`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 1 of 786 PageID #: 2889
`
`EXHIBIT 1
`EXHIBIT 1
`
`
`
`
`
`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 2 of 786 PageID #: 2890
`I IIIII IIIIIIII Ill lllll lllll lllll lllll lllll lllll lllll lllll 111111111111111111
`US009902992B2
`
`c12) United States Patent
`Talasaz et al.
`
`(IO) Patent No.:
`(45) Date of Patent:
`
`US 9,902,992 B2
`*Feb.27,2018
`
`(54) SYSTEMS AND METHODS TO DETECT
`RARE MUTATIONS AND COPY NUMBER
`VARIATION
`
`USPC ......................................................... 435/91.2
`See application file for complete search history.
`
`(71) Applicant: Guardant Health, Inc., Redwood City,
`CA (US)
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`(72)
`
`Inventors: AmirAli Talasaz, Menlo Park, CA
`(US); Helmy Eltoukhy, Atherton, CA
`(US)
`
`(73) Assignee: Guardant Helath, Inc., Redwood City,
`CA (US)
`
`( *) Notice:
`
`Subject to any disclaimer, the term ofthis
`patent is extended or adjusted under 35
`U.S.C. 154(b) by O days.
`
`This patent is subject to a terminal dis(cid:173)
`claimer.
`
`(21) Appl. No.: 15/076,565
`
`(22) Filed:
`
`Mar. 21, 2016
`
`(65)
`
`Prior Publication Data
`
`US 2016/0251704 Al
`
`Sep. 1, 2016
`
`(63)
`
`(60)
`
`Related U.S. Application Data
`
`Continuation of application No. 14/855,301, filed on
`Sep. 15, 2015, which is a continuation of application
`No. PCT/US2014/000048, filed on Mar. 15, 2014,
`which is a continuation-in-part of application No.
`PCT/US2013/058061, filed on Sep. 4, 2013, said
`application No.
`PCT/US2014/000048
`is
`a
`continuation-in-part of application No. 13/969,260,
`filed on Aug. 16, 2013, now abandoned.
`
`Provisional application No. 61/793,997, filed on Mar.
`15, 2013, provisional application No. 61/845,987,
`filed on Jul. 13, 2013, provisional application No.
`61/948,530, filed on Mar. 5, 2014, provisional
`application No. 61/696,734, filed on Sep. 4, 2012,
`provisional application No. 61/704,400, filed on Sep.
`21, 2012, provisional application No. 61/793,997,
`filed on Mar. 15, 2013, provisional application No.
`61/845,987, filed on Jul. 13, 2013, provisional
`application No. 61/696,734, filed on Sep. 4, 2012,
`provisional application No. 61/704,400, filed on Sep.
`21, 2012, provisional application No. 61/793,997,
`filed on Mar. 15, 2013.
`
`(51)
`
`(52)
`
`(58)
`
`(2006.01)
`(2018.01)
`(2011.01)
`
`Int. Cl.
`C12P 19/34
`C12Q 1/68
`G06F 19/22
`U.S. Cl.
`CPC ......... C12Q 1/6827 (2013.01); C12Q 1/6806
`(2013.01); G06F 19/22 (2013.01); C12Q
`1/6869 (2013.01)
`
`Field of Classification Search
`CPC ............ C12Q 1/6806; C12Q 2521/501; C12Q
`2525/191; C12Q 2565/514; C12Q 1/6827;
`C12Q 1/6869; G06F 19/22
`
`4,725,536 A
`4,942,124 A
`5,124,246 A
`5,149,625 A
`5,200,314 A
`5,424,186 A
`5,424,413 A
`5,445,934 A
`5,604,097 A
`5,635,352 A
`5,635,400 A
`5,648,245 A
`5,654,413 A
`5,656,731 A
`5,658,737 A
`5,714,330 A
`5,744,305 A
`5,759,778 A
`
`2/1988 Fritsch et al.
`7/1990 Church
`6/1992 Urdea et al.
`9/1992 Church et al.
`4/1993 Urdea
`6/1995 Fodor et al.
`6/1995 Hogan et al.
`8/1995 Fodor et al.
`2/1997 Brenner
`6/1997 Urdea et al.
`6/1997 Brenner
`7/1997 Fire et al.
`8/1997 Brenner
`8/1997 Urdea
`8/1997 Nelson et al.
`2/1998 Brenner et al.
`4/1998 Fodor et al.
`6/1998 Li et al.
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
`
`CN
`EP
`
`2/2013
`102933721 A
`10/1997
`0799897 Al
`(Continued)
`
`OTHER PUBLICATIONS
`
`Alkan, et al. Personalized copy number and segmental duplication
`maps using next-generation
`sequencing. Nat Genet. Oct.
`2009;41(10):1061-7. doi: 10.1038/ng.437. Epub Aug. 30, 2009.
`(Continued)
`
`Primary Examiner - Cynthia B Wilder
`(74) Attorney, Agent, or Firm - Wilson Sonsini Goodrich
`& Rosati
`
`(57)
`
`ABSTRACT
`
`The present disclosure provides a system and method for the
`detection of rare mutations and copy number variations in
`cell free polynucleotides. Generally, the systems and meth(cid:173)
`ods comprise sample preparation, or the extraction and
`isolation of cell free polynucleotide sequences from a bodily
`fluid; subsequent sequencing of cell free polynucleotides by
`techniques known in the art; and application of bioinfor(cid:173)
`matics tools to detect rare mutations and copy number
`variations as compared to a reference. The systems and
`methods also may contain a database or collection of dif(cid:173)
`ferent rare mutations or copy number variation profiles of
`different diseases, to be used as additional references in
`aiding detection of rare mutations, copy number variation
`profiling or general genetic profiling of a disease.
