certificate of Understanding, filed by ETrade Financial Holdings, LLC, Morgan Stanley Smith Barney LLC, ETrade Securities LLC, E Trade Financial Corp by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (Homer, Peter) (Entered: 04/15/2021)
4/15/2021NOTICE of Attorney Appearance by Jason J. Mendro on behalf of Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Holding Corp, TD Ameritrade, Inc., The Charles Schwab Corporation. Attorney Jason J. Mendro added to party Charles Schwab & Co., Inc.(pty:condft), Attorney Jason J. Mendro added to party TD Ameritrade Clearing, Inc.(pty:condft), Attorney Jason J. Mendro added to party TD Ameritrade Holding Corp(pty:condft), Attorney Jason J. Mendro added to party TD Ameritrade, Inc.(pty:condft), Attorney Jason J. Mendro added to party The Charles Schwab Corporation(pty:condft). (Mendro, Jason) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Emrah M. Sumer by Joseph Daniluk (NEF sent to Attorney Admissions (ATTYADM)) (Green, Robert) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Robert S. Green by Joseph Daniluk (NEF sent to Attorney Admissions (ATTYADM)) (Green, Robert) (Entered: 04/15/2021)
4/15/2021166MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-01596 with documents 1-23. Assigned FLSD Case Number 1:21-cv-21442-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/15/2021)
4/15/2021165MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00896 with documents 1-38. Assigned FLSD Case Number 1:21-cv-21441-CMA on 4/15/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/15/2021)
4/15/2021164MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00871 with documents 1-28. Assigned FLSD Case Number 1:21-cv-21432-CMA on 4/14/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/15/2021)
4/15/2021163MDL Transfer In Case Receipt from Northern District of California. Case Number 3:21-cv-00980 with documents 1-40. Assigned FLSD Case Number 1:21-cv-21430-CMA on 4/14/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/15/2021)
4/15/2021162MDL Transfer In Case Receipt from Eastern District of Arkansas. Case Number 4:21-cv-00093 with documents 1-9. Assigned FLSD Case Number 1:21-cv-21428-CMA on 4/14/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/15/2021)
4/15/2021MDL Transmittal Letter Requesting Case from the Southern District of Texas Case Number 4:21-01083 Memic et al v. Markets, Inc. et al with enclosed copy of the 160 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/15/2021)
4/15/2021
  • Order
CONDITIONAL TRANSFER ORDER (CTO-3) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by John W. Nichols, Clerk of the Panel). (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Daniel J. Kramer (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Richard C. Tarlowe (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Lawrence E. Buterman (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Richard D. Owens (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Lilia B. Vazova (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Colleen E. Heyler (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Brendan J. Coffman (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Paul T. Llewellyn (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Evangelina A.Z. Burbidge (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/15/2021)
4/15/2021150Clerks Notice of Filing Fee refunded to Peter Homer in the amount of $200.00 on 04/15/2021 re 123 Order on Motion to Appear Pro Hac Vice,,, (mua) (Entered: 04/15/2021)
4/15/2021149Clerks Notice of Filing Fee refunded to Peter Homer in the amount of $200.00 on 04/15/2021 re 123 Order on Motion to Appear Pro Hac Vice,,, (mua) (Entered: 04/15/2021)
4/15/2021148Clerks Notice of Filing Fee refunded to Peter Homer in the amount of $200.00 on 04/15/2021 re 115 Order on Motion to Appear Pro Hac Vice, (mua) (Entered: 04/15/2021)
4/15/2021147Clerks Notice to Filer re 136 Certificate of Understanding. Missing Signature. CORRECTIVE ACTION REQUIRED - No electronic signature accepted for the Certificate of Understanding, original signature is required. The Filer must file a Notice of Striking, then refile the document with the original signature.(mc) (Entered: 04/15/2021)
4/15/2021146Clerks Notice to Filer re 134 Certificate of Understanding, 135 Certificate of Understanding. Docket Text Does Not Match Document; CORRECTIVE ACTION REQUIRED - The Filer must File a Notice of Striking, then refile the correct document that matches the docket text. (mc) (Entered: 04/15/2021)
