`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`C.A. No. 20-525-MN
`
`)))))))))
`
`
`
`COMMVAULT SYSTEMS, INC.,
`
`v.
`
`COHESITY, INC.,
`
`Plaintiff,
`
`Defendant.
`
`
`
`NOTICE OF SUBPOENA DIRECTED TO THIRD-PARTY QUEST SOFTWARE, INC.
`
`PLEASE TAKE NOTICE that, pursuant to Rule 45 of the Federal Rules of Civil
`
`Procedure, Defendant Cohesity, Inc. (“Defendant”) intends to serve the attached subpoenas on
`
`Quest Software, Inc. (“Quest”), on or after April 1, 2021. The subpoena requests that Quest,
`
`produce all documents and things requested in Schedule A to the attached subpoenas. The
`
`documents and things are to be produced on or before 5:00 p.m. on April 16, 2021, or on another
`
`mutually agreeable date, at the offices of Gibson, Dunn & Crutcher, LLP at 555 Mission Street,
`
`San Francisco, CA, 94105, USA, or at another mutually agreeable location. The deposition shall
`
`take place on April 19, 2021 at 9:00 a.m., or on another mutually agreeable date, and shall be upon
`
`oral examination before an officer authorized to administer oaths and shall be recorded by audio,
`
`videographic, and/or stenographic means. The deposition will take place on one day. Cohesity will
`
`take up to 7 hours of deposition testimony.
`
`
`
`
`
`
`
`
`
`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 2 of 56 PageID #: 1289
`
`YOUNG CONAWAY STARGATT &
`TAYLOR, LLP
`
`
`
`
`
`
` /s/ Pilar G. Kraman
`Pilar G. Kraman (#5199)
`Beth A. Swadley (#6331)
`Rodney Square
`1000 North King Street
`Wilmington, Delaware 19801
`(302) 571-6600
`pkraman@ycst.com
`bswadley@ycst.com
`
`Attorneys for Defendant Cohesity Inc.
`
`OF COUNSEL:
`
`William Devitt
`Rita J. Yoon
`JONES DAY
`77 West Wacker Drive
`Chicago, Illinois 60601
`(312) 782-3939
`wdevitt@jonesday.com
`ryoon@jonesday.com
`
`David B. Cochran
`John C. Evans
`Robert Breetz
`JONES DAY
`901 Lakeside Avenue
`Cleveland, Ohio 44114
`(216) 586-3939
`dcochran@jonesday.com
`jcevans@jonesday.com
`rbreetz@jonesday.com
`
`Dated: April 1, 2021
`
`
`
`OF COUNSEL:
`
`Michael Hendershot
`Evan McLean
`Nathanael Andrews
`JONES DAY
`1755 Embarcadero Road
`Palo Alto, California 94303
`(650) 739-3939
`mhendershot@jonesday.com
`emclean@jonesday.com
`nathanaelandrews@jonesday.com
`
`Michael Lavine
`JONES DAY
`555 California Street, 26th Floor
`San Francisco, CA 94104
`(415) 875-5808
`mlavine@jonesday.com
`
`Sanjiv P. Laud
`JONES DAY
`90 South Seventh Street, Suite 4950
`Minneapolis, Minnesota 55402
`(612) 217-8800
`slaud@jonesday.com
`
`
`
`
`
`
`
`
`
`
`- 2 -
`
`
`
`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 3 of 56 PageID #: 1290
`
`AO 88A (Rev. (cid:20)(cid:21)/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action
`
`UNITED STATES DISTRICT COURT
`for the
` District of Delaware
`__________ District of __________
`
`Civil Action No.
`
`C.A. No. 20-525-MN
`
`))))))
`
`Commvault, Inc.
`Plaintiff
`v.
`Cohesity, Inc.