`
`33 Claims, 16 Drawing Sheets
`
`
`
`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 3 of 786 PageID #: 2891
`
`US 9,902,992 B2
`Page 2
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`5,763,175 A
`5,800,992 A
`5,846,719 A
`5,854,033 A
`5,871,928 A
`5,925,525 A
`5,935,793 A
`5,952,170 A
`5,968,740 A
`5,981,176 A
`5,981,179 A
`6,013,445 A
`6,020,124 A
`6,040,138 A
`6,046,005 A
`6,060,596 A
`6,117,631 A
`6,124,092 A
`6,138,077 A
`6,140,489 A
`6,172,214 Bl
`6,197,506 Bl
`6,235,475 Bl
`6,242,186 Bl
`6,268,152 Bl
`6,284,460 Bl
`6,300,077 Bl
`6,309,822 Bl
`6,309,823 Bl
`6,326,148 Bl
`6,355,431 Bl
`6,355,432 Bl
`6,395,491 Bl
`6,406,848 Bl
`6,440,667 Bl
`6,440,706 Bl
`6,451,536 Bl
`6,458,530 Bl
`6,468,744 Bl
`6,489,114 B2
`6,492,121 B2
`6,498,012 B2
`6,503,718 B2
`6,512,105 Bl
`6,514,699 Bl
`6,544,739 Bl
`6,551,784 B2
`6,576,424 B2
`6,582,908 B2
`6,586,177 Bl
`6,600,996 B2
`6,629,040 Bl
`6,653,077 Bl
`6,753,147 B2
`6,849,403 Bl
`6,849,404 B2
`6,852,488 B2
`6,858,412 B2
`6,964,846 Bl
`7,163,789 B2
`7,208,275 B2
`7,410,764 B2
`7,424,368 B2
`7,424,371 B2
`7,537,897 B2
`7,700,286 B2
`7,727,720 B2
`7,803,929 B2
`7,811,757 B2
`7,822,555 B2
`7,824,889 B2
`7,838,647 B2
`7,915,015 B2
`7,935,487 B2
`7,937,225 B2
`
`6/1998 Brenner
`9/1998 Fodor et al.
`12/1998 Brenner et al.
`12/1998 Lizardi
`2/1999 Fodor et al.
`7/1999 Fodor et al.
`8/1999 Wong
`9/1999 Stroun et al.
`10/1999 Fodor et al.
`11/1999 Wallace
`11/1999 Lorinez et al.
`1/2000 Albrecht et al.
`2/2000 Sorenson
`3/2000 Lockhart et al.
`4/2000 Ju et al.
`5/2000 Lerner et al.
`9/2000 Nilsen
`9/2000 O'Neill et al.
`10/2000 Brenner
`10/2000 Brenner
`1/2001 Brenner
`3/2001 Fodor et al.
`5/2001 Brenner et al.
`6/2001 Salonen
`7/2001 Fodor et al.
`9/2001 Fodor et al.
`10/2001 Shuber et al.
`10/2001 Fodor et al.
`10/2001 Cronin et al.
`12/2001 Pauletti et al.
`3/2002 Chee et al.
`3/2002 Fodor et al.
`5/2002 Fodor et al.
`6/2002 Bridgham et al.
`8/2002 Fodor et al.
`8/2002 Vogelstein et al.
`9/2002 Fodor et al.
`10/2002 Morris et al.
`10/2002 Cronin et al.
`12/2002 Laayoun et al.
`12/2002 Kurane et al.
`12/2002 Laken
`1/2003 Shuber et al.
`1/2003 Hogan et al.
`2/2003 O'Neill et al.
`4/2003 Fodor et al.
`4/2003 Fodor et al.
`6/2003 Fodor et al.
`6/2003 Fodor et al.
`7/2003 Shuber
`7/2003 Bernhart et al.
`9/2003 Goodlett et al.
`11/2003 Brenner
`6/2004 Vogelstein et al.
`2/2005 Shuber
`2/2005 Park et al.
`212005 Fodor et al.
`212005 Willis et al.
`11/2005 Shuber
`1/2007 Chen et al.
`4/2007 Gocke et al.
`8/2008 Gocke et al.
`9/2008 Huang et al.
`9/2008 Karnentsky
`5/2009 Brenner et al.
`4/2010 Stroun et al.
`6/2010 Dhallan
`9/2010 Melkonyan et al.
`10/2010 Shuber
`10/2010 Huang et al.
`11/2010 Vogelstein et al.
`11/2010 Hahn et al.
`3/2011 Vogelstein et al.
`5/2011 Gocke et al.
`5/2011 Mishra et al.