4/14/2021NOTICE by Sagi Cezana, Andrea Juncadella Notice of Filing Joint Proposed Agenda. Attorney Rachel Wagner Furst added to party Andrea Juncadella(pty:conpla). (Attachments: # 1 Exhibit Joint Proposed Agenda) (Furst, Rachel) (Entered: 04/14/2021)
4/14/2021
  • Motion
MOTION to Appoint Lead Plaintiff Eric Quat, Aaron Fassinger, Mike Ross, Igor Kravchenko, Michael McFadden and Tenzin Woiser by Aaron Fassinger, Igor Kravchenko, Michael McFadden, Eric Quat, Mike Ross, Tenzin Woiser. Responses due by 4/28/2021 (Attachments: # 1 Exhibit A, # 2 Declaration of Sarah Westcot in Support of Motion to Appoint Lead Plaintiff, # 3 Text of Proposed Order)(Westcot, Sarah) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jeffrey Evan Kwatinetz by Omar Alsaedi, Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle (NEF sent to Attorney Admissions (ATTYADM)) (Salas, Natalia) (Entered: 04/14/2021)
4/14/2021(STRICKEN per DE 198 ) CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Brian S. Weinstein by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) Modified text on 4/19/2021 (mc). (Entered: 04/14/2021)
4/14/2021(STRICKEN per DE 198 ) CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Janet Jones-Duffey by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) Modified text on 4/19/2021 (mc). (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Christopher D. Kercher (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Robert J. Binstock (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Dennis C. Reich (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Justina K. Sessions (NEF sent to Attorney Admissions (ATTYADM)) (mc) (No email address provided) Modified text on 4/15/2021 (mc). (Entered: 04/14/2021)
4/14/2021(STRICKEN per 192 ) CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gina Cora by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) Modified text on 4/19/2021 (mc). (Entered: 04/14/2021)
4/14/2021(STRICKEN per DE 170 ) CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Janet Jones-Duffey by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) Modified text on 4/16/2021 (mc). (Entered: 04/14/2021)
4/14/2021(STRICKEN per DE 170 ) CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Brian S. Weinstein by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC (NEF sent to Attorney Admissions (ATTYADM)) (Homer, Peter) Modified text on 4/16/2021 (mc). (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Eve-Lynn J. Rapp (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Marina Lev (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Shreedhar R. Patel (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Parker James Lavin (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Adam L. Hoeflich (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/14/2021)
4/14/2021128MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 1:21-cv-21404-CMA with documents 1-7. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/14/2021)
4/14/2021
  • Motion to Consolidate
FIFTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/14/2021. See attached document for full details. (mc) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Kurt Kessler by Sagi Cezana, Elvia Curiel-Ruth (NEF sent to Attorney Admissions (ATTYADM)) (Furst, Rachel) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Ling Y. Kuang by Sagi Cezana, Elvia Curiel-Ruth (NEF sent to Attorney Admissions (ATTYADM)) (Furst, Rachel) (Entered: 04/14/2021)
4/14/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for William M. Audet by Sagi Cezana, Elvia Curiel-Ruth (NEF sent to Attorney Admissions (ATTYADM)). Attorney Rachel Wagner Furst added to party Elvia Curiel-Ruth(pty:conpla). (Furst, Rachel) (Entered: 04/14/2021)
4/13/2021
  • Motion to Appear Pro Hac Vice
ORDER denying as moot 113 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing ; denying as moot 114 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing. Signed by Judge Cecilia M. Altonaga on 4/13/2021. See attached document for full details. (wc) (Entered: 04/13/2021)
4/13/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Solomon B. Cera (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/13/2021)
4/13/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Paul Olszowka (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/13/2021)
4/13/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gregory M. Boyle (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/13/2021)