`
`Defendant
`
`SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION
`
`To:
`
`Quest Software Inc. by and through their registered agent:
`Corporation Service Company, 2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833
`(Name of person to whom this subpoena is directed)
`✔
`(cid:117) (cid:55)(cid:72)(cid:86)(cid:87)(cid:76)(cid:80)(cid:82)(cid:81)(cid:92)(cid:29)(cid:3)(cid:3)(cid:60)(cid:50)(cid:56)(cid:3)(cid:36)(cid:53)(cid:40)(cid:3)(cid:38)(cid:50)(cid:48)(cid:48)(cid:36)(cid:49)(cid:39)(cid:40)(cid:39)(cid:3)(cid:87)(cid:82)(cid:3)(cid:68)(cid:83)(cid:83)(cid:72)(cid:68)(cid:85)(cid:3)(cid:68)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:87)(cid:76)(cid:80)(cid:72)(cid:15)(cid:3)(cid:71)(cid:68)(cid:87)(cid:72)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:83)(cid:79)(cid:68)(cid:70)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:69)(cid:72)(cid:79)(cid:82)(cid:90)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:68)(cid:87)(cid:3)(cid:68)(cid:3)
`(cid:71)(cid:72)(cid:83)(cid:82)(cid:86)(cid:76)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:87)(cid:82)(cid:3)(cid:69)(cid:72)(cid:3)(cid:87)(cid:68)(cid:78)(cid:72)(cid:81)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:70)(cid:76)(cid:89)(cid:76)(cid:79)(cid:3)(cid:68)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:17)(cid:3)(cid:44)(cid:73)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:68)(cid:85)(cid:72)(cid:3)(cid:68)(cid:81)(cid:3)(cid:82)(cid:85)(cid:74)(cid:68)(cid:81)(cid:76)(cid:93)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:15)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:83)(cid:85)(cid:82)(cid:80)(cid:83)(cid:87)(cid:79)(cid:92)(cid:3)(cid:70)(cid:82)(cid:81)(cid:73)(cid:72)(cid:85)(cid:3)(cid:76)(cid:81)(cid:3)(cid:74)(cid:82)(cid:82)(cid:71)(cid:3)(cid:73)(cid:68)(cid:76)(cid:87)(cid:75)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)
`(cid:83)(cid:68)(cid:85)(cid:87)(cid:92)(cid:3)(cid:86)(cid:72)(cid:85)(cid:89)(cid:76)(cid:81)(cid:74)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:86)(cid:88)(cid:69)(cid:83)(cid:82)(cid:72)(cid:81)(cid:68)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:73)(cid:82)(cid:79)(cid:79)(cid:82)(cid:90)(cid:76)(cid:81)(cid:74)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:75)(cid:82)(cid:86)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:3)(cid:68)(cid:87)(cid:87)(cid:68)(cid:70)(cid:75)(cid:80)(cid:72)(cid:81)(cid:87)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:81)(cid:72)(cid:3)
`(cid:82)(cid:85)(cid:3)(cid:80)(cid:82)(cid:85)(cid:72)(cid:3)(cid:82)(cid:73)(cid:73)(cid:76)(cid:70)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:71)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:80)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:68)(cid:74)(cid:72)(cid:81)(cid:87)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:3)(cid:83)(cid:72)(cid:85)(cid:86)(cid:82)(cid:81)(cid:86)(cid:3)(cid:90)(cid:75)(cid:82)(cid:3)(cid:70)(cid:82)(cid:81)(cid:86)(cid:72)(cid:81)(cid:87)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:82)(cid:81)(cid:3)(cid:92)(cid:82)(cid:88)(cid:85)(cid:3)(cid:69)(cid:72)(cid:75)(cid:68)(cid:79)(cid:73)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)
`(cid:87)(cid:75)(cid:72)(cid:86)(cid:72)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:29)
`See Schedule A
`
`Place:
`
`Gibson, Dunn & Crutcher, LLP, 555 Mission Street,
`San Francisco, CA 94105
`
`Date and Time:
`
`04/19/2021 9:00 am
`
`The deposition will be recorded by this method:
`
`Stenographic and videotape
`
`✔
`(cid:117) Production: You, or your representatives, must also bring with you to the deposition the following documents,
`electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the
`material:
`
`See Schedule A attached hereto. Please produce documents before 5:00 pm on April 16, 2021 to
`Paul E. Torchia, Gibson, Dunn & Crutcher, LLP, 555 Mission Street, San Francisco, CA 94105
`
`The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;
`Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to
`respond to this subpoena and the potential consequences of not doing so.