`
`7,957,913 B2
`7,972,817 B2
`7,981,612 B2
`8,094,312 B2
`8,168,385 B2
`8,195,415 B2
`8,209,130 Bl*
`
`8,216,789 B2
`8,236,532 B2
`8,361,726 B2
`8,383,345 B2
`8,455,193 B2
`8,470,996 B2
`8,481,292 B2
`8,603,749 B2
`8,685,678 B2
`8,704,165 B2
`8,715,967 B2
`8,722,368 B2
`8,728,766 B2
`8,741,606 B2
`8,775,092 B2
`8,835,358 B2
`9,018,365 B2
`9,085,798 B2
`9,260,753 B2
`9,340,830 B2
`9,376,716 B2
`9,404,156 B2
`2001/0053519 Al
`2002/0072058 Al
`2003/0003490 Al
`2003/0049616 Al
`2003/0104436 Al
`2003/0152490 Al
`2003/0165978 Al
`2003/0186251 Al
`2003/0207300 Al
`2004/0096892 Al
`2004/0146901 Al
`2004/0157243 Al
`2004/0209299 Al
`2004/0259118 Al
`2005/0164241 Al
`2005/0221314 Al
`2005/0250147 Al
`2006/0035258 Al
`2006/0046258 Al
`2006/0073506 Al
`2006/0211030 Al
`2007/0020640 Al
`2007/0065823 Al
`2007/0128724 Al
`2007/0172839 Al
`2007/0172873 Al
`2008/0014146 Al
`2008/0124721 Al
`2008/0161420 Al
`2008/0293055 Al
`2009/0029377 Al
`2009/0087847 Al
`2009/0098547 Al
`2009/0105959 Al
`2009/0162836 Al
`2009/0298075 Al
`2009/0298709 Al
`2009/0317818 Al
`2010/0041048 Al
`2010/0062494 Al
`2010/0069250 Al
`2010/0143932 Al
`2010/0166744 Al
`2010/0196898 Al
`2010/0323348 Al
`2010/0330571 Al
`2011/0014607 Al
`2011/0160078 Al
`2011/0160290 Al
`
`6/2011 Chinitz et al.
`7/2011 Kopreski
`7/2011 Shuber et al.
`1/2012 Ulmer
`5/2012 Brenner
`6/2012 Fan et al.
`6/2012 Kennedy ................. G06F 19/22
`435/6.11
`
`7/2012 Disis et al.
`8/2012 Ronaghi et al.
`1/2013 Gocke et al.
`2/2013 Sh endure et al.
`6/2013 Travers et al.
`6/2013 Brenner
`7/2013 Cashon et al.
`12/2013 Gillevet
`4/2014 Cashon et al.
`4/2014 Huang
`5/2014 Cashon et al.
`5/2014 Cashon et al.
`5/2014 Cashon et al.
`6/2014 Cashon et al.
`7/2014 Colwell et al.
`9/2014 Fodor et al.
`4/2015 Brenner
`7/2015 Chee
`2/2016 Xie et al.
`5/2016 Downing et al.
`6/2016 Van Eijk et al.
`8/2016 Hicks et al.
`12/2001 Fodor et al.
`6/2002 Voelker et al.
`1/2003 Fan et al.
`3/2003 Brenner et al.
`6/2003 Morris et al.
`8/2003 Trulson et al.
`9/2003 Firth et al.
`10/2003 Dunn et al.
`11/2003 Matray et al.
`5/2004 Wang et al.
`7/2004 Morris et al.
`8/2004 Huang et al.
`10/2004 Pinter et al.
`12/2004 Macevicz
`7/2005 Halm et al.
`10/2005 Berlin et al.
`11/2005 Macevicz
`2/2006 Tadakarnalla et al.
`3/2006 Lapidus et al.
`4/2006 Christians et al.
`9/2006 Brenner
`1/2007 McCloskey et al.
`3/2007 Dressman et al.
`6/2007 Miles et al.
`7/2007 Smith et al.
`7/2007 Brenner et al.
`1/2008 Von Hoff et al.
`5/2008 Fuchs et al.
`7/2008 Shuber
`11/2008 Freeman et al.
`1/2009 Lo et al.
`4/2009 Lo et al.
`4/2009 Ghosh
`4/2009 Braverman et al.
`6/2009 Widschwendter
`12/2009 Travers et al.
`12/2009 Ma
`12/2009 Ehrich et al.
`2/2010 Diehl et al.
`3/2010 Church et al.
`3/2010 White, III et al.
`6/2010 Lapidus
`7/2010 Wong
`8/2010 Sugar baker et al.
`12/2010 Harnady et al.
`12/2010 Robins et al.
`1/2011 Jirtl e et al.
`6/2011 Fodor et al.
`6/2011 Tewari
`
`
`
`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 4 of 786 PageID #: 2892
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`2011/0171640 Al
`2011/0177512 Al
`2011/0183330 Al
`2011/0201507 Al
`2011/0230358 Al
`2011/0230360 Al
`2011/0245482 Al
`2011/0264376 Al
`2011/027 5084 Al
`2012/0003637 Al
`2012/0034685 Al
`2012/0046877 Al
`2012/0053073 Al
`2012/0059594 Al
`2012/0065081 Al
`2012/0095697 Al
`2012/0100548 Al
`2012/0164630 Al
`2012/0208706 Al
`2012/0214163 Al
`2012/0214678 Al
`2012/0220478 Al
`2012/0231479 Al
`2012/0238464 Al
`2012/0270212 Al
`2012/0316074 Al
`2013/0005585 Al
`2013/0017958 Al
`2013/0022977 Al
`2013/0029852 Al
`2013/0034546 Al
`2013/0040824 Al
`2013/0053256 Al
`2013/0060483 Al
`2013/0078626 Al
`2013/0085681 Al
`2013/0102485 Al
`2013/0102487 Al
`2013/0116127 Al
`2013/0116130 Al
`2013/0122499 Al
`2013/0130923 Al
`2013/0137588 Al
`2013/0143747 Al
`2013/0210643 Al
`2013/0210645 Al
`2013/0224743 Al
`2013/0237431 Al
`2013/0237458 Al
`2013/0260381 Al
`2013/0267424 Al
`2013/0338933 Al
`2014/0011694 Al
`2014/0065609 Al
`2014/0065630 Al
`2014/0066317 Al
`2014/0100121 Al
`2014/0242588 Al
`2014/0274740 Al
`2014/0296094 Al
`2014/0303008 Al
`2014/0336943 Al
`2014/0350130 Al
`2015/0004158 Al
`2015/0024950 Al
`2015/0044687 Al
`2015/0050647 Al
`2015/0051085 Al
`2015/0065358 Al
`2015/0087535 Al
`2015/0275289 Al
`2015/0299812 Al
`2015/0329917 Al
`2015/0344970 Al
`2015/0366866 Al
`
`7/2011 Bhatt et al.