4/13/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jason J. Mendro (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/13/2021)
4/13/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Russell B. Balikian (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Southern District of New York Case Number 1:21-02566 Kadin v. Robinhood Financial LLC et al with enclosed copy of the 116 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021
  • Order
CONDITIONAL TRANSFER ORDER (CTO-2) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by John W. Nichols, Clerk of the Panel). (mc) (Entered: 04/13/2021)
4/13/2021
  • Motion to Appear Pro Hac Vice
ORDER denying as moot 101 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Brian S. Weinstein. Signed by Judge Cecilia M. Altonaga on 4/13/2021. See attached document for full details. (wc) (Entered: 04/13/2021)
4/13/2021
  • Motion to Appear Pro Hac Vice
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Janet Jones-Duffey. Filing Fee $ 200.00 Receipt # AFLSDC-14600779 by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC. Responses due by 4/27/2021 (Attachments: # 1 Certification, # 2 Proposed Order)(Homer, Peter) (Entered: 04/13/2021)
4/13/2021
  • Motion to Appear Pro Hac Vice
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Gina Cora. Filing Fee $ 200.00 Receipt # AFLSDC-14600720 by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC. Responses due by 4/27/2021 (Attachments: # 1 Certification, # 2 Proposed Order)(Homer, Peter) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the District of Oregon Case Number 3:21-00319 Norvell et al v. Robinhood Markets, Inc. with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Eastern District of New York Case Number 1:21-00677 Dechirico et al v. Ally Financial Inc. et al with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the District of Nebraska Case Number 8:21-00093 Shaeffer v. TD Ameritrade, Inc. with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the District of Minnesota Case Number 0:21-00415 Siruk et al v. Robinhood Financial LLC et al, 0:21-00689 Fox et al v. Ally Financial Inc. et al with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Northern District of Illinois Case Number 1:21-01601 Milhouse v. Robinhood Financial LLC et al, 1:21-01643 Odeh v. TD Ameritrade, Inc. et al with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Middle District of Florida Case Number 8:21-00329 Zelewski et al v. Robinhood Markets, Inc. et al with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Southern District of California Case Number 3:21-00238 Petrosyan v. Robinhood Financial LLC et al with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Northern District of California Case Number 3:21-00980 Daniluk v. Robinhood Financial, LLC et al, 4:21-00871 Saliba v. Robinhood Markets, Inc. et al, 4:21-00896 Clapp et al v. Ally Financial Inc. et al, 4:21-01596 Lybrook et al v. Robinhood Financial LLC et al with enclosed copy of the 103 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/13/2021MDL Transmittal Letter Requesting Case from the Eastern District of Arkansas Case Number 4:21-00093 Kelley et al v. Robinhood Markets Inc et al with enclosed 103 copy of the order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/13/2021)
4/12/2021
  • Order
CONDITIONAL TRANSFER ORDER (CTO-1) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by John W. Nichols, Clerk of the Panel). (mc) (Entered: 04/13/2021)
4/12/2021NOTICE of Attorney Appearance by Rachel Wagner Furst on behalf of Sagi Cezana. Attorney Rachel Wagner Furst added to party Sagi Cezana(pty:mov). (Furst, Rachel) (Entered: 04/12/2021)
4/12/2021
  • Motion to Appear Pro Hac Vice
MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Brian S. Weinstein. Filing Fee $ 200.00 Receipt # AFLSDC-14599297 by E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC. Responses due by 4/26/2021 (Attachments: # 1 Certification, # 2 Text of Proposed Order Proposed Order)(Homer, Peter) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Zarema A. Jaramillo (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Maya Ginsburg (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Thomas E. Redburn, Jr. (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jonathan E. Greengarden (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Adam S. Paris (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Maurice D. Pessah (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Alexander G. Cabeceiras (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Thomas