`
`Date:
`
`04/01/2021
`
`CLERK OF COURT
`
`Signature of Clerk or Deputy Clerk
`
`OR
`
`/s/ Pilar G. Kraman
`Attorney’s signature
`
`Cohesity, Inc.
`The name, address, e-mail address, and telephone number of the attorney representing (name of party)
`, who issues or requests this subpoena, are:
`Pilar G. Kraman, Young Conaway Stargatt & Taylor, LLP, 1000 N. King St., Wilmington, DE 19801, pkraman@ycst.com
`(cid:22)(cid:19)(cid:21)(cid:16)(cid:24)(cid:26)(cid:25)(cid:16)(cid:22)(cid:24)(cid:27)(cid:25)
`Notice to the person who issues or requests this subpoena
`If this subpoena commands the production of documents, electronically stored information, or tangible things before
`trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to
`whom it is directed. Fed. R. Civ. P. 45(a)(4).
`
`
`
`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 4 of 56 PageID #: 1291
`
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 2)
`
`Civil Action No.
`
`C.A. No. 20-525-MN
`
`PROOF OF SERVICE
`(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
`
`I received this subpoena for (name of individual and title, if any)
`.
`
`on (date)
`
`(cid:117) I served the subpoena by delivering a copy to the named individual as follows:
`
`(cid:117) I returned the subpoena unexecuted because:
`
`on (date)
`
`; or
`
`Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
`tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of
`$
`.
`
`My fees are $
`
`for travel and $
`
`for services, for a total of $
`
`0.00
`
`.
`
`.
`
`I declare under penalty of perjury that this information is true.
`
`Date:
`
`Additional information regarding attempted service, etc.:
`
`Server’s signature
`
`Printed name and title
`
`Server’s address
`
`
`
`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 5 of 56 PageID #: 1292
`
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 3)
`Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)
`(i) disclosing a trade secret or other confidential research, development,
`or commercial information; or
`(ii) disclosing an unretained expert’s opinion or information that does
`not describe specific occurrences in dispute and results from the expert’s
`study that was not requested by a party.
`(C) Specifying Conditions as an Alternative. In the circumstances
`described in Rule 45(d)(3)(B), the court may, instead of quashing or
`modifying a subpoena, order appearance or production under specified
`conditions if the serving party:
`(i) shows a substantial need for the testimony or material that cannot be
`otherwise met without undue hardship; and
`(ii) ensures that the subpoenaed person will be reasonably compensated.
`
`(c) Place of Compliance.
`
`(1) For a Trial, Hearing, or Deposition. A subpoena may command a
`person to attend a trial, hearing, or deposition only as follows:
`(A) within 100 miles of where the person resides, is employed, or
`regularly transacts business in person; or
`(B) within the state where the person resides, is employed, or regularly
`transacts business in person, if the person
`(i) is a party or a party’s officer; or
`(ii) is commanded to attend a trial and would not incur substantial
`expense.
`
`(2) For Other Discovery. A subpoena may command:
`(A) production of documents, electronically stored information, or
`tangible things at a place within 100 miles of where the person resides, is
`employed, or regularly transacts business in person; and
`(B) inspection of premises at the premises to be inspected.
`
`(d) Protecting a Person Subject to a Subpoena; Enforcement.
`
`(1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney
`responsible for issuing and serving a subpoena must take reasonable steps
`to avoid imposing undue burden or expense on a person subject to the
`subpoena. The court for the district where compliance is required must
`enforce this duty and impose an appropriate sanction—which may include
`lost earnings and reasonable attorney’s fees—on a party or attorney who
`fails to comply.
`
`(2) Command to Produce Materials or Permit Inspection.
`(A) Appearance Not Required. A person commanded to produce
`documents, electronically stored information, or tangible things, or to
`permit the inspection of premises, need not appear in person at the place of
`production or inspection unless also commanded to appear for a deposition,
`hearing, or trial.
`(B) Objections. A person commanded to produce documents or tangible
`things or to permit inspection may serve on the party or attorney designated
`in the subpoena a written objection to inspecting, copying, testing, or
`sampling any or all of the materials or to inspecting the premises—or to
`producing electronically stored information in the form or forms requested.