`7/2011 Shuber
`7/2011 Lo et al.
`8/2011 Rava et al.
`9/2011 Rava
`9/2011 Stephan et al.
`10/2011 Hahn et al.
`10/2011 Chinitz et al.
`11/2011 Byron et al.
`1/2012 Lo et al.
`2/2012 Sparks et al.
`2/2012 Hyland et al.
`3/2012 Kassis
`3/2012 Hatchwell et al.
`3/2012 Chee
`4/2012 Halpern et al.
`4/2012 Rava et al.
`6/2012 Porreca et al.
`8/2012 Downing et al.
`8/2012 Sugarbaker et al.
`8/2012 Rava et al.
`8/2012 Shaffer
`9/2012 Puskas et al.
`9/2012 Koi et al.
`10/2012 Rabinowitz et al.
`12/2012 Saxonov
`1/2013 Anderson et al.
`1/2013 Benz et al.
`1/2013 Lapidus et al.
`1/2013 Rava et al.
`2/2013 Rava et al.
`2/2013 Lo et al.
`2/2013 Hubbell
`3/2013 Struble et al.
`3/2013 Wasserstrom et al.
`4/2013 Deciu et al.
`4/2013 Lee
`4/2013 Gironella I et al.
`5/2013 Schuetz et al.
`5/2013 Fu et al.
`5/2013 Morris et al.
`5/2013 Ehrich et al.
`5/2013 Shendure et al.
`6/2013 Gutin et al.
`8/2013 Cashon et al.
`8/2013 Volgelstein et al.
`8/2013 Cashon et al.
`9/2013 Lo et al.
`9/2013 Cashon et al.
`10/2013 Ramakrishnan
`10/2013 Cashon et al.
`12/2013 Deciu et al.
`1/2014 Couronne
`3/2014 Hicks et al.
`3/2014 Von Bubnoff et al.
`3/2014 Talasaz
`4/2014 Lo et al.
`8/2014 Van et al.
`9/2014 Srinivasan et al.
`10/2014 Domanus
`10/2014 Schutz et al.
`11/2014 Pellini et al.
`11/2014 Sanborn et al.
`1/2015 Shipp et al.
`1/2015 Bielas et al.
`2/2015 Schmitt et al.
`2/2015 Luo et al.
`2/2015 Vogelstein et al.
`3/2015 Comstock et al.
`3/2015 Patel
`10/2015 Otwinowski et al.
`10/2015 Talasaz
`11/2015 Shuber
`12/2015 Vogelstein et al.
`12/2015 Ali et al.
`
`US 9,902,992 B2
`Page 3
`
`2015/0368708 Al
`2016/0024576 Al
`2016/00267 58 Al
`2016/0032396 Al
`2016/0040229 Al
`2016/0046986 Al
`2016/0053301 Al
`2016/0060691 Al
`2016/0130649 Al
`2016/0319345 Al
`2017/0051347 Al
`2017/0073774 Al
`2017/0145516 Al
`2017/0159120 Al
`2017/0218459 Al
`2017/0218460 Al
`
`12/2015 Talasaz
`1/2016 Chee
`1/2016 Jabara et al.
`2/2016 Diehn et al.
`2/2016 Talasaz et al.
`2/2016 Eltoukhy et al.
`2/2016 Raymond et al.
`3/2016 Giresi et al.
`5/2016 Xie et al.
`11/2016 Gnerre et al.
`2/2017 Vogelstein et al.
`3/2017 Lo et al.
`5/2017 Kopetz et al.
`6/2017 Van et al.
`8/2017 Talasaz et al.
`8/2017 Talasaz
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`1647600 A2
`2110442 Al
`W0-9707241 Al
`W0-9710365 Al
`W0-9928505 Al
`W0-0058516 A2
`W0-02056014 A2
`W0-2005080604 A2
`W0-2005111242 A2
`W0-2006102264 Al
`W0-2007037678 A2
`W0-2008070144 A2
`W0-2008154317 Al
`W0-2009152928 A2
`W0-2009152928 A3
`W0-2011060240 Al
`W0-2011091046 Al
`W0-2011103236 A2
`W0-2011140510 A2
`W0-2011155833 A2
`W0-2012012693 A2
`W0-2012014877 Al
`W0-2012019200 A2
`W0-2012028746 Al
`W0-2012038839 A2
`W0-2012042374 A2
`W0-2012048341 Al
`W0-2012054873 A2
`W0-2012066451 Al
`W0-2012088348 A2
`W0-2012106559 Al
`W0-2012129363 A2
`W0-2012142213 A2
`W0-2012103031 A3
`W0-2013019075 A2
`W0-2013033721 Al
`W0-2013106737 Al
`W0-2013123442 Al
`W0-2013130512 A2
`W0-2013130674 Al
`W0-2013138510 Al
`W0-2013142213 Al
`W0-2013142389 Al
`W0-2013148496 Al
`W0-2013159035 A2
`W0-2013173394 A2
`W0-2013181170 Al
`W0-2013188471 A2
`W0-2013190441 A2
`W0-2014004726 Al
`W0-2014014497 Al
`W0-2014015319 Al
`W0-2014039556 Al
`W0-2014093330 Al
`W0-2014145078 Al
`W0-2014151117 Al
`W0-2014152990 Al
`W0-2015159293 A2
`
`4/2006
`10/2009
`2/1997
`3/1997
`6/1999
`10/2000
`7/2002
`9/2005
`11/2005
`9/2006
`4/2007
`6/2008
`12/2008
`12/2009
`2/2010
`5/2011
`7/2011
`8/2011
`11/2011
`12/2011
`1/2012
`2/2012
`2/2012
`3/2012
`3/2012
`4/2012
`4/2012
`4/2012
`5/2012
`6/2012
`8/2012
`9/2012
`10/2012
`1/2013
`2/2013
`3/2013
`7/2013
`8/2013
`9/2013
`9/2013
`9/2013
`9/2013
`9/2013
`10/2013
`10/2013
`11/2013
`12/2013
`12/2013
`12/2013
`1/2014
`1/2014
`1/2014
`3/2014
`6/2014
`9/2014
`9/2014
`9/2014
`10/2015
`
`
`
`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 5 of 786 PageID #: 2893
`
`US 9,902,992 B2
`Page 4
`
`(56)
`
`References Cited
`
`FOREIGN PATENT DOCUMENTS
`
`WO
`WO
`
`W0-2016040901 Al
`W0-2017100441 Al
`
`3/2016
`6/2017
`
`OTHER PUBLICATIONS
`
`Angeloni, D. Molecular analysis of deletions in human chromosome
`3p2 l and the role of resident cancer genes in disease. Brief Funct
`Genomic Proteomic. Mar. 2007;6(1): 19-39. Epub May 24, 2007.