G. Haskins, Jr. (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jeffrey A. Koncius (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Cherisse H. Cleofe (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Shari Ross Lahlou (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Marc De Leeuw (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for R. Tamara de Silva (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Phillip Kim (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Belinda S. Lee (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Stuart Chelin (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Steven Bizar (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for J. Mark Gidley (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Bryan D. Gant (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jack E. Pace III (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Samuel W. Stelk (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/12/2021NOTICE of Attorney Appearance by Lena Marguerite Mirilovic on behalf of Matthew M Lavin. Attorney Lena Marguerite Mirilovic added to party Matthew M Lavin(pty:conpla). (Mirilovic, Lena) (Entered: 04/12/2021)
4/12/202178MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00693 with documents 1-33. Assigned FLSD Case Number 1:21-cv-21378-CMA on 4/9/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/12/2021)
4/12/2021
  • Motion to Consolidate
FIFTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/12/2021. See attached document for full details. (mc) (Entered: 04/12/2021)
4/12/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Matthew L. Venezia (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/12/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Sean A. Burstyn by Omar Alsaedi, Ethan Arellano, Christine Bukowski, Carolyn Collier, Travis Elliott, Charles Fellows, Amanda Giuliani, Jessica Hines, Bryan Joyner, Andrea Juncadella, Michael Ridpath, Matt Scime, William Urrutia, Chastity Woodward, Patrick Young, Michelle del Valle (NEF sent to Attorney Admissions (ATTYADM)) (Salas, Natalia) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Alexander G. Cabeceiras by Mohammed A. Doleh, Peter Fray, Hanna Kayali, Steven Minnick, Brandon Nelson, Jhanna White, Zachary Ziegler, Bartosz Zybura (NEF sent to Attorney Admissions (ATTYADM)) (Miller, Caroline) (Entered: 04/09/2021)
4/9/2021NOTICE of Attorney Appearance by Peter W. Homer on behalf of E Trade Financial Corp, ETrade Financial Holdings, LLC, ETrade Securities LLC, Morgan Stanley Smith Barney LLC. Attorney Peter W. Homer added to party E Trade Financial Corp (pty:condft), Attorney Peter W. Homer added to party ETrade Financial Holdings, LLC(pty:condft), Attorney Peter W. Homer added to party ETrade Securities LLC(pty:condft), Attorney Peter W. Homer added to party Morgan Stanley Smith Barney LLC(pty:condft). (Homer, Peter) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Michael C. McKay by Austin Schaff (NEF sent to Attorney Admissions (ATTYADM)) (Hill, Brandon) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Steven N. Williams (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Anupama K. Reddy (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Christopher K.L. Young (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Joseph R. Saveri (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Gabriel A. Assaad (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Rachel Meese (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Elizabeth A. Brehm (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/09/2021)
4/9/2021
  • Motion to Consolidate
FOURTH ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/9/2021. See attached document for full details. (mc) (Entered: 04/09/2021)
4/9/202163MDL Transfer In Case Receipt from Eastern District of Pennsylvania. Case Number 2:21-cv-00489 with documents 1-13. Assigned FLSD Case Number 1:21-cv-21353-CMA on 4/8/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/09/2021)
4/9/202162MDL Transfer In Case Receipt from Eastern District of Virginia. Case Number 1:21-cv-00115 with documents 1-15. Assigned FLSD Case Number 1:21-cv-21351-CMA on 4/8/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/09/2021)
4/9/202161MDL Transfer In Case Receipt from Connecticut. Case Number 3:21-cv-00134 with documents 1-6. Assigned FLSD Case Number 1:21-cv-21367-CMA on 4/9/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/09/2021)