`The objection must be served before the earlier of the time specified for
`compliance or 14 days after the subpoena is served. If an objection is made,
`the following rules apply:
`(i) At any time, on notice to the commanded person, the serving party
`may move the court for the district where compliance is required for an
`order compelling production or inspection.
`(ii) These acts may be required only as directed in the order, and the
`order must protect a person who is neither a party nor a party’s officer from
`significant expense resulting from compliance.
`
`(3) Quashing or Modifying a Subpoena.
`
`(A) When Required. On timely motion, the court for the district where
`compliance is required must quash or modify a subpoena that:
`
`(i) fails to allow a reasonable time to comply;
`(ii) requires a person to comply beyond the geographical limits
`specified in Rule 45(c);
`(iii) requires disclosure of privileged or other protected matter, if no
`exception or waiver applies; or
`(iv) subjects a person to undue burden.
`(B) When Permitted. To protect a person subject to or affected by a
`subpoena, the court for the district where compliance is required may, on
`motion, quash or modify the subpoena if it requires:
`
`(e) Duties in Responding to a Subpoena.
`
`(1) Producing Documents or Electronically Stored Information. These
`procedures apply to producing documents or electronically stored
`information:
`(A) Documents. A person responding to a subpoena to produce documents
`must produce them as they are kept in the ordinary course of business or
`must organize and label them to correspond to the categories in the demand.
`(B) Form for Producing Electronically Stored Information Not Specified.
`If a subpoena does not specify a form for producing electronically stored
`information, the person responding must produce it in a form or forms in
`which it is ordinarily maintained or in a reasonably usable form or forms.
`(C) Electronically Stored Information Produced in Only One Form. The
`person responding need not produce the same electronically stored
`information in more than one form.
`(D) Inaccessible Electronically Stored Information. The person
`responding need not provide discovery of electronically stored information
`from sources that the person identifies as not reasonably accessible because
`of undue burden or cost. On motion to compel discovery or for a protective
`order, the person responding must show that the information is not
`reasonably accessible because of undue burden or cost. If that showing is
`made, the court may nonetheless order discovery from such sources if the
`requesting party shows good cause, considering the limitations of Rule
`26(b)(2)(C). The court may specify conditions for the discovery.
`
`(2) Claiming Privilege or Protection.
`(A) Information Withheld. A person withholding subpoenaed information
`under a claim that it is privileged or subject to protection as trial-preparation
`material must:
`(i) expressly make the claim; and
`(ii) describe the nature of the withheld documents, communications, or
`tangible things in a manner that, without revealing information itself
`privileged or protected, will enable the parties to assess the claim.
`(B) Information Produced. If information produced in response to a
`subpoena is subject to a claim of privilege or of protection as
`trial-preparation material, the person making the claim may notify any party
`that received the information of the claim and the basis for it. After being
`notified, a party must promptly return, sequester, or destroy the specified
`information and any copies it has; must not use or disclose the information
`until the claim is resolved; must take reasonable steps to retrieve the
`information if the party disclosed it before being notified; and may promptly
`present the information under seal to the court for the district where
`compliance is required for a determination of the claim. The person who
`produced the information must preserve the information until the claim is
`resolved.
`
`(g) Contempt.
`The court for the district where compliance is required—and also, after a
`motion is transferred, the issuing court—may hold in contempt a person
`who, having been served, fails without adequate excuse to obey the
`subpoena or an order related to it.
`
`For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).
`
`
`
`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 6 of 56 PageID #: 1293
`
`AO 88B (Rev. 02/14) Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action
`
`UNITED STATES DISTRICT COURT
`for the
` District of Delaware
`__________ District of __________
`
`Civil Action No.
`
`C.A. No. 20-525-MN
`
`))))))
`
`Commvault, Inc.
`Plaintiff
`v.
`Cohesity, Inc.