`Atanur, et al. The genome sequence of the spontaneously hyper(cid:173)
`tensive rat: Analysis and functional significance. Genome Res. Jun.
`2010;20(6):791-803. doi: 10.1101/gr.103499.109. Epub Apr. 29,
`2010.
`Bonaldo, et al. Normalization and subtraction: two approaches to
`facilitate gene discovery. Genome Res. Sep. 1996;6(9):791-806.
`Bowcock, et al. Exclusion of the retinoblastoma gene and chromo(cid:173)
`some 13q as the site of a primary lesion for human breast cancer.
`Am J Hum Genet. Jan. 1990;46(1):12-7.
`Caramazza, et al. Chromosome 1 abnormalities in myeloid malig(cid:173)
`nancies: a literature survey and karyotype-phenotype associations.
`Eur J Haematol. Mar. 2010;84(3):191-200. doi: 10.llll/j.1600-
`0609.2009.01392.x. Epub Nov. 30, 2009.
`Carr, et al. Inferring relative proportions of DNA variants from
`sequencing
`electropherograms. Bioinformatics. Dec.
`15,
`2009;25(24):3244-50. doi: 10.1093/bioinformatics/btp583. Epub
`Oct. 9, 2009.
`Castle, et al. DNA copy number, including telomeres and mito(cid:173)
`chondria, assayed using next-generation sequencing. BMC Genom(cid:173)
`ics. Apr. 16, 20110;11:244. doi: 10.1186/1471-2164-ll-244.
`Chang, et al. Detection of allelic imbalance in ascitic supernatant by
`digital single nucleotide polymorphism analysis. Clin Cancer Res.
`Aug. 2002;8(8):2580-5.
`Chin, et al. A SNP in a let-7 microRNA complementary site in the
`KRAS 3' untranslated region increases non-small cell lung cancer
`risk. Cancer Res. Oct. 15, 2008;68(20):8535-40. doi: 10.1158/0008-
`5472.CAN-08-2129.
`Costello, et al. Discovery and characterization of artifactual muta(cid:173)
`tions in deep coverage targeted capture sequencing data due to
`oxidative DNA damage during sample preparation. Nucleic Acids
`Res. Apr. 1, 2013;41(6):e67. doi: 10.1093/nar/gksl443. Epub Jan. 8,
`2013.
`Daines, et al. High-throughput multiplex sequencing to discover
`copy
`number
`variants
`in Drosophila. Genetics. Aug.
`2009;182(4):935-41. doi: 10.1534/genetics.109.103218. Epub Jun.
`15, 2009.
`Eisenmann, et al. 5q- myelodysplastic syndromes: chromosome 5q
`genes direct a tumor-suppression network sensing actin dynamics.
`Oncogene. Oct. 1, 2009;28(39):3429-41. doi: 10.1038/onc.2009.
`207. Epub Jul. 13, 2009.
`Elshire, et al. A robust, simple genotyping-by-sequencing (GBS)
`approach
`for high diversity species. PLoS One. May 4,
`2011;6(5):el9379. doi: 10.137 l/journal.pone.0019379.
`Fan, et al. Non-invasive prenatal measurement of the fetal genome.
`Nature. Jul. 19, 2012;487(7407):320-4. doi: 10.1038/nature11251.
`Fonatsch, C. The role of chromosome 21 in hematology and
`oncology. Genes Chromosomes Cancer. Jun. 2010;49(6):497-508.
`doi: 10.1002/gcc.20764.
`Grant, et al. SNP genotyping on a genome-wide amplified DOP(cid:173)
`PCR template. Nucleic Acids Res. Nov. 15, 2002;30(22):el25.
`Gundry, et al. Direct, genome-wide assessment of DNA mutations
`in single cells. Nucleic Acids Res. Mar. 2012;40(5):2032-40. doi:
`10.1093/nar/gkr949. Epub Nov. 15, 2011.
`Gundry, et al. Direct mutation analysis by high-throughput sequenc(cid:173)
`ing: from germline to low-abundant, somatic variants. Mutat Res.
`Jan. 3, 2012;729(1-2): 1-15. doi: 10.1016/rnrfmmm.2011.10.001.
`Epub Oct. 12, 2011.
