`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`Plaintiffs,
`
`
`
`v.
`
`Counterclaim-Plaintiffs,
`
`
`
`v.
`
`
`ARBUTUS BIOPHARMA CORPORATION
`and GENEVANT SCIENCES GmbH,
`
`
`Counterclaim-Defendants.
`
`ARBUTUS BIOPHARMA CORPORATION
`and GENEVANT SCIENCES GmbH,
`
`
`
`
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`MODERNA, INC. and MODERNATX, INC.
`
`Defendants.
`
`
`MODERNA, INC. and MODERNATX, INC.,
`
`
`
`
`
`
`
`C.A. No. 22-252 (MSG)
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`DEFENDANTS’ OPPOSITION TO MOTIONS FOR LEAVE
`TO FILE BRIEFS AS AMICUS CURIAE (D.I. 56 AND 61)
`
`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`Jack B. Blumenfeld (#1014)
`Brian P. Egan (#6227)
`1201 North Market Street
`P.O. Box 1347
`Wilmington, DE 19899
`(302) 658-9200
`jblumenfeld@morrisnichols.com
`began@morrisnichols.com
`
`Attorneys for Defendants
`
`
`
`OF COUNSEL:
`
`James F. Hurst
`KIRKLAND & ELLIS LLP
`300 North LaSalle
`Chicago, IL 60654
`(312) 862-2000
`
`Patricia A. Carson, Ph.D.
`Jeanna M. Wacker, P.C.
`Mark C. McLennan
`Nancy Kaye Horstman
`KIRKLAND & ELLIS LLP
`601 Lexington Avenue
`New York, NY 10022
`(212) 446-4800
`
`March 7, 2023
`
`
`
`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 2 of 13 PageID #: 1305
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`
`
`I.
`
`II.
`
`III.
`
`IV.
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`V.
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`TABLE OF CONTENTS
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`Page
`
`INTRODUCTION .............................................................................................................. 1
`
`NATURE AND STAGE OF THE PROCEEDINGS ......................................................... 1
`
`SUMMARY OF ARGUMENT .......................................................................................... 1
`
`STATEMENT OF FACTS ................................................................................................. 2
`
`ARGUMENT ...................................................................................................................... 2
`
`A.
`
`B.
`
`Legal Standards ....................................................................................................... 2
`
`The Court Should Deny the Motions for Leave to File Amicus Briefs ................... 3
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`1.
`
`2.
`
`3.
`
`Proposed Amici Have No Particularized Interest in this Litigation ............ 3
`
`All Interests Are Adequately Represented by the Parties ........................... 5
`
`The Proffered Information Is Not Useful to Resolving the Current
`Dispute ........................................................................................................ 5
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`VI.
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`CONCLUSION ................................................................................................................... 6
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`
`
`i
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 3 of 13 PageID #: 1306
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`
`
`Cases
`
`TABLE OF AUTHORITIES1
`
`Page(s)
`
`Am. Coll. of Obstetricians & Gynecologists, Pennsylvania Section
`v. Thornburgh, 699 F.2d 644 (3d Cir. 1983) .............................................................................4
`
`Bernstein v. Twp. of Freehold, New Jersey,
`No. CV 07-4110 (FLW), 2008 WL 11510751 (D.N.J. Jan. 4, 2008) ....................................4, 6
`
`Dobson Mills Apartments, L.P. v. City of Philadelphia,
`No. 21-CV-273, 2022 WL 558348 (E.D. Pa. Feb. 23, 2022) ................................................3, 5
`
`Dwelling Place Network v. Murphy,
`No. CV 20-6281, 2020 WL 3056305 (D.N.J. June 9, 2020) .................................................3, 5
`
`Granillo v. FCA US LLC,
`No. 16-153(FLW)(DEA), 2018 WL 4676057 (D.N.J. Sept. 28, 2018) .................................2, 3
`
`Karlo v. Pittsburgh Glass Works, LLC,
`No. 2:10-CV-1283, D.I. 320 (W.D. Pa. Aug. 5, 2013) ..........................................................4, 5
`
`Oakley Inc. v. The Partnerships And Unincorporated Associations Identified On
`Schedule A, C.A. No. 1:22-cv-01570, Dkt. 52 (N.D. Ill. Oct. 24, 2022) ...................................6
`
`Panzer v. Verde Energy USA, Inc.,
`No. 19-3598, 2021 WL 2186422 (E.D. Pa. May 27, 2021) .......................................................3
`
`Pro. Drug Co. Inc. v. Wyeth Inc.,
`No. 11–5479, 2012 WL 4794587 (D.N.J. Oct. 3, 2012) ........................................................3, 5
`
`Sciotto v. Marple Newtown Sch. Dist.,
`70 F. Supp. 2d 553 (E.D. Pa. 1999) .......................................................................................3, 4
`
`United States v. Olis,
`No. CIV.A. H-07-3295, 2008 WL 620520 (S.D. Tex. Mar. 3, 2008) .......................................4
`
`Statutes
`
`28 U.S.C. § 1498 ......................................................................................................................1, 2, 4
`
`
`1 Unless otherwise indicated, internal quotation marks and citations have been omitted from quoted
`material.
