Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 1 of 23 PageID #: 12680
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 1 of 23 PagelD #: 12680
`
`EXHIBIT 12
`EXHIBIT 12
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 1 of 23 PagelD #: 12680
`
`EXHIBIT 12
`EXHIBIT 12
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 2 of 23 PageID #: 12681
`
`Nos. 2020-2222, 2021-1527
`
`UNITED STATES COURT OF APPEALS
`FOR THE FEDERAL CIRCUIT
`
`THE CALIFORNIA INSTITUTE OF TECHNOLOGY,
`
`Plaintiff-Appellee,
`
`v.
`
`BROADCOM LIMITED, nka Broadcom Inc., BROADCOM CORPORATION,
`AVAGO TECHNOLOGIES LIMITED, nka Avago Technologies International
`Sales Pte. Limited, APPLE INC.,
`
`Defendants-Appellants.
`
`On Appeal from the United States District Court for the Central District of
`California in Case No. 2:16-cv-03714-GW-AGR, Judge George H. Wu
`
`NON-CONFIDENTIAL JOINT APPENDIX VOLUME I OF IV
`(Appx1-Appx2390)
`
`
`KATHLEEN M. SULLIVAN
`JAMES R. ASPERGER
`QUINN EMANUEL URQUHART
`& SULLIVAN, LLP
`865 South Figueroa Street
`Los Angeles, CA 90017
`(213) 443-3000
`
`
`
`Attorneys for Plaintiff-Appellee
`
`WILLIAM F. LEE
`JOSEPH J. MUELLER
`LAUREN B. FLETCHER
`MADELEINE C. LAUPHEIMER
`WILMER CUTLER PICKERING
` HALE AND DORR LLP
`60 State Street
`Boston, MA 02109
`(617) 526-6000
`
`Attorneys for Defendants-Appellants
`
`ADDITIONAL COUNSEL LISTED ON INSIDE COVER
`
`May 6, 2021
`
`
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 3 of 23 PageID #: 12682
`
`MARK D. SELWYN
`WILMER CUTLER PICKERING
` HALE AND DORR LLP
`2600 El Camino Real, Suite 400
`Palo Alto, CA 94306
`(650) 858-6000
`
`STEVEN J. HORN
`DAVID P. YIN
`WILMER CUTLER PICKERING
` HALE AND DORR LLP
`1875 Pennsylvania Avenue, NW
`Washington, DC 20006
`(202) 663-6000
`
`Attorneys for Defendants-Appellants
`
`DEREK L. SHAFFER
`QUINN EMANUEL URQUHART
`& SULLIVAN, LLP
`1300 I Street NW, Suite 900
`Washington, D.C. 20005
`(202) 538-8000
`
`KEVIN A. SMITH
`QUINN EMANUEL URQUHART
`& SULLIVAN, LLP
`50 California Street, 22nd Floor
`San Francisco, CA 94111
`(415) 875-6600
`
`KEVIN P.B. JOHNSON
`TODD M. BRIGGS
`QUINN EMANUEL URQUHART
`& SULLIVAN, LLP
`555 Twin Dolphin Drive, 5th Floor
`Redwood Shores, CA 94065
`(650) 801-5000
`
`EDWARD J. DEFRANCO
`BRIAN P. BIDDINGER
`QUINN EMANUEL URQUHART
`& SULLIVAN, LLP
`51 Madison Avenue, 22nd Floor
`New York, NY 10010
`(202) 849-7000
`
`Attorneys for Plaintiff-Appellee
`
`
`- i -
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 4 of 23 PageID #: 12683
`
`TABLE OF CONTENTS
`
`
`
`VOLUME I OF IV
`
`Stipulated Protective Order, Dkt. No. 101 (Feb. 2, 2017)
`
`JUDGMENT, VERDICT, ORDERS
`
`Page(s)
`
`
`
`
`
`Final Ruling on Claim Construction, Dkt. No. 213 (July 12, 2017) Appx1-
`Appx35
`
`Final Ruling on Plaintiffs Motion for Partial Summary Judgmnet,
`Dkt. No. 830 (Dec. 28, 2018)
`
`Appx36-
`Appx63
`
`Final Ruling on Defendants Motion for Summary Judgment on
`Invalidity Under 35 U.S.C. § 101 of Asserted Claims of U.S.
`Patent No. 7,916,781, Dkt. No. 849 (Jan. 18, 2019)
`
`Appx64-
`Appx100
`
`Final Rulings on Plaintiffs Motion for Summary Judgment as to
`No Inequitable Conduct, Dkt. No. 1518 (July 1, 2019)
`
`Appx101-
`Appx112
`
`Order regarding Motions for Partial Summary Judgment, Motion
`for Certification Under 28 U.S.C. §1292(b), Defendants Motion
`for Partial Reconsideration, and Plaintiffs Motion to Exclude
`[Dkt. Nos. 844, 845, 887, 888, and 1024], Dkt. No. 1432 (Aug. 9,
`2019)
`
`Civil Minutes regarding Daubert Motions, Dkt. No. 1630 (Nov.