`
`Defendant
`
`To:
`
`SUBPOENA TO PRODUCE DOCUMENTS, INFORMATION, OR OBJECTS
`OR TO PERMIT INSPECTION OF PREMISES IN A CIVIL ACTION
`Quest Software Inc. by and through their registered agent:
`Corporation Service Company, 2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833
`(Name of person to whom this subpoena is directed)
`✔
`(cid:117) Production: YOU ARE COMMANDED to produce at the time, date, and place set forth below the following
`documents, electronically stored information, or objects, and to permit inspection, copying, testing, or sampling of the
`material:
` See Schedule A
`
`Place:
`
`Paul E. Torchia
`Gibson, Dunn & Crutcher, LLP, 555 Mission Street,
`San Francisco, CA 94105
`
`Date and Time:
`
`04/16/2021 5:00 pm
`
`(cid:117) Inspection of Premises: YOU ARE COMMANDED to permit entry onto the designated premises, land, or
`other property possessed or controlled by you at the time, date, and location set forth below, so that the requesting party
`may inspect, measure, survey, photograph, test, or sample the property or any designated object or operation on it.
`
`Place:
`
`Date and Time:
`
`The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;
`Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to
`respond to this subpoena and the potential consequences of not doing so.
`04/01/2021
`Date:
`
`CLERK OF COURT
`
`Signature of Clerk or Deputy Clerk
`
`OR
`
`/s/ Pilar G. Kraman
`Attorney’s signature
`
`Cohesity, Inc.
`The name, address, e-mail address, and telephone number of the attorney representing (name of party)
`, who issues or requests this subpoena, are:
`Pilar G. Kraman, Young Conaway Stargatt & Taylor, LLP, 1000 N. King St., Wilmington, DE 19801, pkraman@ycst.com
`(cid:22)(cid:19)(cid:21)(cid:16)(cid:24)(cid:26)(cid:25)(cid:16)(cid:22)(cid:24)(cid:27)(cid:25)
`Notice to the person who issues or requests this subpoena
`If this subpoena commands the production of documents, electronically stored information, or tangible things or the
`inspection of premises before trial, a notice and a copy of the subpoena must be served on each party in this case before
`it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).
`
`
`
`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 7 of 56 PageID #: 1294
`
`AO 88B (Rev. 02/14) Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action (Page 2)
`
`Civil Action No.
`
`C.A. No. 20-525-MN
`
`PROOF OF SERVICE
`(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
`
`I received this subpoena for (name of individual and title, if any)
`.
`
`on (date)
`
`(cid:117) I served the subpoena by delivering a copy to the named person as follows:
`
`(cid:117) I returned the subpoena unexecuted because:
`
`on (date)
`
`; or
`
`Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
`tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of
`$
`.
`
`My fees are $
`
`for travel and $
`
`for services, for a total of $
`
`0.00
`
`.
`
`.
`
`I declare under penalty of perjury that this information is true.
`
`Date:
`
`Additional information regarding attempted service, etc.:
`
`Server’s signature
`
`Printed name and title
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`Server’s address
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`
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`AO 88B (Rev. 02/14) Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action(Page 3)
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`(c) Place of Compliance.
`
`Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)
`(ii) disclosing an unretained expert’s opinion or information that does
`not describe specific occurrences in dispute and results from the expert’s
`study that was not requested by a party.
`(C) Specifying Conditions as an Alternative. In the circumstances
`described in Rule 45(d)(3)(B), the court may, instead of quashing or
`modifying a subpoena, order appearance or production under specified
`conditions if the serving party:
`(i) shows a substantial need for the testimony or material that cannot be
`otherwise met without undue hardship; and
`(ii) ensures that the subpoenaed person will be reasonably compensated.
`
` (1) For a Trial, Hearing, or Deposition. A subpoena may command a
`person to attend a trial, hearing, or deposition only as follows:
` (A) within 100 miles of where the person resides, is employed, or
`regularly transacts business in person; or
` (B) within the state where the person resides, is employed, or regularly
`transacts business in person, if the person
` (i) is a party or a party’s officer; or
` (ii) is commanded to attend a trial and would not incur substantial
`expense.
`
` (2) For Other Discovery. A subpoena may command:
` (A) production of documents, electronically stored information, or
`tangible things at a place within 100 miles of where the person resides, is
`employed, or regularly transacts business in person; and
` (B) inspection of premises at the premises to be inspected.
`
`(d) Protecting a Person Subject to a Subpoena; Enforcement.