4/8/2021NOTICE of Attorney Appearance by Angela Daker on behalf of Apex Clearing Corporation. Attorney Angela Daker added to party Apex Clearing Corporation(pty:condft). (Daker, Angela) (Entered: 04/08/2021)
4/8/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Amir Alimehri (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/08/2021)
4/8/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Jeffrey A. Klafter (NEF sent to Attorney Admissions (ATTYADM)) (mc) (Entered: 04/08/2021)
4/8/2021
  • Motion to Consolidate
THIRD ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/8/2021. See attached document for full details. (mc) (Entered: 04/08/2021)
4/8/202156MDL Transfer In Case Receipt from District of Connecticut. Case Number 3:21-cv-00123 with documents 1-17. Assigned FLSD Case Number 1:21-cv-21359-CMA on 4/8/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/2021 CERTIFICATE of Understanding re Electronic Filing in The Southern District of Florida for Roy T. Willey, IV by David Moody, Julie Moody re 46 Order (NEF sent to Attorney Admissions (ATTYADM)). Attorney Roy T. Willey, IV added to party David Moody(pty:conpla), Attorney Roy T. Willey, IV added to party Julie Moody(pty:conpla). (Willey, Roy) (Entered: 04/08/2021)
4/8/202154MDL Transfer In Case Receipt from Southern District of Texas. Case Number 4:21-cv-00292 with documents 1-21. Assigned FLSD Case Number 1:21-cv-21338-CMA on 4/7/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/202153MDL Transfer In Case Receipt from Southern District of New York. Case Number 1:21-cv-00799 with documents 1-8. Assigned FLSD Case Number 1:21-cv-21335-CMA on 4/7/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/202152MDL Transfer In Case Receipt from Southern District of New York. Case Number 1:21-cv-00777 with documents 1-17. Assigned FLSD Case Number 1:21-cv-21333-CMA on 4/7/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/202151MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00833 with documents 1-20. Assigned FLSD Case Number 1:21-cv-21341-CMA on 4/7/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/202150MDL Transfer In Case Receipt from Southern District of Texas. Case Number 4:21-cv-00311 with documents 1-12. Assigned FLSD Case Number 1:21-cv-21350-CMA on 4/8/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/202149MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00838 with documents 1-23. Assigned FLSD Case Number 1:21-cv-21343-CMA on 4/7/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/8/202148MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00861 with documents 1-28. Assigned FLSD Case Number 1:21-cv-21349-CMA on 4/8/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/08/2021)
4/7/202147MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00829 with documents 1-32. Assigned FLSD Case Number 1:21-cv-21340-CMA on 4/7/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/2021
  • Pretrial Order
PRETRIAL ORDER #1 Initial Conference. Signed by Judge Cecilia M. Altonaga on 4/7/2021. See attached document for full details. (Attachments: # 1 Schedule A, # 2 Schedule B - Certificate of Understanding) (mc) (Entered: 04/07/2021)
4/7/2021
  • Motion to Consolidate
SECOND ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/7/2021. See attached document for full details. (mc) (Entered: 04/07/2021)
4/7/202144MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00781 with documents 1-155. Assigned FLSD Case Number 1:21-cv-21318-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/202143MDL Transfer In Case Receipt from District of New Jersey. Case Number 3:21-cv-01361 with documents 1-6. Assigned FLSD Case Number 1:21-cv-21316-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/202142MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00759 with documents 1-20. Assigned FLSD Case Number 1:21-cv-21315-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/202141MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00758 with documents 1-28. Assigned FLSD Case Number 1:21-cv-21313-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/202140MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00697 with documents 1-28. Assigned FLSD Case Number 1:21-cv-21311-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/202139MDL Transfer In Case Receipt from Northern District of California. Case Number 4:21-cv-00696 with documents 1-25. Assigned FLSD Case Number 1:21-cv-21310-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/7/202138MDL Transfer In Case Receipt from District of New Jersey. Case Number 2:21-cv-01348 with documents 1-8. Assigned FLSD Case Number 1:21-cv-21305-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/07/2021)