`
`
`
`ii
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 4 of 13 PageID #: 1307
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`
`
`Rules
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`Federal Rule of Appellate Procedure 29 ..........................................................................................2
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`
`
`iii
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 5 of 13 PageID #: 1308
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`
`
`I.
`
`INTRODUCTION
`
`Since the Government’s submission of a Statement of Interest, this case has garnered the
`
`interest of several groups and two motions seeking to enter this litigation as friends of the Court.
`
`However, both attempts fail to offer the type of information or guidance that can properly be
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`introduced into a case through the vehicle of amicus curiae. These attempts should be denied.
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`II.
`
`NATURE AND STAGE OF THE PROCEEDINGS
`
`On February 28, 2022, Plaintiffs filed this action against Moderna. On May 6, 2022,
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`Moderna filed a partial motion to dismiss based on § 1498 (D.I. 16). Briefing on the motion was
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`completed June 24, 2022, and the Court issued its decision on Moderna’s partial motion on
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`November 2, 2022 (D.I. 31). On February 14, 2023, the Government filed a Statement of Interest,
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`confirming the applicability of § 1498(a) (D.I. 49). A conference with the Court was held on
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`February 16, 2023, at the conclusion of which the Court ordered simultaneous letters regarding the
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`impact of the Government’s Statement of Interest (D.I. 51). Subsequently, on March 2 and 6, 2023,
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`two groups filed motions for leave to appear as amici curiae. D.I. 56; D.I. 61.
`
`III.
`
`SUMMARY OF ARGUMENT
`
`The proposed amicus briefs fail to meet the standards set by the Third Circuit for granting
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`amicus status because the proposed amici have no particularized interests that are not already
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`competently represented in the matter and fail to provide information that would be useful to
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`resolving the pending dispute. For at least these reasons, the Court should exercise its discretion
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`to deny the motions for leave. In the alternative, should the Court permit the proposed amici to file
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`their briefs, the Court should grant Moderna leave to respond substantively to the proposed amici’s
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`arguments.
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`1
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 6 of 13 PageID #: 1309
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`
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`IV.
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`STATEMENT OF FACTS
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`The first set of proposed amici curiae are Professor Adam Mossoff and other law
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`professors and former federal judges (collectively, “Professor Mossoff”) with a stated interest “in
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`ensuring the integrity of the patent system and the proper application of the federal government’s
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`eminent domain power to patented inventions.” D.I. 56-2 at 1. The second set of proposed amici
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`is the Bayh-Dole Coalition, a group of “innovation-oriented organizations and academic
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`institutions” who are “committed to celebrating and protecting the Bayh-Dole Act, and to
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`preserving the reliability of U.S. patents as private property rights on which the Bayh Dole system
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`depends.” D.I. 61, ¶5. Both groups of amici come before the Court seeking to “offer supporting
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`legal analysis” relating to the “express text, legislative history, and judicial interpretation of
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`Section 1498.” D.I. 56, ¶6; D.I. 61, ¶6.
`
`V.
`
`ARGUMENT
`A.