`
` (1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney
`responsible for issuing and serving a subpoena must take reasonable steps
`to avoid imposing undue burden or expense on a person subject to the
`subpoena. The court for the district where compliance is required must
`enforce this duty and impose an appropriate sanction—which may include
`lost earnings and reasonable attorney’s fees—on a party or attorney who
`fails to comply.
`
` (2) Command to Produce Materials or Permit Inspection.
`(A) Appearance Not Required. A person commanded to produce
`documents, electronically stored information, or tangible things, or to
`permit the inspection of premises, need not appear in person at the place of
`production or inspection unless also commanded to appear for a deposition,
`hearing, or trial.
`(B) Objections. A person commanded to produce documents or tangible
`things or to permit inspection may serve on the party or attorney designated
`in the subpoena a written objection to inspecting, copying, testing, or
`sampling any or all of the materials or to inspecting the premises—or to
`producing electronically stored information in the form or forms requested.
`The objection must be served before the earlier of the time specified for
`compliance or 14 days after the subpoena is served. If an objection is made,
`the following rules apply:
`(i) At any time, on notice to the commanded person, the serving party
`may move the court for the district where compliance is required for an
`order compelling production or inspection.
` (ii) These acts may be required only as directed in the order, and the
`order must protect a person who is neither a party nor a party’s officer from
`significant expense resulting from compliance.
`
` (3) Quashing or Modifying a Subpoena.
`(A) When Required. On timely motion, the court for the district where
`compliance is required must quash or modify a subpoena that:
` (i) fails to allow a reasonable time to comply;
`(ii) requires a person to comply beyond the geographical limits
`specified in Rule 45(c);
`(iii) requires disclosure of privileged or other protected matter, if no
`exception or waiver applies; or
`(iv) subjects a person to undue burden.
`(B) When Permitted. To protect a person subject to or affected by a
`subpoena, the court for the district where compliance is required may, on
`motion, quash or modify the subpoena if it requires:
`(i) disclosing a trade secret or other confidential research,
`development, or commercial information; or
`
`(e) Duties in Responding to a Subpoena.
`
` (1) Producing Documents or Electronically Stored Information. These
`procedures apply to producing documents or electronically stored
`information:
`(A) Documents. A person responding to a subpoena to produce documents
`must produce them as they are kept in the ordinary course of business or
`must organize and label them to correspond to the categories in the demand.
`(B) Form for Producing Electronically Stored Information Not Specified.
`If a subpoena does not specify a form for producing electronically stored
`information, the person responding must produce it in a form or forms in
`which it is ordinarily maintained or in a reasonably usable form or forms.
`(C) Electronically Stored Information Produced in Only One Form. The
`person responding need not produce the same electronically stored
`information in more than one form.
`(D) Inaccessible Electronically Stored Information. The person
`responding need not provide discovery of electronically stored information
`from sources that the person identifies as not reasonably accessible because
`of undue burden or cost. On motion to compel discovery or for a protective
`order, the person responding must show that the information is not
`reasonably accessible because of undue burden or cost. If that showing is
`made, the court may nonetheless order discovery from such sources if the
`requesting party shows good cause, considering the limitations of Rule
`26(b)(2)(C). The court may specify conditions for the discovery.
`
`(2) Claiming Privilege or Protection.
`(A) Information Withheld. A person withholding subpoenaed information
`under a claim that it is privileged or subject to protection as trial-preparation
`material must:
`(i) expressly make the claim; and
`(ii) describe the nature of the withheld documents, communications, or
`tangible things in a manner that, without revealing information itself
`privileged or protected, will enable the parties to assess the claim.
`(B) Information Produced. If information produced in response to a
`subpoena is subject to a claim of privilege or of protection as
`trial-preparation material, the person making the claim may notify any party
`that received the information of the claim and the basis for it. After being
`notified, a party must promptly return, sequester, or destroy the specified
`information and any copies it has; must not use or disclose the information
`until the claim is resolved; must take reasonable steps to retrieve the
`information if the party disclosed it before being notified; and may promptly
`present the information under seal to the court for the district where
`compliance is required for a determination of the claim. The person who
`produced the information must preserve the information until the claim is
`resolved.
`
`(g) Contempt.