4/6/202137MDL Transfer In Case Receipt from District of New Jersey. Case Number 2:21-cv-01729 with documents 1-8. Assigned FLSD Case Number 1:21-cv-21307-CMA. Re: FLSD MDL Case Number 1:21-md-2989-CMA. (pes) (Entered: 04/06/2021)
4/6/2021
  • Motion to Consolidate
ORDER OF CONSOLIDATION AND ADMINISTRATIVE CLOSE-OUT. Signed by Judge Cecilia M. Altonaga on 4/6/2021. See attached document for full details. (mc) (Entered: 04/06/2021)
4/6/202135MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-00624 with documents 1-15. Assigned FLSD Case Number 1:21-cv-21300-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202134MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-00574 with documents 1-14. Assigned FLSD Case Number 1:21-cv-21299-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202133MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-00541 with documents 1-14. Assigned FLSD Case Number 1:21-cv-21298-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202132MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-00510 with documents 1-21. Assigned FLSD Case Number 1:21-cv-21297-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202131MDL Transfer In Case Receipt from Northern District of Illinois. Case Number 1:21-cv-00490 with documents 1-6. Assigned FLSD Case Number 1:21-cv-21296-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202130MDL Transfer In Case Receipt from Southern District of California. Case Number 3:21-cv-00167 with documents 1-11. Assigned FLSD Case Number 1:21-cv-21294-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202129MDL Transfer In Case Receipt from Central District of California. Case Number 21-cv-00837 with documents 1-37. Assigned FLSD Case Number 1:21-cv-21293-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202128MDL Transfer In Case Receipt from Central District of California. Case Number 2:21-cv-00835 with documents 1-39. Assigned FLSD Case Number 1:21-cv-21291-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/6/202127MDL Transfer In Case Receipt from Northern District of Florida. Case Number 4:21-cv-00061 with documents 1-17. Assigned FLSD Case Number 1:21-cv-21295-CMA on 4/6/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/06/2021)
4/5/2021
  • Motionby Π
MOTION to Appoint Lead Plaintiff Cody Todd under the federal securities laws ( Responses due by 4/19/2021), MOTION to Appoint Lead Counsel The Rosen Law Firm, P.A. under the federal securities laws by Cody Todd. Attorney Laurence Matthew Rosen added to party Cody Todd(pty:mov). (Attachments: # 1 Declaration of Laurence M. Rosen in Support of the Motion of Cody Todd to: (1) Appoint Lead Plaintiff; and (2) Approve Selection of Lead Counsel, # 2 Exhibit 1 - PSLRA Notice, # 3 Exhibit 2 - PSLRA Certification, # 4 Exhibit 3 - Loss Chart, # 5 Exhibit 4 - Firm Resume, # 6 Text of Proposed Order)(Rosen, Laurence) (Entered: 04/05/2021)
4/2/202125MDL Transfer In Case Receipt from Middle District of Florida. Case Number 8:21-cv-00234 with documents 1-12. Assigned FLSD Case Number 1:21-cv-21266-CMA on 4/2/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/02/2021)
4/2/202124MDL Transfer In Case Receipt from Middle District of Florida. Case Number 8:21-cv-00222 with documents 1-12. Assigned FLSD Case Number 1:21-cv-21265-CMA on 4/2/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/02/2021)
4/2/202123MDL Transfer In Case Receipt from District of Colorado. Case Number 1:21-cv-00290 with documents 1-11. Assigned FLSD Case Number 1:21-cv-21261-CMA on 4/2/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/02/2021)
4/2/202122MDL Transfer In Case Receipt from Middle District of Florida. Case Number 8:21-cv-00216 with documents 1-13. Assigned FLSD Case Number 1:21-cv-21264-CMA on 4/2/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/02/2021)
4/2/202121MDL Transfer In Case Receipt from Middle District of Florida. Case Number 6:21-cv-00207 with documents 1-13. Assigned FLSD Case Number 1:21-cv-21263-CMA on 4/2/2021. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/02/2021)
4/2/2021
  • Order