`
`Legal Standards
`
` As there is no rule governing the appearance of an amicus curiae in district court,
`
`“district courts have been guided by the Third Circuit’s application of Federal Rule of Appellate
`
`Procedure 29, which governs the appearance of amici in the circuit courts.” Granillo v. FCA US
`
`LLC, No. 16-153 (FLW)(DEA), 2018 WL 4676057, at *3 (D.N.J. Sept. 28, 2018). Rule 29(3)
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`states the following with respect to Motions for Leave to File:
`
`The motion must be accompanied by the proposed brief and state:
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`(A) the movant's interest; and
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`(B) the reason why an amicus brief is desirable and why the
`matters asserted are relevant to the disposition of the case.
`
`In applying the “interest,” “desirability” and “relevance” prongs of Rule 29(3) to determine
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`whether to grant amicus status, courts often consider whether, “(1) the amicus curiae has a ‘special
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`
`
`2
`
`
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 7 of 13 PageID #: 1310
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`
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`interest’ in the particular case; (2) the amicus curiae’s interest is not represented competently or at
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`all in the case; (3) the proffered information is timely and useful; and (4) the petitioner is not partial
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`to a particular outcome in the case.” Granillo, 2018 WL 4676057, at *4 (quoting Pro. Drug Co.
`
`Inc. v. Wyeth Inc., No. 11–5479, 2012 WL 4794587, at *1 (D.N.J. Oct. 3, 2012)).
`
`Courts in this Circuit have found that “[a]t the trial level, where issues of fact as well as
`
`law predominate, the aid of amicus curiae may be less appropriate than at the appellate level.”
`
`Dwelling Place Network v. Murphy, No. CV 20-6281 (RBK/AMD), 2020 WL 3056305, at *1
`
`(D.N.J. June 9, 2020). Ultimately, it “rests within a district court’s discretion whether to permit
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`the filing of an amicus brief.” Dobson Mills Apartments, L.P. v. City of Philadelphia, No. 21-CV-
`
`273, 2022 WL 558348, at *1 (E.D. Pa. Feb. 23, 2022) (citing Panzer v. Verde Energy USA, Inc.,
`
`No. 19-3598, 2021 WL 2186422, at *1 (E.D. Pa. May 27, 2021)).
`
`B.
`
`The Court Should Deny the Motions for Leave to File Amicus Briefs
`
`The proposed amici have failed to show that they have any special interest in this matter
`
`or that any argument they intend to bring into the matter is not (or cannot be) addressed by the
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`parties. The motions should therefore be denied.
`
`1.
`
`Proposed Amici Have No Particularized Interest in this Litigation
`
` “When evaluating a potential amici’s proffered interest in a case, the court looks to
`
`whether its interests which [sic] would be ultimately and directly affected by the court’s ruling on
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`the substantive matter before it.” Dwelling Place, 2020 WL 3056305, at *2. “The potential amici
`
`must show more than simply ‘a generalized interest in all cases’ of a similar subject matter.”
`
`Granillo, 2018 WL 4676057, at *5 (quoting Sciotto v. Marple Newtown Sch. Dist., 70 F. Supp. 2d
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`553, 555 (E.D. Pa. 1999)). Neither set of proposed amici here contends that the Court’s decision
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`on the issue will “impact them directly.” Rather, their purported interests are at best “generalized”
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`academic or policy interests in all cases relating to at least § 1498, and perhaps patent law more
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`
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`3
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`
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 8 of 13 PageID #: 1311
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`
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`broadly. The purported interests of both proposed sets of amici here are “not the kind of special
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`interest that warrants amicus status.” Sciotto, 70 F. Supp. 2d at 555; id. at 556 (“While policy
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`arguments are certainly interesting and perhaps helpful at the appellate level, they are not the
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`currency of a trial court.”).