`The court for the district where compliance is required—and also, after a
`motion is transferred, the issuing court—may hold in contempt a person
`who, having been served, fails without adequate excuse to obey the
`subpoena or an order related to it.
`
`For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).
`
`
`
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`(cid:3)(cid:3)(cid:3)(cid:3)(cid:3)
`
`(cid:36)(cid:51)(cid:51)(cid:40)(cid:49)(cid:39)(cid:44)(cid:59)(cid:3)(cid:36)(cid:3)
`
`APPENDIX A
`
`
`
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`SCHEDULE A: SUBPOENA TO PRODUCE DOCUMENTS, INFORMATION, OR
`OBJECTS
`
`
`
`YOU ARE COMMANDED to produce any and all documents in your possession, custody
`
`or control described in the requests below to the offices of Jones Day at Gibson, Dunn & Crutcher,
`
`LLP at 555 Mission Street, San Francisco, CA, 94105, USA by the date specified in the subpoena.
`
`
`
`These documents are being sought because you are believed to be in possession of records
`
`and other documents that are material and necessary to the furtherance of this action, including,
`
`without limitation, records and other documents relating to the interactions between the parties
`
`and others regarding the subject matter of this litigation.
`
`
`
`PLEASE TAKE NOTICE that failure to comply with this subpoena may be punishable
`
`by orders of compliance from the court and/or contempt of court.
`
`Notwithstanding any definition set forth below, each word, term, or phrase used in this
`
`Subpoena to Produce Documents, Information, or Objects in a Civil Action (“Subpoena”) is
`
`intended to have the broadest meaning permitted under the Federal Rules of Civil Procedure.
`
`DEFINITIONS
`
`The following definitions are applicable to terms employed in responding to this Subpoena:
`
`“Communication” shall mean, without limitation, any written, oral, or other transmission
`
`of information.
`
`“Concerning,” “refer(s) to,” “related to,” “reflecting,” and “relating to” shall mean directly
`
`or indirectly relating to, referring to, mentioning, reflecting, pertaining to, evidencing,
`
`illustrating, involving, describing, discussing, commenting on, embodying, responding to,
`
`supporting, contradicting, or constituting (in whole or in part), as the context makes
`
`appropriate.
`
`
`
`
`
`1.
`
`2.
`
`
`
`
`
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`3.
`
`“Defendant” or “Cohesity” shall refer to Cohesity, Inc., and any and all of their then-current
`
`or prior subsidiaries, parents, affiliates, divisions, successors, predecessors, agents,
`
`employees, representatives, directors, officers, trustees, and attorneys, or any other person
`
`or entity acting in whole or in part in concert with any of the foregoing, directly or
`
`indirectly.
`
`4.
`
`“Document” shall include, without limitation, all documents, electronically stored
`
`information, and tangible things within the scope of the Federal Rules of Civil Procedure,
`
`including Rule 34. Any document bearing marks, including, without limitation, initials,
`
`stamped indicia, comments or notations not part of the original text or photographic
`
`reproduction thereof, is a separate document.
`
`5.
`
`6.
`
`“Employee” shall refer to any officer, director, partner, employee, representative, or agent.
`
`“You,” “Your,” “Yours” and “Quest” shall refer to Quest, and any and all of its then-current
`
`or prior subsidiaries, parents, affiliates, divisions, successors, predecessors, agents,
`
`employees, representatives, directors, officers, trustees, and attorneys, or any other person
`
`or entity acting in whole or in part in concert with any of the foregoing, directly or
`
`indirectly.
`
`7.
`
`“Identify” (or “Identification”) in relation to a Document shall refer to: (a) the date the
`
`Document was created; (b) the author(s) of the Document; (c) the recipient(s) of the
`
`Document; (d) any person or entity receiving a copy of the Document by “cc,” “bcc,” or
`
`otherwise; (e) a basic description of the nature of the Document; (f) the title of the
`
`Document; and (g) whether the Document has been or is being produced in this litigation,
`
`the Bates or identifier number affixed to the Document. Documents to be “identified”
`
`include Documents in Your possession, custody, or control, Documents known by You to
`
`
`
`2
`
`
`
`
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`Case 1:20-cv-00525-MN-CJB Document 60 Filed 04/01/21 Page 12 of 56