ORDER Setting Initial Status Conference for 4/19/2021 10:00 AM in Miami Division before Judge Cecilia M. Altonaga. One hour has been reserved for the conference; if any party anticipates requiring additional time, it shall advise the Courtroom Deputy in advance. The parties shall submit a joint proposed agenda listing items for discussion on or before April 15, 2021. The hearing will be held via video conference, with instructions to follow. Signed by Judge Cecilia M. Altonaga on 4/2/2021. See attached document for full details. (wc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Eastern District of Virginia Case Number 1:21-00115 Lavin v. Robinhood Financial LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Southern District of Texas Case Number 4:21-00292 Ross, et al v. Robinhood Financial, LLC, et al, 4:21-00311 NG, et al v. Robinhood Financial, LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Eastern District of Pennsylvania Case Number 2:21-00489 Minnick, et al v. Robinhood Financial LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Southern District of New York Case Number 1:21-00777 Nelson v. Robinhood Financial LLC, et al, 1:21-00799 Williams v. Webull Financial LLC with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the District of New Jersey Case Number 2:21-01348 Zybura v. Robinhood Financial LLC, et al, 2:21-01729 Muncy v. Robinhood Securities, LLC, et al, 3:21-01361 Noorzaie v. Robinhood Markets, Inc., et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Northern District of Illinois Case Number 1:21-00490 Gatz v. Robinhood Financial, LLC, 1:21-00510 Kayali, et al v. Robinhood Financial, LLC, et al, 1:21-00541 Lagmanson, et al v. Robinhood Markets, Inc., et al, 1:21-00574 Cherry v. Robinhood Financial LLC, et al, 1:21-00624 Hiscock v. TD Ameritrade, Inc. with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Northern District of Florida Case Number 4:21-00061 Baird v. Robinhood Financial LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Middle District of Florida Case Number 6:21-00207 Diamond v. Robinhood Financial, LLC et al, 8:21-00216 Schaff v. Robinhood Markets, Inc. et al, 8:21-00222 Schaff v. TD Ameritrade, Inc., 8:21-00234 Perri, et al v. Robinhood Markets, Inc. et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the District of Connecticut Case Number 3:21-00123 Ziegler v. Robinhood Financial LLC et al, 3:21-00134 Fresa v. Robinhood Financial LLC et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the District of Colorado Case Number 1:21-00290 Daniels v. Robinhood Financial LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Southern District of California Case Number 3:21-00167 Nordeen, et al v. Robinhood Financial LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Northern District of California Case Number 4:21-00693 Wieg v. Robinhood Financial LLC, et al, 4:21-00696 Days v. Robinhood Markets, Inc., et al, 4:21-00697 Dalton v. Robinhood Securities, LLC, et al, 4:21-00758 Krasowski, et al v. Robinhood Financial LLC, et al, 4:21-00759 Cezana v. Robinhood Financial LLC, et al, 4:21-00781 Cheng, et al v. Ally Financial Inc., et al, 4:21-00829 Curiel-Ruth v. Robinhood Securities LLC, et al, 4:21-00833 Freeney, et al v. Robinhood Financial, LLC, et al. 4:21-00838 Krumenacker v. Robinhood Financial, LLC, et al, 4:21-00861 Moody, et al v. Robinhood Financial, LLC et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/2/2021MDL Transmittal Letter Requesting Case from the Central District of California Case Number 2:21-00835 Kayali, et al v. Robinhood Financial, LLC et al, 2:21-00837 Gossett, et al v. Robinhood Financial, LLC, et al with enclosed copy of the 1 order of transfer from the Judicial Panel on Multidistrict Litigation. (mc) (Entered: 04/02/2021)
4/1/20216MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 9:21-cv-80238-CMA with documents 1-17. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/01/2021)
4/1/20215MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 1:21-cv-20414 with documents 1-28. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/01/2021)
4/1/20214MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 0:21-cv-60226-CMA with documents 1-15. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/01/2021)
4/1/20213MDL Tag-Along Case Receipt from Southern District of Florida. Case Number 0:21-cv-60220-CMA with documents 1-8. Re: FLSD MDL Case Number 1:21-md-02989-CMA. (mc) (Entered: 04/01/2021)
4/1/2021Rules of Procedure of the Judicial Panel on Multidistrict Litigation (mc) (Entered: 04/01/2021)
4/1/2021
  • Order
TRANSFER ORDER (TO-Dated 04/01/2021) transferring case to the Southern District of Florida re: MDL 2989 for consolidated pretrial proceedings pursuant to 28 USC 1407 and assigned to the Honorable Cecilia M. Altonaga. (Signed by Karen K. Caldwell, Chair). (mc) (Entered: 04/01/2021)