`21, 2019) [FILED UNDER SEAL]
`
`Amended Civil Minutes of Pretrial Conference, Dkt. No. 1926
`(Dec. 30, 2019)
`
`Civil Minutes of Pretrial Conference, Dkt. No. 1919 (Jan. 9,
`2020)
`
`Civil Minutes of Jury Trial, Day 3 with Claim Construction
`Order, Dkt. No. 1957 (Jan. 16, 2020)
`
`Appx113-
`Appx137
`
`Appx138-
`Appx155
`
`Appx156-
`Appx166
`
`Appx167-
`Appx169
`
`Appx170-
`Appx171
`
`- i -
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 5 of 23 PageID #: 12684
`
`
`
`Final Jury Instructions, Dkt. No. 2112 (Jan. 29, 2020)
`
`Jury Verdict, Dkt. No. 2114 (Jan. 29, 2020)
`
`Civil Minutes of Telephonic Hearing on Defendants Motion for
`Judgment as a Matter of Law (Renewed) and/or New Trial, Dkt.
`No. 2238 (July 21, 2020) [FILED UNDER SEAL]
`
`Civil Minutes of Telephonic Hearing on CalTechs Motion for
`Supplemental Damages, Interest, Attorneys Fees, and a
`Permanent Injunction or On-Going Royalties, Dkt. No. 2239 (July
`21, 2020) [FILED UNDER SEAL]
`
`Judgment, Dkt. No. 2245 (Aug. 3, 2020)
`
`PATENTS-IN-SUIT
`
`U.S. Patent No. 7,116,710
`
`U.S. Patent No. 7,421,032
`
`U.S. Patent No. 7,916,781
`
`DOCKET SHEET
`
`Civil Docket Sheet for The California Institute of Technology v.
`Broadcom Limited et al., No. 2:16-cv-03714-GW-AGR (C.D.
`Cal.)
`
`TRIAL TRANSCRIPTS
`
`Page(s)
`
`Appx172-
`Appx189
`
`Appx190-
`Appx193
`
`Appx194-
`Appx240
`
`Appx241-
`Appx251
`
`Appx252-
`Appx254
`
`
`
`Appx255-
`Appx266
`
`Appx267-
`Appx280
`
`Appx281-
`Appx292
`
`
`
`Appx293-
`Appx539
`
`
`
`Trial Transcript, January 15, 2020 (morning session), Dkt. No.
`2151 (Apr. 2, 2020)
`
`Appx2212-
`Appx2282
`
`- ii -
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 6 of 23 PageID #: 12685
`Case 1:22-c\GRG252.MER2 Doddocemnd9342-1 FilétaQe/T5/24 Peck ODNHAZ0AGelD #: 12685
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 1of18 Page ID
`#:137594
`
`
`FILED
`CLERK, Us.
`
`DISTRICT COURT
`
`
`
`
`
`UNITED STATES DISTRICT COURT
`
`CENTRAL DISTRICT OF CALIFORNIA
`
`No. CV 16-3714-GW-AGRx
`
`FINAL JURY INSTRUCTIONS
`
`)
`)
`
`)
`
`) )
`
`)
`
`CALIFORNIA INSTITUTE OF
`TECHNOLOGY,
`
`Plaintiff,
`
`V.
`
`BROADCOMLIMITED AND
`APPLE,INC..,
`
`Defendants.
`
`Appx172
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 7 of 23 PageID #: 12686
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 2 of 18 Page ID
` #:137595
`
`Appx173
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 8 of 23 PageID #: 12687
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 3 of 18 Page ID
` #:137596
`
`Appx174
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 9 of 23 PageID #: 12688
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 4 of 18 Page ID
` #:137597
`
`Appx175
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 10 of 23 PageID #: 12689
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 5 of 18 Page ID
` #:137598
`
`Appx176
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 11 of 23 PageID #: 12690
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 6 of 18 Page ID
` #:137599
`
`Appx177
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 12 of 23 PageID #: 12691
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 7 of 18 Page ID
` #:137600
`
`Appx178
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 13 of 23 PageID #: 12692
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 8 of 18 Page ID
` #:137601
`
`Appx179
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 14 of 23 PageID #: 12693
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 9 of 18 Page ID
` #:137602
`
`Appx180
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 15 of 23 PageID #: 12694
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 10 of 18 Page ID
` #:137603
`
`Appx181
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 16 of 23 PageID #: 12695
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 11 of 18 Page ID
` #:137604
`
`Appx182
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 17 of 23 PageID #: 12696
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 12 of 18 Page ID
` #:137605
`
`Appx183
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 18 of 23 PageID #: 12697
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 13 of 18 Page ID
` #:137606
`
`Appx184
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 19 of 23 PageID #: 12698
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 14 of 18 Page ID
` #:137607
`
`Appx185
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 20 of 23 PageID #: 12699
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 15 of 18 Page ID
` #:137608
`
`Appx186
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 21 of 23 PageID #: 12700
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 16 of 18 Page ID
` #:137609
`
`Appx187
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 22 of 23 PageID #: 12701
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 17 of 18 Page ID
` #:137610
`
`Appx188
`
`
`
`Case 1:22-cv-00252-MSG Document 193-12 Filed 01/16/24 Page 23 of 23 PageID #: 12702
`
`Case 2:16-cv-03714-GW-AGR Document 2112 Filed 01/29/20 Page 18 of 18 Page ID
` #:137611
`
`Appx189
`
`
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