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`The Third Circuit has denied a similar motion by law professors, even when neither party
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`objected, where “[t]he law professors d[id] not purport to represent any individual or organization
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`with a legally cognizable interest in the subject matter at issue, and g[a]ve only their concern about
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`the manner in which this court will interpret the law.” Am. Coll. of Obstetricians & Gynecologists,
`
`Pennsylvania Section v. Thornburgh, 699 F.2d 644, 645 (3d Cir. 1983). Other courts have reached
`
`similar conclusions. See, e.g., United States v. Olis, No. CIV.A. H-07-3295, 2008 WL 620520, at
`
`*7 (S.D. Tex. Mar. 3, 2008) (denying motion to file amici curiae brief purporting to “elucidate,
`
`from a historical and scholarly perspective, the constitutional right to free access to defense
`
`funding and to be free of government interference with the right to counsel” where the facts did
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`not support the defendant’s original motion); Karlo v. Pittsburgh Glass Works, LLC, No. 2:10-
`
`CV-1283, D.I. 320 at 3 (W.D. Pa. Aug. 5, 2013) (denying a motion to file amicus brief where
`
`“[t]he moving parties have identified no ‘special interest’ of [Professor] Sperino”); Bernstein v.
`
`Twp. of Freehold, New Jersey, No. CV 07-4110 (FLW), 2008 WL 11510751, at *2 (D.N.J. Jan. 4,
`
`2008) (denying ACLU’s motion to appear amicus curiae because despite “obvious general interest
`
`in the constitutional questions involved in this case, [ ] absent a specific showing of a special
`
`interest, participation as amicus curiae would be inappropriate”). Where, as here, the proposed
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`amici’s interests are grounded in “legal principles” or statutory interpretation, no special interest
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`exists.
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`
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`4
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`
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 9 of 13 PageID #: 1312
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`
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`The generalized interests of both groups of proposed amici weigh against granting their
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`motions.
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`2.
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`All Interests Are Adequately Represented by the Parties
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`District Courts in this Circuit have found amici unnecessary where their interests are
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`competently represented. Dobson Mills Apartments, 2022 WL 558348, at *1 (denying a motion
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`for leave to file amicus curiae where the petitioner made no claim that party counsel was not
`
`qualified to represent its asserted interest); see also Pro. Drug, 2012 WL 4794587, at *2 (denying
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`a motion where petitioner had not expressed an interest that was not represented competently and
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`plaintiffs were “represented by competent counsel who have ably addressed the relevant issues
`
`relating to the motions to dismiss”). The proposed amici do not contend that the parties’ counsel
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`are not qualified to represent their asserted interests. Nor is there any reason why the parties’
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`counsel cannot competently represent said interests. See Karlo, No. 2:10-CV-1283, Dkt. 320 at 3
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`(concluding that the petitioner law professor’s presumed interest was “competently represented by
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`able counsel”). This factor also weighs against granting their motions.
`
`3.
`
`The Proffered Information Is Not Useful to Resolving the Current
`Dispute
`
`The proposed groups of amici purport to “offer supporting legal analysis beyond that
`
`provided by the parties.” D.I. 56-2 at 2; see also D.I. 61, ¶6 (“Bayh-Dole seeks leave to offer
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`supporting legal analysis that is necessary for this Court to consider”). However, the vast majority
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`of at least Professor Mossoff’s “judicial interpretation” is spent on rehashing case law raised by
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`the parties and the Government in their briefing, cited in the Court’s Memorandum Opinion, and
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`discussed at the February 16 conference with the Court. To the extent the Court finds that the
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`proposed amici are raising new information through their historical analysis or constitutional
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`arguments, they are “not present[ing] any arguments or information that could not be provided just
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`5
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 10 of 13 PageID #: 1313
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`
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`as readily by [the parties] themselves.” Dwelling Place, 2020 WL 3056305, at *3. In fact, allowing
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`the proposed amici to raise any new constitutional or historical arguments would run afoul the
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`“classic role of an amicus curiae” under which it “cannot initiate, create, extend, or enlarge [the]
`
`issues” before the Court. Bernstein, 2008 WL 11510751, at *2; see also Oakley Inc. v. The
`
`Partnerships And Unincorporated Associations Identified On Schedule A, C.A. No. 1:22-cv-
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`01570, Dkt. 52, at 3 (N.D. Ill. Oct. 24, 2022) (denying a motion to file amicus brief where
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`“[a]llowing Movant to present new” “constitutional and historical arguments” would “pay
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`insufficient heed to the principle of party presentation”). Additionally, the brief provided by the
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`Bayh-Dole Coalition provides no analysis of case law and no citations to legislative history or
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`documents evidencing legislative intent to support its position. D.I. 61-1. The substance of the
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`proposed submissions therefore does not provide a basis for granting amicus status.