`Hamady, et al. Error-correcting barcoded primers for pyrosequenc(cid:173)
`ing hundreds of samples
`in multiplex. Nat Methods. Mar.
`2008;5(3):235-7. doi: 10.1038/nmeth.1184. Epub Feb. 10, 2008.
`
`Hensel, et al. Simultaneous identification of bacterial virulence
`genes by negative selection. Science. Jul. 21, 1995;269(5222):400-
`3.
`Hiatt, et al. Single molecule molecular inversion probes for targeted,
`high-accuracy detection of low-frequency variation. Genome Res.
`May 2013;23(5):843-54. doi: 10.1101/gr.147686.112. Epub Feb. 4,
`2013.
`Howe, et al. Retinoblastoma growth suppressor and a 300-kDa
`protein appear to regulate cellular DNA synthesis.Proc Natl Acad
`Sci US A. Aug. 1990;87(15):5883-7.
`International search report and written opinion dated May 7, 2012
`for PCT/IB2011/003160.
`Li, et al. Structure-independent and quantitative ligation of single(cid:173)
`stranged DNA. Anal Biochem. Feb. 15, 2006;349(2):242-6. Epub
`Nov. 18, 2005.
`Lizardi, et al. Mutation detection and single-molecule counting
`using isothermal rolling-circle amplification. Nat Genet. Jul.
`1998; 19(3):225-32.
`Makrigiorgos, et al., A PCR-Based amplification method retaining
`quantative difference between two complex genomes. Nature Bio(cid:173)
`tech, vol. 20, No. 9, pp. 936-939 (Sep. 2002).
`Medvedev, et al. Detecting copy number variation with mated short
`reads. Genome Res. Nov. 2010;20(11):1613-22. doi: 10.1101/gr.
`106344.110. Epub Aug. 30, 2010.
`Mei, et al. Identification of recurrent regions of Copy-Number
`Variants across multiple individuals. BMC Bioinformatics. Mar. 22,
`2010;11:147. doi: 10.1186/1471-2105-ll-147.
`Meldrum, et al. Next-Generation Sequencing for Cancer Diagnos(cid:173)
`tics: a Practical Perspective. Clin Biochem Rev. Nov. 2011; 32: 177-
`95.
`Notice of allowance dated Mar. 21, 2014 for U.S. Appl. No.
`12/969,581.
`Notice of allowance dated Jun. 19, 2014 for U.S. Appl. No.
`12/969,581.
`Notice of allowance dated Aug. 22, 2014 for U.S. Appl. No.
`12/969,581.
`Office action dated May 20, 2016 for U.S. Appl. No. 14/855,301.
`Office action dated May 31, 2016 for U.S. Appl. No. 14/712,754.
`Office action dated Jun. 3, 2016 for U.S. Appl. No. 14/861,989.
`Office action dated Oct. 3, 2013 for U.S. Appl. No. 12/969,581.
`Office Action dated Oct. 12, 2016 for U.S. Appl. No. 14/712,754.
`Ogino, et al. Quantification of PCR bias caused by a single
`nucleotide polymorphism in SMN gene dosage analysis. J Mo!
`Diagn. Nov. 2002;4(4): 185-90.
`Park, et al. Discovery of common Asian copy number variants using
`integrated high-resolution array CGH and massively parallel DNA
`sequencing. Nat Genet. May 2010;42(5):400-5. doi: 10.1038/ng.
`555. Epub Apr. 4, 2010.
`Pleasance, et al. A small-cell lung cancer genome with complex
`signatures
`of
`tobacco
`exposure. Nature.
`Jan.
`14,
`2010;463(7278): 184-90. doi: 10.1038/nature08629. Epub Dec. 16,
`2009.
`Rygaard, et al. Abnormalities in structure and expression of the
`retinoblastoma gene in small cell lung cancer cell lines and
`xenografts in nude mice. Cancer Res. Sep. 1, 1990;50(17):5312-7.
`Simpson, et al. Copy Number variant detection in inbred strains
`from
`short
`read sequence data. Bioinformatics. Feb. 15,
`2010;26(4):565-7. doi: 10.1093/bioinformatics/btp693. Epub Dec.
`18, 2009.
`Sparks, et al. Selective analysis of cell-free DNA in maternal blood
`for evaluation of fetal trisomy. Prenat Diagn. Jan. 2012;32(1):3-9.
`doi: 10.1002/pd.2922. Epub Jan. 6, 2012.
`Tan, et al. Genome-wide comparison of DNA hydroxymethylation
`in mouse embryonic stem cells and neural progenitor cells by a new
`comparative hMeDIP-seq method. Nucleic Acids Res. Apr.
`2013;41(7):e84. doi: 10.1093/nar/gkt091. Epub Feb. 13, 2013.
`Taudien, et al. Haplotyping and copy number estimation of the
`highly polymorphic human beta-defensin locus on 8p23 by 454
`amplicon sequencing. BMC Genomics. Apr. 19, 2010;11:252. doi:
`10.1186/1471-2164-l l-252.
`Tomaz, et al. Differential methylation as a cause of allele dropout at
`the imprinted GNAS locus. Genet Test Mo! Biomarkers. Aug.
`2010;14(4):455-60. doi: 10.1089/gtmb.2010.0029.
`
`
`
`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 6 of 786 PageID #: 2894
`
`US 9,902,992 B2
`Page 5
`
`(56)
`
`References Cited
`
`OTHER PUBLICATIONS
`
`Tomlinson, et al. A genome-wide association scan of tag SNPs
`identifies a susceptibility variant for colorectal cancer at 8q24.21.
`Nat Genet. Aug. 2007;39(8):984-8. Epub Jul. 8, 2007.
`U.S. Appl. No. 61/384,001, filed Sep. 17, 2010.
`U.S. Appl. No. 61/432,119, filed Jan. 12, 2011.
`Walker, et al. Isothermal in vitro amplification of DNA by a
`restriction enzyme/DNA polymerase system. Proc Natl Acad Sci U
`SA. Jan. 1, 1992;89(1):392-6.
`Walsh, et al. Detection of inherited mutations for breast and ovarian
`cancer using genomic capture and massively parallel sequencing.
`Proc Natl Acad Sci US A. Jul. 13, 2010;107(28):12629-33. doi:
`10.1073/pnas.1007983107. Epub Jun. 28, 2010.
`Weber, et al. A real-time polymerase chain reaction assay for
`quantification of allele ratios and correction of amplification bias.
`Anal Biochem. Sep. 15, 2003;320(2):252-8.
`Wojdacs, et al. Primer design versus PCR bias in methylation
`independent PCR
`amplifications. Epigenetics. May
`16,
`2009;4(4):231-4. Epub May 14, 2009.
`Wood, et al. Using next-generation sequencing for high resolution
`multiplex analysis of copy number variation from nanogram quan(cid:173)
`tities of DNA from formalin-fixed paraffin-embedded specimens.
`Nucleic Acids Res. Aug. 2010;38(14):el51. doi: 10.1093/nar/
`gkq510. Epub Jun. 4, 2010.
`Yandell, et al. A probabilistic disease-gene finder for personal
`genomes. Genome Res. Sep. 2011;21(9):1529-42. doi: 10.1101/gr.
`123158.111. Epub Jun. 23, 2011.
`Yoon, et al. Sensitive and accurate detection of copy number
`variants using read depth of coverage. Genome Res. Sep.
`2009;19(9):1586-92. doi: 10.1101/gr.092981.109. Epub Aug. 5,
`2009.
`Zhang, et al. The impact of next-generation sequencing on genom(cid:173)
`ics. J Genet Genomics. Mar. 20, 2011;38(3):95-109. doi: 10.1016/
`j.jgg.2011.02.003. Epub Mar. 15, 2011.
`Andersson, et al. Bayesian detection of periodic mRNA time
`profiles without use of training examples. BMC Bioinformatics.
`Feb. 9, 2006;7:63.
`Ansorge. Next-generation DNA sequencing techniques. New Bio(cid:173)
`technology, 25(4): 195-203 (2009).
`Audie, et al. The Significance of Digital Gene Expression Profiles.
`Genome Research, 7: 986-995 (1997).
`Barzon, et al. Evaluation of circulating thyroid-specific transcripts
`as markers of thyroid cancer relapse. Int J Cancer. Jul. 20,
`2004; 110(6):914-20.
`Bendich, et al. Circulating DNA as a possible factor in oncogenesis.
`Science. Apr. 16, 1965;148(3668):374-6.
`Braha, et al. Simultaneous stochastic sensing of divalent metal ions.
`Nature Biotechnology, 18: 1005-1007 (2000).
`Brernnes, et al. Circulating tumour-derived DNA and RNA markers
`in blood: a tool for early detection, diagnostics, and follow-up?
`Lung Cancer. Jul. 2005;49(1):1-12.
`Brenner, et al. Gene expression analysis by massively parallel
`signature sequencing (MPSS) on microbead arrays. Nature Biotech(cid:173)
`nology, 18: 630-634 (2000).
`Brenner, et al. In vitro cloning of complex mixtures of DNA on
`micro beads: physical separation of differentially expressed cDNAs.
`Proc Natl Acad Sci U SA. Feb. 15, 2000;97(4): 1665-70.
`Campbell, et al. Identification of somatically acquired rearrange(cid:173)
`ments in cancer using genome-wide massively parallel paired-end
`sequencing. Nat Genet. Jun. 2008;40(6):722-9. doi: 10.1038/ng.
`128. Epub Apr. 27, 2008.
`Cashon, et al. A method for counting PCR template molecules with
`application to next-generation sequencing. Nucleic Acids Res. Jul.
`2011;39(12):e81. doi: 10.1093/nar/gkr217. Epub Apr. 13, 2011.
`Chee. Enzymatic multiplex DNA sequencing. Nucleic Acids
`Research, 19(12): 3301-3305 (1991).
`Chee, et al. Accessing genetic information with high-density DNA
`arrays. Science, 274: 610-6 14 (1996).
`Chen, et al. Microsatellite alterations in plasma DNA of small cell
`lung cancer patients. Nat Med. Sep. 1996;2(9):1033-5.
`
`Chiu, et al. Non-invasive prenatal assessment of trisomy 21 by
`multiplexed maternal plasma DNA sequencing: large scale validity
`study. BMJ. Jan. 11, 2011;342:c7401. doi: 10.1136/bmj.c7401.
`Chiu, et al. Quantitative analysis of circulating mitochondrial DNA
`in plasma. Clin Chem. May 2003;49(5):719-26.
`Church, et al. Multiplex DNA sequencing. Science, 240: 185-188
`(1988).
`Cook, et al. Methylated DNA labels for marking objects. Biotechnol
`Lett. Jan. 2003;25( 1 ): 89-94.
`Coulet, et al. Detection of plasma tumor DNA in head and neck
`squamous cell carcinoma by micro satellite typing and p53 mutation
`analysis. Cancer Res. Feb. 1, 2000;60(3):707-11.
`J. Bar coding objects with DNA. Analyst. May
`Cox,
`200 l; 126(5):545-7.
`Craig, et al. Identification of genetic variants using bar-coded
`multiplexed sequencing. Nat Methods. Oct. 2008;5(10):887-93. doi:
`10.1038/nmeth.1251. Epub Sep. 14, 2008.