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`VI. CONCLUSION
`
`Moderna respectfully requests that the Court deny the amicus motions. In the alternative,
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`should the Court grant these motions, Moderna requests that it be permitted an opportunity to
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`substantively respond to the proposed amici’s positions.
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`6
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 11 of 13 PageID #: 1314
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`OF COUNSEL:
`
`James F. Hurst
`KIRKLAND & ELLIS LLP
`300 North LaSalle
`Chicago, IL 60654
`(312) 862-2000
`
`Patricia A. Carson, Ph.D.
`Jeanna M. Wacker, P.C.
`Mark C. McLennan
`Nancy Kaye Horstman
`KIRKLAND & ELLIS LLP
`601 Lexington Avenue
`New York, NY 10022
`(212) 446-4800
`
`March 7, 2023
`
`
`
`
`
`
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`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`
`/s/ Jack B. Blumenfeld
`
`
`
`
`Jack B. Blumenfeld (#1014)
`Brian P. Egan (#6227)
`1201 North Market Street
`P.O. Box 1347
`Wilmington, DE 19899
`(302) 658-9200
`jblumenfeld@morrisnichols.com
`began@morrisnichols.com
`
`Attorneys for Defendants
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`7
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 12 of 13 PageID #: 1315
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`CERTIFICATE OF SERVICE
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`I hereby certify that on March 7, 2023, I caused the foregoing to be electronically filed
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`with the Clerk of the Court using CM/ECF, which will send notification of such filing to all
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`registered participants.
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`I further certify that I caused copies of the foregoing document to be served on March 7,
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`2023, upon the following in the manner indicated:
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`VIA ELECTRONIC MAIL
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`VIA ELECTRONIC MAIL
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`VIA ELECTRONIC MAIL
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`John W. Shaw, Esquire
`Karen E. Keller, Esquire
`Nathan R. Hoeschen, Esquire
`SHAW KELLER LLP
`I.M. Pei Building
`1105 North Market Street, 12th Floor
`Wilmington, DE 19801
`Attorneys for Plaintiffs Arbutus Biopharma
`Corporation and Genevant Sciences GmbH
`
`Daralyn J. Durie, Esquire
`MORRISON & FOERSTER LLP
`425 Market Street
`San Francisco, CA 94105-2482
`Attorneys for Plaintiff Arbutus Biopharma
`Corporation
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`Kira A. Davis, Esquire
`MORRISON & FOERSTER LLP
`707 Wilshire Boulevard
`Los Angeles, CA 90017-3543
`Attorneys for Plaintiff Arbutus Biopharma
`Corporation
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`Case 1:22-cv-00252-MSG Document 62 Filed 03/07/23 Page 13 of 13 PageID #: 1316
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`David I. Berl, Esquire
`Adam D. Harber, Esquire
`Thomas S. Fletcher, Esquire
`Jessica Palmer Ryen, Esquire
`Lydia B. Cash, Esquire
`Shaun P. Mahaffy, Esquire
`Anthony H. Sheh, Esquire
`WILLIAMS & CONNOLLY LLP
`680 Maine Avenue S.W.
`Washington, DC 20024
`Attorneys for Plaintiff Genevant Sciences
`GmbH
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`Stephen B. Brauerman, Esquire
`BAYARD, P.A.
`600 North King Street, Suite 400
`Wilmington, DE 19801
`Attorneys for Proposed Amici Law
`Professors, Scholars, and Former
`Government Officials
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`Stephanie S. Riley, Esquire
`WOMBLE BOND DICKINSON (US) LLP
`1313 North Market Street, Suite 1200
`Wilmington, DE 19801
`Attorney for Bayh-Dole Coalition
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`VIA ELECTRONIC MAIL
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`VIA ELECTRONIC MAIL
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`VIA ELECTRONIC MAIL
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`/s/ Jack B. Blumenfeld
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`Jack B. Blumenfeld (#1014)
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`2
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