`D' Antoni, et al. Rapid quantitative analysis using a single molecule
`counting approach. Anal Biochem. May 1, 2006;352(1):97-109.
`Epub Feb. 10, 2006.
`Daser, et al. Interrogation of genomes by molecular copy-number
`counting (MCC). Nature Methods, 3(6): 447-453 (2006).
`De Saizieu, et al. Bacterial transcript imaging by hybridization of
`total RNA to oligonucleotide arrays. Nature Biotechnology, 16:
`45-48 (1998).
`Diehl, et al. Circulating mutant DNA to assess tumor dynamics. Nat
`Med. Sep. 2008;14(9):985-90. doi: 10.1038/nm.1789. Epub Jul. 31,
`2007.
`Ding, et al. Clonal evolution in relapsed acute myeloid leukaemia
`revealed by whole-genome
`sequencing. Nature.
`Jan.
`11,
`2012;481(7382):506-10. doi: 10.1038/naturel0738.
`Enrich, et al. Noninvasive detection of fetal trisomy 21 by sequenc(cid:173)
`ing of DNA in maternal blood: a study in a clinical setting. Am J
`Obstet Gynecol. Mar. 2011;204(3):205.el-ll. doi: 10.1016/j.ajog.
`2010.12.060. Epub Feb. 18, 2011.
`Fan, et al. Microfluidic digital PCR enables rapid prenatal diagnosis
`of fetal aneuploidy. Am Obstet Gynecol. 2009; 200:543.el-543.e7.
`Fan, et al. Noninvasive diagnosis of fetal aneuploidy by shotgun
`sequencing DNA from maternal blood. Proc Natl Acad Sci US A.
`Oct. 21, 2008;105(42)16266-71. doi: 10.1073/pnas.0808319105.
`Epub Oct. 6, 2008.
`Fan, et al. Parallel Genotyping of Human SNPs Using Generic
`High-density Oligonucleotide Tag Arrays. Genome Research, 10:
`853-860 (2000).
`Forster, et al. From next-generation sequencing alignments to
`accurate comparison and validation of single-nucleotide variants:
`the pibase software. Nucleic Acids Res. Jan. 7, 2013;41(1):el6. doi:
`10.1093/nar/gks836. Epub Sep. 10, 2012.
`Fournie, et al. Plasma DNA as a marker of cancerous cell death.
`Investigations in patients suffering from lung cancer and in nude
`mice bearing human tumours. Cancer Lett. May 8, 1995;91(2):221-
`7.
`Freeman, et al. Profiling the T-cell receptor beta-chain repertoire by
`massively
`parallel
`sequencing.
`Genome
`Res.
`Oct.
`2009;19(10):1817-24. doi: 10.1101/gr.092924.109. Epub Jun. 18,
`2009
`Fu, et al. Counting individual DNA molecules by the stochastic
`attachment of diverse labels. Proc Natl Acad Sci US A. May 31,
`2011;108(22):9026-31. Epub May 11, 2011.
`Fujiwara, et al. Identification of epigenetic aberrant promoter
`methylation in serum DNA is useful for early detection of lung
`cancer. Clin Cancer Res. Feb. 1, 2005;11(3):1219-25.
`Fujiwara, et al. Plasma DNA microsatellites as tumor-specific
`markers and indicators of tumor progression in melanoma patients.
`Cancer Res. Apr. 1, 1999;59(7):1567-71.
`Gerry, et al. Universal DNA microarray method for multiplex
`detection of low abundance point mutations. Journal of Molecular
`Biology, 292(2): 251-262 (1999).
`Gillespie. Exact stochastic simulation of coupled chemical reac(cid:173)
`tions. The Journal of Physical Chemistry, 81(25): 2340-2361
`(1977).
`Gordian, et al. Serum free circulating DNA is a useful biomarker to
`distinguish benign versus malignant prostate disease. Cancer
`
`
`
`Case 1:20-cv-01580-LPS Document 22-1 Filed 01/14/21 Page 7 of 786 PageID #: 2895
`
`US 9,902,992 B2
`Page 6
`
`(56)
`
`References Cited
`
`OTHER PUBLICATIONS
`
`Epidemiol Biomarkers Prev. Aug. 2010;19(8):1984-91. doi:
`10.1158/1055-9965.EPI-10-0287. Epub Jul. 20, 2010.
`Gormally, et al. Amount of DNA in plasma and cancer risk: a
`prospective study. Int J Cancer. Sep. 20, 2004;111(5):746-9.
`Grutzmann, et al. Sensitive detection of colorectal cancer in periph(cid:173)
`eral blood by septin 9 DNA methylation assay. PLoS One.
`2008;3(11):e3759. doi: 10.1371/journal.pone.0003759. Epub Nov.
`19, 2008.
`Hacia, et al. Determination of ancestral alleles for human single(cid:173)
`nucleotide polymorphisms using high-density oligonucleotide
`arrays. Nature Genetics, 22: 164-167 (1999).
`Hiatt, et al. Parallel, tag-directed assembly of locally derived short
`sequence reads. Nat Methods. Feb. 2010;7(2):119-22. doi: 10.1038/
`nmeth.1416. Epub Jan. 17, 2010.
`Hibi, et al. Molecular detection of genetic alterations in the serum
`of colorectal cancer patients. Cancer Res. Apr. 1, 1998;58(7): 1405-
`7.
`Holdenrieder, et al. Circulating nucleosomes and cytokeratin
`19-fragments in patients with colorectal cancer during chemo(cid:173)
`therapy. Anticancer Res. May-Jun. 2005;25(3A): 179